DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC.
CRD #165145 SEC #801-93169 BUFFALO, MN 763-682-4014
SEC Registered
Total AUM
$353.9M
Discretionary
$352.2M
Employees
9
Clients
1
Accounts
2,321
Firm Details
- Organization Type
- Corporation
- State of Formation
- Minnesota
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 12, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DOUGHERTY, DANIEL, JOHN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, SECRETARY | NA | Control |
| DOUGHERTY, DANIEL, JOHN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, SECRETARY | NA | Control |
| DOUGHERTY, DANIEL, JOHN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, SECRETARY | NA | Control |
| Dougherty, Dillon, Lee | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, TREASURER | NA | Control |
| Dougherty, Dillon, Lee | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, TREASURER | NA | Control |
| Dougherty, Dillon, Lee | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, TREASURER | NA | Control |
| DOUGHERTY, COREEN, ELIZABETH | I | OWNER/DIRECTOR | E | Control |
| DOUGHERTY, COREEN, ELIZABETH | I | OWNER/DIRECTOR | E | Control |
| DOUGHERTY, COREEN, ELIZABETH | I | OWNER/DIRECTOR | E | Control |
| DOUGHERTY, MICHAEL, JOHN | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | E | Control |
| DOUGHERTY, MICHAEL, JOHN | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | E | Control |
| DOUGHERTY, MICHAEL, JOHN | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | E | Control |
| DOUGHERTY, MICHAEL, JOHN | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | E | Control |
| DOUGHERTY, MICHAEL, JOHN | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | E | Control |
| DOUGHERTY, MICHAEL, JOHN | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | E | Control |
| DOUGHERTY, MICHAEL, JOHN | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | E | Control |
| DOUGHERTY, MICHAEL, JOHN | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | E | Control |
| DOUGHERTY, MICHAEL, JOHN | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | E | Control |
| DOUGHERTY, MICHAEL, JOHN | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | E | Control |
| DOUGHERTY, DANIEL, JOHN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, SECRETARY, OWNER | D | Control |
| DOUGHERTY, DANIEL, JOHN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, SECRETARY, OWNER | D | Control |
| DOUGHERTY, DANIEL, JOHN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, SECRETARY, OWNER | D | Control |
| DOUGHERTY, DANIEL, JOHN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, SECRETARY, OWNER | D | Control |
| DOUGHERTY, DANIEL, JOHN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, SECRETARY, OWNER | D | Control |
| DOUGHERTY, DANIEL, JOHN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, DIRECTOR, SECRETARY, OWNER | D | Control |
| DOUGHERTY, DANIEL, JOHN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, DIRECTOR, SECRETARY, OWNER | D | Control |
| DOUGHERTY, DANIEL, JOHN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, DIRECTOR, SECRETARY, OWNER | D | Control |
| DOUGHERTY, DANIEL, JOHN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, DIRECTOR, SECRETARY, OWNER | D | Control |
| DOUGHERTY, DANIEL, JOHN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, DIRECTOR, SECRETARY, OWNER | D | Control |
| DOUGHERTY, DANIEL, JOHN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, DIRECTOR, SECRETARY, OWNER | D | Control |
| DOUGHERTY, DANIEL, JOHN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, DIRECTOR, SECRETARY, OWNER | D | Control |
| DOUGHERTY, DANIEL, JOHN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, DIRECTOR, SECRETARY, OWNER | D | Control |
| Dougherty, Dillon, Lee | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, TREASURER, OWNER | D | Control |
| Dougherty, Dillon, Lee | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, TREASURER, OWNER | D | Control |
| Dougherty, Dillon, Lee | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, TREASURER, OWNER | D | Control |
| Dougherty, Dillon, Lee | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, TREASURER, OWNER | D | Control |
| Dougherty, Dillon, Lee | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, TREASURER, OWNER | D | Control |
| Dougherty, Dillon, Lee | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, DIRECTOR, TREASURER, OWNER | D | Control |
| Dougherty, Dillon, Lee | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, DIRECTOR, TREASURER, OWNER | D | Control |
| Dougherty, Dillon, Lee | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, DIRECTOR, TREASURER, OWNER | D | Control |
| Dougherty, Dillon, Lee | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, DIRECTOR, TREASURER, OWNER | D | Control |
| Dougherty, Dillon, Lee | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, DIRECTOR, TREASURER, OWNER | D | Control |
| Dougherty, Dillon, Lee | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, DIRECTOR, TREASURER, OWNER | D | Control |
| Dougherty, Dillon, Lee | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, DIRECTOR, TREASURER, OWNER | D | Control |
| Dougherty, Dillon, Lee | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, DIRECTOR, TREASURER, OWNER | D | Control |
Registrations
Federal
IA
Nov 12, 2025 REGISTERED
Notice Filings (9)
AZ CA CO FL MN NE NH TX WI
Address
103 MARTY DRIVESUITE 101
BUFFALO, MN 55313
United States
Phone: 763-682-4014