4THOUGHT FINANCIAL GROUP INC.
CRD #162997 SEC #801-74692 SYOSSET, NY 516-300-1617
SEC Registered
Total AUM
$178.5M
Discretionary
$174.4M
Employees
5
Clients
10
Accounts
828
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 3, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Duvally, Michael, Cardone | I | OPERATIONS OFFICER, SHAREHOLDER | NA | |
| MACKEY, DANIEL, RICHARD | I | INVESTOR RELATIONS OFFICER, SHAREHOLDER | NA | |
| LEVINE, MARTIN, ELLIOT | I | CHIEF FINANCIAL OFFICER, SHAREHOLDER | C | Control |
| LEVINE, MARTIN, ELLIOT | I | CHIEF FINANCIAL OFFICER, SHAREHOLDER | C | Control |
| LEVINE, MARTIN, ELLIOT | I | CHIEF FINANCIAL OFFICER, SHAREHOLDER | C | Control |
| LEVINE, MARTIN, ELLIOT | I | CHIEF FINANCIAL OFFICER, SHAREHOLDER | C | Control |
| LEVINE, MARTIN, ELLIOT | I | CHIEF FINANCIAL OFFICER, SHAREHOLDER | C | Control |
| LEVINE, MARTIN, ELLIOT | I | CHIEF FINANCIAL OFFICER, SHAREHOLDER | C | Control |
| LEVINE, MARTIN, ELLIOT | I | CHIEF FINANCIAL OFFICER, SHAREHOLDER | C | Control |
| LEVINE, MARTIN, ELLIOT | I | CHIEF FINANCIAL OFFICER, SHAREHOLDER | C | Control |
| LEVINE, MARTIN, ELLIOT | I | CHIEF FINANCIAL OFFICER, SHAREHOLDER | C | Control |
| LEVINE, MARTIN, ELLIOT | I | CHIEF FINANCIAL OFFICER, SHAREHOLDER | C | Control |
| LEVINE, MARTIN, ELLIOT | I | CHIEF FINANCIAL OFFICER, SHAREHOLDER | C | Control |
| LEVINE, MARTIN, ELLIOT | I | CHIEF FINANCIAL OFFICER, SHAREHOLDER | C | Control |
| LEVINE, MARTIN, ELLIOT | I | CHIEF FINANCIAL OFFICER, SHAREHOLDER | C | Control |
| LEVINE, MARTIN, ELLIOT | I | CHIEF FINANCIAL OFFICER, SHAREHOLDER | C | Control |
| LEVINE, MARTIN, ELLIOT | I | CHIEF FINANCIAL OFFICER, SHAREHOLDER | C | Control |
| LEVINE, MARTIN, ELLIOT | I | CHIEF FINANCIAL OFFICER, SHAREHOLDER | C | Control |
| LEVINE, MARTIN, ELLIOT | I | CHIEF FINANCIAL OFFICER, SHAREHOLDER | C | Control |
| LEVINE, MARTIN, ELLIOT | I | CHIEF FINANCIAL OFFICER, SHAREHOLDER | C | Control |
| LEVINE, MARTIN, ELLIOT | I | CHIEF FINANCIAL OFFICER, SHAREHOLDER | C | Control |
| LEVINE, MARTIN, ELLIOT | I | CHIEF FINANCIAL OFFICER, SHAREHOLDER | C | Control |
| LEVINE, MARTIN, ELLIOT | I | CHIEF FINANCIAL OFFICER, SHAREHOLDER | C | Control |
| LEVINE, MARTIN, ELLIOT | I | CHIEF FINANCIAL OFFICER, SHAREHOLDER | C | Control |
| LEVINE, MARTIN, ELLIOT | I | CHIEF MARKETING OFFICER, SHAREHOLDER | C | Control |
| LEVINE, MARTIN, ELLIOT | I | CHIEF MARKETING OFFICER, SHAREHOLDER | C | Control |
| LEVINE, MARTIN, ELLIOT | I | CHIEF MARKETING OFFICER, SHAREHOLDER | C | Control |
| LEVINE, MARTIN, ELLIOT | I | CHIEF MARKETING OFFICER, SHAREHOLDER | C | Control |
| MACKEY, BRIAN, CRAIG | I | CHIEF EXECUTIVE OFFICER, SHAREHOLDER | C | Control |
| MACKEY, BRIAN, CRAIG | I | CHIEF EXECUTIVE OFFICER, SHAREHOLDER | C | Control |
| MACKEY, BRIAN, CRAIG | I | CHIEF EXECUTIVE OFFICER, SHAREHOLDER | C | Control |
| MACKEY, BRIAN, CRAIG | I | CHIEF EXECUTIVE OFFICER, SHAREHOLDER | C | Control |
| MACKEY, BRIAN, CRAIG | I | CHIEF EXECUTIVE OFFICER, SHAREHOLDER | C | Control |
| MACKEY, BRIAN, CRAIG | I | CHIEF EXECUTIVE OFFICER, SHAREHOLDER | C | Control |
| MACKEY, BRIAN, CRAIG | I | CHIEF EXECUTIVE OFFICER, SHAREHOLDER | C | Control |
| MACKEY, BRIAN, CRAIG | I | CHIEF EXECUTIVE OFFICER, SHAREHOLDER | C | Control |
| MACKEY, BRIAN, CRAIG | I | CHIEF EXECUTIVE OFFICER, SHAREHOLDER | C | Control |
| MACKEY, BRIAN, CRAIG | I | CHIEF EXECUTIVE OFFICER, SHAREHOLDER | C | Control |
| MACKEY, BRIAN, CRAIG | I | CHIEF EXECUTIVE OFFICER, SHAREHOLDER | C | Control |
| MACKEY, BRIAN, CRAIG | I | CHIEF EXECUTIVE OFFICER, SHAREHOLDER | C | Control |
| MACKEY, BRIAN, CRAIG | I | CHIEF EXECUTIVE OFFICER, SHAREHOLDER | C | Control |
| MACKEY, BRIAN, CRAIG | I | CHIEF EXECUTIVE OFFICER, SHAREHOLDER | C | Control |
| MACKEY, BRIAN, CRAIG | I | CHIEF EXECUTIVE OFFICER, SHAREHOLDER | C | Control |
| MACKEY, BRIAN, CRAIG | I | CHIEF EXECUTIVE OFFICER, SHAREHOLDER | C | Control |
| MACKEY, BRIAN, CRAIG | I | CHIEF EXECUTIVE OFFICER, SHAREHOLDER | C | Control |
| MACKEY, BRIAN, CRAIG | I | CHIEF EXECUTIVE OFFICER, SHAREHOLDER | C | Control |
| MACKEY, BRIAN, CRAIG | I | CHIEF EXECUTIVE OFFICER, SHAREHOLDER | C | Control |
| MACKEY, BRIAN, CRAIG | I | CHIEF EXECUTIVE OFFICER, SHAREHOLDER | C | Control |
| MACKEY, BRIAN, CRAIG | I | CHIEF EXECUTIVE OFFICER, SHAREHOLDER | C | Control |
| MACKEY, BRIAN, CRAIG | I | CHIEF EXECUTIVE OFFICER, SHAREHOLDER | C | Control |
| MACKEY, DANIEL, RICHARD | I | CHIEF FINANCIAL OFFICER, INVESTOR RELATIONS OFFICER, SHAREHOLDER | C | Control |
| MACKEY, DANIEL, RICHARD | I | CHIEF FINANCIAL OFFICER, INVESTOR RELATIONS OFFICER, SHAREHOLDER | C | Control |
| MACKEY, JESSE, BRIAN | I | CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER, SHAREHOLDER | C | Control |
| MACKEY, JESSE, BRIAN | I | CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER, SHAREHOLDER | C | Control |
| MACKEY, JESSE, BRIAN | I | CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER, SHAREHOLDER | C | Control |
| MACKEY, JESSE, BRIAN | I | CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER, SHAREHOLDER | C | Control |
| MACKEY, JESSE, BRIAN | I | CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER, SHAREHOLDER | C | Control |
| MACKEY, JESSE, BRIAN | I | CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER, SHAREHOLDER | C | Control |
| MACKEY, JESSE, BRIAN | I | CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER, SHAREHOLDER | C | Control |
| MACKEY, JESSE, BRIAN | I | CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER, SHAREHOLDER | C | Control |
| MACKEY, JESSE, BRIAN | I | CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER, SHAREHOLDER | C | Control |
| MACKEY, JESSE, BRIAN | I | CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER, SHAREHOLDER | C | Control |
| MACKEY, JESSE, BRIAN | I | CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER, SHAREHOLDER | C | Control |
| MACKEY, JESSE, BRIAN | I | CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER, SHAREHOLDER | C | Control |
| MACKEY, JESSE, BRIAN | I | CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER, SHAREHOLDER | C | Control |
| MACKEY, JESSE, BRIAN | I | CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER, SHAREHOLDER | C | Control |
| MACKEY, JESSE, BRIAN | I | CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER, SHAREHOLDER | C | Control |
| MACKEY, JESSE, BRIAN | I | CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER, SHAREHOLDER | C | Control |
| MACKEY, JESSE, BRIAN | I | CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER, SHAREHOLDER | C | Control |
| MACKEY, JESSE, BRIAN | I | CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER, SHAREHOLDER | C | Control |
| MACKEY, JESSE, BRIAN | I | CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER, SHAREHOLDER | C | Control |
| MACKEY, JESSE, BRIAN | I | CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER, SHAREHOLDER | C | Control |
| MACKEY, JESSE, BRIAN | I | CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER, SHAREHOLDER | C | Control |
| MACKEY, JESSE, BRIAN | I | CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER, SHAREHOLDER | C | Control |
| MACKEY, JESSE, BRIAN | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER, SHAREHOLDER | C | Control |
| MACKEY, JESSE, BRIAN | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER, SHAREHOLDER | C | Control |
| MACKEY, JESSE, BRIAN | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER, SHAREHOLDER | C | Control |
| MACKEY, JESSE, BRIAN | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER, SHAREHOLDER | C | Control |
| MACKEY, BRIAN, CRAIG | I | CHAIRMAN, SHAREHOLDER | B | Control |
| MACKEY, BRIAN, CRAIG | I | CHAIRMAN, SHAREHOLDER | B | Control |
| MACKEY, DANIEL, RICHARD | I | INVESTOR RELATIONS OFFICER, SHAREHOLDER | B | Control |
| MACKEY, DANIEL, RICHARD | I | CHIEF FINANCIAL OFFICER, INVESTOR RELATIONS OFFICER, SHAREHOLDER | B | Control |
| MACKEY, DANIEL, RICHARD | I | CHIEF FINANCIAL OFFICER, INVESTOR RELATIONS OFFICER, SHAREHOLDER | B | Control |
Registrations
Federal
IA
Jan 3, 2025 REGISTERED
Notice Filings (11)
AZ CA CT DE FL MA NJ NY SC TN VA
Address
6851 JERICHO TURNPIKESUITE 120
SYOSSET, NY 11791
United States
Phone: 516-300-1617