SEROS FINANCIAL, LLC
CRD #166808 SEC #801-120609 TEMPE, AZ 480-967-1155
SEC Registered
Total AUM
$301.1M
Discretionary
$285.7M
Employees
3
Clients
51
Accounts
990
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Arizona
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 11, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BIGELOW, SHEROD, NORTON | I | CHIEF COMPLIANCE OFFICER | NA | |
| BIGELOW, SHEROD, NORTON | I | CHIEF COMPLIANCE OFFICER | NA | |
| BIGELOW, SHEROD, NORTON | I | CHIEF COMPLIANCE OFFICER | NA | |
| BIGELOW, SHEROD, NORTON | I | CHIEF COMPLIANCE OFFICER | NA | |
| BIGELOW, SHEROD, NORTON | I | CHIEF COMPLIANCE OFFICER | NA | |
| BIGELOW, SHEROD, NORTON | I | CHIEF COMPLIANCE OFFICER | NA | |
| BIGELOW, SHEROD, NORTON | I | CHIEF COMPLIANCE OFFICER | NA | |
| BIGELOW, SHEROD, NORTON | I | CHIEF COMPLIANCE OFFICER | NA | |
| BIGELOW, SHEROD, NORTON | I | CHIEF COMPLIANCE OFFICER | NA | |
| BIGELOW, SHEROD, NORTON | I | CHIEF COMPLIANCE OFFICER | NA | |
| BIGELOW, SHEROD, NORTON | I | CHIEF COMPLIANCE OFFICER | NA | |
| BIGELOW, SHEROD, NORTON | I | CHIEF COMPLIANCE OFFICER | NA | |
| BIGELOW, SHEROD, NORTON | I | CHIEF COMPLIANCE OFFICER | NA | |
| BIGELOW, SHEROD, NORTON | I | CHIEF COMPLIANCE OFFICER | NA | |
| BIGELOW, SHEROD, NORTON | I | CHIEF COMPLIANCE OFFICER | NA | |
| BIGELOW, SHEROD, NORTON | I | CHIEF COMPLIANCE OFFICER | NA | |
| BIGELOW, SHEROD, NORTON | I | CHIEF COMPLIANCE OFFICER | NA | |
| BIGELOW, SHEROD, NORTON | I | CHIEF COMPLIANCE OFFICER | NA | |
| BIGELOW, SHEROD, NORTON | I | CHIEF COMPLIANCE OFFICER | NA | |
| BIGELOW, SHEROD, NORTON | I | CHIEF COMPLIANCE OFFICER | NA | |
| BIGELOW, SHEROD, NORTON | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMITH FAMILY TRUST | DE | MEMBER | E | Control |
| SMITH FAMILY TRUST | DE | MEMBER | E | Control |
| SMITH, JEREMY, WINDELL | I | MANAGING MEMBER | E | Control |
| SMITH, JEREMY, WINDELL | I | MANAGING MEMBER | E | Control |
| SMITH, JEREMY, WINDELL | I | MANAGING MEMBER | E | Control |
| SMITH, JEREMY, WINDELL | I | MANAGING MEMBER | E | Control |
| SMITH, JEREMY, WINDELL | I | MANAGING MEMBER | E | Control |
| SMITH, JEREMY, WINDELL | I | MANAGING MEMBER | E | Control |
| SMITH, JEREMY, WINDELL | I | MANAGING MEMBER | E | Control |
| SMITH, JEREMY, WINDELL | I | MANAGING MEMBER | E | Control |
| SMITH, JEREMY, WINDELL | I | MANAGING MEMBER | E | Control |
| SMITH, JEREMY, WINDELL | I | MANAGING MEMBER | E | Control |
| SMITH, JEREMY, WINDELL | I | MANAGING MEMBER | E | Control |
| SMITH, JEREMY, WINDELL | I | MANAGING MEMBER | E | Control |
| SMITH, JEREMY, WINDELL | I | MANAGING MEMBER | E | Control |
| SMITH, JEREMY, WINDELL | I | MANAGING MEMBER | E | Control |
| SMITH, JEREMY, WINDELL | I | MANAGING MEMBER | E | Control |
| SMITH, JEREMY, WINDELL | I | MANAGING MEMBER | E | Control |
| SMITH, JEREMY, WINDELL | I | MANAGING MEMBER | E | Control |
| SMITH, JEREMY, WINDELL | I | MANAGING MEMBER | E | Control |
| SMITH, JEREMY, WINDELL | I | MANAGING MEMBER | E | Control |
| SMITH, JEREMY, WINDELL | I | MANAGER | E | Control |
| SMITH, JEREMY, WINDELL | I | MANAGER | E | Control |
Registrations
Federal
IA
Nov 11, 2025 REGISTERED
Notice Filings (5)
AZ CA CO NM TX
Address
2141 EAST BROADWAY RD.SUITE 220
TEMPE, AZ 85282
United States
Phone: 480-967-1155