CAPITAL REGION FINANCIAL GROUP, LLC
CRD #154990 SEC #801-71888 FOLSOM, CA 916-985-6000
SEC Registered
Total AUM
$70.1M
Discretionary
$0
Employees
2
Clients
1
Accounts
121
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Apr 2021 | $70.1M | $0 | $70.1M | 2 | 2 |
| Mar 2021 | $70.1M | $0 | $70.1M | 2 | 2 |
| Mar 2021 | $70.1M | $0 | $70.1M | 2 | 2 |
| Jul 2020 | $101.3M | $0 | $101.3M | 4 | 2 |
| Jun 2020 | $101.3M | $0 | $101.3M | 4 | 2 |
| Mar 2020 | $101.3M | $0 | $101.3M | 4 | 2 |
| Mar 2019 | $102.7M | $18.5M | $84.2M | 4 | 2 |
| Jul 2018 | $106.4M | $19.6M | $86.8M | 4 | 2 |
| Mar 2018 | $106.4M | $19.6M | $86.8M | 4 | 2 |
| Mar 2018 | $106.4M | $19.6M | $86.8M | 4 | 2 |
| Oct 2017 | $101.6M | $25M | $76.6M | 3 | 5 |
| Oct 2017 | $101.6M | $25M | $76.6M | 3 | 5 |
| Sep 2017 | $106.5M | $32.7M | $73.8M | 3 | 100 |
| Aug 2017 | $106.5M | $32.7M | $73.8M | 3 | 100 |
| Jul 2017 | $106.5M | $32.7M | $73.8M | 3 | 100 |
| Mar 2017 | $106.5M | $32.7M | $73.8M | 3 | 100 |
| Dec 2016 | $132.6M | $75.3M | $57.3M | 3 | 128 |
| Mar 2016 | $132.6M | $75.3M | $57.3M | 3 | 128 |
| Mar 2016 | $132.6M | $75.3M | $57.3M | 3 | 128 |
| Mar 2015 | $102.5M | $17.5M | $85M | 3 | 124 |
| Jul 2014 | $97.2M | $17.8M | $79.4M | 3 | 100 |
| Mar 2014 | $97.2M | $17.8M | $79.4M | 3 | 100 |
| Feb 2013 | $111.9M | $35.8M | $76.2M | 5 | 200 |
| Sep 2012 | $111.9M | $35.8M | $76.2M | 6 | 170 |
| Feb 2012 | $111.9M | $35.8M | $76.2M | 6 | 170 |
| Feb 2012 | $111.9M | $35.8M | $76.2M | 6 | 170 |
| Feb 2011 | $100M | $40M | $60M | 10 | -- |
| Oct 2010 | $0 | $0 | $0 | 10 | -- |
| Sep 2010 | $0 | $0 | $0 | 10 | -- |
DateApr 2021
Total AUM$70.1M
Discretionary$0
Non-Disc.$70.1M
Employees2
Clients2
DateMar 2021
Total AUM$70.1M
Discretionary$0
Non-Disc.$70.1M
Employees2
Clients2
DateMar 2021
Total AUM$70.1M
Discretionary$0
Non-Disc.$70.1M
Employees2
Clients2
DateJul 2020
Total AUM$101.3M
Discretionary$0
Non-Disc.$101.3M
Employees4
Clients2
DateJun 2020
Total AUM$101.3M
Discretionary$0
Non-Disc.$101.3M
Employees4
Clients2
DateMar 2020
Total AUM$101.3M
Discretionary$0
Non-Disc.$101.3M
Employees4
Clients2
DateMar 2019
Total AUM$102.7M
Discretionary$18.5M
Non-Disc.$84.2M
Employees4
Clients2
DateJul 2018
Total AUM$106.4M
Discretionary$19.6M
Non-Disc.$86.8M
Employees4
Clients2
DateMar 2018
Total AUM$106.4M
Discretionary$19.6M
Non-Disc.$86.8M
Employees4
Clients2
DateMar 2018
Total AUM$106.4M
Discretionary$19.6M
Non-Disc.$86.8M
Employees4
Clients2
DateOct 2017
Total AUM$101.6M
Discretionary$25M
Non-Disc.$76.6M
Employees3
Clients5
DateOct 2017
Total AUM$101.6M
Discretionary$25M
Non-Disc.$76.6M
Employees3
Clients5
DateSep 2017
Total AUM$106.5M
Discretionary$32.7M
Non-Disc.$73.8M
Employees3
Clients100
DateAug 2017
Total AUM$106.5M
Discretionary$32.7M
Non-Disc.$73.8M
Employees3
Clients100
DateJul 2017
Total AUM$106.5M
Discretionary$32.7M
Non-Disc.$73.8M
Employees3
Clients100
DateMar 2017
Total AUM$106.5M
Discretionary$32.7M
Non-Disc.$73.8M
Employees3
Clients100
DateDec 2016
Total AUM$132.6M
Discretionary$75.3M
Non-Disc.$57.3M
Employees3
Clients128
DateMar 2016
Total AUM$132.6M
Discretionary$75.3M
Non-Disc.$57.3M
Employees3
Clients128
DateMar 2016
Total AUM$132.6M
Discretionary$75.3M
Non-Disc.$57.3M
Employees3
Clients128
DateMar 2015
Total AUM$102.5M
Discretionary$17.5M
Non-Disc.$85M
Employees3
Clients124
DateJul 2014
Total AUM$97.2M
Discretionary$17.8M
Non-Disc.$79.4M
Employees3
Clients100
DateMar 2014
Total AUM$97.2M
Discretionary$17.8M
Non-Disc.$79.4M
Employees3
Clients100
DateFeb 2013
Total AUM$111.9M
Discretionary$35.8M
Non-Disc.$76.2M
Employees5
Clients200
DateSep 2012
Total AUM$111.9M
Discretionary$35.8M
Non-Disc.$76.2M
Employees6
Clients170
DateFeb 2012
Total AUM$111.9M
Discretionary$35.8M
Non-Disc.$76.2M
Employees6
Clients170
DateFeb 2012
Total AUM$111.9M
Discretionary$35.8M
Non-Disc.$76.2M
Employees6
Clients170
DateFeb 2011
Total AUM$100M
Discretionary$40M
Non-Disc.$60M
Employees10
Clients--
DateOct 2010
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees10
Clients--
DateSep 2010
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees10
Clients--