401K GENERATION

CRD #154279 SEC #801-71606 ALTAMONTE SPRINGS,, FL (407) 636-6689

SEC Registered

Total AUM

$172.9M

Discretionary

$122.2M

Employees

Clients

Accounts

149

Firm Details

Organization Type: Corporation
State of Formation: Florida
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 25, 2025
Branch Offices: 0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
AUSTIN, CHRIS, JAMES	I	CHIEF COMPLIANCE OFFICER	NA	Control
AUSTIN, CHRISTOPHER, JAMES	I	CHIEF COMPLIANCE OFFICER	NA	Control
AUSTIN, CHRISTOPHER, JAMES	I	CHIEF COMPLIANCE OFFICER	NA	Control
AUSTIN, CHRISTOPHER, JAMES	I	CHIEF COMPLIANCE OFFICER	NA	Control
AUSTIN, CHRISTOPHER, JAMES	I	CHIEF COMPLIANCE OFFICER	NA	Control
AUSTIN, CHRISTOPHER, JAMES	I	CHIEF COMPLIANCE OFFICER	NA	Control
AUSTIN, CHRISTOPHER, JAMES	I	CHIEF COMPLIANCE OFFICER	NA	Control
AUSTIN, CHRISTOPHER, JAMES	I	CHIEF COMPLIANCE OFFICER	NA	Control
AUSTIN, CHRISTOPHER, JAMES	I	CHIEF COMPLIANCE OFFICER	NA	Control
AUSTIN, CHRISTOPHER, JAMES	I	CHIEF COMPLIANCE OFFICER	NA	Control
AUSTIN, CHRISTOPHER, JAMES	I	CHIEF COMPLIANCE OFFICER	NA	Control
AUSTIN, CHRISTOPHER, JAMES	I	CHIEF COMPLIANCE OFFICER	NA	Control
AUSTIN, CHRISTOPHER, JAMES	I	CHIEF COMPLIANCE OFFICER	NA	Control
AUSTIN, CHRISTOPHER, JAMES	I	CHIEF COMPLIANCE OFFICER	NA	Control
AUSTIN, CHRISTOPHER, JAMES	I	CHIEF COMPLIANCE OFFICER	NA	Control
AUSTIN, CHRISTOPHER, JAMES	I	CHIEF COMPLIANCE OFFICER	NA	Control
AUSTIN, CHRISTOPHER, JAMES	I	CHIEF COMPLIANCE OFFICER	NA	Control
AUSTIN, CHRISTOPHER, JAMES	I	CHIEF COMPLIANCE OFFICER	NA	Control
AUSTIN, CHRISTOPHER, JAMES	I	COMPLIANCE OFFICER/ARC	NA
AUSTIN, CHRISTOPHER, JAMES	I	CHIEF COMPLIANCE OFFICER	NA	Control
AUSTIN, CHRISTOPHER, JAMES	I	COMPLIANCE OFFICER/ARC	NA
AUSTIN, CHRISTOPHER, JAMES	I	COMPLIANCE OFFICER/ARC	NA
AUSTIN, CHRISTOPHER, JAMES	I	COMPLIANCE OFFICER/ARC	NA
MCQUEEN, KATHLEEN, ANNE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCQUEEN, KATHLEEN, ANNE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCQUEEN, KATHLEEN, ANNE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCQUEEN, KATHLEEN, ANNE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCQUEEN, KATHLEEN, ANNE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCQUEEN, KATHLEEN, ANNE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCQUEEN, KATHLEEN, ANNE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCQUEEN, KATHLEEN, ANNE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCQUEEN, KATHLEEN, ANNE	I	CHIEF COMPLIANCE OFFICER	NA	Control
Nitsch, Marlene, Jarrett	I	CHIEF COMPLIANCE OFFICER	NA	Control
Nitsch, Marlene, Jarrett	I	CHIEF COMPLIANCE OFFICER	NA	Control
Nitsch, Marlene, Jarrett	I	CHIEF COMPLIANCE OFFICER	NA	Control
Nitsch, Marlene, Jarrett	I	CHIEF COMPLIANCE OFFICER	NA	Control
Nitsch, Marlene, Jarrett	I	CHIEF COMPLIANCE OFFICER	NA	Control
Nitsch, Marlene, Jarrett	I	CHIEF COMPLIANCE OFFICER	NA	Control
Nitsch, Marlene, Jarrett	I	CHIEF COMPLIANCE OFFICER	NA	Control
Nitsch, Marlene, Jarrett	I	CHIEF COMPLIANCE OFFICER	NA	Control
Nitsch, Marlene, Jarrett	I	CHIEF COMPLIANCE OFFICER	NA	Control
Nitsch, Marlene, Jarrett	I	CHIEF COMPLIANCE OFFICER	NA	Control
Nitsch, Marlene, Jarrett	I	CHIEF COMPLIANCE OFFICER	NA	Control
Nitsch, Marlene, Jarrett	I	CHIEF COMPLIANCE OFFICER	NA	Control
Nitsch, Marlene, Jarrett	I	CHIEF COMPLIANCE OFFICER	NA	Control
Nitsch, Marlene, Jarrett	I	CHIEF COMPLIANCE OFFICER	NA	Control
Nitsch, Marlene, Jarrett	I	CHIEF COMPLIANCE OFFICER	NA	Control
Nitsch, Marlene, Jarrett	I	CHIEF COMPLIANCE OFFICER	NA	Control
PRIETO-IZAGUIRRE, OCTAVIO, MANUEL	I	CHIEF OPERATING OFFICER	NA	Control
PRIETO-IZAGUIRRE, OCTAVIO, MANUEL	I	CHIEF OPERATING OFFICER	NA	Control
ROJAS, EDWARD	I	CEO	NA	Control
ROJAS, EDWARD	I	PRESIDENT	NA	Control
ROJAS, KELLI, DIANE	I	CEO	NA	Control
ROJAS, KELLI, DIANE	I	CEO	NA	Control
ROJAS, KELLI, DIANE	I	CEO	NA	Control
ROJAS, KELLI, DIANE	I	CEO	NA	Control
ROJAS, KELLI, DIANE	I	CEO	NA	Control
ROJAS, KELLI, DIANE	I	CEO/CHIEF COMPLIANCE OFFICER	NA	Control
ROJAS, KELLI, DIANE	I	CHIEF COMPLIANCE OFFICER	NA	Control
ROJAS, KELLI, DIANE	I	CEO/CHIEF COMPLIANCE OFFICER	NA	Control
ROJAS, KELLI, DIANE	I	CEO/CHIEF COMPLIANCE OFFICER	NA	Control
ROJAS, KELLI, DIANE	I	CEO	NA	Control
ROJAS, KELLI, DIANE	I	CEO	NA	Control
ROJAS, KELLI, DIANE	I	CEO/CHIEF COMPLIANCE OFFICER	NA	Control
ROJAS, KELLI, DIANE	I	CEO/CHIEF COMPLIANCE OFFICER	NA	Control
ROJAS, KELLI, DIANE	I	CEO/CHIEF COMPLIANCE OFFICER	NA	Control
ROJAS, KELLI, DIANE	I	CEO/CHIEF COMPLIANCE OFFICER	NA	Control
ROJAS, KELLI, DIANE	I	CEO	NA	Control
kincaid, brenda, dawn	I	CHIEF OPERATING OFFICER	NA	Control
kincaid, brenda, dawn	I	CHIEF OPERATING OFFICER	NA	Control
kincaid, brenda, dawn	I	CHIEF OPERATING OFFICER	NA	Control
kincaid, brenda, dawn	I	CHIEF OPERATING OFFICER	NA	Control
kincaid, brenda, dawn	I	CHIEF OPERATING OFFICER	NA	Control
kincaid, brenda, dawn	I	CHIEF OPERATING OFFICER	NA	Control
kincaid, brenda, dawn	I	CHIEF OPERATING OFFICER	NA	Control
kincaid, brenda, dawn	I	CHIEF OPERATING OFFICER	NA	Control
kincaid, brenda, dawn	I	CHIEF OPERATING OFFICER	NA	Control
kincaid, brenda, dawn	I	CHIEF OPERATING OFFICER	NA	Control
401K GENERATION, INC.	DE	OWNER	E	Control
401K GENERATION, INC.	DE	CORPORATION	E	Control
401K GENERATION, INC.	DE	CORPORATION	E	Control
401K GENERATION, INC.	DE	OWNER	E	Control
401K GENERATION, INC.	DE	OWNER	E	Control
401K GENERATION, INC.	DE	OWNER	E	Control
401K GENERATION, INC.	DE	OWNER	E	Control
401K GENERATION, INC.	DE	OWNER	E	Control
401K GENERATION, INC.	DE	OWNER	E	Control
401K GENERATION, INC.	DE	OWNER	E	Control
401K GENERATION, INC.	DE	OWNER	E	Control
401K GENERATION, INC.	DE	OWNER	E	Control
401K GENERATION, INC.	DE	OWNER	E	Control
401K GENERATION, INC.	DE	OWNER	E	Control
401K GENERATION, INC.	DE	OWNER	E	Control
401K GENERATION, INC.	DE	OWNER	E	Control
401K GENERATION, INC.	DE	OWNER	E	Control
ROJAS, EDWARD	I	PRESIDENT, CEO	D	Control
ROJAS, EDWARD	I	PRESIDENT, CEO	D	Control
ROJAS, EDWARD	I	PRESIDENT, CEO	D	Control
ROJAS, EDWARD	I	PRESIDENT, CEO	D	Control
ROJAS, EDWARD	I	PRESIDENT, CEO	D	Control
ROJAS, EDWARD	I	PRESIDENT, CEO	D	Control
ROJAS, EDWARD	I	PRESIDENT, CEO	D	Control
ROJAS, EDWARD	I	PRESIDENT, CEO	D	Control
ROJAS, EDWARD	I	PRESIDENT, CEO	D	Control
ROJAS, EDWARD	I	PRESIDENT, CEO	D	Control
ROJAS, EDWARD	I	PRESIDENT, CEO	D	Control
ROJAS, EDWARD	I	PRESIDENT, CEO	D	Control
ROJAS, EDWARD	I	PRESIDENT, CEO	D	Control
ROJAS, EDWARD	I	PRESIDENT, CEO	D	Control
ROJAS, EDWARD	I	PRESIDENT, CEO	D	Control
ROJAS, EDWARD	I	PRESIDENT, CEO	D	Control
ROJAS, EDWARD	I	PRESIDENT, CEO	D	Control
ROJAS, EDWARD	I	PRESIDENT, CEO	D	Control
ROJAS, EDWARD	I	PRESIDENT, CEO	D	Control
ROJAS, EDWARD	I	PRESIDENT, CEO	D	Control
ROJAS, EDWARD	I	PRESIDENT, CEO	D	Control
ROJAS, EDWARD	I	PRESIDENT, CEO	D	Control
ROJAS, EDWARD	I	PRESIDENT, CEO	D	Control
ROJAS, EDWARD	I	PRESIDENT, CEO	D	Control
ROJAS, EDWARD	I	PRESIDENT, CEO	D	Control
ROJAS, EDWARD	I	PRESIDENT, CEO	D	Control
ROJAS, EDWARD	I	PRESIDENT, CEO	D	Control
ROJAS, EDWARD	I	PRESIDENT, CEO	D	Control
ROJAS, EDWARD	I	PRESIDENT, CEO	D	Control
ROJAS, EDWARD	I	PRESIDENT, CEO	D	Control
ROJAS, EDWARD	I	CEO	D	Control
ROJAS, EDWARD	I	CEO	D	Control
ROJAS, EDWARD	I	CEO	D	Control
ROJAS, EDWARD	I	CEO	D	Control
ROJAS, EDWARD	I	CEO	D	Control
ROJAS, KELLI, DIANE	I	MANAGER	D	Control
ROJAS, KELLI, DIANE	I	MANAGER	D	Control
ROJAS, KELLI, DIANE	I	CHIEF COMPLIANCE OFFICER	D	Control
ROJAS, KELLI, DIANE	I	MANAGER	D	Control
ROJAS, KELLI, DIANE	I	MANAGER	D	Control
ROJAS, KELLI, DIANE	I	MANAGER	D	Control
ROJAS, KELLI, DIANE	I	MANAGER	D	Control
ROJAS, KELLI, DIANE	I	MANAGER	D	Control
ROJAS, KELLI, DIANE	I	MANAGER	D	Control
ROJAS, KELLI, DIANE	I	MANAGER	D	Control
ROJAS, KELLI, DIANE	I	MANAGER	D	Control
ROJAS, KELLI, DIANE	I	MANAGER	D	Control
ROJAS, KELLI, DIANE	I	MANAGER	D	Control
ROJAS, KELLI, DIANE	I	MANAGER	D	Control
ROJAS, KELLI, DIANE	I	MANAGER	D	Control
ROJAS, KELLI, DIANE	I	MANAGER	D	Control
ROJAS, KELLI, DIANE	I	MANAGER	D	Control
ROJAS, KELLI, DIANE	I	MANAGER	D	Control
ROJAS, KELLI, DIANE	I	MANAGER	D	Control
ROJAS, KELLI, DIANE	I	MANAGER	D	Control
ROJAS, KELLI, DIANE	I	MANAGER	D	Control
ROJAS, KELLI, DIANE	I	MANAGER	D	Control
ROJAS, KELLI, DIANE	I	MANAGER	D	Control
ROJAS, KELLI, DIANE	I	MANAGER	D	Control
ROJAS, KELLI, DIANE	I	MANAGER	D	Control
ROJAS, KELLI, DIANE	I	MANAGER	D	Control
ROJAS, KELLI, DIANE	I	MANAGER	D	Control
ROJAS, KELLI, DIANE	I	PRESIDENT	D	Control
ROJAS, KELLI, DIANE	I	PRESIDENT	D	Control
ROJAS, KELLI, DIANE	I	PRESIDENT	D	Control
ROJAS, KELLI, DIANE	I	PRESIDENT	D	Control
ROJAS, KELLI, DIANE	I	PRESIDENT	D	Control
ROJAS, KELLI, DIANE	I	PRESIDENT	D	Control
ROJAS, KELLI, DIANE	I	PRESIDENT	D	Control
ROJAS, KELLI, DIANE	I	PRESIDENT	D	Control
ROJAS, KELLI, DIANE	I	PRESIDENT	D	Control
RUGGIE, THOMAS, HUEY	I	PRESIDENT	D	Control
RUGGIE, THOMAS, HUEY	I	PRESIDENT	D	Control
RUGGIE, THOMAS, HUEY	I	PRESIDENT	D	Control
RUGGIE, THOMAS, HUEY	I	PRESIDENT	D	Control
RUGGIE, THOMAS, HUEY	I	PRESIDENT	D	Control
RUGGIE, THOMAS, HUEY	I	PRESIDENT	D	Control
RUGGIE, THOMAS, HUEY	I	PRESIDENT	D	Control
RUGGIE, THOMAS, HUEY	I	PRESIDENT	D	Control
RUGGIE, THOMAS, HUEY	I	PRESIDENT	D	Control
RUGGIE, THOMAS, HUEY	I	CEO	D	Control
RUGGIE, THOMAS, HUEY	I	PRESIDENT	D	Control
RUGGIE, THOMAS, HUEY	I	PRESIDENT	D	Control
RUGGIE, THOMAS, HUEY	I	PRESIDENT	D	Control
RUGGIE, THOMAS, HUEY	I	PRESIDENT	D	Control
RUGGIE, THOMAS, HUEY	I	PRESIDENT	D	Control
RUGGIE, THOMAS, HUEY	I	PRESIDENT	D	Control
RUGGIE, THOMAS, HUEY	I	PRESIDENT	D	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
ROJAS, KELLI, DIANE	I	401K GENERATION	D	Control
ROJAS, KELLI, DIANE	I	401K GENERATION	D	Control
ROJAS, KELLI, DIANE	I	401K GENERATION	D	Control
ROJAS, KELLI, DIANE	I	401K GENERATION	D	Control
ROJAS, KELLI, DIANE	I	401K GENERATION	D	Control
ROJAS, KELLI, DIANE	I	401K GENERATION	D	Control
ROJAS, KELLI, DIANE	I	401K GENERATION	D	Control
ROJAS, KELLI, DIANE	I	401K GENERATION	D	Control
ROJAS, KELLI, DIANE	I	401K GENERATION	D	Control
ROJAS, KELLI, DIANE	I	401K GENERATION	D	Control
ROJAS, KELLI, DIANE	I	401K GENERATION	D	Control
ROJAS, KELLI, DIANE	I	401K GENERATION	D	Control
ROJAS, KELLI, DIANE	I	401K GENERATION	D	Control
ROJAS, KELLI, DIANE	I	401K GENERATION	D	Control
ROJAS, KELLI, DIANE	I	401K GENERATION	D	Control
ROJAS, KELLI, DIANE	I	401K GENERATION	D	Control
ROJAS, KELLI, DIANE	I	401K GENERATION	D	Control
RUGGIE, THOMAS, HUEY	I	401K GENERATION, INC.	D	Control
RUGGIE, THOMAS, HUEY	I	401K GENERATION, INC.	D	Control
RUGGIE, THOMAS, HUEY	I	401K GENERATION, INC.	D	Control
RUGGIE, THOMAS, HUEY	I	401K GENERATION, INC.	D	Control
RUGGIE, THOMAS, HUEY	I	401K GENERATION, INC.	D	Control
RUGGIE, THOMAS, HUEY	I	401K GENERATION, INC.	D	Control
RUGGIE, THOMAS, HUEY	I	401K GENERATION, INC.	D	Control
RUGGIE, THOMAS, HUEY	I	401K GENERATION, INC.	D	Control
RUGGIE, THOMAS, HUEY	I	401K GENERATION, INC.	D	Control
RUGGIE, THOMAS, HUEY	I	401K GENERATION, INC.	D	Control
RUGGIE, THOMAS, HUEY	I	401K GENERATION, INC.	D	Control
RUGGIE, THOMAS, HUEY	I	401K GENERATION, INC.	D	Control
RUGGIE, THOMAS, HUEY	I	401K GENERATION, INC.	D	Control
RUGGIE, THOMAS, HUEY	I	401K GENERATION, INC.	D	Control
RUGGIE, THOMAS, HUEY	I	401K GENERATION, INC.	D	Control
RUGGIE, THOMAS, HUEY	I	401K GENERATION, INC.	D	Control
RUGGIE, THOMAS, HUEY	I	401K GENERATION, INC.	D	Control

Registrations

Federal

Mar 25, 2025 REGISTERED

Notice Filings (42)

AL AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS NC NJ NM NV NY OH OK OR PA RI SC TN TX UT VA VT WA WI

Address

237 S WESTMONTE DRIVE
SUITE 300
ALTAMONTE SPRINGS,, FL 32714
United States

Phone: (407) 636-6689