DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC.
CRD #165145 SEC #801-93169 BUFFALO, MN 763-682-4014
SEC Registered
Total AUM
$353.9M
Discretionary
$352.2M
Employees
9
Clients
1
Accounts
2,321
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Nov 2025 | $353.9M | $352.2M | $1.7M | 9 | 0 |
| Mar 2025 | $353.9M | $352.2M | $1.7M | 9 | 0 |
| Oct 2024 | $307.7M | $306.3M | $1.4M | 8 | 0 |
| Apr 2024 | $307.7M | $306.3M | $1.4M | 8 | 0 |
| Mar 2024 | $307.7M | $306.3M | $1.4M | 8 | 0 |
| Sep 2023 | $277.5M | $274.8M | $2.7M | 9 | 0 |
| Mar 2023 | $277.5M | $274.8M | $2.7M | 9 | 0 |
| Mar 2023 | $277.5M | $274.8M | $2.7M | 9 | 0 |
| Mar 2022 | $320.3M | $317.1M | $3.2M | 9 | 0 |
| Dec 2021 | $305.1M | $300.3M | $4.9M | 10 | 0 |
| Mar 2021 | $305.1M | $300.3M | $4.9M | 10 | 0 |
| Nov 2020 | $267.8M | $263.6M | $4.2M | 11 | 0 |
| Sep 2020 | $267.8M | $263.6M | $4.2M | 11 | 0 |
| May 2020 | $267.8M | $263.6M | $4.2M | 11 | 0 |
| Mar 2020 | $267.8M | $263.6M | $4.2M | 11 | 0 |
| Jan 2020 | $202M | $200M | $2M | 12 | 0 |
| Jan 2019 | $202M | $200M | $2M | 12 | 0 |
| Sep 2018 | $136.5M | $124.1M | $12.4M | 10 | 0 |
| Jun 2018 | $136.5M | $124.1M | $12.4M | 10 | 0 |
| Mar 2018 | $136.5M | $124.1M | $12.4M | 10 | 0 |
| Jan 2018 | $128.6M | $116.4M | $12.2M | 10 | 0 |
| Mar 2017 | $128.6M | $116.4M | $12.2M | 10 | 943 |
| Jul 2016 | $108.3M | $93.5M | $14.8M | 8 | 800 |
| Mar 2016 | $108.3M | $93.5M | $14.8M | 8 | 800 |
| Nov 2015 | $114.3M | $99.6M | $14.6M | 9 | 746 |
| Apr 2015 | $114.3M | $99.6M | $14.6M | 9 | 746 |
DateNov 2025
Total AUM$353.9M
Discretionary$352.2M
Non-Disc.$1.7M
Employees9
Clients0
DateMar 2025
Total AUM$353.9M
Discretionary$352.2M
Non-Disc.$1.7M
Employees9
Clients0
DateOct 2024
Total AUM$307.7M
Discretionary$306.3M
Non-Disc.$1.4M
Employees8
Clients0
DateApr 2024
Total AUM$307.7M
Discretionary$306.3M
Non-Disc.$1.4M
Employees8
Clients0
DateMar 2024
Total AUM$307.7M
Discretionary$306.3M
Non-Disc.$1.4M
Employees8
Clients0
DateSep 2023
Total AUM$277.5M
Discretionary$274.8M
Non-Disc.$2.7M
Employees9
Clients0
DateMar 2023
Total AUM$277.5M
Discretionary$274.8M
Non-Disc.$2.7M
Employees9
Clients0
DateMar 2023
Total AUM$277.5M
Discretionary$274.8M
Non-Disc.$2.7M
Employees9
Clients0
DateMar 2022
Total AUM$320.3M
Discretionary$317.1M
Non-Disc.$3.2M
Employees9
Clients0
DateDec 2021
Total AUM$305.1M
Discretionary$300.3M
Non-Disc.$4.9M
Employees10
Clients0
DateMar 2021
Total AUM$305.1M
Discretionary$300.3M
Non-Disc.$4.9M
Employees10
Clients0
DateNov 2020
Total AUM$267.8M
Discretionary$263.6M
Non-Disc.$4.2M
Employees11
Clients0
DateSep 2020
Total AUM$267.8M
Discretionary$263.6M
Non-Disc.$4.2M
Employees11
Clients0
DateMay 2020
Total AUM$267.8M
Discretionary$263.6M
Non-Disc.$4.2M
Employees11
Clients0
DateMar 2020
Total AUM$267.8M
Discretionary$263.6M
Non-Disc.$4.2M
Employees11
Clients0
DateJan 2020
Total AUM$202M
Discretionary$200M
Non-Disc.$2M
Employees12
Clients0
DateJan 2019
Total AUM$202M
Discretionary$200M
Non-Disc.$2M
Employees12
Clients0
DateSep 2018
Total AUM$136.5M
Discretionary$124.1M
Non-Disc.$12.4M
Employees10
Clients0
DateJun 2018
Total AUM$136.5M
Discretionary$124.1M
Non-Disc.$12.4M
Employees10
Clients0
DateMar 2018
Total AUM$136.5M
Discretionary$124.1M
Non-Disc.$12.4M
Employees10
Clients0
DateJan 2018
Total AUM$128.6M
Discretionary$116.4M
Non-Disc.$12.2M
Employees10
Clients0
DateMar 2017
Total AUM$128.6M
Discretionary$116.4M
Non-Disc.$12.2M
Employees10
Clients943
DateJul 2016
Total AUM$108.3M
Discretionary$93.5M
Non-Disc.$14.8M
Employees8
Clients800
DateMar 2016
Total AUM$108.3M
Discretionary$93.5M
Non-Disc.$14.8M
Employees8
Clients800
DateNov 2015
Total AUM$114.3M
Discretionary$99.6M
Non-Disc.$14.6M
Employees9
Clients746
DateApr 2015
Total AUM$114.3M
Discretionary$99.6M
Non-Disc.$14.6M
Employees9
Clients746