SPECTRUM ASSET MANAGEMENT, INC.
CRD #18217 SEC #801-30405 STAMFORD, CT 203-322-0189
SEC Registered Broker-Dealer Private Funds
Total AUM
$23.6B
Discretionary
$19.6B
Employees
21
Clients
0
Accounts
82
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Dec 2018 | $23.6B | $19.6B | $3.9B | 21 | 0 |
| Oct 2018 | $23.6B | $19.6B | $3.9B | 21 | 0 |
| Jul 2018 | $23.6B | $19.6B | $3.9B | 21 | 0 |
| Mar 2018 | $23.6B | $19.6B | $3.9B | 21 | 0 |
| Aug 2017 | $20.3B | $16.5B | $3.8B | 20 | 26 |
| Aug 2017 | $20.3B | $16.5B | $3.8B | 20 | 26 |
| May 2017 | $20.3B | $16.5B | $3.8B | 20 | 26 |
| May 2017 | $20.3B | $16.5B | $3.8B | 20 | 26 |
| May 2017 | $20.3B | $16.5B | $3.8B | 20 | 26 |
| May 2017 | $20.3B | $16.5B | $3.8B | 20 | 26 |
| Mar 2017 | $20.3B | $16.5B | $3.8B | 20 | 26 |
| Sep 2016 | $19.4B | $16.5B | $2.9B | 21 | 100 |
| Sep 2016 | $19.4B | $16.5B | $2.9B | 21 | 100 |
| Aug 2016 | $19.4B | $16.5B | $2.9B | 21 | 100 |
| May 2016 | $19.4B | $16.5B | $2.9B | 21 | 100 |
| Apr 2016 | $19.4B | $16.5B | $2.9B | 21 | 100 |
| Mar 2016 | $19.4B | $16.5B | $2.9B | 21 | 100 |
| Mar 2016 | $17.6B | $14.7B | $2.9B | 18 | 26 |
| Mar 2016 | $17.6B | $14.7B | $2.9B | 18 | 26 |
| Dec 2015 | $17.6B | $14.7B | $2.9B | 18 | 26 |
| Sep 2015 | $17.6B | $14.7B | $2.9B | 18 | 26 |
| Jul 2015 | $17.6B | $14.7B | $2.9B | 18 | 26 |
| Mar 2015 | $17.6B | $14.7B | $2.9B | 18 | 26 |
| Mar 2014 | $15.7B | $13.5B | $2.2B | 18 | 26 |
| Sep 2013 | $16.8B | $14.4B | $2.5B | 18 | 26 |
| Mar 2013 | $16.8B | $14.4B | $2.5B | 18 | 26 |
| Mar 2013 | $16.8B | $14.4B | $2.5B | 18 | 26 |
| Nov 2012 | $13.3B | $10.7B | $2.7B | 18 | 26 |
| Aug 2012 | $13.3B | $10.7B | $2.7B | 11 | 26 |
| Jun 2012 | $13.3B | $10.7B | $2.7B | 11 | 26 |
| Mar 2012 | $13.3B | $11.8B | $1.5B | 11 | 26 |
| Jul 2011 | $11.3B | $10.4B | $934M | -- | -- |
| Jun 2011 | $11.3B | $10.4B | $934M | -- | -- |
| Apr 2011 | $11.3B | $10.4B | $934M | -- | -- |
| Jul 2010 | $9.2B | $6.8B | $2.4B | -- | -- |
| Oct 2009 | $6.9B | $6.9B | $0 | -- | -- |
| Apr 2009 | $6.9B | $6.9B | $0 | -- | -- |
| Mar 2008 | $12.2B | $12.2B | $0 | -- | -- |
| Jan 2008 | $12.2B | $12.2B | $0 | -- | -- |
| Jan 2008 | $12.2B | $12.2B | $0 | -- | -- |
| Sep 2007 | $13.2B | $13.2B | $0 | -- | -- |
| Apr 2007 | $13.2B | $13.2B | $0 | -- | -- |
| Apr 2007 | $13.2B | $13.2B | $0 | -- | -- |
| Apr 2007 | $13.2B | $13.2B | $0 | -- | -- |
| Mar 2007 | $13.2B | $13.2B | $0 | -- | -- |
| Feb 2007 | $13.2B | $13.2B | $0 | -- | -- |
| Jan 2007 | $13.2B | $13.2B | $0 | -- | -- |
| Jan 2007 | $13.2B | $13.2B | $0 | -- | -- |
| Jan 2007 | $13.2B | $13.2B | $0 | -- | -- |
| Nov 2006 | $13.1B | $13.1B | $0 | -- | -- |
| Mar 2006 | $13.1B | $13.1B | $0 | -- | -- |
| Jan 2006 | $13.1B | $13.1B | $0 | -- | -- |
| Jan 2006 | $13.1B | $13.1B | $0 | -- | -- |
| Dec 2005 | $12.4B | $12.4B | $0 | -- | -- |
| Feb 2005 | $12.4B | $12.4B | $0 | -- | -- |
| Jan 2005 | $12.4B | $12.4B | $0 | -- | -- |
| Aug 2004 | $11B | $11B | $0 | -- | -- |
| Jul 2004 | $11B | $11B | $0 | -- | -- |
| Jul 2004 | $11B | $11B | $0 | -- | -- |
| Mar 2004 | $11B | $11B | $0 | -- | -- |
| Jan 2004 | $11.1B | $11.1B | $0 | -- | -- |
| Oct 2003 | $10.5B | $10.5B | $0 | -- | -- |
| May 2002 | $1.1B | $1.1B | $0 | 10 | -- |
| May 2002 | $1.1B | $1.1B | $0 | 10 | -- |
| May 2002 | $1B | $1B | $0 | 10 | -- |
| Apr 2002 | $1B | $1B | $0 | 10 | -- |
| Mar 2002 | $1B | $1B | $0 | 10 | -- |
| Oct 2001 | $1B | $1B | $0 | 10 | -- |
| Oct 2001 | $1B | $1B | $0 | 10 | -- |
| Oct 2001 | $1B | $1B | $0 | 10 | -- |
| Sep 2001 | $1B | $1B | $0 | 10 | -- |
| Sep 2001 | $1B | $1B | $0 | 10 | -- |
| Sep 2001 | $1.5B | $1.5B | $0 | 10 | -- |
| Jun 2001 | $1.5B | $1.5B | $0 | 10 | -- |
| May 2001 | $1.5B | $1.5B | $0 | 10 | -- |
DateDec 2018
Total AUM$23.6B
Discretionary$19.6B
Non-Disc.$3.9B
Employees21
Clients0
DateOct 2018
Total AUM$23.6B
Discretionary$19.6B
Non-Disc.$3.9B
Employees21
Clients0
DateJul 2018
Total AUM$23.6B
Discretionary$19.6B
Non-Disc.$3.9B
Employees21
Clients0
DateMar 2018
Total AUM$23.6B
Discretionary$19.6B
Non-Disc.$3.9B
Employees21
Clients0
DateAug 2017
Total AUM$20.3B
Discretionary$16.5B
Non-Disc.$3.8B
Employees20
Clients26
DateAug 2017
Total AUM$20.3B
Discretionary$16.5B
Non-Disc.$3.8B
Employees20
Clients26
DateMay 2017
Total AUM$20.3B
Discretionary$16.5B
Non-Disc.$3.8B
Employees20
Clients26
DateMay 2017
Total AUM$20.3B
Discretionary$16.5B
Non-Disc.$3.8B
Employees20
Clients26
DateMay 2017
Total AUM$20.3B
Discretionary$16.5B
Non-Disc.$3.8B
Employees20
Clients26
DateMay 2017
Total AUM$20.3B
Discretionary$16.5B
Non-Disc.$3.8B
Employees20
Clients26
DateMar 2017
Total AUM$20.3B
Discretionary$16.5B
Non-Disc.$3.8B
Employees20
Clients26
DateSep 2016
Total AUM$19.4B
Discretionary$16.5B
Non-Disc.$2.9B
Employees21
Clients100
DateSep 2016
Total AUM$19.4B
Discretionary$16.5B
Non-Disc.$2.9B
Employees21
Clients100
DateAug 2016
Total AUM$19.4B
Discretionary$16.5B
Non-Disc.$2.9B
Employees21
Clients100
DateMay 2016
Total AUM$19.4B
Discretionary$16.5B
Non-Disc.$2.9B
Employees21
Clients100
DateApr 2016
Total AUM$19.4B
Discretionary$16.5B
Non-Disc.$2.9B
Employees21
Clients100
DateMar 2016
Total AUM$19.4B
Discretionary$16.5B
Non-Disc.$2.9B
Employees21
Clients100
DateMar 2016
Total AUM$17.6B
Discretionary$14.7B
Non-Disc.$2.9B
Employees18
Clients26
DateMar 2016
Total AUM$17.6B
Discretionary$14.7B
Non-Disc.$2.9B
Employees18
Clients26
DateDec 2015
Total AUM$17.6B
Discretionary$14.7B
Non-Disc.$2.9B
Employees18
Clients26
DateSep 2015
Total AUM$17.6B
Discretionary$14.7B
Non-Disc.$2.9B
Employees18
Clients26
DateJul 2015
Total AUM$17.6B
Discretionary$14.7B
Non-Disc.$2.9B
Employees18
Clients26
DateMar 2015
Total AUM$17.6B
Discretionary$14.7B
Non-Disc.$2.9B
Employees18
Clients26
DateMar 2014
Total AUM$15.7B
Discretionary$13.5B
Non-Disc.$2.2B
Employees18
Clients26
DateSep 2013
Total AUM$16.8B
Discretionary$14.4B
Non-Disc.$2.5B
Employees18
Clients26
DateMar 2013
Total AUM$16.8B
Discretionary$14.4B
Non-Disc.$2.5B
Employees18
Clients26
DateMar 2013
Total AUM$16.8B
Discretionary$14.4B
Non-Disc.$2.5B
Employees18
Clients26
DateNov 2012
Total AUM$13.3B
Discretionary$10.7B
Non-Disc.$2.7B
Employees18
Clients26
DateAug 2012
Total AUM$13.3B
Discretionary$10.7B
Non-Disc.$2.7B
Employees11
Clients26
DateJun 2012
Total AUM$13.3B
Discretionary$10.7B
Non-Disc.$2.7B
Employees11
Clients26
DateMar 2012
Total AUM$13.3B
Discretionary$11.8B
Non-Disc.$1.5B
Employees11
Clients26
DateJul 2011
Total AUM$11.3B
Discretionary$10.4B
Non-Disc.$934M
Employees--
Clients--
DateJun 2011
Total AUM$11.3B
Discretionary$10.4B
Non-Disc.$934M
Employees--
Clients--
DateApr 2011
Total AUM$11.3B
Discretionary$10.4B
Non-Disc.$934M
Employees--
Clients--
DateJul 2010
Total AUM$9.2B
Discretionary$6.8B
Non-Disc.$2.4B
Employees--
Clients--
DateOct 2009
Total AUM$6.9B
Discretionary$6.9B
Non-Disc.$0
Employees--
Clients--
DateApr 2009
Total AUM$6.9B
Discretionary$6.9B
Non-Disc.$0
Employees--
Clients--
DateMar 2008
Total AUM$12.2B
Discretionary$12.2B
Non-Disc.$0
Employees--
Clients--
DateJan 2008
Total AUM$12.2B
Discretionary$12.2B
Non-Disc.$0
Employees--
Clients--
DateJan 2008
Total AUM$12.2B
Discretionary$12.2B
Non-Disc.$0
Employees--
Clients--
DateSep 2007
Total AUM$13.2B
Discretionary$13.2B
Non-Disc.$0
Employees--
Clients--
DateApr 2007
Total AUM$13.2B
Discretionary$13.2B
Non-Disc.$0
Employees--
Clients--
DateApr 2007
Total AUM$13.2B
Discretionary$13.2B
Non-Disc.$0
Employees--
Clients--
DateApr 2007
Total AUM$13.2B
Discretionary$13.2B
Non-Disc.$0
Employees--
Clients--
DateMar 2007
Total AUM$13.2B
Discretionary$13.2B
Non-Disc.$0
Employees--
Clients--
DateFeb 2007
Total AUM$13.2B
Discretionary$13.2B
Non-Disc.$0
Employees--
Clients--
DateJan 2007
Total AUM$13.2B
Discretionary$13.2B
Non-Disc.$0
Employees--
Clients--
DateJan 2007
Total AUM$13.2B
Discretionary$13.2B
Non-Disc.$0
Employees--
Clients--
DateJan 2007
Total AUM$13.2B
Discretionary$13.2B
Non-Disc.$0
Employees--
Clients--
DateNov 2006
Total AUM$13.1B
Discretionary$13.1B
Non-Disc.$0
Employees--
Clients--
DateMar 2006
Total AUM$13.1B
Discretionary$13.1B
Non-Disc.$0
Employees--
Clients--
DateJan 2006
Total AUM$13.1B
Discretionary$13.1B
Non-Disc.$0
Employees--
Clients--
DateJan 2006
Total AUM$13.1B
Discretionary$13.1B
Non-Disc.$0
Employees--
Clients--
DateDec 2005
Total AUM$12.4B
Discretionary$12.4B
Non-Disc.$0
Employees--
Clients--
DateFeb 2005
Total AUM$12.4B
Discretionary$12.4B
Non-Disc.$0
Employees--
Clients--
DateJan 2005
Total AUM$12.4B
Discretionary$12.4B
Non-Disc.$0
Employees--
Clients--
DateAug 2004
Total AUM$11B
Discretionary$11B
Non-Disc.$0
Employees--
Clients--
DateJul 2004
Total AUM$11B
Discretionary$11B
Non-Disc.$0
Employees--
Clients--
DateJul 2004
Total AUM$11B
Discretionary$11B
Non-Disc.$0
Employees--
Clients--
DateMar 2004
Total AUM$11B
Discretionary$11B
Non-Disc.$0
Employees--
Clients--
DateJan 2004
Total AUM$11.1B
Discretionary$11.1B
Non-Disc.$0
Employees--
Clients--
DateOct 2003
Total AUM$10.5B
Discretionary$10.5B
Non-Disc.$0
Employees--
Clients--
DateMay 2002
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$0
Employees10
Clients--
DateMay 2002
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$0
Employees10
Clients--
DateMay 2002
Total AUM$1B
Discretionary$1B
Non-Disc.$0
Employees10
Clients--
DateApr 2002
Total AUM$1B
Discretionary$1B
Non-Disc.$0
Employees10
Clients--
DateMar 2002
Total AUM$1B
Discretionary$1B
Non-Disc.$0
Employees10
Clients--
DateOct 2001
Total AUM$1B
Discretionary$1B
Non-Disc.$0
Employees10
Clients--
DateOct 2001
Total AUM$1B
Discretionary$1B
Non-Disc.$0
Employees10
Clients--
DateOct 2001
Total AUM$1B
Discretionary$1B
Non-Disc.$0
Employees10
Clients--
DateSep 2001
Total AUM$1B
Discretionary$1B
Non-Disc.$0
Employees10
Clients--
DateSep 2001
Total AUM$1B
Discretionary$1B
Non-Disc.$0
Employees10
Clients--
DateSep 2001
Total AUM$1.5B
Discretionary$1.5B
Non-Disc.$0
Employees10
Clients--
DateJun 2001
Total AUM$1.5B
Discretionary$1.5B
Non-Disc.$0
Employees10
Clients--
DateMay 2001
Total AUM$1.5B
Discretionary$1.5B
Non-Disc.$0
Employees10
Clients--