ZEPHYR INVESTMENT MANAGEMENT, INC.
Legal name: ZEPHYR WEALTH MANAGEMENT
CRD #166303 SEC #801-118365 WESTLAKE VILLAGE, CA (805) 496-6810
SEC Registered
Total AUM
$421.4M
Discretionary
$131.3M
Employees
8
Clients
51
Accounts
666
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 9, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MUNOZ, CHERYL, ANN | I | PRESIDENT, CCO | E | Control |
| MUNOZ, CHERYL, ANN | I | PRESIDENT, CCO | E | Control |
| MUNOZ, CHERYL, ANN | I | PRESIDENT, CCO | E | Control |
| MUNOZ, CHERYL, ANN | I | PRESIDENT, CCO | E | Control |
| MUNOZ, CHERYL, ANN | I | PRESIDENT, CCO | E | Control |
| MUNOZ, CHERYL, ANN | I | PRESIDENT, CCO | E | Control |
| MUNOZ, CHERYL, ANN | I | PRESIDENT, CCO | E | Control |
| MUNOZ, CHERYL, ANN | I | PRESIDENT, CCO | E | Control |
| MUNOZ, CHERYL, ANN | I | PRESIDENT, CCO | E | Control |
| MUNOZ, CHERYL, ANN | I | PRESIDENT, CCO | E | Control |
| MUNOZ, CHERYL, ANN | I | PRESIDENT, CCO | E | Control |
| MUNOZ, CHERYL, ANN | I | PRESIDENT, CCO | E | Control |
| MUNOZ, CHERYL, ANN | I | PRESIDENT, CCO | E | Control |
| MUNOZ, CHERYL, ANN | I | PRESIDENT, CCO | E | Control |
Registrations
Federal
IA
Apr 9, 2025 REGISTERED
Notice Filings (4)
AZ CA KS NV
Address
3625 E. THOUSAND OAKS BLVD.SUITE 145
WESTLAKE VILLAGE, CA 91362
United States
Phone: (805) 496-6810