GALVIN, GAUSTAD & STEIN, LLC

CRD #153410 SEC #801-71464 SCOTTSDALE, AZ 480-776-1445

SEC Registered

Total AUM

$1.2B

Discretionary

$1.2B

Employees

Clients

Accounts

1,889

Firm Details

Organization Type: Limited Liability Company
State of Formation: Arizona
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Dec 24, 2025
Branch Offices: 9

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
JAMIESON, KIM, QUYEN	I	CHIEF COMPLIANCE OFFICER	NA	Control
JAMIESON, KIM, QUYEN	I	CHIEF COMPLIANCE OFFICER	NA	Control
JAMIESON, KIM, QUYEN	I	CHIEF COMPLIANCE OFFICER	NA	Control
JAMIESON, KIM, QUYEN	I	CHIEF COMPLIANCE OFFICER	NA	Control
JAMIESON, KIM, QUYEN	I	CHIEF COMPLIANCE OFFICER	NA	Control
JAMIESON, KIM, QUYEN	I	CHIEF COMPLIANCE OFFICER	NA	Control
JAMIESON, KIM, QUYEN	I	CHIEF COMPLIANCE OFFICER	NA	Control
JAMIESON, KIM, QUYEN	I	CHIEF COMPLIANCE OFFICER	NA	Control
JAMIESON, KIM, QUYEN	I	CHIEF COMPLIANCE OFFICER	NA	Control
JAMIESON, KIM, QUYEN	I	CHIEF COMPLIANCE OFFICER	NA	Control
JAMIESON, KIM, QUYEN	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER	NA	Control
JAMIESON, KIM, QUYEN	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER	NA	Control
JAMIESON, KIM, QUYEN	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER	NA	Control
JAMIESON, KIM, QUYEN	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER	NA	Control
JAMIESON, KIM, QUYEN	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER	NA	Control
JAMIESON, KIM, QUYEN	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER	NA	Control
JAMIESON, KIM, QUYEN	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER	NA	Control
JAMIESON, KIM, QUYEN	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER	NA	Control
JAMIESON, KIM, QUYEN	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER	NA	Control
JAMIESON, KIM, QUYEN	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER	NA	Control
JAMIESON, KIM, QUYEN	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER	NA	Control
JAMIESON, KIM, QUYEN	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER	NA	Control
JAMIESON, KIM, QUYEN	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER	NA	Control
JAMIESON, KIM, QUYEN	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER/CHIEF FINANCIAL OFFICER	NA	Control
JAMIESON, KIM, QUYEN	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER/CHIEF FINANCIAL OFFICER	NA	Control
JAMIESON, KIM, QUYEN	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER/CHIEF FINANCIAL OFFICER	NA	Control
JAMIESON, KIM, QUYEN	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER/CHIEF FINANCIAL OFFICER	NA	Control
JAMIESON, KIM, QUYEN	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER/CHIEF FINANCIAL OFFICER	NA	Control
JAMIESON, KIM, QUYEN	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER/CHIEF FINANCIAL OFFICER	NA	Control
JAMIESON, KIM, QUYEN	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER/CHIEF FINANCIAL OFFICER	NA	Control
JAMIESON, KIM, QUYEN	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER/CHIEF FINANCIAL OFFICER	NA	Control
GALVIN, STEPHEN, RICHARD	I	CHIEF COMPLIANCE OFFICER	D	Control
GALVIN, STEPHEN, RICHARD	I	CHIEF COMPLIANCE OFFICER	D	Control
GALVIN, STEPHEN, RICHARD	I	CHIEF COMPLIANCE OFFICER	D	Control
GALVIN, STEPHEN, RICHARD	I	CHIEF COMPLIANCE OFFICER	D	Control
GALVIN, STEPHEN, RICHARD	I	CHIEF COMPLIANCE OFFICER	D	Control
GALVIN, STEPHEN, RICHARD	I	CHIEF COMPLIANCE OFFICER	D	Control
GALVIN, STEPHEN, RICHARD	I	CHIEF COMPLIANCE OFFICER	D	Control
GALVIN, STEPHEN, RICHARD	I	CHIEF COMPLIANCE OFFICER	D	Control
GALVIN, STEPHEN, RICHARD	I	CHIEF COMPLIANCE OFFICER	D	Control
GALVIN, STEPHEN, RICHARD	I	CHIEF COMPLIANCE OFFICER	D	Control
GALVIN, STEPHEN, RICHARD	I	CHIEF COMPLIANCE OFFICER	D	Control
GALVIN, STEPHEN, RICHARD	I	CHIEF COMPLIANCE OFFICER	D	Control
GALVIN, STEPHEN, RICHARD	I	CHIEF COMPLIANCE OFFICER	D	Control
GALVIN, STEPHEN, RICHARD	I	CHIEF COMPLIANCE OFFICER	D	Control
GALVIN, STEPHEN, RICHARD	I	CHIEF COMPLIANCE OFFICER	D	Control
GALVIN, STEPHEN, RICHARD	I	CHIEF EXECUTIVE OFFICER AND MEMBER	D	Control
GALVIN, STEPHEN, RICHARD	I	CHIEF COMPLIANCE OFFICER	D	Control
GALVIN, STEPHEN, RICHARD	I	CHIEF EXECUTIVE OFFICER AND MEMBER	D	Control
GALVIN, STEPHEN, RICHARD	I	CHIEF COMPLIANCE OFFICER	D	Control
GALVIN, STEPHEN, RICHARD	I	CHIEF COMPLIANCE OFFICER	D	Control
GALVIN, STEPHEN, RICHARD	I	CHIEF COMPLIANCE OFFICER	D	Control
GALVIN, STEPHEN, RICHARD	I	CHIEF EXECUTIVE OFFICER AND MEMBER	D	Control
GALVIN, STEPHEN, RICHARD	I	CHIEF EXECUTIVE OFFICER AND MEMBER	D	Control
GALVIN, STEPHEN, RICHARD	I	CHIEF EXECUTIVE OFFICER AND MEMBER	D	Control
GALVIN, STEPHEN, RICHARD	I	CHIEF EXECUTIVE OFFICER AND MEMBER	D	Control
GALVIN, STEPHEN, RICHARD	I	CHIEF EXECUTIVE OFFICER AND MEMBER	D	Control
GALVIN, STEPHEN, RICHARD	I	CHIEF EXECUTIVE OFFICER AND MEMBER	D	Control
GALVIN, STEPHEN, RICHARD	I	CHIEF EXECUTIVE OFFICER AND MEMBER	D	Control
GALVIN, STEPHEN, RICHARD	I	CHIEF EXECUTIVE OFFICER AND MEMBER	D	Control
GALVIN, STEPHEN, RICHARD	I	CHIEF EXECUTIVE OFFICER AND MEMBER	D	Control
GALVIN, STEPHEN, RICHARD	I	CHIEF EXECUTIVE OFFICER AND MEMBER	D	Control
GALVIN, STEPHEN, RICHARD	I	CHIEF EXECUTIVE OFFICER AND MEMBER	D	Control
GALVIN, STEPHEN, RICHARD	I	CHIEF EXECUTIVE OFFICER AND MEMBER	D	Control
GALVIN, STEPHEN, RICHARD	I	CHIEF EXECUTIVE OFFICER AND MEMBER	D	Control
GALVIN, STEPHEN, RICHARD	I	CHIEF EXECUTIVE OFFICER AND MEMBER	D	Control
GALVIN, STEPHEN, RICHARD	I	CHIEF EXECUTIVE OFFICER AND MEMBER	D	Control
GALVIN, STEPHEN, RICHARD	I	CHIEF EXECUTIVE OFFICER AND MEMBER	D	Control
GALVIN, STEPHEN, RICHARD	I	CHIEF EXECUTIVE OFFICER AND MEMBER	D	Control
GALVIN, STEPHEN, RICHARD	I	CHIEF EXECUTIVE OFFICER AND MEMBER	D	Control
GAUSTAD, STEPHEN	I	MANAGING MEMBER	D	Control
GAUSTAD, STEPHEN	I	MANAGING MEMBER	D	Control
GAUSTAD, STEPHEN	I	MANAGING MEMBER	D	Control
GAUSTAD, STEPHEN	I	MANAGING MEMBER	D	Control
GAUSTAD, STEPHEN	I	MANAGING MEMBER	D	Control
GAUSTAD, STEPHEN	I	MANAGING MEMBER	D	Control
GAUSTAD, STEPHEN	I	MANAGING MEMBER	D	Control
GAUSTAD, STEPHEN	I	MANAGING MEMBER	D	Control
GAUSTAD, STEPHEN	I	MANAGING MEMBER	D	Control
GAUSTAD, STEPHEN	I	MANAGING MEMBER	D	Control
GAUSTAD, STEPHEN	I	MANAGING MEMBER	D	Control
GAUSTAD, STEPHEN	I	MANAGING MEMBER	D	Control
GAUSTAD, STEPHEN	I	MANAGING MEMBER	D	Control
GAUSTAD, STEPHEN	I	MANAGING MEMBER	D	Control
GAUSTAD, STEPHEN	I	MANAGING MEMBER	D	Control
GAUSTAD, STEPHEN	I	MANAGING MEMBER	D	Control
GAUSTAD, STEPHEN	I	MANAGING MEMBER	D	Control
GAUSTAD, STEPHEN	I	MANAGING MEMBER	D	Control
GAUSTAD, STEPHEN	I	MANAGING MEMBER	D	Control
GAUSTAD, STEPHEN	I	MANAGING MEMBER	D	Control
GAUSTAD, STEPHEN	I	MANAGING MEMBER	D	Control
GAUSTAD, STEPHEN	I	MANAGING MEMBER	D	Control
GAUSTAD, STEPHEN	I	MANAGING MEMBER	D	Control
GAUSTAD, STEPHEN	I	MANAGING MEMBER	D	Control
GAUSTAD, STEPHEN	I	MANAGING MEMBER	D	Control
GAUSTAD, STEPHEN	I	MANAGING MEMBER	D	Control
GAUSTAD, STEPHEN	I	MANAGING MEMBER	D	Control
GAUSTAD, STEPHEN	I	MANAGING MEMBER	D	Control
GAUSTAD, STEPHEN	I	MANAGING MEMBER	D	Control
GAUSTAD, STEPHEN	I	MANAGING MEMBER	D	Control
GAUSTAD, STEPHEN	I	MANAGING MEMBER	D	Control
GAUSTAD, STEPHEN	I	MANAGING MEMBER	D	Control
GAUSTAD, STEPHEN	I	MANAGING MEMBER	D	Control
GAUSTAD, STEPHEN	I	MANAGING MEMBER	D	Control
GAUSTAD, STEPHEN	I	MANAGING MEMBER	D	Control
GAUSTAD, STEPHEN	I	MANAGING MEMBER	D	Control
GAUSTAD, STEPHEN	I	MANAGING MEMBER	D	Control
GAUSTAD, STEPHEN	I	MANAGING MEMBER	D	Control
GAUSTAD, STEPHEN	I	MANAGING MEMBER	D	Control
MP STEIN, LLC	DE	MEMBER AND MANAGER	C	Control
MP STEIN, LLC	DE	MEMBER AND MANAGER	C	Control
MP STEIN, LLC	DE	MEMBER AND MANAGER	C	Control
MP STEIN, LLC	DE	MEMBER AND MANAGER	C	Control
MP STEIN, LLC	DE	MEMBER AND MANAGER	C	Control
MP STEIN, LLC	DE	MEMBER AND MANAGER	C	Control
MP STEIN, LLC	DE	MEMBER AND MANAGER	C	Control
MP STEIN, LLC	DE	MEMBER AND MANAGER	C	Control
MP STEIN, LLC	DE	MEMBER AND MANAGER	C	Control
MP STEIN, LLC	DE	MEMBER AND MANAGER	C	Control
MP STEIN, LLC	DE	MEMBER AND MANAGER	C	Control
SLG82, LLC	DE	MEMBER AND MANAGER	C	Control
SLG82, LLC	DE	MEMBER AND MANAGER	C	Control
SLG82, LLC	DE	MEMBER AND MANAGER	C	Control
SLG82, LLC	DE	MEMBER AND MANAGER	C	Control
SLG82, LLC	DE	MEMBER AND MANAGER	C	Control
SLG82, LLC	DE	MEMBER AND MANAGER	C	Control
SLG82, LLC	DE	MEMBER AND MANAGER	C	Control
SLG82, LLC	DE	MEMBER AND MANAGER	C	Control
SLG82, LLC	DE	MEMBER AND MANAGER	C	Control
SLG82, LLC	DE	MEMBER AND MANAGER	C	Control
SLG82, LLC	DE	MEMBER AND MANAGER	C	Control
STEPHEN R GALVIN ASSET MANAGEMENT, LLC	DE	MEMBER AND MANAGER	C	Control
STEPHEN R GALVIN ASSET MANAGEMENT, LLC	DE	MEMBER AND MANAGER	C	Control
STEPHEN R GALVIN ASSET MANAGEMENT, LLC	DE	MEMBER AND MANAGER	C	Control
STEPHEN R GALVIN ASSET MANAGEMENT, LLC	DE	MEMBER AND MANAGER	C	Control
STEPHEN R GALVIN ASSET MANAGEMENT, LLC	DE	MEMBER AND MANAGER	C	Control
STEPHEN R GALVIN ASSET MANAGEMENT, LLC	DE	MEMBER AND MANAGER	C	Control
STEPHEN R GALVIN ASSET MANAGEMENT, LLC	DE	MEMBER AND MANAGER	C	Control
STEPHEN R GALVIN ASSET MANAGEMENT, LLC	DE	MEMBER AND MANAGER	C	Control
STEPHEN R GALVIN ASSET MANAGEMENT, LLC	DE	MEMBER AND MANAGER	C	Control
STEPHEN R GALVIN ASSET MANAGEMENT, LLC	DE	MEMBER AND MANAGER	C	Control
STEPHEN R GALVIN ASSET MANAGEMENT, LLC	DE	MEMBER AND MANAGER	C	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
GALVIN, STEPHEN, RICHARD	I	STEPHEN R GALVIN ASSET MANAGEMENT, LLC	E	Control
GALVIN, STEPHEN, RICHARD	I	STEPHEN R GALVIN ASSET MANAGEMENT, LLC	E	Control
GALVIN, STEPHEN, RICHARD	I	STEPHEN R GALVIN ASSET MANAGEMENT, LLC	E	Control
GALVIN, STEPHEN, RICHARD	I	STEPHEN R GALVIN ASSET MANAGEMENT, LLC	E	Control
GALVIN, STEPHEN, RICHARD	I	STEPHEN R GALVIN ASSET MANAGEMENT, LLC	E	Control
GALVIN, STEPHEN, RICHARD	I	STEPHEN R GALVIN ASSET MANAGEMENT, LLC	E	Control
GALVIN, STEPHEN, RICHARD	I	STEPHEN R GALVIN ASSET MANAGEMENT, LLC	E	Control
GALVIN, STEPHEN, RICHARD	I	STEPHEN R GALVIN ASSET MANAGEMENT, LLC	E	Control
GAUSTAD, STEPHEN	I	SLG82, LLC	E	Control
GAUSTAD, STEPHEN, LEE	I	SLG82, LLC	E	Control
GAUSTAD, STEPHEN, LEE	I	SLG82, LLC	E	Control
GAUSTAD, STEPHEN, LEE	I	SLG82, LLC	E	Control
GAUSTAD, STEPHEN, LEE	I	SLG82, LLC	E	Control
GAUSTAD, STEPHEN, LEE	I	SLG82, LLC	E	Control
GAUSTAD, STEPHEN, LEE	I	SLG82, LLC	E	Control
GAUSTAD, STEPHEN, LEE	I	SLG82, LLC	E	Control
STEIN, MARK, PAUL	I	MP STEIN, LLC	E	Control
STEIN, MARK, PAUL	I	MP STEIN, LLC	E	Control
STEIN, MARK, PAUL	I	MP STEIN, LLC	E	Control
STEIN, MARK, PAUL	I	MP STEIN, LLC	E	Control
STEIN, MARK, PAUL	I	MP STEIN, LLC	E	Control
STEIN, MARK, PAUL	I	MP STEIN, LLC	E	Control
STEIN, MARK, PAUL	I	MP STEIN, LLC	E	Control
STEIN, MARK, PAUL	I	MP STEIN, LLC	E	Control

Registrations

Federal

Dec 24, 2025 REGISTERED

Notice Filings (20)

AZ CA CO FL HI ID IL MA MD NC NH NM NV NY OH OR PA SC TX WA

Address

7377 E. DOUBLETREE RANCH ROAD
SUITE 250
SCOTTSDALE, AZ 85258
United States

Phone: 480-776-1445