ST. GERMAIN INVESTMENT MANAGEMENT, INC.
Legal name: ST. GERMAIN INVESTMENT MANAGEMENT
CRD #155186 SEC #801-12471 SPRINGFIELD, MA 413-733-5111
SEC Registered Broker-Dealer
Total AUM
$3.1B
Discretionary
$3.1B
Employees
42
Clients
1
Accounts
6,159
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Sep 2025 | $3.1B | $3.1B | $1.6M | 42 | 0 |
| Apr 2025 | $3.1B | $3.1B | $1.6M | 42 | 0 |
| Mar 2025 | $3.1B | $3.1B | $1.6M | 42 | 0 |
| Nov 2024 | $2.7B | $2.6B | $49.1M | 40 | 0 |
| Apr 2024 | $2.7B | $2.6B | $49.1M | 40 | 0 |
| Mar 2024 | $2.7B | $2.6B | $49.1M | 40 | 0 |
| Aug 2023 | $2.3B | $2.2B | $40.6M | 40 | 0 |
| May 2023 | $2.3B | $2.2B | $40.6M | 40 | 0 |
| Apr 2023 | $2.3B | $2.2B | $40.6M | 40 | 0 |
| Mar 2023 | $2.3B | $2.2B | $40.6M | 40 | 0 |
| Mar 2023 | $2.6B | $2.6B | $49.2M | 41 | 0 |
| Dec 2022 | $2.6B | $2.6B | $49.2M | 41 | 0 |
| Jun 2022 | $2.6B | $2.6B | $49.2M | 41 | 0 |
| Mar 2022 | $2.6B | $2.6B | $49.2M | 41 | 0 |
| Nov 2021 | $2B | $1.9B | $47.5M | 32 | 0 |
| Jun 2021 | $2B | $1.9B | $47.5M | 32 | 0 |
| Jun 2021 | $2B | $1.9B | $47.5M | 32 | 0 |
| Mar 2021 | $2B | $1.9B | $47.5M | 32 | 0 |
| Mar 2021 | $2B | $1.9B | $47.5M | 32 | 0 |
| Mar 2021 | $1.9B | $1.8B | $47.9M | 32 | 0 |
| Jan 2021 | $1.9B | $1.8B | $47.9M | 32 | 0 |
| Dec 2020 | $1.9B | $1.8B | $47.9M | 32 | 0 |
| Aug 2020 | $1.9B | $1.8B | $47.9M | 32 | 0 |
| Jul 2020 | $1.9B | $1.8B | $47.9M | 32 | 0 |
| Jun 2020 | $1.9B | $1.8B | $47.9M | 32 | 0 |
| Jun 2020 | $1.9B | $1.8B | $47.9M | 32 | 0 |
| Apr 2020 | $1.9B | $1.8B | $47.9M | 32 | 0 |
| Mar 2020 | $1.9B | $1.8B | $47.9M | 32 | 0 |
| Jan 2020 | $1.4B | $1.4B | $39.3M | 24 | 0 |
| Nov 2019 | $1.4B | $1.4B | $39.3M | 24 | 0 |
| Oct 2019 | $1.4B | $1.4B | $39.3M | 24 | 0 |
| Feb 2019 | $1.4B | $1.4B | $39.3M | 24 | 0 |
| Feb 2019 | $1.4B | $1.4B | $39.3M | 24 | 0 |
| Nov 2018 | $1.4B | $1.4B | $37.5M | 24 | 0 |
| Oct 2018 | $1.4B | $1.4B | $37.5M | 24 | 0 |
| Apr 2018 | $1.4B | $1.3B | $37.5M | 21 | 0 |
| Mar 2018 | $1.4B | $1.3B | $37.5M | 21 | 0 |
| Feb 2017 | $1.1B | $1.1B | $35.7M | 21 | 1,000 |
| Dec 2016 | $1.1B | $1.1B | $36.1M | 20 | 1,000 |
| Sep 2016 | $1B | $998.2M | $35.9M | 18 | 1,000 |
| Feb 2016 | $1B | $998.2M | $35.9M | 18 | 1,000 |
| Aug 2015 | $1B | $974.5M | $39.9M | 15 | 1,000 |
| Jan 2015 | $1B | $974.5M | $39.9M | 15 | 1,000 |
| Jan 2015 | $1B | $974.5M | $39.9M | 15 | 1,000 |
| Aug 2014 | $1B | $968.4M | $78.3M | 18 | 1,000 |
| May 2014 | $1B | $968.4M | $78.3M | 18 | 1,000 |
| May 2014 | $1.1B | $993.3M | $77.6M | 18 | 1,000 |
| Mar 2014 | $1.1B | $993.3M | $77.6M | 17 | 1,000 |
| Jan 2014 | $1.1B | $993.3M | $77.6M | 17 | 1,000 |
| Jan 2014 | $1.1B | $993.3M | $77.6M | 17 | 1,000 |
| Jul 2013 | $1B | $950.2M | $65.3M | 19 | 1,000 |
| Jul 2013 | $1B | $950.2M | $65.3M | 19 | 1,000 |
| Jan 2013 | $913.5M | $869.5M | $44M | 19 | 1,000 |
| Jan 2013 | $913.5M | $869.5M | $44M | 19 | 1,000 |
| Jan 2013 | $913.5M | $869.5M | $44M | 19 | 1,000 |
| Dec 2012 | $893.8M | $862.3M | $31.5M | 20 | 1,000 |
| Dec 2012 | $893.8M | $862.3M | $31.5M | 20 | 1,000 |
| Dec 2012 | $893.8M | $862.3M | $31.5M | 20 | 1,000 |
| Jul 2012 | $893.8M | $862.3M | $31.5M | 11 | 1,000 |
| Apr 2012 | $893.8M | $862.3M | $31.5M | 11 | 1,000 |
| Mar 2012 | $893.8M | $862.3M | $31.5M | 11 | 1,000 |
| Mar 2012 | $893.8M | $862.3M | $31.5M | 11 | 1,000 |
| Dec 2011 | $800.1M | $772.8M | $27.3M | 11 | 1,000 |
| Jul 2011 | $783.2M | $771.6M | $11.6M | -- | -- |
| Jan 2011 | $783.2M | $771.6M | $11.6M | -- | -- |
| Jan 2011 | $714.7M | $705.3M | $9.3M | -- | -- |
| Sep 2010 | $714.7M | $705.3M | $9.3M | -- | -- |
DateSep 2025
Total AUM$3.1B
Discretionary$3.1B
Non-Disc.$1.6M
Employees42
Clients0
DateApr 2025
Total AUM$3.1B
Discretionary$3.1B
Non-Disc.$1.6M
Employees42
Clients0
DateMar 2025
Total AUM$3.1B
Discretionary$3.1B
Non-Disc.$1.6M
Employees42
Clients0
DateNov 2024
Total AUM$2.7B
Discretionary$2.6B
Non-Disc.$49.1M
Employees40
Clients0
DateApr 2024
Total AUM$2.7B
Discretionary$2.6B
Non-Disc.$49.1M
Employees40
Clients0
DateMar 2024
Total AUM$2.7B
Discretionary$2.6B
Non-Disc.$49.1M
Employees40
Clients0
DateAug 2023
Total AUM$2.3B
Discretionary$2.2B
Non-Disc.$40.6M
Employees40
Clients0
DateMay 2023
Total AUM$2.3B
Discretionary$2.2B
Non-Disc.$40.6M
Employees40
Clients0
DateApr 2023
Total AUM$2.3B
Discretionary$2.2B
Non-Disc.$40.6M
Employees40
Clients0
DateMar 2023
Total AUM$2.3B
Discretionary$2.2B
Non-Disc.$40.6M
Employees40
Clients0
DateMar 2023
Total AUM$2.6B
Discretionary$2.6B
Non-Disc.$49.2M
Employees41
Clients0
DateDec 2022
Total AUM$2.6B
Discretionary$2.6B
Non-Disc.$49.2M
Employees41
Clients0
DateJun 2022
Total AUM$2.6B
Discretionary$2.6B
Non-Disc.$49.2M
Employees41
Clients0
DateMar 2022
Total AUM$2.6B
Discretionary$2.6B
Non-Disc.$49.2M
Employees41
Clients0
DateNov 2021
Total AUM$2B
Discretionary$1.9B
Non-Disc.$47.5M
Employees32
Clients0
DateJun 2021
Total AUM$2B
Discretionary$1.9B
Non-Disc.$47.5M
Employees32
Clients0
DateJun 2021
Total AUM$2B
Discretionary$1.9B
Non-Disc.$47.5M
Employees32
Clients0
DateMar 2021
Total AUM$2B
Discretionary$1.9B
Non-Disc.$47.5M
Employees32
Clients0
DateMar 2021
Total AUM$2B
Discretionary$1.9B
Non-Disc.$47.5M
Employees32
Clients0
DateMar 2021
Total AUM$1.9B
Discretionary$1.8B
Non-Disc.$47.9M
Employees32
Clients0
DateJan 2021
Total AUM$1.9B
Discretionary$1.8B
Non-Disc.$47.9M
Employees32
Clients0
DateDec 2020
Total AUM$1.9B
Discretionary$1.8B
Non-Disc.$47.9M
Employees32
Clients0
DateAug 2020
Total AUM$1.9B
Discretionary$1.8B
Non-Disc.$47.9M
Employees32
Clients0
DateJul 2020
Total AUM$1.9B
Discretionary$1.8B
Non-Disc.$47.9M
Employees32
Clients0
DateJun 2020
Total AUM$1.9B
Discretionary$1.8B
Non-Disc.$47.9M
Employees32
Clients0
DateJun 2020
Total AUM$1.9B
Discretionary$1.8B
Non-Disc.$47.9M
Employees32
Clients0
DateApr 2020
Total AUM$1.9B
Discretionary$1.8B
Non-Disc.$47.9M
Employees32
Clients0
DateMar 2020
Total AUM$1.9B
Discretionary$1.8B
Non-Disc.$47.9M
Employees32
Clients0
DateJan 2020
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$39.3M
Employees24
Clients0
DateNov 2019
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$39.3M
Employees24
Clients0
DateOct 2019
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$39.3M
Employees24
Clients0
DateFeb 2019
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$39.3M
Employees24
Clients0
DateFeb 2019
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$39.3M
Employees24
Clients0
DateNov 2018
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$37.5M
Employees24
Clients0
DateOct 2018
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$37.5M
Employees24
Clients0
DateApr 2018
Total AUM$1.4B
Discretionary$1.3B
Non-Disc.$37.5M
Employees21
Clients0
DateMar 2018
Total AUM$1.4B
Discretionary$1.3B
Non-Disc.$37.5M
Employees21
Clients0
DateFeb 2017
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$35.7M
Employees21
Clients1,000
DateDec 2016
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$36.1M
Employees20
Clients1,000
DateSep 2016
Total AUM$1B
Discretionary$998.2M
Non-Disc.$35.9M
Employees18
Clients1,000
DateFeb 2016
Total AUM$1B
Discretionary$998.2M
Non-Disc.$35.9M
Employees18
Clients1,000
DateAug 2015
Total AUM$1B
Discretionary$974.5M
Non-Disc.$39.9M
Employees15
Clients1,000
DateJan 2015
Total AUM$1B
Discretionary$974.5M
Non-Disc.$39.9M
Employees15
Clients1,000
DateJan 2015
Total AUM$1B
Discretionary$974.5M
Non-Disc.$39.9M
Employees15
Clients1,000
DateAug 2014
Total AUM$1B
Discretionary$968.4M
Non-Disc.$78.3M
Employees18
Clients1,000
DateMay 2014
Total AUM$1B
Discretionary$968.4M
Non-Disc.$78.3M
Employees18
Clients1,000
DateMay 2014
Total AUM$1.1B
Discretionary$993.3M
Non-Disc.$77.6M
Employees18
Clients1,000
DateMar 2014
Total AUM$1.1B
Discretionary$993.3M
Non-Disc.$77.6M
Employees17
Clients1,000
DateJan 2014
Total AUM$1.1B
Discretionary$993.3M
Non-Disc.$77.6M
Employees17
Clients1,000
DateJan 2014
Total AUM$1.1B
Discretionary$993.3M
Non-Disc.$77.6M
Employees17
Clients1,000
DateJul 2013
Total AUM$1B
Discretionary$950.2M
Non-Disc.$65.3M
Employees19
Clients1,000
DateJul 2013
Total AUM$1B
Discretionary$950.2M
Non-Disc.$65.3M
Employees19
Clients1,000
DateJan 2013
Total AUM$913.5M
Discretionary$869.5M
Non-Disc.$44M
Employees19
Clients1,000
DateJan 2013
Total AUM$913.5M
Discretionary$869.5M
Non-Disc.$44M
Employees19
Clients1,000
DateJan 2013
Total AUM$913.5M
Discretionary$869.5M
Non-Disc.$44M
Employees19
Clients1,000
DateDec 2012
Total AUM$893.8M
Discretionary$862.3M
Non-Disc.$31.5M
Employees20
Clients1,000
DateDec 2012
Total AUM$893.8M
Discretionary$862.3M
Non-Disc.$31.5M
Employees20
Clients1,000
DateDec 2012
Total AUM$893.8M
Discretionary$862.3M
Non-Disc.$31.5M
Employees20
Clients1,000
DateJul 2012
Total AUM$893.8M
Discretionary$862.3M
Non-Disc.$31.5M
Employees11
Clients1,000
DateApr 2012
Total AUM$893.8M
Discretionary$862.3M
Non-Disc.$31.5M
Employees11
Clients1,000
DateMar 2012
Total AUM$893.8M
Discretionary$862.3M
Non-Disc.$31.5M
Employees11
Clients1,000
DateMar 2012
Total AUM$893.8M
Discretionary$862.3M
Non-Disc.$31.5M
Employees11
Clients1,000
DateDec 2011
Total AUM$800.1M
Discretionary$772.8M
Non-Disc.$27.3M
Employees11
Clients1,000
DateJul 2011
Total AUM$783.2M
Discretionary$771.6M
Non-Disc.$11.6M
Employees--
Clients--
DateJan 2011
Total AUM$783.2M
Discretionary$771.6M
Non-Disc.$11.6M
Employees--
Clients--
DateJan 2011
Total AUM$714.7M
Discretionary$705.3M
Non-Disc.$9.3M
Employees--
Clients--
DateSep 2010
Total AUM$714.7M
Discretionary$705.3M
Non-Disc.$9.3M
Employees--
Clients--