401K GENERATION
CRD #154279 SEC #801-71606 ALTAMONTE SPRINGS,, FL (407) 636-6689
SEC Registered
Total AUM
$172.9M
Discretionary
$122.2M
Employees
39
Clients
0
Accounts
149
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2025 | $172.9M | $122.2M | $50.6M | 39 | 0 |
| Jan 2025 | $139.5M | $109.5M | $30M | 34 | 0 |
| Mar 2024 | $139.5M | $109.5M | $30M | 34 | 0 |
| Nov 2023 | $130.6M | $108.7M | $21.9M | 35 | 0 |
| Mar 2023 | $130.6M | $108.7M | $21.9M | 35 | 0 |
| Nov 2022 | $143M | $109.4M | $33.5M | 34 | 0 |
| Mar 2022 | $143M | $109.4M | $33.5M | 34 | 0 |
| Apr 2021 | $241.8M | $212.5M | $29.3M | 34 | 3,887 |
| Mar 2021 | $241.8M | $212.5M | $29.3M | 34 | 3,887 |
| Jul 2020 | $270.4M | $248M | $22.3M | 31 | 3,770 |
| Jun 2020 | $270.4M | $248M | $22.3M | 31 | 3,770 |
| Mar 2020 | $270.4M | $248M | $22.3M | 31 | 3,770 |
| Sep 2019 | $109M | $92.3M | $16.7M | 15 | 4,203 |
| Mar 2019 | $109M | $92.3M | $16.7M | 15 | 4,203 |
| Jun 2018 | $25M | $8.1M | $16.9M | 16 | 2,200 |
| Mar 2018 | $25M | $8.1M | $16.9M | 16 | 2,200 |
| Dec 2017 | $13.7M | $3.5M | $10.1M | 14 | 1,939 |
| Jun 2017 | $13.7M | $3.5M | $10.1M | 14 | 2,000 |
| May 2017 | $13.7M | $3.5M | $10.1M | 14 | 2,000 |
| Mar 2017 | $13.7M | $3.5M | $10.1M | 14 | 2,000 |
| Jan 2017 | $9.9M | $9.9M | $0 | 11 | 1,100 |
| Dec 2016 | $9.9M | $9.9M | $0 | 11 | 1,100 |
| Sep 2016 | $9.9M | $9.9M | $0 | 11 | 1,100 |
| Aug 2016 | $9.9M | $9.9M | $0 | 11 | 1,100 |
| Jul 2016 | $9.9M | $9.9M | $0 | 11 | 1,100 |
| Jun 2016 | $9.9M | $9.9M | $0 | 11 | 1,100 |
| Apr 2016 | $9.9M | $9.9M | $0 | 11 | 1,100 |
| Apr 2016 | $9.9M | $9.9M | $0 | 11 | 1,100 |
| Apr 2016 | $9.9M | $9.9M | $0 | 11 | 1,100 |
| Mar 2016 | $9.9M | $9.9M | $0 | 11 | 1,100 |
| Aug 2015 | $566.3K | $566.3K | $0 | 9 | 800 |
| Mar 2015 | $566.3K | $566.3K | $0 | 9 | 800 |
| Oct 2014 | $12.9M | $0 | $12.9M | 8 | 800 |
| Jul 2014 | $10M | $0 | $10M | 7 | 900 |
| Mar 2014 | $12.9M | $0 | $12.9M | 8 | 600 |
| Mar 2014 | $10M | $0 | $10M | 6 | 600 |
| Jun 2013 | $10M | $0 | $10M | 6 | 600 |
| Apr 2013 | $10M | $0 | $10M | 6 | 600 |
| Mar 2013 | $10M | $0 | $10M | 6 | 600 |
| Feb 2013 | $70.2M | $0 | $70.2M | 6 | 400 |
| Sep 2012 | $70.2M | $0 | $70.2M | 1 | 400 |
| Aug 2012 | $70.2M | $0 | $70.2M | 1 | 400 |
| Jun 2012 | $70.2M | $0 | $70.2M | 1 | 400 |
| Apr 2012 | $70.2M | $0 | $70.2M | 1 | 400 |
| Mar 2012 | $70.2M | $0 | $70.2M | 1 | 400 |
| Mar 2012 | $70.2M | $0 | $70.2M | 1 | 400 |
| Mar 2011 | $74.5M | $0 | $74.5M | 5 | -- |
| Nov 2010 | $0 | $0 | $0 | 5 | -- |
| Aug 2010 | $0 | $0 | $0 | 5 | -- |
| Jun 2010 | $0 | $0 | $0 | 5 | -- |
| Jun 2010 | $0 | $0 | $0 | 5 | -- |
| Jun 2010 | $0 | $0 | $0 | 5 | -- |
DateMar 2025
Total AUM$172.9M
Discretionary$122.2M
Non-Disc.$50.6M
Employees39
Clients0
DateJan 2025
Total AUM$139.5M
Discretionary$109.5M
Non-Disc.$30M
Employees34
Clients0
DateMar 2024
Total AUM$139.5M
Discretionary$109.5M
Non-Disc.$30M
Employees34
Clients0
DateNov 2023
Total AUM$130.6M
Discretionary$108.7M
Non-Disc.$21.9M
Employees35
Clients0
DateMar 2023
Total AUM$130.6M
Discretionary$108.7M
Non-Disc.$21.9M
Employees35
Clients0
DateNov 2022
Total AUM$143M
Discretionary$109.4M
Non-Disc.$33.5M
Employees34
Clients0
DateMar 2022
Total AUM$143M
Discretionary$109.4M
Non-Disc.$33.5M
Employees34
Clients0
DateApr 2021
Total AUM$241.8M
Discretionary$212.5M
Non-Disc.$29.3M
Employees34
Clients3,887
DateMar 2021
Total AUM$241.8M
Discretionary$212.5M
Non-Disc.$29.3M
Employees34
Clients3,887
DateJul 2020
Total AUM$270.4M
Discretionary$248M
Non-Disc.$22.3M
Employees31
Clients3,770
DateJun 2020
Total AUM$270.4M
Discretionary$248M
Non-Disc.$22.3M
Employees31
Clients3,770
DateMar 2020
Total AUM$270.4M
Discretionary$248M
Non-Disc.$22.3M
Employees31
Clients3,770
DateSep 2019
Total AUM$109M
Discretionary$92.3M
Non-Disc.$16.7M
Employees15
Clients4,203
DateMar 2019
Total AUM$109M
Discretionary$92.3M
Non-Disc.$16.7M
Employees15
Clients4,203
DateJun 2018
Total AUM$25M
Discretionary$8.1M
Non-Disc.$16.9M
Employees16
Clients2,200
DateMar 2018
Total AUM$25M
Discretionary$8.1M
Non-Disc.$16.9M
Employees16
Clients2,200
DateDec 2017
Total AUM$13.7M
Discretionary$3.5M
Non-Disc.$10.1M
Employees14
Clients1,939
DateJun 2017
Total AUM$13.7M
Discretionary$3.5M
Non-Disc.$10.1M
Employees14
Clients2,000
DateMay 2017
Total AUM$13.7M
Discretionary$3.5M
Non-Disc.$10.1M
Employees14
Clients2,000
DateMar 2017
Total AUM$13.7M
Discretionary$3.5M
Non-Disc.$10.1M
Employees14
Clients2,000
DateJan 2017
Total AUM$9.9M
Discretionary$9.9M
Non-Disc.$0
Employees11
Clients1,100
DateDec 2016
Total AUM$9.9M
Discretionary$9.9M
Non-Disc.$0
Employees11
Clients1,100
DateSep 2016
Total AUM$9.9M
Discretionary$9.9M
Non-Disc.$0
Employees11
Clients1,100
DateAug 2016
Total AUM$9.9M
Discretionary$9.9M
Non-Disc.$0
Employees11
Clients1,100
DateJul 2016
Total AUM$9.9M
Discretionary$9.9M
Non-Disc.$0
Employees11
Clients1,100
DateJun 2016
Total AUM$9.9M
Discretionary$9.9M
Non-Disc.$0
Employees11
Clients1,100
DateApr 2016
Total AUM$9.9M
Discretionary$9.9M
Non-Disc.$0
Employees11
Clients1,100
DateApr 2016
Total AUM$9.9M
Discretionary$9.9M
Non-Disc.$0
Employees11
Clients1,100
DateApr 2016
Total AUM$9.9M
Discretionary$9.9M
Non-Disc.$0
Employees11
Clients1,100
DateMar 2016
Total AUM$9.9M
Discretionary$9.9M
Non-Disc.$0
Employees11
Clients1,100
DateAug 2015
Total AUM$566.3K
Discretionary$566.3K
Non-Disc.$0
Employees9
Clients800
DateMar 2015
Total AUM$566.3K
Discretionary$566.3K
Non-Disc.$0
Employees9
Clients800
DateOct 2014
Total AUM$12.9M
Discretionary$0
Non-Disc.$12.9M
Employees8
Clients800
DateJul 2014
Total AUM$10M
Discretionary$0
Non-Disc.$10M
Employees7
Clients900
DateMar 2014
Total AUM$12.9M
Discretionary$0
Non-Disc.$12.9M
Employees8
Clients600
DateMar 2014
Total AUM$10M
Discretionary$0
Non-Disc.$10M
Employees6
Clients600
DateJun 2013
Total AUM$10M
Discretionary$0
Non-Disc.$10M
Employees6
Clients600
DateApr 2013
Total AUM$10M
Discretionary$0
Non-Disc.$10M
Employees6
Clients600
DateMar 2013
Total AUM$10M
Discretionary$0
Non-Disc.$10M
Employees6
Clients600
DateFeb 2013
Total AUM$70.2M
Discretionary$0
Non-Disc.$70.2M
Employees6
Clients400
DateSep 2012
Total AUM$70.2M
Discretionary$0
Non-Disc.$70.2M
Employees1
Clients400
DateAug 2012
Total AUM$70.2M
Discretionary$0
Non-Disc.$70.2M
Employees1
Clients400
DateJun 2012
Total AUM$70.2M
Discretionary$0
Non-Disc.$70.2M
Employees1
Clients400
DateApr 2012
Total AUM$70.2M
Discretionary$0
Non-Disc.$70.2M
Employees1
Clients400
DateMar 2012
Total AUM$70.2M
Discretionary$0
Non-Disc.$70.2M
Employees1
Clients400
DateMar 2012
Total AUM$70.2M
Discretionary$0
Non-Disc.$70.2M
Employees1
Clients400
DateMar 2011
Total AUM$74.5M
Discretionary$0
Non-Disc.$74.5M
Employees5
Clients--
DateNov 2010
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees5
Clients--
DateAug 2010
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees5
Clients--
DateJun 2010
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees5
Clients--
DateJun 2010
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees5
Clients--
DateJun 2010
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees5
Clients--