VAUGHAN AND COMPANY SECURITIES, INC.
CRD #18826 SEC #801-118757 RIDGEWOOD, NJ 201 444-1361
SEC Registered Disclosures
Total AUM
$280M
Discretionary
$180M
Employees
7
Clients
101
Accounts
458
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Feb 2025 | $280M | $180M | $100M | 7 | 0 |
| Apr 2024 | $250M | $230M | $20M | 7 | 0 |
| Mar 2024 | $250M | $230M | $20M | 6 | 0 |
| Jan 2024 | $250M | $230M | $20M | 5 | 0 |
| Jan 2024 | $250M | $230M | $20M | 5 | 0 |
| May 2023 | $226M | $200M | $26M | 5 | 11 |
| Mar 2023 | $226M | $200M | $26M | 6 | 11 |
| Feb 2023 | $226M | $200M | $26M | 6 | 11 |
| Feb 2023 | $226M | $200M | $26M | 6 | 11 |
| Jan 2023 | $275M | $245M | $30M | 6 | 0 |
| Sep 2022 | $275M | $245M | $30M | 8 | 0 |
| Aug 2022 | $275M | $245M | $30M | 8 | 0 |
| May 2022 | $275M | $245M | $30M | 8 | 0 |
| Jan 2022 | $275M | $245M | $30M | 8 | 0 |
| Jan 2022 | $228M | $117M | $111M | 8 | 0 |
| Dec 2021 | $228M | $117M | $111M | 8 | 0 |
| Aug 2021 | $228M | $117M | $111M | 8 | 0 |
| May 2021 | $228M | $117M | $111M | 8 | 0 |
| May 2021 | $228M | $117M | $111M | 8 | 0 |
| Apr 2021 | $228M | $117M | $111M | 8 | 0 |
| Mar 2021 | $228M | $117M | $111M | 8 | 0 |
| Jan 2021 | $222M | $106M | $116M | 8 | 0 |
| Nov 2020 | $185M | $88M | $97M | 8 | 0 |
| Oct 2020 | $185M | $88M | $97M | 8 | 0 |
| Oct 2020 | $185M | $88M | $97M | 8 | 0 |
| Sep 2020 | $185M | $88M | $97M | 8 | 0 |
| Jun 2020 | $185M | $88M | $97M | 8 | 0 |
| Apr 2020 | $185M | $88M | $97M | 8 | 0 |
| Jan 2004 | $38.3M | $0 | $38.3M | 10 | -- |
| Apr 2002 | $47.5M | $0 | $47.5M | 10 | -- |
| Mar 2002 | $47.5M | $0 | $47.5M | 10 | -- |
DateFeb 2025
Total AUM$280M
Discretionary$180M
Non-Disc.$100M
Employees7
Clients0
DateApr 2024
Total AUM$250M
Discretionary$230M
Non-Disc.$20M
Employees7
Clients0
DateMar 2024
Total AUM$250M
Discretionary$230M
Non-Disc.$20M
Employees6
Clients0
DateJan 2024
Total AUM$250M
Discretionary$230M
Non-Disc.$20M
Employees5
Clients0
DateJan 2024
Total AUM$250M
Discretionary$230M
Non-Disc.$20M
Employees5
Clients0
DateMay 2023
Total AUM$226M
Discretionary$200M
Non-Disc.$26M
Employees5
Clients11
DateMar 2023
Total AUM$226M
Discretionary$200M
Non-Disc.$26M
Employees6
Clients11
DateFeb 2023
Total AUM$226M
Discretionary$200M
Non-Disc.$26M
Employees6
Clients11
DateFeb 2023
Total AUM$226M
Discretionary$200M
Non-Disc.$26M
Employees6
Clients11
DateJan 2023
Total AUM$275M
Discretionary$245M
Non-Disc.$30M
Employees6
Clients0
DateSep 2022
Total AUM$275M
Discretionary$245M
Non-Disc.$30M
Employees8
Clients0
DateAug 2022
Total AUM$275M
Discretionary$245M
Non-Disc.$30M
Employees8
Clients0
DateMay 2022
Total AUM$275M
Discretionary$245M
Non-Disc.$30M
Employees8
Clients0
DateJan 2022
Total AUM$275M
Discretionary$245M
Non-Disc.$30M
Employees8
Clients0
DateJan 2022
Total AUM$228M
Discretionary$117M
Non-Disc.$111M
Employees8
Clients0
DateDec 2021
Total AUM$228M
Discretionary$117M
Non-Disc.$111M
Employees8
Clients0
DateAug 2021
Total AUM$228M
Discretionary$117M
Non-Disc.$111M
Employees8
Clients0
DateMay 2021
Total AUM$228M
Discretionary$117M
Non-Disc.$111M
Employees8
Clients0
DateMay 2021
Total AUM$228M
Discretionary$117M
Non-Disc.$111M
Employees8
Clients0
DateApr 2021
Total AUM$228M
Discretionary$117M
Non-Disc.$111M
Employees8
Clients0
DateMar 2021
Total AUM$228M
Discretionary$117M
Non-Disc.$111M
Employees8
Clients0
DateJan 2021
Total AUM$222M
Discretionary$106M
Non-Disc.$116M
Employees8
Clients0
DateNov 2020
Total AUM$185M
Discretionary$88M
Non-Disc.$97M
Employees8
Clients0
DateOct 2020
Total AUM$185M
Discretionary$88M
Non-Disc.$97M
Employees8
Clients0
DateOct 2020
Total AUM$185M
Discretionary$88M
Non-Disc.$97M
Employees8
Clients0
DateSep 2020
Total AUM$185M
Discretionary$88M
Non-Disc.$97M
Employees8
Clients0
DateJun 2020
Total AUM$185M
Discretionary$88M
Non-Disc.$97M
Employees8
Clients0
DateApr 2020
Total AUM$185M
Discretionary$88M
Non-Disc.$97M
Employees8
Clients0
DateJan 2004
Total AUM$38.3M
Discretionary$0
Non-Disc.$38.3M
Employees10
Clients--
DateApr 2002
Total AUM$47.5M
Discretionary$0
Non-Disc.$47.5M
Employees10
Clients--
DateMar 2002
Total AUM$47.5M
Discretionary$0
Non-Disc.$47.5M
Employees10
Clients--