GAINES FINANCIAL GROUP, INC.
Legal name: GAINES FINANCIAL GROUP
CRD #157037 SEC #801-77140 BOCA RATON, FL 561-989-0077
SEC Registered
Total AUM
$522.6M
Discretionary
$247.2M
Employees
15
Clients
0
Accounts
464
Firm Details
- Organization Type
- Corporation
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2022
- Branch Offices
- 3
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GAINES, PATRICK, STEVENSON | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| GAINES, PATRICK, STEVENSON | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| GAINES, PATRICK, STEVENSON | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| GAINES, PATRICK, STEVENSON | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| GAINES, PATRICK, STEVENSON | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| GAINES, PATRICK, STEVENSON | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| GAINES, PATRICK, STEVENSON | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| GAINES, PATRICK, STEVENSON | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| GAINES, PATRICK, STEVENSON | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| GAINES, PATRICK, STEVENSON | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| GAINES, PATRICK, STEVENSON | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| GAINES, PATRICK, STEVENSON | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| GAINES, PATRICK, STEVENSON | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| GAINES, PATRICK, STEVENSON | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| GAINES, PATRICK, STEVENSON | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| GAINES, PATRICK, STEVENSON | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| GAINES, PATRICK, STEVENSON | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| GAINES, PATRICK, STEVENSON | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| GAINES, PATRICK, STEVENSON | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| GAINES, PATRICK, STEVENSON | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| GAINES, PATRICK, STEVENSON | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| GAINES, PATRICK, STEVENSON | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| GAINES, PATRICK, STEVENSON | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| GAINES, PATRICK, STEVENSON | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| GAINES, PATRICK, STEVENSON | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| GAINES, PATRICK, STEVENSON | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| GAINES, PATRICK, STEVENSON | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| GAINES, PATRICK, STEVENSON | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| GAINES, PATRICK, STEVENSON | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 29, 2022 REGISTERED
Notice Filings (13)
CA FL GA LA MD NC NH NJ NY PA SC TX VA
Address
3837 NW BOCA RATON BLVDSUITE 100
BOCA RATON, FL 33431-5858
United States
Phone: 561-989-0077