DORSEY & COMPANY INC.
CRD #1668 SEC #801-35768 NEW ORLEANS, LA 504-524-5431
SEC Registered Broker-Dealer Disclosures
Total AUM
$432M
Discretionary
$374.7M
Employees
17
Clients
26
Accounts
931
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Sep 2020 | $432M | $374.7M | $57.3M | 17 | 0 |
| Jun 2020 | $462.3M | $419.3M | $43M | 17 | 0 |
| Oct 2019 | $462.3M | $419.3M | $43M | 17 | 0 |
| Oct 2019 | $462.3M | $419.3M | $43M | 17 | 0 |
| Oct 2019 | $462.3M | $419.3M | $43M | 18 | 0 |
| Apr 2019 | $462.3M | $419.3M | $43M | 21 | 0 |
| Sep 2018 | $462.3M | $419.3M | $43M | 21 | 0 |
| Sep 2017 | $457.1M | $439.6M | $17.6M | 20 | 800 |
| Aug 2016 | $426.9M | $385.6M | $41.3M | 20 | 800 |
| May 2016 | $396.4M | $357.3M | $39.1M | 20 | 800 |
| Aug 2015 | $396.4M | $357.3M | $39.1M | 20 | 800 |
| Oct 2014 | $336.6M | $290.8M | $45.8M | 22 | 600 |
| Sep 2013 | $289.2M | $253.3M | $35.9M | 22 | 600 |
| Aug 2012 | $257.6M | $231.8M | $25.8M | 11 | 500 |
| Jun 2012 | $219.6M | $191.8M | $27.7M | 11 | 500 |
| Mar 2012 | $219.6M | $191.8M | $27.7M | 11 | 500 |
| Dec 2011 | $219.6M | $191.8M | $27.7M | 11 | 500 |
| Sep 2011 | $219.6M | $191.8M | $27.7M | -- | -- |
| Dec 2010 | $173.8M | $156.3M | $17.5M | -- | -- |
| Oct 2010 | $173.8M | $156.3M | $17.5M | -- | -- |
| Jan 2005 | $91.9M | $58.2M | $33.7M | -- | -- |
| Oct 2003 | $66.4M | $50.6M | $15.7M | -- | -- |
| Sep 2001 | $66.4M | $50.6M | $15.7M | -- | -- |
DateSep 2020
Total AUM$432M
Discretionary$374.7M
Non-Disc.$57.3M
Employees17
Clients0
DateJun 2020
Total AUM$462.3M
Discretionary$419.3M
Non-Disc.$43M
Employees17
Clients0
DateOct 2019
Total AUM$462.3M
Discretionary$419.3M
Non-Disc.$43M
Employees17
Clients0
DateOct 2019
Total AUM$462.3M
Discretionary$419.3M
Non-Disc.$43M
Employees17
Clients0
DateOct 2019
Total AUM$462.3M
Discretionary$419.3M
Non-Disc.$43M
Employees18
Clients0
DateApr 2019
Total AUM$462.3M
Discretionary$419.3M
Non-Disc.$43M
Employees21
Clients0
DateSep 2018
Total AUM$462.3M
Discretionary$419.3M
Non-Disc.$43M
Employees21
Clients0
DateSep 2017
Total AUM$457.1M
Discretionary$439.6M
Non-Disc.$17.6M
Employees20
Clients800
DateAug 2016
Total AUM$426.9M
Discretionary$385.6M
Non-Disc.$41.3M
Employees20
Clients800
DateMay 2016
Total AUM$396.4M
Discretionary$357.3M
Non-Disc.$39.1M
Employees20
Clients800
DateAug 2015
Total AUM$396.4M
Discretionary$357.3M
Non-Disc.$39.1M
Employees20
Clients800
DateOct 2014
Total AUM$336.6M
Discretionary$290.8M
Non-Disc.$45.8M
Employees22
Clients600
DateSep 2013
Total AUM$289.2M
Discretionary$253.3M
Non-Disc.$35.9M
Employees22
Clients600
DateAug 2012
Total AUM$257.6M
Discretionary$231.8M
Non-Disc.$25.8M
Employees11
Clients500
DateJun 2012
Total AUM$219.6M
Discretionary$191.8M
Non-Disc.$27.7M
Employees11
Clients500
DateMar 2012
Total AUM$219.6M
Discretionary$191.8M
Non-Disc.$27.7M
Employees11
Clients500
DateDec 2011
Total AUM$219.6M
Discretionary$191.8M
Non-Disc.$27.7M
Employees11
Clients500
DateSep 2011
Total AUM$219.6M
Discretionary$191.8M
Non-Disc.$27.7M
Employees--
Clients--
DateDec 2010
Total AUM$173.8M
Discretionary$156.3M
Non-Disc.$17.5M
Employees--
Clients--
DateOct 2010
Total AUM$173.8M
Discretionary$156.3M
Non-Disc.$17.5M
Employees--
Clients--
DateJan 2005
Total AUM$91.9M
Discretionary$58.2M
Non-Disc.$33.7M
Employees--
Clients--
DateOct 2003
Total AUM$66.4M
Discretionary$50.6M
Non-Disc.$15.7M
Employees--
Clients--
DateSep 2001
Total AUM$66.4M
Discretionary$50.6M
Non-Disc.$15.7M
Employees--
Clients--