ST. GERMAIN INVESTMENT MANAGEMENT, INC.
Legal name: ST. GERMAIN INVESTMENT MANAGEMENT
CRD #155186 SEC #801-12471 SPRINGFIELD, MA 413-733-5111
SEC Registered Broker-Dealer
Total AUM
$3.1B
Discretionary
$3.1B
Employees
42
Clients
1
Accounts
6,159
Firm Details
- Organization Type
- Corporation
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 30, 2025
- Branch Offices
- 5
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CORDLE, POLLY, WHITE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORDLE, POLLY, WHITE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORDLE, POLLY, WHITE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORDLE, POLLY, WHITE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORDLE, POLLY, WHITE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORDLE, POLLY, WHITE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORDLE, POLLY, WHITE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORDLE, POLLY, WHITE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORDLE, POLLY, WHITE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORDLE, POLLY, WHITE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORDLE, POLLY, WHITE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORDLE, POLLY, WHITE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORDLE, POLLY, WHITE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORDLE, POLLY, WHITE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORDLE, POLLY, WHITE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORDLE, POLLY, WHITE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORDLE, POLLY, WHITE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORDLE, POLLY, WHITE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORDLE, POLLY, WHITE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORDLE, POLLY, WHITE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORDLE, POLLY, WHITE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORDLE, POLLY, WHITE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Fortier, John, Francis | I | TREASURER | NA | Control |
| Fortier, John, Francis | I | TREASURER | NA | Control |
| Fortier, John, Francis | I | TREASURER | NA | Control |
| Fortier, John, Francis | I | TREASURER | NA | Control |
| Fortier, John, Francis | I | TREASURER | NA | Control |
| Fortier, John, Francis | I | TREASURER | NA | Control |
| Fortier, John, Francis | I | TREASURER | NA | Control |
| Fortier, John, Francis | I | TREASURER | NA | Control |
| Fortier, John, Francis | I | TREASURER | NA | Control |
| Fortier, John, Francis | I | TREASURER | NA | Control |
| Fortier, John, Francis | I | TREASURER | NA | Control |
| Fortier, John, Francis | I | TREASURER | NA | Control |
| MATTY, MICHAEL, ROBERT | I | CHIEF COMPLIANCE OFFICER, PRESIDENT, DIRECTOR | NA | Control |
| MATTY, MICHAEL, ROBERT | I | CHIEF COMPLIANCE OFFICER, PRESIDENT, DIRECTOR | NA | Control |
| MATTY, MICHAEL, ROBERT | I | CHIEF COMPLIANCE OFFICER, PRESIDENT, DIRECTOR | NA | Control |
| MATTY, MICHAEL, ROBERT | I | CHIEF COMPLIANCE OFFICER, PRESIDENT, DIRECTOR | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY, CCO | NA | Control |
| MATTY, MICHAEL, ROBERT | I | CHIEF COMPLIANCE OFFICER, PRESIDENT, DIRECTOR | NA | Control |
| MATTY, MICHAEL, ROBERT | I | CHIEF COMPLIANCE OFFICER, PRESIDENT, DIRECTOR | NA | Control |
| MATTY, MICHAEL, ROBERT | I | CHIEF COMPLIANCE OFFICER, PRESIDENT, DIRECTOR | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY, CCO | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY, CCO | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY, CCO | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY, CCO | NA | Control |
| MATTY, MICHAEL, ROBERT | I | CHIEF COMPLIANCE OFFICER, PRESIDENT, DIRECTOR | NA | Control |
| MATTY, MICHAEL, ROBERT | I | CHIEF COMPLIANCE OFFICER, PRESIDENT, DIRECTOR | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY, CCO | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY, CCO | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY, CCO | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY, CCO | NA | Control |
| MATTY, MICHAEL, ROBERT | I | CHIEF COMPLIANCE OFFICER, PRESIDENT, DIRECTOR | NA | Control |
| MATTY, MICHAEL, ROBERT | I | CHIEF COMPLIANCE OFFICER, PRESIDENT, DIRECTOR | NA | Control |
| MATTY, MICHAEL, ROBERT | I | CHIEF COMPLIANCE OFFICER, PRESIDENT, DIRECTOR | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY, CCO | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY, CCO | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY, CCO | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY, CCO | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY, CCO | NA | Control |
| MATTY, MICHAEL, ROBERT | I | CHIEF COMPLIANCE OFFICER, PRESIDENT, DIRECTOR | NA | Control |
| MATTY, MICHAEL, ROBERT | I | CHIEF COMPLIANCE OFFICER, PRESIDENT, DIRECTOR | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY, CCO | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY, CCO | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY, CCO | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY, CCO | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY, CCO | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY, CCO | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY, CCO | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY, CCO | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY, CCO | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY, CCO | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY, CCO | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY, CCO | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY, CCO | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY, CCO | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY, CCO | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY, CCO | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY, CCO | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY, CCO | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY, CCO | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY, CCO | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY, CCO | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY, CCO | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY, CCO | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY, CCO | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY, CCO | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY | NA | Control |
| MATTY, MICHAEL, ROBERT | I | PRESIDENT, DIRECTOR, SECRETARY | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SCHUCK, JASON, MAXWELL | I | TREASURER | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| SUFFISH, TIMOTHY, WALLACE | I | DIRECTOR | NA | Control |
| VALICKUS, PAUL, JOSEPH | I | DIRECTOR | NA | Control |
| VALICKUS, PAUL, JOSEPH | I | DIRECTOR | NA | Control |
| VALICKUS, PAUL, JOSEPH | I | DIRECTOR | NA | Control |
| VALICKUS, PAUL, JOSEPH | I | DIRECTOR | NA | Control |
| VALICKUS, PAUL, JOSEPH | I | CHIEF STRATEGIST | NA | Control |
| VALICKUS, PAUL, JOSEPH | I | CHIEF STRATEGIST | NA | Control |
| VALICKUS, PAUL, JOSEPH | I | CHIEF STRATEGIST | NA | Control |
| VALICKUS, PAUL, JOSEPH | I | DIRECTOR | NA | Control |
| VALICKUS, PAUL, JOSEPH | I | CHIEF STRATEGIST | NA | Control |
| VALICKUS, PAUL, JOSEPH | I | CHIEF STRATEGIST | NA | Control |
| VALICKUS, PAUL, JOSEPH | I | CHIEF STRATEGIST | NA | Control |
| VALICKUS, PAUL, JOSEPH | I | CHIEF STRATEGIST | NA | Control |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | Control |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | Control |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | Control |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | Control |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | Control |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | Control |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | Control |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | Control |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | Control |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | Control |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | Control |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | Control |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | Control |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | Control |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | Control |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | Control |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E | |
| DJ ST GERMAIN CO., INC. | DE | CORPORATE OWNER | E |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | D | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | C | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | C | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | C | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | C | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | C | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | C | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | C | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | C | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | C | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | C | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | C | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | C | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | C | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | C | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | C | Control |
| MATTY, MICHAEL, ROBERT | I | DJ ST. GERMAIN CO., INC. | C | Control |
| VALICKUS, PAUL, JOSEPH | I | DJ ST. GERMAIN CO., INC. | C | Control |
| VALICKUS, PAUL, JOSEPH | I | DJ ST. GERMAIN CO., INC. | C | Control |
| VALICKUS, PAUL, JOSEPH | I | DJ ST. GERMAIN CO., INC. | C | Control |
| VALICKUS, PAUL, JOSEPH | I | DJ ST. GERMAIN CO., INC. | C | Control |
| VALICKUS, PAUL, JOSEPH | I | DJ ST. GERMAIN CO., INC. | C | Control |
| VALICKUS, PAUL, JOSEPH | I | DJ ST. GERMAIN CO., INC. | C | Control |
| VALICKUS, PAUL, JOSEPH | I | DJ ST. GERMAIN CO., INC. | C | Control |
| VALICKUS, PAUL, JOSEPH | I | DJ ST. GERMAIN CO., INC. | C | Control |
| VALICKUS, PAUL, JOSEPH | I | DJ ST. GERMAIN CO., INC. | C | Control |
| VALICKUS, PAUL, JOSEPH | I | DJ ST. GERMAIN CO., INC. | C | Control |
| VALICKUS, PAUL, JOSEPH | I | DJ ST. GERMAIN CO., INC. | C | Control |
| VALICKUS, PAUL, JOSEPH | I | DJ ST. GERMAIN CO., INC. | C | Control |
| VALICKUS, PAUL, JOSEPH | I | DJ ST. GERMAIN CO., INC. | C | Control |
| VALICKUS, PAUL, JOSEPH | I | DJ ST. GERMAIN CO., INC. | C | Control |
| VALICKUS, PAUL, JOSEPH | I | DJ ST. GERMAIN CO., INC. | C | Control |
| VALICKUS, PAUL, JOSEPH | I | DJ ST. GERMAIN CO., INC. | C | Control |
Registrations
Federal
IA
Sep 30, 2025 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
1500 MAIN ST25TH FLOOR
SPRINGFIELD, MA 01115-1001
United States
Phone: 413-733-5111