4THOUGHT FINANCIAL GROUP INC.
CRD #162997 SEC #801-74692 SYOSSET, NY 516-300-1617
SEC Registered
Total AUM
$178.5M
Discretionary
$174.4M
Employees
5
Clients
10
Accounts
828
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Jan 2025 | $178.5M | $174.4M | $4M | 5 | 0 |
| Jun 2024 | $146.7M | $143.2M | $3.5M | 5 | 1 |
| Jan 2024 | $146.7M | $143.2M | $3.5M | 5 | 1 |
| Jan 2023 | $119.7M | $115.9M | $3.8M | 6 | 5 |
| Jan 2022 | $137.5M | $126.6M | $10.9M | 6 | 3 |
| Jan 2021 | $112.5M | $100.1M | $12.4M | 6 | 5 |
| Apr 2020 | $99.2M | $84M | $15.2M | 7 | 5 |
| Jan 2020 | $99.2M | $84M | $15.2M | 7 | 5 |
| Jan 2019 | $83.7M | $66.6M | $17.2M | 7 | 3 |
| Jan 2018 | $98.5M | $98.5M | $0 | 9 | 0 |
| Nov 2017 | $97M | $97M | $0 | 10 | 0 |
| Oct 2017 | $97M | $97M | $0 | 10 | 0 |
| Jan 2017 | $88.9M | $88.9M | $0 | 10 | 300 |
| May 2016 | $85M | $85M | $0 | 11 | 300 |
| Jan 2016 | $85M | $85M | $0 | 11 | 300 |
| Jan 2015 | $74.4M | $74.4M | $0 | 15 | 300 |
| Dec 2014 | $52.6M | $52M | $590.9K | 9 | 26 |
| Oct 2014 | $52.6M | $52M | $590.9K | 9 | 26 |
| Jan 2014 | $52.6M | $52M | $590.9K | 9 | 26 |
| Nov 2013 | $55M | $25M | $30M | 9 | 26 |
| Mar 2013 | $55M | $25M | $30M | 9 | 26 |
| Jul 2012 | $33.9M | $7.2M | $26.6M | -- | 0 |
| May 2012 | $0 | $0 | $0 | -- | 0 |
| Mar 2012 | $0 | $0 | $0 | -- | 0 |
DateJan 2025
Total AUM$178.5M
Discretionary$174.4M
Non-Disc.$4M
Employees5
Clients0
DateJun 2024
Total AUM$146.7M
Discretionary$143.2M
Non-Disc.$3.5M
Employees5
Clients1
DateJan 2024
Total AUM$146.7M
Discretionary$143.2M
Non-Disc.$3.5M
Employees5
Clients1
DateJan 2023
Total AUM$119.7M
Discretionary$115.9M
Non-Disc.$3.8M
Employees6
Clients5
DateJan 2022
Total AUM$137.5M
Discretionary$126.6M
Non-Disc.$10.9M
Employees6
Clients3
DateJan 2021
Total AUM$112.5M
Discretionary$100.1M
Non-Disc.$12.4M
Employees6
Clients5
DateApr 2020
Total AUM$99.2M
Discretionary$84M
Non-Disc.$15.2M
Employees7
Clients5
DateJan 2020
Total AUM$99.2M
Discretionary$84M
Non-Disc.$15.2M
Employees7
Clients5
DateJan 2019
Total AUM$83.7M
Discretionary$66.6M
Non-Disc.$17.2M
Employees7
Clients3
DateJan 2018
Total AUM$98.5M
Discretionary$98.5M
Non-Disc.$0
Employees9
Clients0
DateNov 2017
Total AUM$97M
Discretionary$97M
Non-Disc.$0
Employees10
Clients0
DateOct 2017
Total AUM$97M
Discretionary$97M
Non-Disc.$0
Employees10
Clients0
DateJan 2017
Total AUM$88.9M
Discretionary$88.9M
Non-Disc.$0
Employees10
Clients300
DateMay 2016
Total AUM$85M
Discretionary$85M
Non-Disc.$0
Employees11
Clients300
DateJan 2016
Total AUM$85M
Discretionary$85M
Non-Disc.$0
Employees11
Clients300
DateJan 2015
Total AUM$74.4M
Discretionary$74.4M
Non-Disc.$0
Employees15
Clients300
DateDec 2014
Total AUM$52.6M
Discretionary$52M
Non-Disc.$590.9K
Employees9
Clients26
DateOct 2014
Total AUM$52.6M
Discretionary$52M
Non-Disc.$590.9K
Employees9
Clients26
DateJan 2014
Total AUM$52.6M
Discretionary$52M
Non-Disc.$590.9K
Employees9
Clients26
DateNov 2013
Total AUM$55M
Discretionary$25M
Non-Disc.$30M
Employees9
Clients26
DateMar 2013
Total AUM$55M
Discretionary$25M
Non-Disc.$30M
Employees9
Clients26
DateJul 2012
Total AUM$33.9M
Discretionary$7.2M
Non-Disc.$26.6M
Employees--
Clients0
DateMay 2012
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees--
Clients0
DateMar 2012
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees--
Clients0