VAUGHAN AND COMPANY SECURITIES, INC.
CRD #18826 SEC #801-118757 RIDGEWOOD, NJ 201 444-1361
SEC Registered Disclosures
Total AUM
$280M
Discretionary
$180M
Employees
7
Clients
101
Accounts
458
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- New Jersey
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 18, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BRADY, PAUL GREGORY | I | COMPLIANCE OFFICER | NA | |
| BRADY, PAUL GREGORY | I | COMPLIANCE OFFICER | NA | |
| BRADY, PAUL GREGORY | I | COMPLIANCE OFFICER | NA | |
| BRADY, PAUL GREGORY | I | COMPLIANCE OFFICER | NA | |
| VAUGHAN, JAMES DANIEL JR | I | REGISTERED REPRESENTATIVE | NA | |
| VAUGHAN, JAMES DANIEL JR | I | REGISTERED REPRESENTATIVE | NA | |
| VAUGHAN, JAMES DANIEL JR | I | REGISTERED REPRESENTATIVE | NA | |
| VAUGHAN, JAMES DANIEL JR | I | REGISTERED REPRESENTATIVE | NA | |
| VAUGHAN, JAMES DANIEL JR | I | REGISTERED REPRESENTATIVE | NA | |
| VAUGHAN, JAMES DANIEL JR | I | REGISTERED REPRESENTATIVE | NA | |
| VAUGHAN, JAMES DANIEL JR | I | REGISTERED REPRESENTATIVE | NA | |
| VAUGHAN, JAMES DANIEL JR | I | REGISTERED REPRESENTATIVE | NA | |
| VAUGHAN, JAMES DANIEL JR | I | REGISTERED REPRESENTATIVE | NA | |
| VAUGHAN, JAMES DANIEL JR | I | REGISTERED REPRESENTATIVE | NA | |
| VAUGHAN, JAMES DANIEL JR | I | REGISTERED REPRESENTATIVE | NA | |
| VAUGHAN, JAMES DANIEL JR | I | REGISTERED REPRESENTATIVE | NA | |
| VAUGHAN, JAMES DANIEL JR | I | REGISTERED REPRESENTATIVE | NA | |
| VAUGHAN, JAMES DANIEL JR | I | REGISTERED REPRESENTATIVE | NA | |
| VAUGHAN, JAMES DANIEL JR | I | REGISTERED REPRESENTATIVE | NA | |
| VAUGHAN, JAMES DANIEL JR | I | REGISTERED REPRESENTATIVE | NA | |
| VAUGHAN, JAMES DANIEL JR | I | REGISTERED REPRESENTATIVE | NA | |
| VAUGHAN, JAMES DANIEL JR | I | REGISTERED REPRESENTATIVE | NA | |
| VAUGHAN, JAMES, DANIEL | I | VICE PRESIDENT | NA | Control |
| VAUGHAN, JAMES, DANIEL | I | VICE PRESIDENT | NA | Control |
| VAUGHAN, JAMES, DANIEL | I | VICE PRESIDENT | NA | Control |
| VAUGHAN, JAMES, DANIEL | I | VICE PRESIDENT | NA | Control |
| VAUGHAN, JAMES, DANIEL | I | VICE PRESIDENT | NA | Control |
| VAUGHAN, JAMES, DANIEL | I | VICE PRESIDENT | NA | Control |
| VAUGHAN, JAMES, DANIEL | I | VICE PRESIDENT | NA | Control |
| VAUGHAN, JAMES, DANIEL | I | VICE PRESIDENT | NA | Control |
| VAUGHAN, JAMES, DANIEL | I | VICE PRESIDENT | NA | Control |
| VAUGHAN, JAMES, DANIEL | I | VICE PRESIDENT | NA | Control |
| VAUGHAN, JAMES, DANIEL | I | VICE PRESIDENT | NA | Control |
| VAUGHAN, JAMES, DANIEL | I | VICE PRESIDENT | NA | Control |
| VAUGHAN, JAMES, DANIEL | I | VICE PRESIDENT | NA | Control |
| VAUGHAN, JAMES, DANIEL | I | VICE PRESIDENT | NA | Control |
| VAUGHAN, JAMES, DANIEL | I | VICE PRESIDENT | NA | Control |
| VAUGHAN, JAMES, DANIEL | I | VICE PRESIDENT | NA | Control |
| VAUGHAN, JAMES, DANIEL | I | VICE PRESIDENT | NA | Control |
| VAUGHAN, JAMES, DANIEL | I | VICE PRESIDENT | NA | Control |
| VAUGHAN, JAMES, DANIEL | I | VICE PRESIDENT | NA | Control |
| VAUGHAN, JAMES, DANIEL | I | VICE PRESIDENT | NA | Control |
| JAMES D. VAUGHAN JR.GRANTOR TRUST | DE | SHAREHOLDER | E | Control |
| JAMES D. VAUGHAN JR.GRANTOR TRUST | DE | SHAREHOLDER | E | Control |
| JAMES D. VAUGHAN JR.GRANTOR TRUST | DE | SHAREHOLDER | E | Control |
| JAMES D. VAUGHAN JR.GRANTOR TRUST | DE | SHAREHOLDER | E | Control |
| JAMES D. VAUGHAN JR.GRANTOR TRUST | DE | SHAREHOLDER | E | Control |
| JAMES D. VAUGHAN JR.GRANTOR TRUST | DE | SHAREHOLDER | E | Control |
| JAMES D. VAUGHAN JR.GRANTOR TRUST | DE | SHAREHOLDER | E | Control |
| JAMES D. VAUGHAN JR.GRANTOR TRUST | DE | SHAREHOLDER | E | Control |
| JAMES D. VAUGHAN JR.GRANTOR TRUST | DE | SHAREHOLDER | E | Control |
| JAMES D. VAUGHAN JR.GRANTOR TRUST | DE | SHAREHOLDER | E | Control |
| JAMES D. VAUGHAN JR.GRANTOR TRUST | DE | SHAREHOLDER | E | Control |
| JAMES D. VAUGHAN JR.GRANTOR TRUST | DE | SHAREHOLDER | E | Control |
| JAMES D. VAUGHAN JR.GRANTOR TRUST | DE | SHAREHOLDER | E | Control |
| JAMES D. VAUGHAN JR.GRANTOR TRUST | DE | SHAREHOLDER | E | Control |
| JAMES D. VAUGHAN JR.GRANTOR TRUST | DE | SHAREHOLDER | E | Control |
| JAMES D. VAUGHAN JR.GRANTOR TRUST | DE | SHAREHOLDER | E | Control |
| JAMES D. VAUGHAN JR.GRANTOR TRUST | DE | SHAREHOLDER | E | Control |
| JAMES D. VAUGHAN JR.GRANTOR TRUST | DE | SHAREHOLDER | E | Control |
| JAMES D. VAUGHAN JR.GRANTOR TRUST | DE | SHAREHOLDER | E | Control |
| JAMES D. VAUGHAN JR.GRANTOR TRUST | DE | SHAREHOLDER | E | Control |
| JAMES D. VAUGHAN JR.GRANTOR TRUST | DE | SHAREHOLDER | E | Control |
| JAMES D. VAUGHAN JR.GRANTOR TRUST | DE | SHAREHOLDER | E | Control |
| JAMES D. VAUGHAN JR.GRANTOR TRUST | DE | SHAREHOLDER | E | Control |
| JAMES D. VAUGHAN JR.GRANTOR TRUST | DE | SHAREHOLDER | E | Control |
| JAMES D. VAUGHAN JR.GRANTOR TRUST | DE | SHAREHOLDER | E | Control |
| JAMES D. VAUGHAN JR.GRANTOR TRUST | DE | SHAREHOLDER | E | Control |
| JAMES D. VAUGHAN JR.GRANTOR TRUST | DE | SHAREHOLDER | E | Control |
| JAMES D. VAUGHAN JR.GRANTOR TRUST | DE | SHAREHOLDER | E | Control |
| JAMES D. VAUGHAN JR.GRANTOR TRUST | DE | SHAREHOLDER | E | Control |
| JAMES D. VAUGHAN JR.GRANTOR TRUST | DE | SHAREHOLDER | E | Control |
| JAMES D. VAUGHAN JR.GRANTOR TRUST | DE | SHAREHOLDER | E | Control |
| JAMES D. VAUGHAN JR.GRANTOR TRUST | DE | SHAREHOLDER | E | Control |
| JAMES D. VAUGHAN JR.GRANTOR TRUST | DE | SHAREHOLDER | E | Control |
| JAMES D. VAUGHAN JR.GRANTOR TRUST | DE | SHAREHOLDER | E | Control |
| JAMES D. VAUGHAN JR.GRANTOR TRUST | DE | SHAREHOLDER | E | Control |
| JAMES D. VAUGHAN JR.GRANTOR TRUST | DE | SHAREHOLDER | E | Control |
| JAMES D. VAUGHAN JR.GRANTOR TRUST | DE | SHAREHOLDER | E | Control |
| JAMES D. VAUGHAN JR.GRANTOR TRUST | DE | SHAREHOLDER | E | Control |
| VAUGHAN, JAMES DANIEL III | I | PRESIDENT, TRUSTEE | B | Control |
| VAUGHAN, JAMES DANIEL III | I | PRESIDENT, TRUSTEE | B | Control |
| VAUGHAN, JAMES DANIEL III | I | PRESIDENT, TRUSTEE | B | Control |
| VAUGHAN, JAMES DANIEL III | I | PRESIDENT, TRUSTEE | B | Control |
| VAUGHAN, JAMES DANIEL III | I | PRESIDENT, TRUSTEE | B | Control |
| VAUGHAN, JAMES DANIEL III | I | PRESIDENT, TRUSTEE | B | Control |
| VAUGHAN, JAMES DANIEL III | I | PRESIDENT, TRUSTEE | B | Control |
| VAUGHAN, JAMES DANIEL III | I | PRESIDENT, TRUSTEE | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CEO, CFO, PRESIDENT, TRUSTEE | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CHIEF COMPLIANCE OFFICER | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CEO, CFO, PRESIDENT, TRUSTEE | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CHIEF COMPLIANCE OFFICER | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CEO, CFO, PRESIDENT, TRUSTEE | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CHIEF COMPLIANCE OFFICER | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CEO, CFO, PRESIDENT, TRUSTEE | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CHIEF COMPLIANCE OFFICER | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CEO, CFO, PRESIDENT, TRUSTEE | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CHIEF COMPLIANCE OFFICER | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CEO, CFO, PRESIDENT, TRUSTEE | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CHIEF COMPLIANCE OFFICER | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CEO, CFO, PRESIDENT, TRUSTEE | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CHIEF COMPLIANCE OFFICER | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CEO, CFO, PRESIDENT, TRUSTEE | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CHIEF COMPLIANCE OFFICER | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CEO, CFO, PRESIDENT, TRUSTEE | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CHIEF COMPLIANCE OFFICER | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CEO, CFO, PRESIDENT, TRUSTEE | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CHIEF COMPLIANCE OFFICER | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CEO, CFO, PRESIDENT, TRUSTEE | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CHIEF COMPLIANCE OFFICER | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CEO, CFO, PRESIDENT, TRUSTEE | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CHIEF COMPLIANCE OFFICER | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CEO, CFO, PRESIDENT, TRUSTEE | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CHIEF COMPLIANCE OFFICER | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CEO, CFO, PRESIDENT, TRUSTEE | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CHIEF COMPLIANCE OFFICER | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CEO, CFO, PRESIDENT, TRUSTEE | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CHIEF COMPLIANCE OFFICER | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CEO, CFO, PRESIDENT, TRUSTEE | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CHIEF COMPLIANCE OFFICER | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CEO, CFO, PRESIDENT, TRUSTEE | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CHIEF COMPLIANCE OFFICER | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CEO, CFO, PRESIDENT, TRUSTEE | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CHIEF COMPLIANCE OFFICER | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CEO, CFO, PRESIDENT, TRUSTEE | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CHIEF COMPLIANCE OFFICER | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CEO, CFO, PRESIDENT, TRUSTEE | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CHIEF COMPLIANCE OFFICER | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CEO, CFO, PRESIDENT, TRUSTEE | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CHIEF COMPLIANCE OFFICER | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CEO, CFO, PRESIDENT, TRUSTEE | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CHIEF COMPLIANCE OFFICER | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CHIEF COMPLIANCE OFFICER | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CEO, CFO, PRESIDENT, TRUSTEE | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CEO, CFO, PRESIDENT, TRUSTEE | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CHIEF COMPLIANCE OFFICER | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CEO, CFO, PRESIDENT, TRUSTEE | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CHIEF COMPLIANCE OFFICER | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CEO, CFO, PRESIDENT, TRUSTEE | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CHIEF COMPLIANCE OFFICER | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CEO, CFO, PRESIDENT, TRUSTEE | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CHIEF COMPLIANCE OFFICER | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CEO, CFO, PRESIDENT, TRUSTEE | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CHIEF COMPLIANCE OFFICER | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CEO, CFO, PRESIDENT, TRUSTEE | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CHIEF COMPLIANCE OFFICER | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CEO, CFO, PRESIDENT, TRUSTEE | B | Control |
| VAUGHAN, JAMES DANIEL III | I | CHIEF COMPLIANCE OFFICER | B | Control |
Registrations
Federal
IA
Feb 18, 2025 REGISTERED
Notice Filings (15)
DC FL GA HI MA MD NC NH NJ NV NY OH SC TX VT
Address
68 PASSAIC STREETRIDGEWOOD, NJ 07450-9901
United States
Phone: 201 444-1361