GBS FINANCIAL CORP.
CRD #16906 SEC #801-60744 SANTA ROSA, CA 707-568-2400
SEC Registered Broker-Dealer Disclosures
Total AUM
$183.3M
Discretionary
$141.5M
Employees
51
Clients
0
Accounts
682
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Aug 2014 | $811.3M | $727.1M | $84.1M | 21 | 354 |
| Jul 2014 | $811.3M | $727.1M | $84.1M | 21 | 354 |
| Apr 2014 | $811.3M | $727.1M | $84.1M | 21 | 354 |
| Mar 2014 | $811.3M | $727.1M | $84.1M | 21 | 354 |
| Feb 2014 | $166.2M | $112.2M | $54M | 58 | 800 |
| Jan 2014 | $166.2M | $112.2M | $54M | 58 | 800 |
| Dec 2013 | $166.2M | $112.2M | $54M | 58 | 800 |
| Jun 2013 | $166.2M | $112.2M | $54M | 58 | 800 |
| Mar 2013 | $166.2M | $112.2M | $54M | 58 | 800 |
| Jan 2013 | $183.3M | $141.5M | $41.8M | 74 | 700 |
| Jul 2012 | $183.3M | $141.5M | $41.8M | 51 | 700 |
| Mar 2012 | $183.3M | $141.5M | $41.8M | 51 | 700 |
| Jul 2011 | $159.1M | $115.1M | $44M | 51 | -- |
| Apr 2011 | $159.1M | $115.1M | $44M | 51 | -- |
| Mar 2011 | $159.1M | $115.1M | $44M | 51 | -- |
| Oct 2010 | $53.6M | $23.5M | $30.1M | 51 | -- |
| May 2010 | $53.6M | $23.5M | $30.1M | 51 | -- |
| Mar 2009 | $65.5M | $57.1M | $8.4M | 51 | -- |
| Mar 2008 | $106.7M | $87.9M | $18.8M | 51 | -- |
| Aug 2007 | $106.7M | $87.9M | $18.8M | 51 | -- |
| Mar 2007 | $106.7M | $87.9M | $18.8M | 51 | -- |
| Jan 2006 | $55.3M | $11.3M | $44M | 51 | -- |
| Apr 2004 | $44.7M | $16M | $28.7M | 51 | -- |
| Jan 2004 | $44.7M | $16M | $28.7M | 51 | -- |
| Apr 2002 | $34.8M | $0 | $34.8M | -- | -- |
| Apr 2002 | $34.8M | $0 | $34.8M | -- | -- |
| Apr 2002 | $34.8M | $0 | $34.8M | -- | -- |
| Apr 2002 | $34.8M | $0 | $34.8M | -- | -- |
| Mar 2002 | $34.8M | $0 | $34.8M | -- | -- |
DateAug 2014
Total AUM$811.3M
Discretionary$727.1M
Non-Disc.$84.1M
Employees21
Clients354
DateJul 2014
Total AUM$811.3M
Discretionary$727.1M
Non-Disc.$84.1M
Employees21
Clients354
DateApr 2014
Total AUM$811.3M
Discretionary$727.1M
Non-Disc.$84.1M
Employees21
Clients354
DateMar 2014
Total AUM$811.3M
Discretionary$727.1M
Non-Disc.$84.1M
Employees21
Clients354
DateFeb 2014
Total AUM$166.2M
Discretionary$112.2M
Non-Disc.$54M
Employees58
Clients800
DateJan 2014
Total AUM$166.2M
Discretionary$112.2M
Non-Disc.$54M
Employees58
Clients800
DateDec 2013
Total AUM$166.2M
Discretionary$112.2M
Non-Disc.$54M
Employees58
Clients800
DateJun 2013
Total AUM$166.2M
Discretionary$112.2M
Non-Disc.$54M
Employees58
Clients800
DateMar 2013
Total AUM$166.2M
Discretionary$112.2M
Non-Disc.$54M
Employees58
Clients800
DateJan 2013
Total AUM$183.3M
Discretionary$141.5M
Non-Disc.$41.8M
Employees74
Clients700
DateJul 2012
Total AUM$183.3M
Discretionary$141.5M
Non-Disc.$41.8M
Employees51
Clients700
DateMar 2012
Total AUM$183.3M
Discretionary$141.5M
Non-Disc.$41.8M
Employees51
Clients700
DateJul 2011
Total AUM$159.1M
Discretionary$115.1M
Non-Disc.$44M
Employees51
Clients--
DateApr 2011
Total AUM$159.1M
Discretionary$115.1M
Non-Disc.$44M
Employees51
Clients--
DateMar 2011
Total AUM$159.1M
Discretionary$115.1M
Non-Disc.$44M
Employees51
Clients--
DateOct 2010
Total AUM$53.6M
Discretionary$23.5M
Non-Disc.$30.1M
Employees51
Clients--
DateMay 2010
Total AUM$53.6M
Discretionary$23.5M
Non-Disc.$30.1M
Employees51
Clients--
DateMar 2009
Total AUM$65.5M
Discretionary$57.1M
Non-Disc.$8.4M
Employees51
Clients--
DateMar 2008
Total AUM$106.7M
Discretionary$87.9M
Non-Disc.$18.8M
Employees51
Clients--
DateAug 2007
Total AUM$106.7M
Discretionary$87.9M
Non-Disc.$18.8M
Employees51
Clients--
DateMar 2007
Total AUM$106.7M
Discretionary$87.9M
Non-Disc.$18.8M
Employees51
Clients--
DateJan 2006
Total AUM$55.3M
Discretionary$11.3M
Non-Disc.$44M
Employees51
Clients--
DateApr 2004
Total AUM$44.7M
Discretionary$16M
Non-Disc.$28.7M
Employees51
Clients--
DateJan 2004
Total AUM$44.7M
Discretionary$16M
Non-Disc.$28.7M
Employees51
Clients--
DateApr 2002
Total AUM$34.8M
Discretionary$0
Non-Disc.$34.8M
Employees--
Clients--
DateApr 2002
Total AUM$34.8M
Discretionary$0
Non-Disc.$34.8M
Employees--
Clients--
DateApr 2002
Total AUM$34.8M
Discretionary$0
Non-Disc.$34.8M
Employees--
Clients--
DateApr 2002
Total AUM$34.8M
Discretionary$0
Non-Disc.$34.8M
Employees--
Clients--
DateMar 2002
Total AUM$34.8M
Discretionary$0
Non-Disc.$34.8M
Employees--
Clients--