SPECTRUM ASSET MANAGEMENT, INC.
CRD #18217 SEC #801-30405 STAMFORD, CT 203-322-0189
SEC Registered Broker-Dealer Private Funds
Total AUM
$23.6B
Discretionary
$19.6B
Employees
21
Clients
0
Accounts
82
Firm Details
- Organization Type
- Corporation
- State of Formation
- Connecticut
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2018
- Branch Offices
- 0
- LEI
- WARIMFOO2Y13MJ7LNX31
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BASSETT, CRAIG L | I | TREASURER | NA | Control |
| BASSETT, CRAIG L | I | TREASURER | NA | Control |
| BASSETT, CRAIG L | I | TREASURER | NA | Control |
| BASSETT, CRAIG L | I | TREASURER | NA | Control |
| BASSETT, CRAIG L | I | TREASURER | NA | Control |
| BASSETT, CRAIG L | I | TREASURER | NA | Control |
| BASSETT, CRAIG L | I | TREASURER | NA | Control |
| BASSETT, CRAIG L | I | TREASURER | NA | Control |
| BASSETT, CRAIG L | I | TREASURER | NA | Control |
| BASSETT, CRAIG L | I | TREASURER | NA | Control |
| BASSETT, CRAIG L | I | TREASURER | NA | Control |
| BASSETT, CRAIG L | I | TREASURER | NA | Control |
| BASSETT, CRAIG L | I | TREASURER | NA | Control |
| BASSETT, CRAIG L | I | TREASURER | NA | Control |
| BASSETT, CRAIG L | I | TREASURER | NA | Control |
| BYER, MATTHEW ROSS | I | EXECUTIVE DIRECTOR & CHIEF OPERATING OFFICER | NA | Control |
| BYER, MATTHEW ROSS | I | EXECUTIVE DIRECTOR & CHIEF OPERATING OFFICER | NA | Control |
| BYER, MATTHEW ROSS | I | EXECUTIVE DIRECTOR & CHIEF OPERATING OFFICER | NA | Control |
| BYER, MATTHEW ROSS | I | EXECUTIVE DIRECTOR & CHIEF OPERATING OFFICER | NA | Control |
| BYER, MATTHEW ROSS | I | EXECUTIVE DIRECTOR & CHIEF OPERATING OFFICER | NA | Control |
| BYER, MATTHEW ROSS | I | EXECUTIVE DIRECTOR & CHIEF OPERATING OFFICER | NA | Control |
| BYER, MATTHEW ROSS | I | EXECUTIVE DIRECTOR & CHIEF OPERATING OFFICER | NA | Control |
| BYER, MATTHEW ROSS | I | EXECUTIVE DIRECTOR & CHIEF OPERATING OFFICER | NA | Control |
| BYER, MATTHEW ROSS | I | EXECUTIVE DIRECTOR & CHIEF OPERATING OFFICER | NA | Control |
| BYER, MATTHEW ROSS | I | EXECUTIVE DIRECTOR & CHIEF OPERATING OFFICER | NA | Control |
| BYER, MATTHEW ROSS | I | EXECUTIVE DIRECTOR & CHIEF OPERATING OFFICER | NA | Control |
| BYER, MATTHEW ROSS | I | EXECUTIVE DIRECTOR & CHIEF OPERATING OFFICER | NA | Control |
| BYER, MATTHEW ROSS | I | EXECUTIVE DIRECTOR & CHIEF OPERATING OFFICER | NA | Control |
| BYER, MATTHEW ROSS | I | EXECUTIVE DIRECTOR & CHIEF OPERATING OFFICER | NA | Control |
| BYER, MATTHEW ROSS | I | EXECUTIVE DIRECTOR & CHIEF OPERATING OFFICER | NA | Control |
| BYER, MATTHEW ROSS | I | EXECUTIVE DIRECTOR & CHIEF OPERATING OFFICER | NA | Control |
| BYER, MATTHEW ROSS | I | EXECUTIVE DIRECTOR & CHIEF OPERATING OFFICER | NA | Control |
| BYER, MATTHEW ROSS | I | EXECUTIVE DIRECTOR & CHIEF OPERATING OFFICER | NA | Control |
| BYER, MATTHEW ROSS | I | EXECUTIVE DIRECTOR & CHIEF OPERATING OFFICER | NA | Control |
| BYER, MATTHEW ROSS | I | EXECUTIVE DIRECTOR & CHIEF OPERATING OFFICER | NA | Control |
| BYER, MATTHEW ROSS | I | EXECUTIVE DIRECTOR & CHIEF OPERATING OFFICER | NA | Control |
| BYER, MATTHEW ROSS | I | EXECUTIVE DIRECTOR & CHIEF OPERATING OFFICER | NA | Control |
| BYER, MATTHEW ROSS | I | EXECUTIVE DIRECTOR & CHIEF OPERATING OFFICER | NA | Control |
| BYER, MATTHEW ROSS | I | EXECUTIVE DIRECTOR & CHIEF OPERATING OFFICER | NA | Control |
| BYER, MATTHEW ROSS | I | EXECUTIVE DIRECTOR & CHIEF OPERATING OFFICER | NA | Control |
| BYER, MATTHEW ROSS | I | EXECUTIVE DIRECTOR & CHIEF OPERATING OFFICER | NA | Control |
| BYER, MATTHEW ROSS | I | EXECUTIVE DIRECTOR & CHIEF OPERATING OFFICER | NA | Control |
| BYER, MATTHEW ROSS | I | EXECUTIVE DIRECTOR & CHIEF OPERATING OFFICER | NA | Control |
| BYER, MATTHEW ROSS | I | EXECUTIVE DIRECTOR & CHIEF OPERATING OFFICER | NA | Control |
| BYER, MATTHEW ROSS | I | EXECUTIVE DIRECTOR & CHIEF OPERATING OFFICER | NA | Control |
| BYER, MATTHEW ROSS | I | EXECUTIVE DIRECTOR & CHIEF OPERATING OFFICER | NA | Control |
| BYER, MATTHEW ROSS | I | EXECUTIVE DIRECTOR & CHIEF OPERATING OFFICER | NA | Control |
| BYER, MATTHEW ROSS | I | EXECUTIVE DIRECTOR & CHIEF OPERATING OFFICER | NA | Control |
| BYER, MATTHEW ROSS | I | EXECUTIVE DIRECTOR & CHIEF OPERATING OFFICER | NA | Control |
| BYER, MATTHEW ROSS | I | EXECUTIVE DIRECTOR & CHIEF OPERATING OFFICER | NA | Control |
| BYER, MATTHEW ROSS | I | EXECUTIVE DIRECTOR & CHIEF OPERATING OFFICER | NA | Control |
| BYER, MATTHEW ROSS | I | EXECUTIVE DIRECTOR & CHIEF OPERATING OFFICER | NA | Control |
| CROSSLEY, LISA DIANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CROSSLEY, LISA DIANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CROSSLEY, LISA DIANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CROSSLEY, LISA DIANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CROSSLEY, LISA DIANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CROSSLEY, LISA DIANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CROSSLEY, LISA DIANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CROSSLEY, LISA DIANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CROSSLEY, LISA DIANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CROSSLEY, LISA DIANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CROSSLEY, LISA DIANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CROSSLEY, LISA DIANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CROSSLEY, LISA DIANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CROSSLEY, LISA DIANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CROSSLEY, LISA DIANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CROSSLEY, LISA DIANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CROSSLEY, LISA DIANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CROSSLEY, LISA DIANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CROSSLEY, LISA DIANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CROSSLEY, LISA DIANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CROSSLEY, LISA DIANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CROSSLEY, LISA DIANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CROSSLEY, LISA DIANE | I | DIRECTOR OF COMPLIANCE | NA | |
| CROSSLEY, LISA DIANE | I | DIRECTOR OF COMPLIANCE | NA | |
| EUCHER, RALPH CRAIG | I | DIRECTOR | NA | Control |
| EUCHER, RALPH CRAIG | I | DIRECTOR | NA | Control |
| EUCHER, RALPH CRAIG | I | DIRECTOR | NA | Control |
| EUCHER, RALPH CRAIG | I | DIRECTOR | NA | Control |
| EUCHER, RALPH CRAIG | I | DIRECTOR | NA | Control |
| EUCHER, RALPH CRAIG | I | DIRECTOR | NA | Control |
| EUCHER, RALPH CRAIG | I | DIRECTOR | NA | Control |
| EUCHER, RALPH CRAIG | I | DIRECTOR | NA | Control |
| EUCHER, RALPH CRAIG | I | DIRECTOR | NA | Control |
| EUCHER, RALPH CRAIG | I | DIRECTOR | NA | Control |
| EUCHER, RALPH CRAIG | I | DIRECTOR | NA | Control |
| EUCHER, RALPH CRAIG | I | DIRECTOR | NA | Control |
| EUCHER, RALPH CRAIG | I | DIRECTOR | NA | Control |
| EUCHER, RALPH CRAIG | I | DIRECTOR | NA | Control |
| EUCHER, RALPH CRAIG | I | DIRECTOR | NA | Control |
| FRANCIS, DENNIS PAUL | I | CHAIRMAN OF THE BOARD | NA | Control |
| FRANCIS, DENNIS PAUL | I | CHAIRMAN OF THE BOARD | NA | Control |
| FRANCIS, DENNIS PAUL | I | CHAIRMAN OF THE BOARD | NA | Control |
| FRANCIS, DENNIS PAUL | I | CHAIRMAN OF THE BOARD | NA | Control |
| FRANCIS, DENNIS PAUL | I | CHAIRMAN OF THE BOARD | NA | Control |
| FRANCIS, DENNIS PAUL | I | CHAIRMAN OF THE BOARD | NA | Control |
| FRANCIS, DENNIS PAUL | I | CHAIRMAN OF THE BOARD | NA | Control |
| FRANCIS, DENNIS PAUL | I | CHAIRMAN OF THE BOARD | NA | Control |
| FRANCIS, DENNIS PAUL | I | CHAIRMAN OF THE BOARD | NA | Control |
| FRANCIS, DENNIS PAUL | I | CHAIRMAN OF THE BOARD | NA | Control |
| HANCZOR, JOSEPH ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANCZOR, JOSEPH ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANCZOR, JOSEPH ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANCZOR, JOSEPH ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANCZOR, JOSEPH ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANCZOR, JOSEPH ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANCZOR, JOSEPH ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANCZOR, JOSEPH ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANCZOR, JOSEPH ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANCZOR, JOSEPH ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANCZOR, JOSEPH ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANCZOR, JOSEPH ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANCZOR, JOSEPH ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANCZOR, JOSEPH ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANCZOR, JOSEPH ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANCZOR, JOSEPH ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANCZOR, JOSEPH ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANCZOR, JOSEPH ANDREW | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| HANCZOR, JOSEPH ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANCZOR, JOSEPH ANDREW | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| HANCZOR, JOSEPH ANDREW | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| HANCZOR, JOSEPH ANDREW | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| HANCZOR, JOSEPH ANDREW | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| HANCZOR, JOSEPH ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANCZOR, JOSEPH ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANCZOR, JOSEPH ANDREW | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| HANCZOR, JOSEPH ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANCZOR, JOSEPH ANDREW | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| HANCZOR, JOSEPH ANDREW | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| HANCZOR, JOSEPH ANDREW | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| HANCZOR, JOSEPH ANDREW | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| HANCZOR, JOSEPH ANDREW | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| HANCZOR, JOSEPH ANDREW | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| HANCZOR, JOSEPH ANDREW | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| HANCZOR, JOSEPH ANDREW | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| HANCZOR, JOSEPH ANDREW | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| HANCZOR, JOSEPH ANDREW | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| HANCZOR, JOSEPH ANDREW | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| HIBBS, RICHARD W | I | DIRECTOR | NA | Control |
| HIBBS, RICHARD W | I | DIRECTOR | NA | Control |
| HIBBS, RICHARD W | I | DIRECTOR | NA | Control |
| HIBBS, RICHARD W | I | DIRECTOR | NA | Control |
| HIBBS, RICHARD W | I | DIRECTOR | NA | Control |
| HIBBS, RICHARD W | I | DIRECTOR | NA | Control |
| HIBBS, RICHARD W | I | DIRECTOR | NA | Control |
| HIBBS, RICHARD W | I | DIRECTOR | NA | Control |
| HIBBS, RICHARD W | I | DIRECTOR | NA | Control |
| HIBBS, RICHARD W | I | DIRECTOR | NA | Control |
| HIBBS, RICHARD W | I | DIRECTOR | NA | Control |
| HIBBS, RICHARD W | I | DIRECTOR | NA | Control |
| HIBBS, RICHARD W | I | DIRECTOR | NA | Control |
| HIBBS, RICHARD W | I | DIRECTOR | NA | Control |
| HOWALD, TIM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HOWALD, TIM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HOWALD, TIM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HOWALD, TIM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HOWALD, TIM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HOWALD, TIM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HOWALD, TIM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HOWALD, TIM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HOWALD, TIM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HOWALD, TIM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HOWALD, TIM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HOWALD, TIM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HOWALD, TIM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HOWALD, TIM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HOWALD, TIM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| JACOBY, LEWIS PHILLIP | I | SENIOR VICE PRESIDENT, PORTFOLIO MANAGER | NA | |
| JACOBY, LEWIS PHILLIP | I | SENIOR VICE PRESIDENT, PORTFOLIO MANAGER | NA | |
| JACOBY, LEWIS PHILLIP | I | MANAGING DIRECTOR/PORTFOLIO MANAGER | NA | |
| JACOBY, LEWIS PHILLIP | I | MANAGING DIRECTOR/PORTFOLIO MANAGER | NA | |
| JACOBY, LEWIS PHILLIP | I | SENIOR VICE PRESIDENT, PORTFOLIO MANAGER | NA | |
| JACOBY, LEWIS PHILLIP | I | MANAGING DIRECTOR/PORTFOLIO MANAGER | NA | |
| JACOBY, LEWIS PHILLIP | I | MANAGING DIRECTOR/PORTFOLIO MANAGER | NA | |
| JACOBY, LEWIS PHILLIP | I | EXECUTIVE DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| JACOBY, LEWIS PHILLIP | I | EXECUTIVE DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| JACOBY, LEWIS PHILLIP | I | EXECUTIVE DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| JACOBY, LEWIS PHILLIP | I | SENIOR VICE PRESIDENT, PORTFOLIO MANAGER | NA | |
| JACOBY, LEWIS PHILLIP | I | SENIOR VICE PRESIDENT, PORTFOLIO MANAGER | NA | |
| JACOBY, LEWIS PHILLIP | I | SENIOR VICE PRESIDENT, PORTFOLIO MANAGER | NA | |
| JACOBY, LEWIS PHILLIP | I | SENIOR VICE PRESIDENT, PORTFOLIO MANAGER | NA | |
| JACOBY, LEWIS PHILLIP | I | SENIOR VICE PRESIDENT, PORTFOLIO MANAGER | NA | |
| JACOBY, LEWIS PHILLIP | I | SENIOR VICE PRESIDENT, PORTFOLIO MANAGER | NA | |
| JACOBY, LEWIS PHILLIP | I | SENIOR VICE PRESIDENT, PORTFOLIO MANAGER | NA | |
| JACOBY, LEWIS PHILLIP | I | MANAGING DIRECTOR/PORTFOLIO MANAGER | NA | |
| JACOBY, LEWIS PHILLIP | I | MANAGING DIRECTOR/PORTFOLIO MANAGER | NA | |
| JACOBY, LEWIS PHILLIP | I | MANAGING DIRECTOR/PORTFOLIO MANAGER | NA | |
| JACOBY, LEWIS PHILLIP | I | MANAGING DIRECTOR/PORTFOLIO MANAGER | NA | |
| JACOBY, LEWIS PHILLIP | I | MANAGING DIRECTOR/PORTFOLIO MANAGER | NA | |
| JACOBY, LEWIS PHILLIP | I | MANAGING DIRECTOR/PORTFOLIO MANAGER | NA | |
| JACOBY, LEWIS PHILLIP | I | SENIOR VICE PRESIDENT, PORTFOLIO MANAGER | NA | |
| JACOBY, LEWIS PHILLIP | I | EXECUTIVE DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| JACOBY, LEWIS PHILLIP | I | MANAGING DIRECTOR/PORTFOLIO MANAGER | NA | |
| JACOBY, LEWIS PHILLIP | I | SENIOR VICE PRESIDENT, PORTFOLIO MANAGER | NA | |
| JACOBY, LEWIS PHILLIP | I | SENIOR VICE PRESIDENT, PORTFOLIO MANAGER | NA | |
| JACOBY, LEWIS PHILLIP | I | EXECUTIVE DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| JACOBY, LEWIS PHILLIP | I | EXECUTIVE DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| JACOBY, LEWIS PHILLIP | I | EXECUTIVE DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| JACOBY, LEWIS PHILLIP | I | EXECUTIVE DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| JACOBY, LEWIS PHILLIP | I | EXECUTIVE DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| JACOBY, LEWIS PHILLIP | I | EXECUTIVE DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| JACOBY, LEWIS PHILLIP | I | EXECUTIVE DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| JACOBY, LEWIS PHILLIP | I | EXECUTIVE DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| JACOBY, LEWIS PHILLIP | I | EXECUTIVE DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| JACOBY, LEWIS PHILLIP | I | EXECUTIVE DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| JACOBY, LEWIS PHILLIP | I | EXECUTIVE DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| JACOBY, LEWIS PHILLIP | I | EXECUTIVE DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| JACOBY, LEWIS PHILLIP | I | EXECUTIVE DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| JACOBY, LEWIS PHILLIP | I | EXECUTIVE DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| JACOBY, LEWIS PHILLIP | I | EXECUTIVE DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| JACOBY, LEWIS PHILLIP | I | EXECUTIVE DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| JACOBY, LEWIS PHILLIP | I | EXECUTIVE DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| JACOBY, LEWIS PHILLIP | I | EXECUTIVE DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| JACOBY, LEWIS PHILLIP | I | EXECUTIVE DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| JACOBY, LEWIS PHILLIP | I | EXECUTIVE DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| JACOBY, LEWIS PHILLIP | I | EXECUTIVE DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| JACOBY, LEWIS PHILLIP | I | EXECUTIVE DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| JACOBY, LEWIS PHILLIP | I | EXECUTIVE DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| JACOBY, LEWIS PHILLIP | I | EXECUTIVE DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| JACOBY, LEWIS PHILLIP | I | EXECUTIVE DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| JACOBY, LEWIS PHILLIP | I | EXECUTIVE DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| JACOBY, LEWIS PHILLIP | I | EXECUTIVE DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| JACOBY, LEWIS PHILLIP | I | EXECUTIVE DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| JACOBY, LEWIS PHILLIP | I | EXECUTIVE DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| JACOBY, LEWIS PHILLIP | I | EXECUTIVE DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| JACOBY, LEWIS PHILLIP | I | EXECUTIVE DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| JACOBY, LEWIS PHILLIP | I | EXECUTIVE DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| JACOBY, LEWIS PHILLIP | I | EXECUTIVE DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| LIEB, MARK ALAN | I | EXECUTIVE DIRECTOR | NA | Control |
| LIEB, MARK ALAN | I | EXECUTIVE DIRECTOR | NA | Control |
| LIEB, MARK ALAN | I | EXECUTIVE DIRECTOR | NA | Control |
| LIEB, MARK ALAN | I | EXECUTIVE DIRECTOR | NA | Control |
| LIEB, MARK ALAN | I | EXECUTIVE DIRECTOR | NA | Control |
| LIEB, MARK ALAN | I | EXECUTIVE DIRECTOR | NA | Control |
| LIEB, MARK ALAN | I | EXECUTIVE DIRECTOR | NA | Control |
| LIEB, MARK ALAN | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| LIEB, MARK ALAN | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| LIEB, MARK ALAN | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| LIEB, MARK ALAN | I | EXECUTIVE DIRECTOR | NA | Control |
| LIEB, MARK ALAN | I | EXECUTIVE DIRECTOR | NA | Control |
| LIEB, MARK ALAN | I | PRINCIPAL | NA | Control |
| LIEB, MARK ALAN | I | PRINCIPAL | NA | Control |
| LIEB, MARK ALAN | I | EXECUTIVE DIRECTOR | NA | Control |
| LIEB, MARK ALAN | I | EXECUTIVE DIRECTOR | NA | Control |
| LIEB, MARK ALAN | I | EXECUTIVE DIRECTOR | NA | Control |
| LIEB, MARK ALAN | I | EXECUTIVE DIRECTOR | NA | Control |
| LIEB, MARK ALAN | I | EXECUTIVE DIRECTOR | NA | Control |
| LIEB, MARK ALAN | I | EXECUTIVE DIRECTOR | NA | Control |
| LIEB, MARK ALAN | I | EXECUTIVE DIRECTOR | NA | Control |
| LIEB, MARK ALAN | I | EXECUTIVE DIRECTOR | NA | Control |
| LIEB, MARK ALAN | I | EXECUTIVE DIRECTOR | NA | Control |
| LIEB, MARK ALAN | I | EXECUTIVE DIRECTOR | NA | Control |
| LIEB, MARK ALAN | I | EXECUTIVE DIRECTOR | NA | Control |
| LIEB, MARK ALAN | I | EXECUTIVE DIRECTOR | NA | Control |
| LIEB, MARK ALAN | I | EXECUTIVE DIRECTOR | NA | Control |
| LIEB, MARK ALAN | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| LIEB, MARK ALAN | I | EXECUTIVE DIRECTOR | NA | Control |
| LIEB, MARK ALAN | I | EXECUTIVE DIRECTOR | NA | Control |
| LIEB, MARK ALAN | I | EXECUTIVE DIRECTOR | NA | Control |
| LIEB, MARK ALAN | I | EXECUTIVE DIRECTOR | NA | Control |
| LIEB, MARK ALAN | I | EXECUTIVE DIRECTOR | NA | Control |
| LIEB, MARK ALAN | I | EXECUTIVE DIRECTOR | NA | Control |
| LIEB, MARK ALAN | I | EXECUTIVE DIRECTOR | NA | Control |
| LIEB, MARK ALAN | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| LIEB, MARK ALAN | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| LIEB, MARK ALAN | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| LIEB, MARK ALAN | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| LIEB, MARK ALAN | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| LIEB, MARK ALAN | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| LIEB, MARK ALAN | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| LIEB, MARK ALAN | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| LIEB, MARK ALAN | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| LIEB, MARK ALAN | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| LIEB, MARK ALAN | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| LIEB, MARK ALAN | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| LIEB, MARK ALAN | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| LIEB, MARK ALAN | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| LIEB, MARK ALAN | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| LIEB, MARK ALAN | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| LIEB, MARK ALAN | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| LIEB, MARK ALAN | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| LIEB, MARK ALAN | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| LIEB, MARK ALAN | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| LIEB, MARK ALAN | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| LIEB, MARK ALAN | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| LIEB, MARK ALAN | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| LIEB, MARK ALAN | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| LIEB, MARK ALAN | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| LIEB, MARK ALAN | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| LIEB, MARK ALAN | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| LIEB, MARK ALAN | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| LIEB, MARK ALAN | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| LIEB, MARK ALAN | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| LIEB, MARK ALAN | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| LIEB, MARK ALAN | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| LIEB, MARK ALAN | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAUGHAN, JAMES PATRICK | I | CHAIRMAN OF THE BOARD | NA | Control |
| MCCAUGHAN, JAMES PATRICK | I | CHAIRMAN OF THE BOARD | NA | Control |
| MCCAUGHAN, JAMES PATRICK | I | CHAIRMAN OF THE BOARD | NA | Control |
| MCCAUGHAN, JAMES PATRICK | I | CHAIRMAN OF THE BOARD | NA | Control |
| MCCAUGHAN, JAMES PATRICK | I | CHAIRMAN OF THE BOARD | NA | Control |
| ORLANDO, JEAN MARIE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | |
| ORLANDO, JEAN MARIE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | |
| ORLANDO, JEAN MARIE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | |
| ORLANDO, JEAN MARIE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | |
| ORLANDO, JEAN MARIE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | |
| ORLANDO, JEAN MARIE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | |
| ORLANDO, JEAN MARIE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | |
| ORLANDO, JEAN MARIE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | |
| ORLANDO, JEAN MARIE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | |
| ORLANDO, JEAN MARIE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | |
| ORLANDO, JEAN MARIE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | |
| ORLANDO, JEAN MARIE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | |
| ORLANDO, JEAN MARIE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | |
| ORLANDO, JEAN MARIE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | |
| ORLANDO, JEAN MARIE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | |
| ORLANDO, JEAN MARIE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | |
| ORLANDO, JEAN MARIE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | |
| ORLANDO, JEAN MARIE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | |
| ORLANDO, JEAN MARIE | I | FINANCIAL OPERATIONS PRINCIPAL & CHIEF FINANCIAL OFFICER | NA | |
| ORLANDO, JEAN MARIE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | |
| ORLANDO, JEAN MARIE | I | FINANCIAL OPERATIONS PRINCIPAL & CHIEF FINANCIAL OFFICER | NA | |
| ORLANDO, JEAN MARIE | I | FINANCIAL OPERATIONS PRINCIPAL & CHIEF FINANCIAL OFFICER | NA | |
| ORLANDO, JEAN MARIE | I | FINANCIAL OPERATIONS PRINCIPAL & CHIEF FINANCIAL OFFICER | NA | |
| ORLANDO, JEAN MARIE | I | FINANCIAL OPERATIONS PRINCIPAL & CHIEF FINANCIAL OFFICER | NA | |
| ORLANDO, JEAN MARIE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | |
| ORLANDO, JEAN MARIE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | |
| ORLANDO, JEAN MARIE | I | FINANCIAL OPERATIONS PRINCIPAL & CHIEF FINANCIAL OFFICER | NA | |
| ORLANDO, JEAN MARIE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | |
| ORLANDO, JEAN MARIE | I | FINANCIAL OPERATIONS PRINCIPAL & CHIEF FINANCIAL OFFICER | NA | |
| ORLANDO, JEAN MARIE | I | FINANCIAL OPERATIONS PRINCIPAL & CHIEF FINANCIAL OFFICER | NA | |
| ORLANDO, JEAN MARIE | I | FINANCIAL OPERATIONS PRINCIPAL & CHIEF FINANCIAL OFFICER | NA | |
| ORLANDO, JEAN MARIE | I | FINANCIAL OPERATIONS PRINCIPAL & CHIEF FINANCIAL OFFICER | NA | |
| ORLANDO, JEAN MARIE | I | FINANCIAL OPERATIONS PRINCIPAL & CHIEF FINANCIAL OFFICER | NA | |
| ORLANDO, JEAN MARIE | I | FINANCIAL OPERATIONS PRINCIPAL & CHIEF FINANCIAL OFFICER | NA | |
| ORLANDO, JEAN MARIE | I | FINANCIAL OPERATIONS PRINCIPAL & CHIEF FINANCIAL OFFICER | NA | |
| ORLANDO, JEAN MARIE | I | FINANCIAL OPERATIONS PRINCIPAL & CHIEF FINANCIAL OFFICER | NA | |
| ORLANDO, JEAN MARIE | I | FINANCIAL OPERATIONS PRINCIPAL & CHIEF FINANCIAL OFFICER | NA | |
| ORLANDO, JEAN MARIE | I | FINANCIAL OPERATIONS PRINCIPAL & CHIEF FINANCIAL OFFICER | NA | |
| ORLANDO, JEAN MARIE | I | FINANCIAL OPERATIONS PRINCIPAL & CHIEF FINANCIAL OFFICER | NA | |
| REEG, GLORIA DARLENE | I | DIRECTOR | NA | Control |
| REEG, GLORIA DARLENE | I | DIRECTOR | NA | Control |
| SUSSMAN, BERNARD MARTIN | I | EXECUTIVE DIRECTOR | NA | Control |
| SUSSMAN, BERNARD MARTIN | I | EXECUTIVE DIRECTOR | NA | Control |
| SUSSMAN, BERNARD MARTIN | I | EXECUTIVE DIRECTOR | NA | Control |
| SUSSMAN, BERNARD MARTIN | I | EXECUTIVE DIRECTOR | NA | Control |
| SUSSMAN, BERNARD MARTIN | I | EXECUTIVE DIRECTOR | NA | Control |
| SUSSMAN, BERNARD MARTIN | I | EXECUTIVE DIRECTOR | NA | Control |
| SUSSMAN, BERNARD MARTIN | I | EXECUTIVE DIRECTOR | NA | Control |
| SUSSMAN, BERNARD MARTIN | I | EXECUTIVE DIRECTOR | NA | Control |
| SUSSMAN, BERNARD MARTIN | I | EXECUTIVE DIRECTOR | NA | Control |
| SUSSMAN, BERNARD MARTIN | I | PRINCIPAL | NA | Control |
| SUSSMAN, BERNARD MARTIN | I | PRINCIPAL | NA | Control |
| SUSSMAN, BERNARD MARTIN | I | EXECUTIVE DIRECTOR | NA | Control |
| SUSSMAN, BERNARD MARTIN | I | EXECUTIVE DIRECTOR | NA | Control |
| SUSSMAN, BERNARD MARTIN | I | EXECUTIVE DIRECTOR | NA | Control |
| SUSSMAN, BERNARD MARTIN | I | EXECUTIVE DIRECTOR | NA | Control |
| SUSSMAN, BERNARD MARTIN | I | EXECUTIVE DIRECTOR | NA | Control |
| SUSSMAN, BERNARD MARTIN | I | EXECUTIVE DIRECTOR | NA | Control |
| SUSSMAN, BERNARD MARTIN | I | EXECUTIVE DIRECTOR | NA | Control |
| SUSSMAN, BERNARD MARTIN | I | EXECUTIVE DIRECTOR | NA | Control |
| SUSSMAN, BERNARD MARTIN | I | EXECUTIVE DIRECTOR | NA | Control |
| SUSSMAN, BERNARD MARTIN | I | EXECUTIVE DIRECTOR | NA | Control |
| SUSSMAN, BERNARD MARTIN | I | EXECUTIVE DIRECTOR | NA | Control |
| SUSSMAN, BERNARD MARTIN | I | EXECUTIVE DIRECTOR | NA | Control |
| SUSSMAN, BERNARD MARTIN | I | EXECUTIVE DIRECTOR | NA | Control |
| SUSSMAN, BERNARD MARTIN | I | EXECUTIVE DIRECTOR | NA | Control |
| SUSSMAN, BERNARD MARTIN | I | EXECUTIVE DIRECTOR | NA | Control |
| SUSSMAN, BERNARD MARTIN | I | EXECUTIVE DIRECTOR | NA | Control |
| SUSSMAN, BERNARD MARTIN | I | EXECUTIVE DIRECTOR | NA | Control |
| SUSSMAN, BERNARD MARTIN | I | EXECUTIVE DIRECTOR | NA | Control |
| SUSSMAN, BERNARD MARTIN | I | EXECUTIVE DIRECTOR | NA | Control |
| SUSSMAN, BERNARD MARTIN | I | EXECUTIVE DIRECTOR | NA | Control |
| URCIUOLI, JOSEPH JOHN | I | SENIOR VICE PRESIDENT, DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | SENIOR VICE PRESIDENT, DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | SENIOR VICE PRESIDENT, DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | SENIOR VICE PRESIDENT, DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | SENIOR VICE PRESIDENT, DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | SENIOR VICE PRESIDENT, DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | SENIOR VICE PRESIDENT, DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | MANAGING DIRECTOR & DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | MANAGING DIRECTOR & DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | MANAGING DIRECTOR & DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | SENIOR VICE PRESIDENT, DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | SENIOR VICE PRESIDENT, DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | SENIOR VICE PRESIDENT, DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | SENIOR VICE PRESIDENT, DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | SENIOR VICE PRESIDENT, DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | SENIOR VICE PRESIDENT, DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | SENIOR VICE PRESIDENT, DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | SENIOR VICE PRESIDENT, DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | SENIOR VICE PRESIDENT, DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | SENIOR VICE PRESIDENT, DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | SENIOR VICE PRESIDENT, DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | SENIOR VICE PRESIDENT, DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | SENIOR VICE PRESIDENT, DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | SENIOR VICE PRESIDENT, DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | MANAGING DIRECTOR & DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | SENIOR VICE PRESIDENT, DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | SENIOR VICE PRESIDENT, DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | SENIOR VICE PRESIDENT, DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | MANAGING DIRECTOR & DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | MANAGING DIRECTOR & DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | MANAGING DIRECTOR & DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | MANAGING DIRECTOR & DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | MANAGING DIRECTOR & DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | MANAGING DIRECTOR & DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | MANAGING DIRECTOR & DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | MANAGING DIRECTOR & DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | MANAGING DIRECTOR & DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | MANAGING DIRECTOR & DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | MANAGING DIRECTOR & DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | MANAGING DIRECTOR & DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | MANAGING DIRECTOR & DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | MANAGING DIRECTOR & DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | MANAGING DIRECTOR & DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | MANAGING DIRECTOR & DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | MANAGING DIRECTOR & DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | MANAGING DIRECTOR & DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | MANAGING DIRECTOR & DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | MANAGING DIRECTOR & DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | MANAGING DIRECTOR & DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | MANAGING DIRECTOR & DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | MANAGING DIRECTOR & DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | MANAGING DIRECTOR & DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | MANAGING DIRECTOR & DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | MANAGING DIRECTOR & DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | MANAGING DIRECTOR & DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | MANAGING DIRECTOR & DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | MANAGING DIRECTOR & DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | MANAGING DIRECTOR & DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | MANAGING DIRECTOR & DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | MANAGING DIRECTOR & DIRECTOR OF RESEARCH | NA | |
| URCIUOLI, JOSEPH JOHN | I | MANAGING DIRECTOR & DIRECTOR OF RESEARCH | NA | |
| WOLTJEN, ROLLIN CLARK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WOLTJEN, ROLLIN CLARK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WOLTJEN, ROLLIN CLARK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WOLTJEN, ROLLIN CLARK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WOLTJEN, ROLLIN CLARK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WOLTJEN, ROLLIN CLARK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WOLTJEN, ROLLIN CLARK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WOLTJEN, ROLLIN CLARK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WOLTJEN, ROLLIN CLARK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WOLTJEN, ROLLIN CLARK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WOLTJEN, ROLLIN CLARK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WOLTJEN, ROLLIN CLARK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WOLTJEN, ROLLIN CLARK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| OLD MUTUAL (NETHERLANDS)BV | FE | 100% SHAREHOLDER OF OLD MUTUAL (SOUTH AFRICA)LTD. | E | |
| OLD MUTUAL (SOUTH AFRICA)LTD. | FE | 100% SHAREHOLDER OF OLD MUTUAL LIFE HOLDINGS (SOUTH AFRICA)LTD | E | |
| OLD MUTUAL (US) HOLDINGS, INC. | DE | PARENT COMPANY/OWNER | E | Control |
| OLD MUTUAL (US) HOLDINGS, INC. | DE | PARENT COMPANY/OWNER | E | Control |
| OLD MUTUAL (US) HOLDINGS, INC. | DE | PARENT COMPANY/OWNER | E | Control |
| OLD MUTUAL LIFE HOLDINGS (SOUTH AFRICA)LTD | FE | 100%SHAREHOLDER OF OLD MUTUAL LIFE ASSURANCE CO. (SOUTH AFRICA)LTD | E | |
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| OLD MUTUAL PLC | FE | 100% SHAREHOLDER OF OM GROUP (UK)LTD | E | Control |
| OM GROUP (UK)LTD | FE | 100% SHAREHOLDER OF OLD MUTUAL (NETHERLANDS)BV | E | |
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| PRINCIPAL CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
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| PRINCIPAL CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
| PRINCIPAL CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
| PRINCIPAL CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
| PRINCIPAL CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
| PRINCIPAL CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
| PRINCIPAL CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
| PRINCIPAL CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
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| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC (F/K/A PRINICIPAL CAPITAL MANAGEMENT LLC) | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC (F/K/A PRINICIPAL CAPITAL MANAGEMENT LLC) | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC (F/K/A PRINICIPAL CAPITAL MANAGEMENT LLC) | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC (F/K/A PRINICIPAL CAPITAL MANAGEMENT LLC) | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC (F/K/A PRINICIPAL CAPITAL MANAGEMENT LLC) | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC (F/K/A PRINICIPAL CAPITAL MANAGEMENT LLC) | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC (F/K/A PRINICIPAL CAPITAL MANAGEMENT LLC) | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC (F/K/A PRINICIPAL CAPITAL MANAGEMENT LLC) | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC (F/K/A PRINICIPAL CAPITAL MANAGEMENT LLC) | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC (F/K/A PRINICIPAL CAPITAL MANAGEMENT LLC) | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC (F/K/A PRINICIPAL CAPITAL MANAGEMENT LLC) | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC (F/K/A PRINICIPAL CAPITAL MANAGEMENT LLC) | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC (F/K/A PRINICIPAL CAPITAL MANAGEMENT LLC) | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC (F/K/A PRINICIPAL CAPITAL MANAGEMENT LLC) | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC (F/K/A PRINICIPAL CAPITAL MANAGEMENT LLC) | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC (F/K/A PRINICIPAL CAPITAL MANAGEMENT LLC) | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC (F/K/A PRINICIPAL CAPITAL MANAGEMENT LLC) | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC (F/K/A PRINICIPAL CAPITAL MANAGEMENT LLC) | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC (F/K/A PRINICIPAL CAPITAL MANAGEMENT LLC) | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC (F/K/A PRINICIPAL CAPITAL MANAGEMENT LLC) | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC (F/K/A PRINICIPAL CAPITAL MANAGEMENT LLC) | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC (F/K/A PRINICIPAL CAPITAL MANAGEMENT LLC) | DE | OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS, LLC (F/K/A PRINICIPAL CAPITAL MANAGEMENT LLC) | DE | OWNER | E | Control |
| SPECTRUM HOLDING CORP. | DE | OWNER | E | Control |
| LIEB, MARK ALAN | I | PRINCIPAL | B | Control |
| LIEB, MARK ALAN | I | PRINCIPAL | B | Control |
| LIEB, MARK ALAN | I | PRINCIPAL | B | Control |
| LIEB, MARK ALAN | I | PRINCIPAL | B | Control |
| LIEB, MARK ALAN | I | PRINCIPAL | B | Control |
| LIEB, MARK ALAN | I | PRINCIPAL | B | Control |
| LIEB, MARK ALAN | I | PRINCIPAL | B | Control |
| LIEB, MARK ALAN | I | PRINCIPAL | B | Control |
| LIEB, MARK ALAN | I | PRINCIPAL | B | Control |
| LIEB, MARK ALAN | I | PRINCIPAL | B | Control |
| LIEB, MARK ALAN | I | PRINCIPAL | B | Control |
| LIEB, MARK ALAN | I | PRINCIPAL | B | Control |
| LIEB, MARK ALAN | I | PRINCIPAL | B | Control |
| SUSSMAN, BERNARD MARTIN | I | PRINCIPAL | B | Control |
| SUSSMAN, BERNARD MARTIN | I | PRINCIPAL | B | Control |
| SUSSMAN, BERNARD MARTIN | I | PRINCIPAL | B | Control |
| SUSSMAN, BERNARD MARTIN | I | PRINCIPAL | B | Control |
| SUSSMAN, BERNARD MARTIN | I | PRINCIPAL | B | Control |
| SUSSMAN, BERNARD MARTIN | I | PRINCIPAL | B | Control |
| SUSSMAN, BERNARD MARTIN | I | PRINCIPAL | B | Control |
| SUSSMAN, BERNARD MARTIN | I | PRINCIPAL | B | Control |
| SUSSMAN, BERNARD MARTIN | I | PRINCIPAL | B | Control |
| SUSSMAN, BERNARD MARTIN | I | PRINCIPAL | B | Control |
| SUSSMAN, BERNARD MARTIN | I | PRINCIPAL | B | Control |
| SUSSMAN, BERNARD MARTIN | I | PRINCIPAL | B | Control |
| SUSSMAN, BERNARD MARTIN | I | PRINCIPAL | B | Control |
| OLD MUTUAL LIFE ASSURANCE CO. (SOUTH AFRICA)LTD | FE | 8.71%SHAREHOLDER OF OLD MUTUAL PLC | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LIEB, MARK ALAN | I | SPECTRUM ASSET MANAGEMENT, INC. | F | Control |
| OLD MUTUAL LIFE ASSURANCE CO. (SOUTH AFRICA) LTD. | FE | OLD MUTUAL PLC | F | |
| SUSSMAN, BERNARD MARTIN | I | SPECTRUM ASSET MANAGEMENT, INC. | F | Control |
| OD MUTUAL (NETHERLANDS)BV | FE | OLD MUTUAL (SOUTH AFRICA)LTD. | E | Control |
| OLD MUTUAL (SOUTH AFRICA)LTD | FE | OLD MUTUAL LIFE HOLDINGS (SOUTH AFRICA) LTD. | E | Control |
| OLD MUTUAL LIFE HOLDINGS (SOUTH AFRICA) LTD. | FE | OLD MUTUAL LIFE ASSURANCE CO. (SOUTH AFRICA) LTD. | E | Control |
| OLD MUTUAL PLC | FE | UNITED ASSET MANAGEMENT | E | Control |
| OLD MUTUAL PLC | FE | OM GROUP (UK) LTD. | E | Control |
| OLD MUTUAL PLC | FE | OLD MUTUAL (US) HOLDINGS, INC. | E | Control |
| OM GROUP (UK) LTD | FE | OLD MUTUAL (NETHERLANDS) BV | E | Control |
| PRINCIPAL CAPITAL MANAGEMENT LLC | DE | SPECTRUM HOLDING CORP. | E | Control |
| PRINCIPAL CAPITAL MANAGEMENT LLC | DE | SPECTRUM HOLDING CORP. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP INC. | DE | PRINCIPAL FINANCIAL SERVICES INC. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL LIFE INSURANCE CO. | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | E | Control |
| PRINCIPAL FINANCIAL SERVICES INC. | DE | PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC (F/K/A PRINCIPAL CAPITAL MANAGEMENT, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC (F/K/A PRINCIPAL CAPITAL MANAGEMENT, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC (F/K/A PRINCIPAL CAPITAL MANAGEMENT, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC (F/K/A PRINCIPAL CAPITAL MANAGEMENT, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC (F/K/A PRINCIPAL CAPITAL MANAGEMENT, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC (F/K/A PRINCIPAL CAPITAL MANAGEMENT, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC (F/K/A PRINCIPAL CAPITAL MANAGEMENT, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL CAPITAL MANAGEMENT LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL CAPITAL MANAGEMENT LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL CAPITAL MANAGEMENT LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC (F/K/A PRINCIPAL CAPITAL MANAGEMENT, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC (F/K/A PRINCIPAL CAPITAL MANAGEMENT, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC (F/K/A PRINCIPAL CAPITAL MANAGEMENT, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC (F/K/A PRINCIPAL CAPITAL MANAGEMENT, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC (F/K/A PRINCIPAL CAPITAL MANAGEMENT, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC (F/K/A PRINCIPAL CAPITAL MANAGEMENT, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC (F/K/A PRINCIPAL CAPITAL MANAGEMENT, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC (F/K/A PRINCIPAL CAPITAL MANAGEMENT, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC (F/K/A PRINCIPAL CAPITAL MANAGEMENT, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC (F/K/A PRINCIPAL CAPITAL MANAGEMENT, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL CAPITAL MANAGEMENT LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL CAPITAL MANAGEMENT LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL CAPITAL MANAGEMENT LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL CAPITAL MANAGEMENT LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL CAPITAL MANAGEMENT LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL CAPITAL MANAGEMENT LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL CAPITAL MANAGEMENT LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL CAPITAL MANAGEMENT LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL CAPITAL MANAGEMENT LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC (F/K/A PRINCIPAL CAPITAL MANAGEMENT, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC (F/K/A PRINCIPAL CAPITAL MANAGEMENT, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC (F/K/A PRINCIPAL CAPITAL MANAGEMENT, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC (F/K/A PRINCIPAL CAPITAL MANAGEMENT, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC (F/K/A PRINCIPAL CAPITAL MANAGEMENT, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL CAPITAL MANAGEMENT LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC (F/K/A PRINCIPAL CAPITAL MANAGEMENT, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE CO. | DE | PRINCIPAL GLOBAL INVESTORS, LLC | E | Control |
| PRINCIPAL MUTUAL HOLDING COMPANY | DE | PRINCIPAL FINANCIAL GROUP INC. | E | Control |
| PRINCIPAL MUTUAL HOLDING COMPANY | DE | PRINCIPAL FINANCIAL GROUP INC. | E | Control |
| PRINCIPAL MUTUAL HOLDING COMPANY | DE | PRINCIPAL FINANCIAL GROUP INC. | E | Control |
| PRINCIPAL MUTUAL HOLDING COMPANY | DE | PRINCIPAL FINANCIAL GROUP INC. | E | Control |
| PRINCIPAL MUTUAL HOLDING COMPANY | DE | PRINCIPAL FINANCIAL GROUP INC. | E | Control |
| PRINCIPAL MUTUAL HOLDING COMPANY | DE | PRINCIPAL FINANCIAL GROUP INC. | E | Control |
| PRINCIPAL MUTUAL HOLDING COMPANY | DE | PRINCIPAL FINANCIAL GROUP INC. | E | Control |
| PRINCIPAL MUTUAL HOLDING COMPANY | DE | PRINCIPAL FINANCIAL GROUP INC. | E | Control |
| PRINCIPAL MUTUAL HOLDING COMPANY | DE | PRINCIPAL FINANCIAL GROUP INC. | E | Control |
| PRINCIPAL MUTUAL HOLDING COMPANY | DE | PRINCIPAL FINANCIAL GROUP INC. | E | Control |
| PRINCIPAL MUTUAL HOLDING COMPANY | DE | PRINCIPAL FINANCIAL GROUP INC. | E | Control |
| PRINCIPAL MUTUAL HOLDING COMPANY | DE | PRINCIPAL FINANCIAL GROUP INC. | E | Control |
| PRINCIPAL MUTUAL HOLDING COMPANY | DE | PRINCIPAL FINANCIAL GROUP INC. | E | Control |
Registrations
Federal
IA
Mar 30, 2018 REGISTERED
Notice Filings (51)
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