FINANCIAL WEST INVESTMENT GROUP, INC.
Legal name: FINANCIAL WEST GROUP
CRD #16668 SEC #801-57393 RENO, NV 775-346-3080
SEC Registered Broker-Dealer
Total AUM
$180K
Discretionary
$0
Employees
4
Clients
0
Accounts
1
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Apr 2019 | $180K | $0 | $180K | 4 | 1 |
| Jun 2018 | $180K | $0 | $180K | 4 | 1 |
| Mar 2018 | $180K | $0 | $180K | 4 | 1 |
| Nov 2017 | $180K | $0 | $180K | 4 | 1 |
| Nov 2017 | $180K | $0 | $180K | 4 | 1 |
| Sep 2017 | $654M | $643.8M | $10.2M | 145 | 3,800 |
| Apr 2017 | $654M | $643.8M | $10.2M | 145 | 3,800 |
| Mar 2017 | $654M | $643.8M | $10.2M | 145 | 3,800 |
| Feb 2017 | $654M | $643.8M | $10.2M | 145 | 3,800 |
| Jan 2017 | $654M | $643.8M | $10.2M | 145 | 3,800 |
| Jan 2017 | $654M | $643.8M | $10.2M | 145 | 3,800 |
| Dec 2016 | $654M | $643.8M | $10.2M | 145 | 3,800 |
| Nov 2016 | $654M | $643.8M | $10.2M | 145 | 3,800 |
| Sep 2016 | $556M | $547.9M | $8.1M | 168 | 4,000 |
| Jul 2016 | $556M | $547.9M | $8.1M | 168 | 4,000 |
| Dec 2015 | $556M | $547.9M | $8.1M | 168 | 4,000 |
| Apr 2015 | $730.3M | $720.3M | $10M | 168 | 4,000 |
| Mar 2015 | $730.3M | $720.3M | $10M | 168 | 4,000 |
| Feb 2015 | $730.3M | $720.3M | $10M | 168 | 4,000 |
| Jan 2015 | $730.3M | $720.3M | $10M | 168 | 4,000 |
| Dec 2014 | $730.3M | $720.3M | $10M | 168 | 4,000 |
| Sep 2014 | $659.6M | $652M | $7.6M | 159 | 4,000 |
| Apr 2014 | $659.6M | $652M | $7.6M | 159 | 4,000 |
| Apr 2014 | $659.6M | $652M | $7.6M | 159 | 4,000 |
| Mar 2014 | $659.6M | $652M | $7.6M | 159 | 4,000 |
| Jan 2014 | $659.6M | $652M | $7.6M | 159 | 4,000 |
| Jan 2014 | $659.6M | $652M | $7.6M | 159 | 4,000 |
| Dec 2013 | $659.6M | $652M | $7.6M | 159 | 4,000 |
| Nov 2013 | $659.6M | $652M | $7.6M | 159 | 4,000 |
| Dec 2012 | $543.9M | $541M | $2.9M | 152 | 3,500 |
| Nov 2012 | $543.9M | $541M | $2.9M | 152 | 3,500 |
| Jan 2012 | $464.1M | $461.4M | $2.7M | 51 | 3,500 |
| Dec 2011 | $464.1M | $461.4M | $2.7M | 51 | 3,500 |
| Dec 2011 | $464.1M | $461.4M | $2.7M | 51 | 3,500 |
| Nov 2011 | $464.1M | $461.4M | $2.7M | 51 | 3,500 |
| Dec 2010 | $381.1M | $380.8M | $301K | 51 | -- |
| Dec 2010 | $381.1M | $380.8M | $301K | 51 | -- |
| Oct 2010 | $381.1M | $380.8M | $301K | 51 | -- |
| Apr 2010 | $325.3M | $317.9M | $7.5M | 51 | -- |
| Apr 2010 | $325.3M | $317.9M | $7.5M | 51 | -- |
| Mar 2009 | $335.2M | $333M | $2.2M | 51 | -- |
| Mar 2008 | $498.3M | $490.8M | $7.4M | 51 | -- |
| Jan 2008 | $498.3M | $490.8M | $7.4M | 51 | -- |
| Dec 2007 | $498.3M | $490.8M | $7.4M | 51 | -- |
| Jan 2007 | $364.6M | $364.6M | $0 | 51 | -- |
| Dec 2006 | $364.6M | $364.6M | $0 | 51 | -- |
| Mar 2006 | $263.5M | $263.5M | $0 | 51 | -- |
| Mar 2006 | $263.5M | $263.5M | $0 | 51 | -- |
| Feb 2006 | $263.5M | $263.5M | $0 | 51 | -- |
| Jan 2006 | $263.5M | $263.5M | $0 | 51 | -- |
| Jan 2006 | $263.5M | $263.5M | $0 | 51 | -- |
| Dec 2005 | $263.5M | $263.5M | $0 | 51 | -- |
| Nov 2005 | $193.8M | $193.8M | $0 | 51 | -- |
| Nov 2005 | $193.8M | $193.8M | $0 | 51 | -- |
| Sep 2005 | $193.8M | $193.8M | $0 | 51 | -- |
| Jan 2005 | $193.8M | $193.8M | $0 | 51 | -- |
| Jan 2005 | $193.8M | $193.8M | $0 | 51 | -- |
| Jan 2004 | $140.3M | $140.3M | $0 | 51 | -- |
| Jan 2004 | $140.3M | $140.3M | $0 | 51 | -- |
| Aug 2001 | $140M | $140M | $0 | 51 | -- |
DateApr 2019
Total AUM$180K
Discretionary$0
Non-Disc.$180K
Employees4
Clients1
DateJun 2018
Total AUM$180K
Discretionary$0
Non-Disc.$180K
Employees4
Clients1
DateMar 2018
Total AUM$180K
Discretionary$0
Non-Disc.$180K
Employees4
Clients1
DateNov 2017
Total AUM$180K
Discretionary$0
Non-Disc.$180K
Employees4
Clients1
DateNov 2017
Total AUM$180K
Discretionary$0
Non-Disc.$180K
Employees4
Clients1
DateSep 2017
Total AUM$654M
Discretionary$643.8M
Non-Disc.$10.2M
Employees145
Clients3,800
DateApr 2017
Total AUM$654M
Discretionary$643.8M
Non-Disc.$10.2M
Employees145
Clients3,800
DateMar 2017
Total AUM$654M
Discretionary$643.8M
Non-Disc.$10.2M
Employees145
Clients3,800
DateFeb 2017
Total AUM$654M
Discretionary$643.8M
Non-Disc.$10.2M
Employees145
Clients3,800
DateJan 2017
Total AUM$654M
Discretionary$643.8M
Non-Disc.$10.2M
Employees145
Clients3,800
DateJan 2017
Total AUM$654M
Discretionary$643.8M
Non-Disc.$10.2M
Employees145
Clients3,800
DateDec 2016
Total AUM$654M
Discretionary$643.8M
Non-Disc.$10.2M
Employees145
Clients3,800
DateNov 2016
Total AUM$654M
Discretionary$643.8M
Non-Disc.$10.2M
Employees145
Clients3,800
DateSep 2016
Total AUM$556M
Discretionary$547.9M
Non-Disc.$8.1M
Employees168
Clients4,000
DateJul 2016
Total AUM$556M
Discretionary$547.9M
Non-Disc.$8.1M
Employees168
Clients4,000
DateDec 2015
Total AUM$556M
Discretionary$547.9M
Non-Disc.$8.1M
Employees168
Clients4,000
DateApr 2015
Total AUM$730.3M
Discretionary$720.3M
Non-Disc.$10M
Employees168
Clients4,000
DateMar 2015
Total AUM$730.3M
Discretionary$720.3M
Non-Disc.$10M
Employees168
Clients4,000
DateFeb 2015
Total AUM$730.3M
Discretionary$720.3M
Non-Disc.$10M
Employees168
Clients4,000
DateJan 2015
Total AUM$730.3M
Discretionary$720.3M
Non-Disc.$10M
Employees168
Clients4,000
DateDec 2014
Total AUM$730.3M
Discretionary$720.3M
Non-Disc.$10M
Employees168
Clients4,000
DateSep 2014
Total AUM$659.6M
Discretionary$652M
Non-Disc.$7.6M
Employees159
Clients4,000
DateApr 2014
Total AUM$659.6M
Discretionary$652M
Non-Disc.$7.6M
Employees159
Clients4,000
DateApr 2014
Total AUM$659.6M
Discretionary$652M
Non-Disc.$7.6M
Employees159
Clients4,000
DateMar 2014
Total AUM$659.6M
Discretionary$652M
Non-Disc.$7.6M
Employees159
Clients4,000
DateJan 2014
Total AUM$659.6M
Discretionary$652M
Non-Disc.$7.6M
Employees159
Clients4,000
DateJan 2014
Total AUM$659.6M
Discretionary$652M
Non-Disc.$7.6M
Employees159
Clients4,000
DateDec 2013
Total AUM$659.6M
Discretionary$652M
Non-Disc.$7.6M
Employees159
Clients4,000
DateNov 2013
Total AUM$659.6M
Discretionary$652M
Non-Disc.$7.6M
Employees159
Clients4,000
DateDec 2012
Total AUM$543.9M
Discretionary$541M
Non-Disc.$2.9M
Employees152
Clients3,500
DateNov 2012
Total AUM$543.9M
Discretionary$541M
Non-Disc.$2.9M
Employees152
Clients3,500
DateJan 2012
Total AUM$464.1M
Discretionary$461.4M
Non-Disc.$2.7M
Employees51
Clients3,500
DateDec 2011
Total AUM$464.1M
Discretionary$461.4M
Non-Disc.$2.7M
Employees51
Clients3,500
DateDec 2011
Total AUM$464.1M
Discretionary$461.4M
Non-Disc.$2.7M
Employees51
Clients3,500
DateNov 2011
Total AUM$464.1M
Discretionary$461.4M
Non-Disc.$2.7M
Employees51
Clients3,500
DateDec 2010
Total AUM$381.1M
Discretionary$380.8M
Non-Disc.$301K
Employees51
Clients--
DateDec 2010
Total AUM$381.1M
Discretionary$380.8M
Non-Disc.$301K
Employees51
Clients--
DateOct 2010
Total AUM$381.1M
Discretionary$380.8M
Non-Disc.$301K
Employees51
Clients--
DateApr 2010
Total AUM$325.3M
Discretionary$317.9M
Non-Disc.$7.5M
Employees51
Clients--
DateApr 2010
Total AUM$325.3M
Discretionary$317.9M
Non-Disc.$7.5M
Employees51
Clients--
DateMar 2009
Total AUM$335.2M
Discretionary$333M
Non-Disc.$2.2M
Employees51
Clients--
DateMar 2008
Total AUM$498.3M
Discretionary$490.8M
Non-Disc.$7.4M
Employees51
Clients--
DateJan 2008
Total AUM$498.3M
Discretionary$490.8M
Non-Disc.$7.4M
Employees51
Clients--
DateDec 2007
Total AUM$498.3M
Discretionary$490.8M
Non-Disc.$7.4M
Employees51
Clients--
DateJan 2007
Total AUM$364.6M
Discretionary$364.6M
Non-Disc.$0
Employees51
Clients--
DateDec 2006
Total AUM$364.6M
Discretionary$364.6M
Non-Disc.$0
Employees51
Clients--
DateMar 2006
Total AUM$263.5M
Discretionary$263.5M
Non-Disc.$0
Employees51
Clients--
DateMar 2006
Total AUM$263.5M
Discretionary$263.5M
Non-Disc.$0
Employees51
Clients--
DateFeb 2006
Total AUM$263.5M
Discretionary$263.5M
Non-Disc.$0
Employees51
Clients--
DateJan 2006
Total AUM$263.5M
Discretionary$263.5M
Non-Disc.$0
Employees51
Clients--
DateJan 2006
Total AUM$263.5M
Discretionary$263.5M
Non-Disc.$0
Employees51
Clients--
DateDec 2005
Total AUM$263.5M
Discretionary$263.5M
Non-Disc.$0
Employees51
Clients--
DateNov 2005
Total AUM$193.8M
Discretionary$193.8M
Non-Disc.$0
Employees51
Clients--
DateNov 2005
Total AUM$193.8M
Discretionary$193.8M
Non-Disc.$0
Employees51
Clients--
DateSep 2005
Total AUM$193.8M
Discretionary$193.8M
Non-Disc.$0
Employees51
Clients--
DateJan 2005
Total AUM$193.8M
Discretionary$193.8M
Non-Disc.$0
Employees51
Clients--
DateJan 2005
Total AUM$193.8M
Discretionary$193.8M
Non-Disc.$0
Employees51
Clients--
DateJan 2004
Total AUM$140.3M
Discretionary$140.3M
Non-Disc.$0
Employees51
Clients--
DateJan 2004
Total AUM$140.3M
Discretionary$140.3M
Non-Disc.$0
Employees51
Clients--
DateAug 2001
Total AUM$140M
Discretionary$140M
Non-Disc.$0
Employees51
Clients--