GBS FINANCIAL CORP.
CRD #16906 SEC #801-60744 SANTA ROSA, CA 707-568-2400
SEC Registered Broker-Dealer Disclosures
Total AUM
$183.3M
Discretionary
$141.5M
Employees
51
Clients
0
Accounts
682
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 11, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GLOISTEN, MARY JEANNENE | I | TREASURER / SECRETARY | NA | |
| GLOISTEN, MARY JEANNENE | I | TREASURER | NA | |
| GLOISTEN, MARY JEANNENE | I | TREASURER | NA | |
| GLOISTEN, MARY JEANNENE | I | TREASURER | NA | |
| GLOISTEN, MARY JEANNENE | I | TREASURER | NA | |
| GLOISTEN, MARY JEANNENE | I | TREASURER | NA | |
| GLOISTEN, MARY JEANNENE | I | TREASURER | NA | |
| GLOISTEN, MARY JEANNENE | I | TREASURER | NA | |
| KINKADE, STEPHEN ROY | I | CHIEF FINANCIAL AND OPERATION PRINCIPAL | NA | |
| KINKADE, STEPHEN ROY | I | CHIEF FINANCIAL AND OPERATION PRINCIPAL | NA | |
| KINKADE, STEPHEN ROY | I | CHIEF FINANCIAL AND OPERATION PRINCIPAL | NA | |
| KINKADE, STEPHEN ROY | I | CHIEF FINANCIAL AND OPERATION PRINCIPAL | NA | |
| KINKADE, STEPHEN ROY | I | CHIEF FINANCIAL AND OPERATION PRINCIPAL | NA | |
| KINKADE, STEPHEN ROY | I | CHIEF FINANCIAL AND OPERATION PRINCIPAL | NA | |
| KINKADE, STEPHEN ROY | I | CHIEF FINANCIAL AND OPERATION PRINCIPAL | NA | |
| KINKADE, STEPHEN ROY | I | CHIEF FINANCIAL AND OPERATION PRINCIPAL | NA | |
| KINKADE, STEPHEN ROY | I | CHIEF FINANCIAL AND OPERATION PRINCIPAL | NA | |
| KINKADE, STEPHEN ROY | I | FINANCIAL AND OPERATION PRINCIPAL | NA | |
| KINKADE, STEPHEN ROY | I | FINANCIAL AND OPERATION PRINCIPAL | NA | |
| KINKADE, STEPHEN ROY | I | FINANCIAL AND OPERATION PRINCIPAL | NA | |
| KINKADE, STEPHEN ROY | I | CHIEF FINANCIAL AND OPERATION PRINCIPAL | NA | |
| KINKADE, STEPHEN ROY | I | FINANCIAL AND OPERATION PRINCIPAL | NA | |
| KINKADE, STEPHEN ROY | I | FINANCIAL AND OPERATION PRINCIPAL | NA | |
| KINKADE, STEPHEN ROY | I | FINANCIAL AND OPERATION PRINCIPAL | NA | |
| KINKADE, STEPHEN ROY | I | CHIEF FINANCIAL AND OPERATION PRINCIPAL | NA | |
| KINKADE, STEPHEN ROY | I | FINANCIAL AND OPERATION PRINCIPAL | NA | |
| KINKADE, STEPHEN ROY | I | CHIEF FINANCIAL AND OPERATION PRINCIPAL | NA | |
| LEVEY, ELAINE LINDA | I | SECRETARY | NA | |
| LEVEY, ELAINE LINDA | I | SECRETARY | NA | |
| LEVEY, ELAINE LINDA | I | SECRETARY | NA | |
| LEVEY, ELAINE LINDA | I | SECRETARY | NA | |
| LEVEY, ELAINE LINDA | I | SECRETARY | NA | |
| LEVEY, ELAINE LINDA | I | SECRETARY | NA | |
| LEVEY, ELAINE LINDA | I | SECRETARY | NA | |
| MORRILL, LYNN SUE | I | CHIEF COMPLIANCE OFFICER & REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL | NA | |
| MORRILL, LYNN SUE | I | COMPLIANCE DIRECTOR | NA | |
| MORRILL, LYNN SUE | I | REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL | NA | |
| MORRILL, LYNN SUE | I | COMPLIANCE OFFICER | NA | |
| MORRILL, LYNN SUE | I | CHIEF COMPLIANCE OFFICER & REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL | NA | |
| MORRILL, LYNN SUE | I | REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL | NA | |
| MORRILL, LYNN SUE | I | REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL | NA | |
| MORRILL, LYNN SUE | I | REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL | NA | |
| MORRILL, LYNN SUE | I | REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL | NA | |
| MORRILL, LYNN SUE | I | REGISTERED OPTIONS PRINCIPAL | NA | |
| MORRILL, LYNN SUE | I | REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL | NA | |
| MORRILL, LYNN SUE | I | COMPLIANCE OFFICER | NA | |
| MORRILL, LYNN SUE | I | CHIEF COMPLIANCE OFFICER & REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL | NA | |
| MORRILL, LYNN SUE | I | CHIEF COMPLIANCE OFFICER & REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL | NA | |
| MORRILL, LYNN SUE | I | CHIEF COMPLIANCE OFFICER & REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL | NA | |
| MORRILL, LYNN SUE | I | CHIEF COMPLIANCE OFFICER & REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL | NA | |
| MORRILL, LYNN SUE | I | CHIEF COMPLIANCE OFFICER & REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL | NA | |
| MORRILL, LYNN SUE | I | CHIEF COMPLIANCE OFFICER & REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL | NA | |
| MORRILL, LYNN SUE | I | CHIEF COMPLIANCE OFFICER & REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL | NA | |
| MORRILL, LYNN SUE | I | CHIEF COMPLIANCE OFFICER & REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL | NA | |
| MORRILL, LYNN SUE | I | CHIEF COMPLIANCE OFFICER & REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL | NA | |
| MORRILL, LYNN SUE | I | CHIEF COMPLIANCE OFFICER & REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL | NA | |
| MORRILL, LYNN SUE | I | CHIEF COMPLIANCE OFFICER & REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL | NA | |
| MORRILL, LYNN SUE | I | CHIEF COMPLIANCE OFFICER & REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL | NA | |
| MORRILL, LYNN SUE | I | CHIEF COMPLIANCE OFFICER & REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL | NA | |
| MORRILL, LYNN SUE | I | CHIEF COMPLIANCE OFFICER & REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL | NA | |
| WALLS, ROBERT WILLIAM | I | OPERATIONS MANAGER / EQUITY TRADER | NA | |
| GLOISTEN, DONALD GERARD | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | D | Control |
| GLOISTEN, DONALD GERARD | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | D | Control |
| GLOISTEN, DONALD GERARD | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | D | Control |
| GLOISTEN, DONALD GERARD | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | D | Control |
| GLOISTEN, DONALD GERARD | I | CHIEF EXECUTIVE OFFICER | D | Control |
| GLOISTEN, DONALD GERARD | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | D | Control |
| GLOISTEN, DONALD GERARD | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | D | Control |
| GLOISTEN, DONALD GERARD | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | D | Control |
| GLOISTEN, DONALD GERARD | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | D | Control |
| GLOISTEN, DONALD GERARD | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | D | Control |
| GLOISTEN, DONALD GERARD | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | D | Control |
| GLOISTEN, DONALD GERARD | I | PRESIDENT | D | Control |
| GLOISTEN, DONALD GERARD | I | PRESIDENT | D | Control |
| GLOISTEN, DONALD GERARD | I | PRESIDENT | D | Control |
| GLOISTEN, DONALD GERARD | I | PRESIDENT | D | Control |
| GLOISTEN, DONALD GERARD | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | D | Control |
| GLOISTEN, DONALD GERARD | I | PRESIDENT | D | Control |
| GLOISTEN, DONALD GERARD | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | D | Control |
| GLOISTEN, DONALD GERARD | I | PRESIDENT | D | Control |
| GLOISTEN, DONALD GERARD | I | CHIEF EXECUTIVE OFFICER | D | Control |
| GLOISTEN, DONALD GERARD | I | CHIEF EXECUTIVE OFFICER | D | Control |
| GLOISTEN, DONALD GERARD | I | CHIEF EXECUTIVE OFFICER | D | Control |
| GLOISTEN, DONALD GERARD | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | D | Control |
| GLOISTEN, DONALD GERARD | I | CHIEF EXECUTIVE OFFICER | D | Control |
| GLOISTEN, DONALD GERARD | I | CHIEF EXECUTIVE OFFICER | D | Control |
| GLOISTEN, DONALD GERARD | I | CHIEF EXECUTIVE OFFICER | D | Control |
| GLOISTEN, DONALD GERARD | I | CHIEF EXECUTIVE OFFICER | D | Control |
| GLOISTEN, DONALD GERARD | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | D | Control |
| GLOISTEN, DONALD GERARD | I | CHIEF EXECUTIVE OFFICER | D | Control |
| GLOISTEN, DONALD GERARD | I | CHIEF EXECUTIVE OFFICER | D | Control |
| GLOISTEN, DONALD GERARD | I | CHIEF EXECUTIVE OFFICER | D | Control |
| GLOISTEN, DONALD GERARD | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | D | Control |
| GLOISTEN, DONALD GERARD | I | CHIEF EXECUTIVE OFFICER | D | Control |
| GLOISTEN, GERARD PAUL | I | PRESIDENT | C | Control |
| GLOISTEN, GERARD PAUL | I | PRESIDENT | C | Control |
| GLOISTEN, GERARD PAUL | I | PRESIDENT | C | Control |
| GLOISTEN, GERARD PAUL | I | PRESIDENT | C | Control |
| GLOISTEN, GERARD PAUL | I | PRESIDENT | C | Control |
| GLOISTEN, GERARD PAUL | I | PRESIDENT | C | Control |
| GLOISTEN, GERARD PAUL | I | PRESIDENT | C | Control |
| GLOISTEN, GERARD PAUL | I | PRESIDENT | C | Control |
| GLOISTEN, GERARD PAUL | I | PRESIDENT | C | Control |
| GLOISTEN, GERARD PAUL | I | PRESIDENT | C | Control |
| GLOISTEN, GERARD PAUL | I | PRESIDENT | C | Control |
| GLOISTEN, GERARD PAUL | I | VICE PRESIDENT | C | Control |
| GLOISTEN, GERARD PAUL | I | VICE PRESIDENT | C | Control |
| GLOISTEN, GERARD PAUL | I | VICE PRESIDENT | C | Control |
| GLOISTEN, GERARD PAUL | I | VICE PRESIDENT | C | Control |
| GLOISTEN, GERARD PAUL | I | PRESIDENT | C | Control |
| GLOISTEN, GERARD PAUL | I | VICE PRESIDENT | C | Control |
| GLOISTEN, GERARD PAUL | I | PRESIDENT | C | Control |
| GLOISTEN, GERARD PAUL | I | VICE PRESIDENT | C | Control |
| GLOISTEN, GERARD PAUL | I | PRESIDENT | C | Control |
| GLOISTEN, GERARD PAUL | I | PRESIDENT | C | Control |
| GLOISTEN, GERARD PAUL | I | PRESIDENT | C | Control |
| GLOISTEN, GERARD PAUL | I | PRESIDENT | C | Control |
| GLOISTEN, GERARD PAUL | I | PRESIDENT | C | Control |
| GLOISTEN, GERARD PAUL | I | PRESIDENT | C | Control |
| GLOISTEN, GERARD PAUL | I | PRESIDENT | C | Control |
| GLOISTEN, GERARD PAUL | I | PRESIDENT | C | Control |
| GLOISTEN, GERARD PAUL | I | PRESIDENT | C | Control |
| GLOISTEN, GERARD PAUL | I | PRESIDENT | C | Control |
| GLOISTEN, GERARD PAUL | I | PRESIDENT | C | Control |
| GLOISTEN, GERARD PAUL | I | PRESIDENT | C | Control |
| GLOISTEN, GERARD PAUL | I | PRESIDENT | C | Control |
| GLOISTEN, GERARD PAUL | I | PRESIDENT | C | Control |
Registrations
Federal
IA
Jul 11, 2012 REGISTERED
Notice Filings (27)
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Address
558 B STREETSANTA ROSA, CA 95401-5274
United States
Phone: 707-568-2400