GAINES FINANCIAL GROUP, INC.
Legal name: GAINES FINANCIAL GROUP
CRD #157037 SEC #801-77140 BOCA RATON, FL 561-989-0077
SEC Registered
Total AUM
$522.6M
Discretionary
$247.2M
Employees
15
Clients
0
Accounts
464
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2022 | $522.6M | $247.2M | $275.4M | 15 | 0 |
| Mar 2021 | $402.6M | $179.4M | $223.2M | 15 | 0 |
| Oct 2020 | $410M | $177.9M | $232.1M | 14 | 0 |
| May 2020 | $410M | $177.9M | $232.1M | 14 | 0 |
| Mar 2020 | $410M | $177.9M | $232.1M | 14 | 0 |
| Mar 2019 | $342.7M | $176.4M | $166.3M | 16 | 0 |
| Jan 2019 | $318M | $162.4M | $155.7M | 18 | 3 |
| Jun 2018 | $318M | $162.4M | $155.7M | 18 | 3 |
| Apr 2018 | $318M | $162.4M | $155.7M | 18 | 3 |
| Apr 2018 | $318M | $162.4M | $155.7M | 18 | 3 |
| Mar 2018 | $318M | $162.4M | $155.7M | 18 | 3 |
| Jun 2017 | $254.2M | $115M | $139.2M | 18 | 400 |
| Mar 2017 | $254.2M | $115M | $139.2M | 18 | 400 |
| Nov 2016 | $200.5M | $98.1M | $102.4M | 16 | 300 |
| Aug 2016 | $200.5M | $98.1M | $102.4M | 16 | 300 |
| Mar 2016 | $200.5M | $98.1M | $102.4M | 15 | 300 |
| Mar 2016 | $189.1M | $97.1M | $92M | 15 | 300 |
| Oct 2015 | $240.8M | $140.7M | $100.2M | 13 | 300 |
| Oct 2015 | $240.8M | $140.7M | $100.2M | 13 | 300 |
| Aug 2015 | $240.8M | $140.7M | $100.2M | 13 | 300 |
| Mar 2015 | $240.8M | $140.7M | $100.2M | 12 | 300 |
| Feb 2015 | $212.4M | $146.3M | $66.2M | 12 | 300 |
| Mar 2014 | $212.4M | $146.3M | $66.2M | 10 | 300 |
| Oct 2013 | $167.6M | $159.9M | $7.7M | 10 | 200 |
| Mar 2013 | $167.6M | $159.9M | $7.7M | 10 | 200 |
| Oct 2012 | $124.5M | $88.6M | $35.8M | 1 | 1 |
| Sep 2012 | $124.5M | $88.6M | $35.8M | 1 | 1 |
DateMar 2022
Total AUM$522.6M
Discretionary$247.2M
Non-Disc.$275.4M
Employees15
Clients0
DateMar 2021
Total AUM$402.6M
Discretionary$179.4M
Non-Disc.$223.2M
Employees15
Clients0
DateOct 2020
Total AUM$410M
Discretionary$177.9M
Non-Disc.$232.1M
Employees14
Clients0
DateMay 2020
Total AUM$410M
Discretionary$177.9M
Non-Disc.$232.1M
Employees14
Clients0
DateMar 2020
Total AUM$410M
Discretionary$177.9M
Non-Disc.$232.1M
Employees14
Clients0
DateMar 2019
Total AUM$342.7M
Discretionary$176.4M
Non-Disc.$166.3M
Employees16
Clients0
DateJan 2019
Total AUM$318M
Discretionary$162.4M
Non-Disc.$155.7M
Employees18
Clients3
DateJun 2018
Total AUM$318M
Discretionary$162.4M
Non-Disc.$155.7M
Employees18
Clients3
DateApr 2018
Total AUM$318M
Discretionary$162.4M
Non-Disc.$155.7M
Employees18
Clients3
DateApr 2018
Total AUM$318M
Discretionary$162.4M
Non-Disc.$155.7M
Employees18
Clients3
DateMar 2018
Total AUM$318M
Discretionary$162.4M
Non-Disc.$155.7M
Employees18
Clients3
DateJun 2017
Total AUM$254.2M
Discretionary$115M
Non-Disc.$139.2M
Employees18
Clients400
DateMar 2017
Total AUM$254.2M
Discretionary$115M
Non-Disc.$139.2M
Employees18
Clients400
DateNov 2016
Total AUM$200.5M
Discretionary$98.1M
Non-Disc.$102.4M
Employees16
Clients300
DateAug 2016
Total AUM$200.5M
Discretionary$98.1M
Non-Disc.$102.4M
Employees16
Clients300
DateMar 2016
Total AUM$200.5M
Discretionary$98.1M
Non-Disc.$102.4M
Employees15
Clients300
DateMar 2016
Total AUM$189.1M
Discretionary$97.1M
Non-Disc.$92M
Employees15
Clients300
DateOct 2015
Total AUM$240.8M
Discretionary$140.7M
Non-Disc.$100.2M
Employees13
Clients300
DateOct 2015
Total AUM$240.8M
Discretionary$140.7M
Non-Disc.$100.2M
Employees13
Clients300
DateAug 2015
Total AUM$240.8M
Discretionary$140.7M
Non-Disc.$100.2M
Employees13
Clients300
DateMar 2015
Total AUM$240.8M
Discretionary$140.7M
Non-Disc.$100.2M
Employees12
Clients300
DateFeb 2015
Total AUM$212.4M
Discretionary$146.3M
Non-Disc.$66.2M
Employees12
Clients300
DateMar 2014
Total AUM$212.4M
Discretionary$146.3M
Non-Disc.$66.2M
Employees10
Clients300
DateOct 2013
Total AUM$167.6M
Discretionary$159.9M
Non-Disc.$7.7M
Employees10
Clients200
DateMar 2013
Total AUM$167.6M
Discretionary$159.9M
Non-Disc.$7.7M
Employees10
Clients200
DateOct 2012
Total AUM$124.5M
Discretionary$88.6M
Non-Disc.$35.8M
Employees1
Clients1
DateSep 2012
Total AUM$124.5M
Discretionary$88.6M
Non-Disc.$35.8M
Employees1
Clients1