CAPITAL REGION FINANCIAL GROUP, LLC
CRD #154990 SEC #801-71888 FOLSOM, CA 916-985-6000
SEC Registered
Total AUM
$70.1M
Discretionary
$0
Employees
2
Clients
1
Accounts
121
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 25, 2021
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| JONES, ELLWOOD, LEROY | I | SOLE MEMBER, PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| JONES, ELLWOOD, LEROY | I | SOLE MEMBER, PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| JONES, ELLWOOD, LEROY | I | SOLE MEMBER, PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| JONES, ELLWOOD, LEROY | I | SOLE MEMBER, PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| JONES, ELLWOOD, LEROY | I | SOLE MEMBER, PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| JONES, ELLWOOD, LEROY | I | SOLE MEMBER, PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| JONES, ELLWOOD, LEROY | I | SOLE MEMBER, PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| JONES, ELLWOOD, LEROY | I | SOLE MEMBER, PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| JONES, ELLWOOD, LEROY | I | SOLE MEMBER, PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| JONES, ELLWOOD, LEROY | I | SOLE MEMBER, PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| JONES, ELLWOOD, LEROY | I | SOLE MEMBER, PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| JONES, ELLWOOD, LEROY | I | SOLE MEMBER, PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| JONES, ELLWOOD, LEROY | I | SOLE MEMBER, PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| JONES, ELLWOOD, LEROY | I | SOLE MEMBER, PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| JONES, ELLWOOD, LEROY | I | SOLE MEMBER, PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| JONES, ELLWOOD, LEROY | I | SOLE MEMBER, PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| JONES, ELLWOOD, LEROY | I | SOLE MEMBER, PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| JONES, ELLWOOD, LEROY | I | SOLE MEMBER, PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| JONES, ELLWOOD, LEROY | I | SOLE MEMBER, PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| JONES, ELLWOOD, LEROY | I | SOLE MEMBER, PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| JONES, ELLWOOD, LEROY | I | SOLE MEMBER, PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| JONES, ELLWOOD, LEROY | I | SOLE MEMBER, PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| JONES, ELLWOOD, LEROY | I | SOLE MEMBER, PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| JONES, ELLWOOD, LEROY | I | SOLE MEMBER, PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| JONES, ELLWOOD, LEROY | I | SOLE MEMBER, PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| JONES, ELLWOOD, LEROY | I | SOLE MEMBER, PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| JONES, ELLWOOD, LEROY | I | SOLE MEMBER, PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| JONES, ELLWOOD, LEROY | I | SOLE MEMBER, PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| JONES, ELLWOOD, LEROY | I | SOLE MEMBER, PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| YANO, MELISSA, MARIE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| YANO, MELISSA, MARIE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| YANO, MELISSA, MARIE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| YANO, MELISSA, MARIE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 25, 2021 REGISTERED
Notice Filings (1)
CA
Address
101 PARKSHORE DRIVESUITE 100
FOLSOM, CA 95630
United States
Phone: 916-985-6000