SEROS FINANCIAL, LLC
CRD #166808 SEC #801-120609 TEMPE, AZ 480-967-1155
SEC Registered
Total AUM
$301.1M
Discretionary
$285.7M
Employees
3
Clients
51
Accounts
990
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Nov 2025 | $301.1M | $285.7M | $15.4M | 3 | 10 |
| Jul 2025 | $301.1M | $285.7M | $15.4M | 3 | 10 |
| May 2025 | $301.1M | $285.7M | $15.4M | 3 | 10 |
| Apr 2025 | $301.1M | $285.7M | $15.4M | 4 | 10 |
| Mar 2025 | $301.1M | $285.7M | $15.4M | 4 | 10 |
| Nov 2024 | $260.8M | $245.6M | $15.2M | 4 | 5 |
| Mar 2024 | $260.8M | $245.6M | $15.2M | 6 | 5 |
| Mar 2024 | $260.8M | $245.6M | $15.2M | 6 | 5 |
| Apr 2023 | $187.5M | $183.9M | $3.5M | 6 | 55 |
| Feb 2023 | $187.5M | $183.9M | $3.5M | 6 | 55 |
| Oct 2022 | $166.8M | $165.7M | $1M | 6 | 55 |
| Oct 2022 | $166.8M | $165.7M | $1M | 6 | 55 |
| Jul 2022 | $166.8M | $165.7M | $1M | 6 | 55 |
| Feb 2022 | $166.8M | $165.7M | $1M | 7 | 55 |
| Feb 2022 | $166.8M | $165.7M | $1M | 7 | 55 |
| Nov 2021 | $134.5M | $134.5M | $0 | 7 | 0 |
| Oct 2021 | $134.5M | $134.5M | $0 | 6 | 0 |
| Jun 2021 | $134.5M | $134.5M | $0 | 6 | 0 |
| Apr 2021 | $134.5M | $134.5M | $0 | 7 | 0 |
| Feb 2021 | $134.5M | $134.5M | $0 | 7 | 0 |
DateNov 2025
Total AUM$301.1M
Discretionary$285.7M
Non-Disc.$15.4M
Employees3
Clients10
DateJul 2025
Total AUM$301.1M
Discretionary$285.7M
Non-Disc.$15.4M
Employees3
Clients10
DateMay 2025
Total AUM$301.1M
Discretionary$285.7M
Non-Disc.$15.4M
Employees3
Clients10
DateApr 2025
Total AUM$301.1M
Discretionary$285.7M
Non-Disc.$15.4M
Employees4
Clients10
DateMar 2025
Total AUM$301.1M
Discretionary$285.7M
Non-Disc.$15.4M
Employees4
Clients10
DateNov 2024
Total AUM$260.8M
Discretionary$245.6M
Non-Disc.$15.2M
Employees4
Clients5
DateMar 2024
Total AUM$260.8M
Discretionary$245.6M
Non-Disc.$15.2M
Employees6
Clients5
DateMar 2024
Total AUM$260.8M
Discretionary$245.6M
Non-Disc.$15.2M
Employees6
Clients5
DateApr 2023
Total AUM$187.5M
Discretionary$183.9M
Non-Disc.$3.5M
Employees6
Clients55
DateFeb 2023
Total AUM$187.5M
Discretionary$183.9M
Non-Disc.$3.5M
Employees6
Clients55
DateOct 2022
Total AUM$166.8M
Discretionary$165.7M
Non-Disc.$1M
Employees6
Clients55
DateOct 2022
Total AUM$166.8M
Discretionary$165.7M
Non-Disc.$1M
Employees6
Clients55
DateJul 2022
Total AUM$166.8M
Discretionary$165.7M
Non-Disc.$1M
Employees6
Clients55
DateFeb 2022
Total AUM$166.8M
Discretionary$165.7M
Non-Disc.$1M
Employees7
Clients55
DateFeb 2022
Total AUM$166.8M
Discretionary$165.7M
Non-Disc.$1M
Employees7
Clients55
DateNov 2021
Total AUM$134.5M
Discretionary$134.5M
Non-Disc.$0
Employees7
Clients0
DateOct 2021
Total AUM$134.5M
Discretionary$134.5M
Non-Disc.$0
Employees6
Clients0
DateJun 2021
Total AUM$134.5M
Discretionary$134.5M
Non-Disc.$0
Employees6
Clients0
DateApr 2021
Total AUM$134.5M
Discretionary$134.5M
Non-Disc.$0
Employees7
Clients0
DateFeb 2021
Total AUM$134.5M
Discretionary$134.5M
Non-Disc.$0
Employees7
Clients0