DORSEY & COMPANY INC.
CRD #1668 SEC #801-35768 NEW ORLEANS, LA 504-524-5431
SEC Registered Broker-Dealer Disclosures
Total AUM
$432M
Discretionary
$374.7M
Employees
17
Clients
26
Accounts
931
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Louisiana
- Fiscal Year End
- JUNE
- Registration Date
- --
- Latest Filing
- Sep 25, 2020
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CLEMENTS, DONALD THOMAS | I | TREASURER | NA | Control |
| CLEMENTS, DONALD THOMAS | I | TREASURER | NA | Control |
| CLEMENTS, DONALD THOMAS | I | TREASURER | NA | Control |
| CLEMENTS, DONALD THOMAS | I | TREASURER | NA | Control |
| CLEMENTS, DONALD THOMAS | I | TREASURER | NA | Control |
| CLEMENTS, DONALD THOMAS | I | TREASURER | NA | Control |
| CLEMENTS, DONALD THOMAS | I | TREASURER | NA | Control |
| CLEMENTS, DONALD THOMAS | I | TREASURER | NA | Control |
| CLEMENTS, DONALD THOMAS | I | TREASURER | NA | Control |
| CLEMENTS, DONALD THOMAS | I | TREASURER | NA | Control |
| CLEMENTS, DONALD THOMAS | I | TREASURER | NA | Control |
| CLEMENTS, DONALD THOMAS | I | TREASURER | NA | Control |
| CLEMENTS, DONALD THOMAS | I | TREASURER | NA | Control |
| CLEMENTS, DONALD THOMAS | I | TREASURER | NA | Control |
| CLEMENTS, DONALD THOMAS | I | TREASURER | NA | Control |
| CLEMENTS, DONALD THOMAS | I | TREASURER | NA | Control |
| CLEMENTS, DONALD THOMAS | I | TREASURER | NA | Control |
| CLEMENTS, DONALD THOMAS | I | TREASURER | NA | Control |
| CLEMENTS, DONALD THOMAS | I | TREASURER | NA | Control |
| CLEMENTS, DONALD THOMAS | I | TREASURER | NA | Control |
| CLEMENTS, DONALD THOMAS | I | TREASURER | NA | Control |
| CLEMENTS, DONALD THOMAS | I | TREASURER | NA | Control |
| CLEMENTS, DONALD THOMAS | I | TREASURER | NA | Control |
| CLEMENTS, DONALD THOMAS | I | TREASURER | NA | Control |
| CLEMENTS, DONALD THOMAS | I | TREASURER | NA | Control |
| CLEMENTS, DONALD THOMAS | I | TREASURER | NA | Control |
| HOLLINGSWORTH, GREGORY MICHAEL | I | VICE PRESIDENT | NA | Control |
| HOLLINGSWORTH, GREGORY MICHAEL | I | SENIOR VICE PRESIDENT | NA | Control |
| HOLLINGSWORTH, GREGORY MICHAEL | I | SENIOR VICE PRESIDENT | NA | Control |
| HOLLINGSWORTH, GREGORY MICHAEL | I | SENIOR VICE PRESIDENT | NA | Control |
| HOLLINGSWORTH, GREGORY MICHAEL | I | SENIOR VICE PRESIDENT | NA | Control |
| HOLLINGSWORTH, GREGORY MICHAEL | I | SENIOR VICE PRESIDENT | NA | Control |
| HOLLINGSWORTH, GREGORY MICHAEL | I | SENIOR VICE PRESIDENT | NA | Control |
| HOLLINGSWORTH, GREGORY MICHAEL | I | SENIOR VICE PRESIDENT | NA | Control |
| HOLLINGSWORTH, GREGORY MICHAEL | I | SENIOR VICE PRESIDENT | NA | Control |
| HOLLINGSWORTH, GREGORY MICHAEL | I | SENIOR VICE PRESIDENT | NA | Control |
| HOLLINGSWORTH, GREGORY MICHAEL | I | SENIOR VICE PRESIDENT | NA | Control |
| HOLLINGSWORTH, GREGORY MICHAEL | I | SENIOR VICE PRESIDENT | NA | Control |
| HOLLINGSWORTH, GREGORY MICHAEL | I | SENIOR VICE PRESIDENT | NA | Control |
| HOLLINGSWORTH, GREGORY MICHAEL | I | SENIOR VICE PRESIDENT | NA | Control |
| HOLLINGSWORTH, GREGORY MICHAEL | I | SENIOR VICE PRESIDENT | NA | Control |
| HOLLINGSWORTH, GREGORY MICHAEL | I | SENIOR VICE PRESIDENT | NA | Control |
| HOLLINGSWORTH, GREGORY MICHAEL | I | SENIOR VICE PRESIDENT | NA | Control |
| HOLLINGSWORTH, GREGORY MICHAEL | I | SENIOR VICE PRESIDENT | NA | Control |
| HOLLINGSWORTH, GREGORY MICHAEL | I | SENIOR VICE PRESIDENT | NA | Control |
| HOLLINGSWORTH, GREGORY MICHAEL | I | SENIOR VICE PRESIDENT | NA | Control |
| HOLLINGSWORTH, GREGORY MICHAEL | I | SENIOR VICE PRESIDENT | NA | Control |
| HOLLINGSWORTH, GREGORY MICHAEL | I | SENIOR VICE PRESIDENT | NA | Control |
| HOLLINGSWORTH, GREGORY MICHAEL | I | SENIOR VICE PRESIDENT | NA | Control |
| HOLLINGSWORTH, GREGORY MICHAEL | I | SENIOR VICE PRESIDENT | NA | Control |
| HOLLINGSWORTH, GREGORY MICHAEL | I | SENIOR VICE PRESIDENT | NA | Control |
| HOLLINGSWORTH, GREGORY MICHAEL | I | SENIOR VICE PRESIDENT | NA | Control |
| RUEB, STEVEN FREDERICK | I | VICE PRESIDENT | NA | Control |
| RUEB, STEVEN FREDERICK | I | VICE PRESIDENT | NA | Control |
| RUEB, STEVEN FREDERICK | I | VICE PRESIDENT | NA | Control |
| RUEB, STEVEN FREDERICK | I | VICE PRESIDENT | NA | Control |
| RUEB, STEVEN FREDERICK | I | VICE PRESIDENT | NA | Control |
| RUEB, STEVEN FREDERICK | I | VICE PRESIDENT | NA | Control |
| RUEB, STEVEN FREDERICK | I | VICE PRESIDENT | NA | Control |
| RUEB, STEVEN FREDERICK | I | VICE PRESIDENT | NA | Control |
| RUEB, STEVEN FREDERICK | I | VICE PRESIDENT | NA | Control |
| RUEB, STEVEN FREDERICK | I | VICE PRESIDENT | NA | Control |
| RUEB, STEVEN FREDERICK | I | VICE PRESIDENT | NA | Control |
| RUEB, STEVEN FREDERICK | I | VICE PRESIDENT | NA | Control |
| RUEB, STEVEN FREDERICK | I | VICE PRESIDENT | NA | Control |
| RUEB, STEVEN FREDERICK | I | VICE PRESIDENT | NA | Control |
| RUEB, STEVEN FREDERICK | I | VICE PRESIDENT | NA | Control |
| RUEB, STEVEN FREDERICK | I | VICE PRESIDENT | NA | Control |
| RUEB, STEVEN FREDERICK | I | VICE PRESIDENT | NA | Control |
| RUEB, STEVEN FREDERICK | I | VICE PRESIDENT | NA | Control |
| RUEB, STEVEN FREDERICK | I | VICE PRESIDENT | NA | Control |
| RUEB, STEVEN FREDERICK | I | VICE PRESIDENT | NA | Control |
| RUEB, STEVEN FREDERICK | I | VICE PRESIDENT | NA | Control |
| RUEB, STEVEN FREDERICK | I | VICE PRESIDENT | NA | Control |
| RUEB, STEVEN FREDERICK | I | VICE PRESIDENT | NA | Control |
| RUEB, STEVEN FREDERICK | I | VICE PRESIDENT | NA | Control |
| RUEB, STEVEN FREDERICK | I | VICE PRESIDENT | NA | Control |
| RUEB, STEVEN FREDERICK | I | VICE PRESIDENT | NA | Control |
| THOMPSON, RAYMOND ANDREW | I | SENIOR VICE PRESIDENT | NA | Control |
| THOMPSON, RAYMOND ANDREW | I | SENIOR VP/CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, RAYMOND ANDREW | I | SENIOR VP/CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, RAYMOND ANDREW | I | SENIOR VP/CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, RAYMOND ANDREW | I | SENIOR VP/CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, RAYMOND ANDREW | I | SENIOR VICE PRESIDENT | NA | Control |
| THOMPSON, RAYMOND ANDREW | I | SENIOR VP/CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, RAYMOND ANDREW | I | SENIOR VP/CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, RAYMOND ANDREW | I | SENIOR VP/CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, RAYMOND ANDREW | I | SENIOR VP/CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, RAYMOND ANDREW | I | SENIOR VP/CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, RAYMOND ANDREW | I | SENIOR VP/CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, RAYMOND ANDREW | I | SENIOR VP/CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, RAYMOND ANDREW | I | SENIOR VP/CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, RAYMOND ANDREW | I | SENIOR VP/CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, RAYMOND ANDREW | I | SENIOR VP/CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, RAYMOND ANDREW | I | SENIOR VP/CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, RAYMOND ANDREW | I | SENIOR VP/CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, RAYMOND ANDREW | I | PRESIDENT / CEO / CCO | NA | Control |
| THOMPSON, RAYMOND ANDREW | I | PRESIDENT / CEO / CCO | NA | Control |
| THOMPSON, RAYMOND ANDREW | I | SENIOR VP/CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, RAYMOND ANDREW | I | SENIOR VP/CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, RAYMOND ANDREW | I | PRESIDENT / CEO / CCO | NA | Control |
| THOMPSON, RAYMOND ANDREW | I | PRESIDENT / CEO / CCO | NA | Control |
| THOMPSON, RAYMOND ANDREW | I | PRESIDENT / CEO / CCO | NA | Control |
| THOMPSON, RAYMOND ANDREW | I | PRESIDENT / CEO / CCO | NA | Control |
| DORSEY, PHILIP JOHN | I | PRESIDENT | E | Control |
| DORSEY, PHILIP JOHN | I | PRESIDENT | E | Control |
| DORSEY, PHILIP JOHN | I | PRESIDENT | E | Control |
| DORSEY, PHILIP JOHN | I | PRESIDENT | E | Control |
| DORSEY, PHILIP JOHN | I | PRESIDENT | E | Control |
| DORSEY, PHILIP JOHN | I | PRESIDENT | E | Control |
| DORSEY, PHILIP JOHN | I | PRESIDENT | E | Control |
| DORSEY, PHILIP JOHN | I | PRESIDENT | E | Control |
| DORSEY, PHILIP JOHN | I | PRESIDENT | E | Control |
| DORSEY, PHILIP JOHN | I | PRESIDENT | E | Control |
| DORSEY, PHILIP JOHN | I | PRESIDENT | E | Control |
| DORSEY, PHILIP JOHN | I | PRESIDENT | E | Control |
| DORSEY, PHILIP JOHN | I | PRESIDENT | E | Control |
| DORSEY, PHILIP JOHN | I | PRESIDENT | E | Control |
| DORSEY, PHILIP JOHN | I | PRESIDENT | E | Control |
| DORSEY, PHILIP JOHN | I | PRESIDENT | E | Control |
| DORSEY, PHILIP JOHN | I | PRESIDENT | E | Control |
| DORSEY, PHILIP JOHN | I | PRESIDENT | E | Control |
| DORSEY, PHILIP JOHN | I | PRESIDENT | E | Control |
| SUCCESSION OF PHILIP J DORSEY, MARY D DORSEY INDEPENDENT EXECUTRIX | DE | MARY D DORSEY, INDEPENDENT EXECUTRIX | E | Control |
| SUCCESSION OF PHILIP J DORSEY, MARY D DORSEY INDEPENDENT EXECUTRIX | DE | MARY D DORSEY, INDEPENDENT EXECUTRIX | E | Control |
| SUCCESSION OF PHILIP J DORSEY, MARY D DORSEY INDEPENDENT EXECUTRIX | DE | OWNER | E | Control |
| SUCCESSION OF PHILIP J DORSEY, MARY D DORSEY INDEPENDENT EXECUTRIX | DE | OWNER | E | Control |
| SUCCESSION OF PHILIP J DORSEY, MARY D DORSEY INDEPENDENT EXECUTRIX | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DORSEY, MARY D | DE | SUCCESSION OF PHILIP J DORSEY | E | Control |
| DORSEY, MARY D | DE | SUCCESSION OF PHILIP J DORSEY | E | Control |
| DORSEY, MARY D | DE | SUCCESSION OF PHILIP J DORSEY | E | Control |
| DORSEY, MARY D | DE | SUCCESSION OF PHILIP J DORSEY | E | Control |
| DORSEY, MARY D | I | SUCCESSION OF PHILIP J DORSEY | E | Control |
| DORSEY, MARY D | DE | SUCCESSION OF PHILIP J DORSEY | E | Control |
| DORSEY, MARY D | I | SUCCESSION OF PHILIP J DORSEY | E | Control |
| DORSEY, MARY D | DE | SUCCESSION OF PHILIP J DORSEY | E | Control |
| DORSEY, MARY D | I | SUCCESSION OF PHILIP J DORSEY | E | Control |
| DORSEY, MARY D | DE | SUCCESSION OF PHILIP J DORSEY | E | Control |
Registrations
Federal
IA
Sep 25, 2020 REGISTERED
Notice Filings (9)
AL CA FL KS LA MS TN TX WI
Address
511 GRAVIER STREETNEW ORLEANS, LA 70130-2726
United States
Phone: 504-524-5431