FINANCIAL WEST INVESTMENT GROUP, INC.
Legal name: FINANCIAL WEST GROUP
CRD #16668 SEC #801-57393 RENO, NV 775-346-3080
SEC Registered Broker-Dealer
Total AUM
$180K
Discretionary
$0
Employees
4
Clients
0
Accounts
1
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- SEPTEMBER
- Registration Date
- --
- Latest Filing
- Apr 22, 2019
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BANERJEE, DEBASISH ("NMN") | I | FINOP | NA | |
| BANERJEE, DEBASISH ("NMN") | I | FINOP | NA | |
| BANERJEE, DEBASISH ("NMN") | I | FINOP | NA | |
| BANERJEE, DEBASISH ("NMN") | I | FINOP | NA | |
| BANERJEE, DEBASISH ("NMN") | I | FINOP | NA | |
| BANERJEE, DEBASISH ("NMN") | I | FINOP | NA | |
| BARBER, WILLIAM ROBERT | I | DIRECTOR | NA | |
| BARBER, WILLIAM ROBERT | I | DIRECTOR | NA | |
| BARBER, WILLIAM ROBERT | I | DIRECTOR | NA | |
| CREASER, ROBERT DALTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CREASER, ROBERT DALTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CREASER, ROBERT DALTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CREASER, ROBERT DALTON | I | CHIEF COMPLIANCE OFFICER/CROP | NA | Control |
| CREASER, ROBERT DALTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CREASER, ROBERT DALTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CREASER, ROBERT DALTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CREASER, ROBERT DALTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CREASER, ROBERT DALTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CREASER, ROBERT DALTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CREASER, ROBERT DALTON | I | CHIEF COMPLIANCE OFFICER/CROP | NA | Control |
| CREASER, ROBERT DALTON | I | CHIEF COMPLIANCE OFFICER/CROP | NA | Control |
| CREASER, ROBERT DALTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CREASER, ROBERT DALTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CREASER, ROBERT DALTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIS, HOWARD | I | CO-CHIEF COMPLIANCE OFFICER | NA | |
| DAVIS, HOWARD | I | CO-CHIEF COMPLIANCE OFFICER | NA | |
| DAVIS, HOWARD | I | CO-CHIEF COMPLIANCE OFFICER | NA | |
| DAVIS, HOWARD | I | CO-CHIEF COMPLIANCE OFFICER | NA | |
| DELUZ, MICHAEL KIRK | I | PRESIDENT/CHIEF FINANCIAL OFFICER | NA | Control |
| DELUZ, MICHAEL KIRK | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DELUZ, MICHAEL KIRK | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DELUZ, MICHAEL KIRK | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DELUZ, MICHAEL KIRK | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DELUZ, MICHAEL KIRK | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DELUZ, MICHAEL KIRK | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DELUZ, MICHAEL KIRK | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DELUZ, MICHAEL KIRK | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DELUZ, MICHAEL KIRK | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DELUZ, MICHAEL KIRK | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DELUZ, MICHAEL KIRK | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DELUZ, MICHAEL KIRK | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DELUZ, MICHAEL KIRK | I | PRESIDENT/CHIEF FINANCIAL OFFICER | NA | Control |
| DELUZ, MICHAEL KIRK | I | PRESIDENT/CHIEF FINANCIAL OFFICER | NA | Control |
| DOYLE, JACOB MICHAEL | I | VICE PRESIDENT | NA | |
| DOYLE, JACOB MICHAEL | I | VICE PRESIDENT | NA | |
| DOYLE, JACOB MICHAEL | I | VICE PRESIDENT | NA | |
| DOYLE, JACOB MICHAEL | I | VICE PRESIDENT | NA | |
| DOYLE, JACOB MICHAEL | I | VICE PRESIDENT | NA | |
| DOYLE, JACOB MICHAEL | I | VICE PRESIDENT | NA | |
| DOYLE, JACOB MICHAEL | I | VICE PRESIDENT | NA | |
| FRANKS, ALEXANDRA | I | CFO | NA | |
| FRANKS, ALEXANDRA | I | CFO | NA | |
| FRANKS, ALEXANDRA | I | CFO | NA | |
| FRANKS, ALEXANDRA | I | CFO | NA | |
| FRANKS, ALEXANDRA | I | CFO | NA | |
| FRIEDMAN, ELLEN RONNIE | I | SENIOR COMPLIANCE OFFICER | NA | |
| FRIEDMAN, ELLEN RONNIE | I | SENIOR COMPLIANCE OFFICER | NA | |
| FRIEDMAN, ELLEN RONNIE | I | SENIOR COMPLIANCE OFFICER | NA | |
| GIBBENS, DOROTHY LYNN | I | DIRECTOR OF COMPLIANCE/SROP | NA | |
| GIBBENS, DOROTHY LYNN | I | DIRECTOR OF COMPLIANCE | NA | |
| GIBBENS, DOROTHY LYNN | I | DIRECTOR OF COMPLIANCE | NA | |
| GIBBENS, DOROTHY LYNN | I | DIRECTOR OF COMPLIANCE | NA | |
| GIBBENS, DOROTHY LYNN | I | DIRECTOR OF COMPLIANCE | NA | |
| GIBBENS, DOROTHY LYNN | I | DIRECTOR OF COMPLIANCE | NA | |
| GIBBENS, DOROTHY LYNN | I | DIRECTOR OF COMPLIANCE/SROP | NA | |
| GIBBENS, DOROTHY LYNN | I | DIRECTOR OF COMPLIANCE/SROP | NA | |
| GIBBENS, DOROTHY LYNN | I | DIRECTOR OF COMPLIANCE | NA | |
| GIBBENS, DOROTHY LYNN | I | CO-CHIEF COMPLIANCE OFFICER | NA | |
| GIBBENS, DOROTHY LYNN | I | CO-CHIEF COMPLIANCE OFFICER | NA | |
| GIBBENS, DOROTHY LYNN | I | CO-CHIEF COMPLIANCE OFFICER | NA | |
| GIBBENS, DOROTHY LYNN | I | CO-CHIEF COMPLIANCE OFFICER | NA | |
| HODGES, AL CLIFTON | I | BOARD MEMBER | NA | |
| HODGES, AL CLIFTON | I | BOARD MEMBER | NA | |
| HODGES, AL CLIFTON | I | BOARD MEMBER | NA | |
| HODGES, AL CLIFTON | I | BOARD MEMBER | NA | |
| HODGES, AL CLIFTON | I | BOARD MEMBER | NA | |
| HODGES, AL CLIFTON | I | BOARD MEMBER | NA | |
| HODGES, AL CLIFTON | I | BOARD MEMBER | NA | |
| HODGES, AL CLIFTON | I | BOARD MEMBER | NA | |
| HODGES, AL CLIFTON | I | BOARD MEMBER | NA | |
| HODGES, AL CLIFTON | I | BOARD MEMBER | NA | |
| HODGES, AL CLIFTON | I | BOARD MEMBER | NA | |
| HODGES, AL CLIFTON | I | BOARD MEMBER | NA | |
| HODGES, AL CLIFTON | I | BOARD MEMBER | NA | |
| HODGES, AL CLIFTON | I | BOARD MEMBER | NA | |
| HODGES, AL CLIFTON | I | BOARD MEMBER | NA | |
| KRUEGER, THOMAS BRADFORD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRUEGER, THOMAS BRADFORD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRUEGER, THOMAS BRADFORD | I | COMPLIANCE OFFICER | NA | |
| KRUEGER, THOMAS BRADFORD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRUEGER, THOMAS BRADFORD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRUEGER, THOMAS BRADFORD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRUEGER, THOMAS BRADFORD | I | COMPLIANCE OFFICER | NA | |
| KRUEGER, THOMAS BRADFORD | I | COMPLIANCE OFFICER | NA | |
| KRUEGER, THOMAS BRADFORD | I | FINOP | NA | |
| KRUEGER, THOMAS BRADFORD | I | FINOP | NA | |
| KRUEGER, THOMAS BRADFORD | I | FINOP | NA | |
| KRUEGER, THOMAS BRADFORD | I | FINOP | NA | |
| KRUEGER, THOMAS BRADFORD | I | FINOP | NA | |
| KRUEGER, THOMAS BRADFORD | I | FINOP | NA | |
| KRUEGER, THOMAS BRADFORD | I | FINOP | NA | |
| LAFATA, ALEXANDRA | I | CFO | NA | |
| LAFATA, ALEXANDRA | I | CFO | NA | |
| LAFATA, ALEXANDRA | I | CFO | NA | |
| LAFATA, ALEXANDRA | I | CFO | NA | |
| LAFATA, ALEXANDRA | I | CFO | NA | |
| LAFATA, ALEXANDRA | I | CFO | NA | |
| LUHAN, JASON ERIC | I | CHIEF OPERATING OFFICER/GENERAL COUNSEL | NA | |
| LUHAN, JASON ERIC | I | CHIEF OPERATING OFFICER/GENERAL COUNSEL | NA | |
| LUHAN, JASON ERIC | I | CHIEF OPERATING OFFICER/GENERAL COUNSEL | NA | |
| LUHAN, JASON ERIC | I | CHIEF OPERATING OFFICER/GENERAL COUNSEL | NA | |
| MEANS, LINDA DIANE | I | CFO | NA | Control |
| MEANS, LINDA DIANE | I | CFO | NA | Control |
| MEANS, LINDA DIANE | I | CFO | NA | Control |
| MEANS, LINDA DIANE | I | CFO | NA | Control |
| MEANS, LINDA DIANE | I | CFO | NA | Control |
| MEANS, LINDA DIANE | I | CFO | NA | Control |
| MELILLO, TODD EVAN | I | PRESIDENT | NA | Control |
| MELILLO, TODD EVAN | I | PRESIDENT | NA | Control |
| MELILLO, TODD EVAN | I | PRESIDENT | NA | Control |
| MELILLO, TODD EVAN | I | PRESIDENT | NA | Control |
| MELILLO, TODD EVAN | I | PRESIDENT | NA | Control |
| MELILLO, TODD EVAN | I | PRESIDENT | NA | Control |
| MELILLO, TODD EVAN | I | PRESIDENT | NA | Control |
| MELILLO, TODD EVAN | I | PRESIDENT | NA | Control |
| MELILLO, TODD EVAN | I | PRESIDENT | NA | Control |
| MELILLO, TODD EVAN | I | PRESIDENT | NA | Control |
| MELILLO, TODD EVAN | I | DIR. OF TRADING/VP | NA | |
| MELILLO, TODD EVAN | I | PRESIDENT | NA | Control |
| MELILLO, TODD EVAN | I | PRESIDENT | NA | Control |
| MELILLO, TODD EVAN | I | PRESIDENT | NA | Control |
| MELILLO, TODD EVAN | I | PRESIDENT | NA | Control |
| MELILLO, TODD EVAN | I | PRESIDENT | NA | Control |
| MELILLO, TODD EVAN | I | PRESIDENT | NA | Control |
| MELILLO, TODD EVAN | I | PRESIDENT | NA | Control |
| MELILLO, TODD EVAN | I | PRESIDENT | NA | Control |
| MELILLO, TODD EVAN | I | PRESIDENT | NA | Control |
| MELILLO, TODD EVAN | I | PRESIDENT | NA | Control |
| MELILLO, TODD EVAN | I | PRESIDENT | NA | Control |
| MELILLO, TODD EVAN | I | PRESIDENT | NA | Control |
| MELILLO, TODD EVAN | I | PRESIDENT | NA | Control |
| MELILLO, TODD EVAN | I | PRESIDENT | NA | Control |
| MORRISON, MITCHELL STEVEN | I | PRESIDENT | NA | Control |
| MORRISON, MITCHELL STEVEN | I | PRESIDENT | NA | Control |
| MORRISON, MITCHELL STEVEN | I | PRESIDENT | NA | Control |
| MORRISON, MITCHELL STEVEN | I | PRESIDENT | NA | Control |
| MORRISON, MITCHELL STEVEN | I | PRESIDENT | NA | Control |
| MORRISON, MITCHELL STEVEN | I | PRESIDENT | NA | Control |
| MORRISON, MITCHELL STEVEN | I | PRESIDENT | NA | Control |
| MORRISON, MITCHELL STEVEN | I | PRESIDENT | NA | Control |
| MORRISON, MITCHELL STEVEN | I | PRESIDENT | NA | Control |
| MORRISON, MITCHELL STEVEN | I | PRESIDENT | NA | Control |
| MORRISON, MITCHELL STEVEN | I | PRESIDENT | NA | Control |
| MORRISON, MITCHELL STEVEN | I | PRESIDENT | NA | Control |
| PRICE, EDWARD LOWRY | I | DIRECTOR/PRESIDENT/SEC | NA | Control |
| PRICE, EDWARD LOWRY | I | DIRECTOR/PRESIDENT/SEC | NA | Control |
| PRICE, EDWARD LOWRY | I | DIRECTOR/PRESIDENT/SEC | NA | Control |
| PRICE, EDWARD LOWRY | I | DIRECTOR/PRESIDENT/SEC | NA | Control |
| PRICE, EDWARD LOWRY | I | DIRECTOR/PRESIDENT/SEC | NA | Control |
| PRICE, EDWARD LOWRY | I | DIRECTOR/PRESIDENT/SEC | NA | Control |
| ROSE, JEFFREY KEITH | I | V.P CHIEF COMPLIANCE OFFICER | NA | |
| ROSE, JEFFREY KEITH | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROSE, JEFFREY KEITH | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROSE, JEFFREY KEITH | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROSE, JEFFREY KEITH | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROSE, JEFFREY KEITH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHEARIN, ELLEN KATHIA | I | PRESIDENT | NA | Control |
| SHEARIN, ELLEN KATHIA | I | PRESIDENT | NA | Control |
| SHEARIN, ELLEN KATHIA | I | PRESIDENT | NA | Control |
| SHEARIN, ELLEN KATHIA | I | PRESIDENT | NA | Control |
| SHEARIN, ELLEN KATHIA | I | PRESIDENT | NA | Control |
| SHEARIN, ELLEN KATHIA | I | COO | NA | Control |
| SHEARIN, ELLEN KATHIA | I | PRESIDENT | NA | Control |
| SHEARIN, ELLEN KATHIA | I | PRESIDENT | NA | Control |
| SHEARIN, ELLEN KATHIA | I | PRESIDENT | NA | Control |
| SHEARIN, ELLEN KATHIA | I | PRESIDENT | NA | Control |
| THOMPSON, LANDIS GRIFFIN | I | FINOP | NA | |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO | NA | Control |
| VALENTINE, GENE CHARLES | I | CEO/CHAIRMAN | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO | NA | Control |
| VALENTINE, GENE CHARLES | I | CEO/CHAIRMAN | NA | Control |
| VALENTINE, GENE CHARLES | I | CEO/CHAIRMAN | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO/PRESIDENT | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO/PRESIDENT | NA | Control |
| VALENTINE, GENE CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO/PRESIDENT | NA | Control |
| VALENTINE, GENE CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO/PRESIDENT | NA | Control |
| VALENTINE, GENE CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO/PRESIDENT | NA | Control |
| VALENTINE, GENE CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO/PRESIDENT | NA | Control |
| VALENTINE, GENE CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO/PRESIDENT | NA | Control |
| VALENTINE, GENE CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN/CEO/PRESIDENT | NA | Control |
| VALENTINE, GENE CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VALENTINE, JOANNE | I | DIRECTOR | NA | |
| VALENTINE, JOANNE | I | DIRECTOR | NA | |
| VALENTINE, JOANNE | I | DIRECTOR | NA | |
| VALENTINE, JOANNE | I | DIRECTOR | NA | |
| VALENTINE, JOANNE | I | DIRECTOR | NA | |
| VALENTINE, JOANNE | I | DIRECTOR | NA | |
| VALENTINE, JOANNE | I | DIRECTOR | NA | |
| VALENTINE, JOANNE | I | DIRECTOR | NA | |
| VALENTINE, JOANNE | I | DIRECTOR | NA | |
| VALENTINE, JOANNE | I | DIRECTOR | NA | |
| VALENTINE, JOANNE | I | DIRECTOR | NA | |
| VALENTINE, JOANNE | I | DIRECTOR | NA | |
| VALENTINE, JOANNE | I | DIRECTOR | NA | |
| VALENTINE, JOANNE | I | DIRECTOR | NA | |
| VALENTINE, JOANNE | I | DIRECTOR | NA | |
| VALENTINE, JOANNE | I | DIRECTOR | NA | |
| VALENTINE, JOANNE | I | DIRECTOR | NA | |
| VALENTINE, JOANNE | I | DIRECTOR | NA | |
| VALENTINE, JOANNE | I | DIRECTOR | NA | |
| VALENTINE, JOANNE | I | DIRECTOR | NA | |
| VALENTINE, JOANNE | I | DIRECTOR | NA | |
| VALENTINE, JOANNE | I | DIRECTOR | NA | |
| VALENTINE, JOANNE | I | DIRECTOR | NA | |
| VALENTINE, JOANNE | I | DIRECTOR | NA | |
| VALENTINE, JOANNE | I | DIRECTOR | NA | |
| VALENTINE, JOANNE | I | DIRECTOR | NA | |
| WHITE, COREY ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, COREY ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, COREY ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, COREY ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, COREY ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, COREY ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, COREY ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, COREY ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, COREY ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, COREY ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, COREY ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, COREY ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, COREY ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, COREY ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, COREY ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, COREY ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, COREY ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, COREY ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, COREY ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, COREY ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, COREY ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, COREY ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, COREY ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, COREY ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, COREY ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| YIN, ALEXANDRA FRANKS | I | CFO | NA | |
| YIN, ALEXANDRA FRANKS | I | CFO | NA | |
| YIN, ALEXANDRA FRANKS | I | CFO | NA | |
| YIN, ALEXANDRA FRANKS | I | CFO | NA | |
| YIN, ALEXANDRA FRANKS | I | CFO | NA | |
| YIN, ALEXANDRA FRANKS | I | CFO | NA | |
| YIN, ALEXANDRA FRANKS | I | CFO | NA | |
| YIN, ALEXANDRA FRANKS | I | CFO | NA | |
| YIN, ALEXANDRA FRANKS | I | CFO | NA | |
| YIN, ALEXANDRA FRANKS | I | CFO | NA | |
| YIN, ALEXANDRA FRANKS | I | CFO | NA | |
| YIN, ALEXANDRA FRANKS | I | CFO | NA | |
| YIN, ALEXANDRA FRANKS | I | CFO | NA | |
| YIN, ALEXANDRA FRANKS | I | CFO | NA | |
| YIN, ALEXANDRA FRANKS | I | CFO | NA | |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | FE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | FE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | FE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | FE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | DE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | FE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | FE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | FE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | DE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | DE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | FE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | DE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | DE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | FE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | FE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | FE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | FE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | FE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | FE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | FE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | FE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | FE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | FE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | DE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | FE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | FE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | DE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | DE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | DE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | DE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | DE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | DE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | DE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | DE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | DE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | DE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | DE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | DE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | DE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | DE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | DE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | DE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | DE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | DE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | DE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | DE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | DE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | DE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | DE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | DE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | DE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | DE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | DE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | DE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | DE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | DE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | DE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | DE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | DE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | DE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | DE | SHAREHOLDER | E | Control |
| PARADOX HOLDING, INC. A NEVADA CORPORATION | DE | SHAREHOLDER | E | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN | D | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN | D | Control |
| VALENTINE, GENE CHARLES | I | CHAIRMAN | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| VALENTINE, GENE CHARLES | I | PARADOX HOLDINGS | E | Control |
| VALENTINE, GENE CHARLES | I | PARADOX HOLDINGS | E | Control |
| VALENTINE, GENE CHARLES | I | PARADOX HOLDINGS | E | Control |
| VALENTINE, GENE CHARLES | I | PARADOX HOLDINGS | E | Control |
| VALENTINE, GENE CHARLES | I | PARADOX HOLDINGS | E | Control |
| VALENTINE, GENE CHARLES | I | PARADOX HOLDINGS | E | Control |
| VALENTINE, GENE CHARLES | I | PARADOX HOLDINGS | E | Control |
| VALENTINE, GENE CHARLES | I | PARADOX HOLDINGS | E | Control |
| VALENTINE, GENE CHARLES | I | PARADOX HOLDINGS | E | Control |
| VALENTINE, GENE CHARLES | I | PARADOX HOLDINGS | E | Control |
| VALENTINE, GENE CHARLES | I | PARADOX HOLDINGS | E | Control |
| VALENTINE, GENE CHARLES | I | PARADOX HOLDINGS | E | Control |
| VALENTINE, GENE CHARLES | I | PARADOX HOLDINGS | E | Control |
| VALENTINE, GENE CHARLES | I | PARADOX HOLDINGS | E | Control |
| VALENTINE, GENE CHARLES | I | PARADOX HOLDINGS | E | Control |
| VALENTINE, GENE CHARLES | I | PARADOX HOLDINGS | E | Control |
| VALENTINE, GENE CHARLES | I | PARADOX HOLDINGS | E | Control |
| VALENTINE, GENE CHARLES | I | PARADOX HOLDINGS | E | Control |
| VALENTINE, GENE CHARLES | I | PARADOX HOLDINGS | E | Control |
| VALENTINE, GENE CHARLES | I | PARADOX HOLDINGS | E | Control |
| VALENTINE, GENE CHARLES | I | PARADOX HOLDINGS | E | Control |
| VALENTINE, GENE CHARLES | I | PARADOX HOLDINGS | E | Control |
| VALENTINE, GENE CHARLES | I | PARADOX HOLDINGS | E | Control |
| VALENTINE, GENE CHARLES | I | PARADOX HOLDINGS | E | Control |
| VALENTINE, GENE CHARLES | I | PARADOX HOLDINGS | E | Control |
| VALENTINE, GENE CHARLES | I | PARADOX HOLDINGS | E | Control |
| VALENTINE, GENE CHARLES | I | PARADOX HOLDINGS | E | Control |
| VALENTINE, GENE CHARLES | I | PARADOX HOLDINGS | E | Control |
| VALENTINE, GENE CHARLES | I | PARADOX HOLDINGS | E | Control |
| VALENTINE, GENE CHARLES | I | PARADOX HOLDINGS | E | Control |
| VALENTINE, GENE CHARLES | I | PARADOX HOLDINGS | E | Control |
| VALENTINE, GENE CHARLES | I | PARADOX HOLDINGS | E | Control |
| VALENTINE, GENE CHARLES | I | PARADOX HOLDINGS | E | Control |
| VALENTINE, GENE CHARLES | I | PARADOX HOLDINGS | E | Control |
| VALENTINE, GENE CHARLES | I | PARADOX HOLDINGS | E | Control |
| VALENTINE, GENE CHARLES | I | PARADOX HOLDINGS | E | Control |
| VALENTINE, GENE CHARLES | I | PARADOX HOLDINGS | E | Control |
| VALENTINE, GENE CHARLES | I | PARADOX HOLDINGS | E | Control |
| VALENTINE, GENE CHARLES | I | PARADOX HOLDINGS | E | Control |
| VALENTINE, GENE CHARLES | I | PARADOX HOLDINGS | E | Control |
| VALENTINE, GENE CHARLES | I | PARADOX HOLDINGS | E | Control |
| VALENTINE, GENE CHARLES | I | PARADOX HOLDINGS | E | Control |
| VALENTINE, GENE CHARLES | I | PARADOX HOLDINGS | E | Control |
| VALENTINE, GENE CHARLES | I | PARADOX HOLDINGS | E | Control |
| VALENTINE, GENE CHARLES | I | PARADOX HOLDINGS | E | Control |
| VALENTINE, GENE CHARLES | I | PARADOX HOLDINGS | E | Control |
| VALENTINE, GENE CHARLES | I | PARADOX HOLDINGS | E | Control |
| VALENTINE, GENE CHARLES | I | PARADOX HOLDINGS | E | Control |
| VALENTINE, GENE CHARLES | I | PARADOX HOLDINGS | E | Control |
Registrations
Federal
IA
Apr 22, 2019 REGISTERED
Notice Filings (47)
AK AL AR AZ CA CO CT DC FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MT NC NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV
Address
1330 LANDER ST.RENO, NV 89509
United States
Phone: 775-346-3080