GALVIN, GAUSTAD & STEIN, LLC
CRD #153410 SEC #801-71464 SCOTTSDALE, AZ 480-776-1445
SEC Registered
Total AUM
$1.2B
Discretionary
$1.2B
Employees
17
Clients
0
Accounts
1,889
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Dec 2025 | $1.2B | $1.2B | $12.7M | 17 | 20 |
| Apr 2025 | $1.2B | $1.2B | $12.7M | 16 | 20 |
| Mar 2025 | $1.2B | $1.2B | $12.7M | 16 | 20 |
| Mar 2024 | $1.2B | $1.2B | $16M | 14 | 25 |
| Mar 2023 | $1.1B | $1.1B | $15.3M | 13 | 5 |
| Nov 2022 | $1.3B | $1.3B | $34.5M | 13 | 0 |
| Mar 2022 | $1.3B | $1.3B | $34.5M | 13 | 0 |
| Apr 2021 | $1.1B | $1.1B | $39M | 13 | 0 |
| Mar 2021 | $1.1B | $1.1B | $39M | 13 | 0 |
| Feb 2021 | $1.1B | $1.1B | $39M | 13 | 0 |
| Oct 2020 | $1.1B | $1B | $21.9M | 12 | 0 |
| Jun 2020 | $1.1B | $1B | $21.9M | 12 | 0 |
| Mar 2020 | $1.1B | $1B | $21.9M | 12 | 0 |
| Nov 2019 | $779.4M | $761.4M | $17.9M | 12 | 0 |
| Jul 2019 | $779.4M | $761.4M | $17.9M | 12 | 0 |
| Mar 2019 | $779.4M | $761.4M | $17.9M | 12 | 0 |
| Nov 2018 | $718.1M | $711.8M | $6.3M | 11 | 0 |
| Jun 2018 | $718.1M | $711.8M | $6.3M | 11 | 0 |
| May 2018 | $718.1M | $711.8M | $6.3M | 11 | 0 |
| Mar 2018 | $718.1M | $711.8M | $6.3M | 11 | 0 |
| Sep 2017 | $581.2M | $573.3M | $7.8M | 10 | 700 |
| May 2017 | $581.2M | $573.3M | $7.8M | 10 | 700 |
| Apr 2017 | $581.2M | $573.3M | $7.8M | 10 | 700 |
| Mar 2017 | $581.2M | $573.3M | $7.8M | 10 | 700 |
| Jan 2017 | $522.4M | $519M | $3.3M | 8 | 500 |
| Feb 2016 | $522.4M | $519M | $3.3M | 8 | 500 |
| Nov 2015 | $402.4M | $399.4M | $3M | 6 | 300 |
| Nov 2015 | $402.4M | $399.4M | $3M | 6 | 300 |
| Jul 2015 | $402.4M | $399.4M | $3M | 6 | 300 |
| Jul 2015 | $402.4M | $399.4M | $3M | 6 | 300 |
| Feb 2015 | $402.4M | $399.4M | $3M | 6 | 300 |
| Oct 2014 | $355.6M | $352.6M | $3M | 6 | 258 |
| Mar 2014 | $355.6M | $352.6M | $3M | 6 | 258 |
| Nov 2013 | $316.2M | $313.2M | $3M | 6 | 200 |
| Jul 2013 | $316.2M | $313.2M | $3M | 6 | 200 |
| May 2013 | $316.2M | $313.2M | $3M | 6 | 200 |
| Apr 2013 | $316.2M | $313.2M | $3M | 6 | 200 |
| Apr 2013 | $316.2M | $313.2M | $3M | 6 | 200 |
| Mar 2012 | $320M | $300M | $20M | 1 | 200 |
| Mar 2011 | $300M | $250M | $50M | 5 | -- |
| Mar 2011 | $300M | $250M | $50M | 5 | -- |
| Oct 2010 | $227M | $147M | $80M | 5 | -- |
| Jul 2010 | $227M | $147M | $80M | 5 | -- |
| Jul 2010 | $227M | $147M | $80M | 5 | -- |
| May 2010 | $227M | $147M | $80M | 5 | -- |
DateDec 2025
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$12.7M
Employees17
Clients20
DateApr 2025
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$12.7M
Employees16
Clients20
DateMar 2025
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$12.7M
Employees16
Clients20
DateMar 2024
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$16M
Employees14
Clients25
DateMar 2023
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$15.3M
Employees13
Clients5
DateNov 2022
Total AUM$1.3B
Discretionary$1.3B
Non-Disc.$34.5M
Employees13
Clients0
DateMar 2022
Total AUM$1.3B
Discretionary$1.3B
Non-Disc.$34.5M
Employees13
Clients0
DateApr 2021
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$39M
Employees13
Clients0
DateMar 2021
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$39M
Employees13
Clients0
DateFeb 2021
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$39M
Employees13
Clients0
DateOct 2020
Total AUM$1.1B
Discretionary$1B
Non-Disc.$21.9M
Employees12
Clients0
DateJun 2020
Total AUM$1.1B
Discretionary$1B
Non-Disc.$21.9M
Employees12
Clients0
DateMar 2020
Total AUM$1.1B
Discretionary$1B
Non-Disc.$21.9M
Employees12
Clients0
DateNov 2019
Total AUM$779.4M
Discretionary$761.4M
Non-Disc.$17.9M
Employees12
Clients0
DateJul 2019
Total AUM$779.4M
Discretionary$761.4M
Non-Disc.$17.9M
Employees12
Clients0
DateMar 2019
Total AUM$779.4M
Discretionary$761.4M
Non-Disc.$17.9M
Employees12
Clients0
DateNov 2018
Total AUM$718.1M
Discretionary$711.8M
Non-Disc.$6.3M
Employees11
Clients0
DateJun 2018
Total AUM$718.1M
Discretionary$711.8M
Non-Disc.$6.3M
Employees11
Clients0
DateMay 2018
Total AUM$718.1M
Discretionary$711.8M
Non-Disc.$6.3M
Employees11
Clients0
DateMar 2018
Total AUM$718.1M
Discretionary$711.8M
Non-Disc.$6.3M
Employees11
Clients0
DateSep 2017
Total AUM$581.2M
Discretionary$573.3M
Non-Disc.$7.8M
Employees10
Clients700
DateMay 2017
Total AUM$581.2M
Discretionary$573.3M
Non-Disc.$7.8M
Employees10
Clients700
DateApr 2017
Total AUM$581.2M
Discretionary$573.3M
Non-Disc.$7.8M
Employees10
Clients700
DateMar 2017
Total AUM$581.2M
Discretionary$573.3M
Non-Disc.$7.8M
Employees10
Clients700
DateJan 2017
Total AUM$522.4M
Discretionary$519M
Non-Disc.$3.3M
Employees8
Clients500
DateFeb 2016
Total AUM$522.4M
Discretionary$519M
Non-Disc.$3.3M
Employees8
Clients500
DateNov 2015
Total AUM$402.4M
Discretionary$399.4M
Non-Disc.$3M
Employees6
Clients300
DateNov 2015
Total AUM$402.4M
Discretionary$399.4M
Non-Disc.$3M
Employees6
Clients300
DateJul 2015
Total AUM$402.4M
Discretionary$399.4M
Non-Disc.$3M
Employees6
Clients300
DateJul 2015
Total AUM$402.4M
Discretionary$399.4M
Non-Disc.$3M
Employees6
Clients300
DateFeb 2015
Total AUM$402.4M
Discretionary$399.4M
Non-Disc.$3M
Employees6
Clients300
DateOct 2014
Total AUM$355.6M
Discretionary$352.6M
Non-Disc.$3M
Employees6
Clients258
DateMar 2014
Total AUM$355.6M
Discretionary$352.6M
Non-Disc.$3M
Employees6
Clients258
DateNov 2013
Total AUM$316.2M
Discretionary$313.2M
Non-Disc.$3M
Employees6
Clients200
DateJul 2013
Total AUM$316.2M
Discretionary$313.2M
Non-Disc.$3M
Employees6
Clients200
DateMay 2013
Total AUM$316.2M
Discretionary$313.2M
Non-Disc.$3M
Employees6
Clients200
DateApr 2013
Total AUM$316.2M
Discretionary$313.2M
Non-Disc.$3M
Employees6
Clients200
DateApr 2013
Total AUM$316.2M
Discretionary$313.2M
Non-Disc.$3M
Employees6
Clients200
DateMar 2012
Total AUM$320M
Discretionary$300M
Non-Disc.$20M
Employees1
Clients200
DateMar 2011
Total AUM$300M
Discretionary$250M
Non-Disc.$50M
Employees5
Clients--
DateMar 2011
Total AUM$300M
Discretionary$250M
Non-Disc.$50M
Employees5
Clients--
DateOct 2010
Total AUM$227M
Discretionary$147M
Non-Disc.$80M
Employees5
Clients--
DateJul 2010
Total AUM$227M
Discretionary$147M
Non-Disc.$80M
Employees5
Clients--
DateJul 2010
Total AUM$227M
Discretionary$147M
Non-Disc.$80M
Employees5
Clients--
DateMay 2010
Total AUM$227M
Discretionary$147M
Non-Disc.$80M
Employees5
Clients--