ZEPHYR INVESTMENT MANAGEMENT, INC.
Legal name: ZEPHYR WEALTH MANAGEMENT
CRD #166303 SEC #801-118365 WESTLAKE VILLAGE, CA (805) 496-6810
SEC Registered
Total AUM
$421.4M
Discretionary
$131.3M
Employees
8
Clients
51
Accounts
666
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Apr 2025 | $421.4M | $131.3M | $290.1M | 8 | 0 |
| Mar 2025 | $421.4M | $131.3M | $290.1M | 8 | 0 |
| Apr 2024 | $341.5M | $112M | $229.5M | 7 | 0 |
| Mar 2024 | $341.5M | $112M | $229.5M | 7 | 0 |
| Nov 2023 | $294.4M | $98M | $196.4M | 7 | 0 |
| Jun 2023 | $294.4M | $98M | $196.4M | 7 | 0 |
| Apr 2023 | $294.4M | $98M | $196.4M | 7 | 0 |
| Mar 2023 | $294.4M | $98M | $196.4M | 7 | 0 |
| Mar 2022 | $310.1M | $116.7M | $193.4M | 3 | 0 |
| Mar 2021 | $231.9M | $98.2M | $133.7M | 4 | 0 |
| Aug 2020 | $154.5M | $79.1M | $75.4M | 4 | 0 |
| Jun 2020 | $154.5M | $79.1M | $75.4M | 4 | 0 |
| Mar 2020 | $154.5M | $79.1M | $75.4M | 4 | 0 |
DateApr 2025
Total AUM$421.4M
Discretionary$131.3M
Non-Disc.$290.1M
Employees8
Clients0
DateMar 2025
Total AUM$421.4M
Discretionary$131.3M
Non-Disc.$290.1M
Employees8
Clients0
DateApr 2024
Total AUM$341.5M
Discretionary$112M
Non-Disc.$229.5M
Employees7
Clients0
DateMar 2024
Total AUM$341.5M
Discretionary$112M
Non-Disc.$229.5M
Employees7
Clients0
DateNov 2023
Total AUM$294.4M
Discretionary$98M
Non-Disc.$196.4M
Employees7
Clients0
DateJun 2023
Total AUM$294.4M
Discretionary$98M
Non-Disc.$196.4M
Employees7
Clients0
DateApr 2023
Total AUM$294.4M
Discretionary$98M
Non-Disc.$196.4M
Employees7
Clients0
DateMar 2023
Total AUM$294.4M
Discretionary$98M
Non-Disc.$196.4M
Employees7
Clients0
DateMar 2022
Total AUM$310.1M
Discretionary$116.7M
Non-Disc.$193.4M
Employees3
Clients0
DateMar 2021
Total AUM$231.9M
Discretionary$98.2M
Non-Disc.$133.7M
Employees4
Clients0
DateAug 2020
Total AUM$154.5M
Discretionary$79.1M
Non-Disc.$75.4M
Employees4
Clients0
DateJun 2020
Total AUM$154.5M
Discretionary$79.1M
Non-Disc.$75.4M
Employees4
Clients0
DateMar 2020
Total AUM$154.5M
Discretionary$79.1M
Non-Disc.$75.4M
Employees4
Clients0