RIA Intelligence

D.A. DAVIDSON & CO.

CRD #199 SEC #801-45761 GREAT FALLS, MT 406-727-4200
SEC Registered Broker-Dealer Disclosures
Total AUM
$36.2B
Discretionary
$32.9B
Employees
650
Clients
--
Accounts
86,818

AUM Over Time

DateDec 2025
Total AUM$41.8B
Discretionary$38.3B
Non-Disc.$3.5B
Employees990
Clients1,050
DateDec 2025
Total AUM$36.2B
Discretionary$32.9B
Non-Disc.$3.3B
Employees650
Clients1,000
DateSep 2025
Total AUM$36.2B
Discretionary$32.9B
Non-Disc.$3.3B
Employees650
Clients1,000
DateAug 2025
Total AUM$36.2B
Discretionary$32.9B
Non-Disc.$3.3B
Employees650
Clients1,000
DateJul 2025
Total AUM$36.2B
Discretionary$32.9B
Non-Disc.$3.3B
Employees650
Clients1,000
DateMar 2025
Total AUM$36.2B
Discretionary$32.9B
Non-Disc.$3.3B
Employees650
Clients1,000
DateMar 2025
Total AUM$36.2B
Discretionary$32.9B
Non-Disc.$3.3B
Employees650
Clients1,000
DateFeb 2025
Total AUM$36.2B
Discretionary$32.9B
Non-Disc.$3.3B
Employees650
Clients1,000
DateDec 2024
Total AUM$36.2B
Discretionary$32.9B
Non-Disc.$3.3B
Employees650
Clients1,000
DateMar 2024
Total AUM$27.9B
Discretionary$25.3B
Non-Disc.$2.7B
Employees640
Clients330
DateMar 2024
Total AUM$27.9B
Discretionary$25.3B
Non-Disc.$2.7B
Employees640
Clients330
DateDec 2023
Total AUM$27.9B
Discretionary$25.3B
Non-Disc.$2.7B
Employees640
Clients330
DateDec 2023
Total AUM$27.9B
Discretionary$25.3B
Non-Disc.$2.7B
Employees640
Clients330
DateOct 2023
Total AUM$23.9B
Discretionary$21.3B
Non-Disc.$2.6B
Employees600
Clients359
DateSep 2023
Total AUM$23.9B
Discretionary$21.3B
Non-Disc.$2.6B
Employees600
Clients359
DateMar 2023
Total AUM$23.9B
Discretionary$21.3B
Non-Disc.$2.6B
Employees600
Clients359
DateJan 2023
Total AUM$23.9B
Discretionary$21.3B
Non-Disc.$2.6B
Employees600
Clients359
DateDec 2022
Total AUM$23.9B
Discretionary$21.3B
Non-Disc.$2.6B
Employees600
Clients359
DateDec 2022
Total AUM$23.9B
Discretionary$21.3B
Non-Disc.$2.6B
Employees600
Clients359
DateJun 2022
Total AUM$27.2B
Discretionary$23.6B
Non-Disc.$3.7B
Employees651
Clients446
DateApr 2022
Total AUM$27.2B
Discretionary$23.6B
Non-Disc.$3.7B
Employees651
Clients446
DateDec 2021
Total AUM$27.2B
Discretionary$23.6B
Non-Disc.$3.7B
Employees651
Clients446
DateJul 2021
Total AUM$20.7B
Discretionary$17.8B
Non-Disc.$2.9B
Employees626
Clients538
DateDec 2020
Total AUM$20.7B
Discretionary$17.8B
Non-Disc.$2.9B
Employees626
Clients538
DateJun 2020
Total AUM$18.4B
Discretionary$15.7B
Non-Disc.$2.7B
Employees582
Clients660
DateJun 2020
Total AUM$18.4B
Discretionary$15.7B
Non-Disc.$2.7B
Employees582
Clients660
DateDec 2019
Total AUM$18.4B
Discretionary$15.7B
Non-Disc.$2.7B
Employees582
Clients660
DateApr 2019
Total AUM$17.1B
Discretionary$14.3B
Non-Disc.$2.8B
Employees630
Clients690
DateFeb 2019
Total AUM$17.1B
Discretionary$14.3B
Non-Disc.$2.8B
Employees630
Clients690
DateDec 2018
Total AUM$17.1B
Discretionary$14.3B
Non-Disc.$2.8B
Employees630
Clients690
DateAug 2018
Total AUM$15.2B
Discretionary$12.2B
Non-Disc.$3B
Employees515
Clients0
DateApr 2018
Total AUM$15.2B
Discretionary$12.2B
Non-Disc.$3B
Employees515
Clients0
DateDec 2017
Total AUM$15.2B
Discretionary$12.2B
Non-Disc.$3B
Employees515
Clients0
DateDec 2016
Total AUM$11.8B
Discretionary$9.4B
Non-Disc.$2.4B
Employees648
Clients36,700
DateAug 2016
Total AUM$9.9B
Discretionary$7.7B
Non-Disc.$2.2B
Employees648
Clients33,300
DateAug 2016
Total AUM$9.9B
Discretionary$7.7B
Non-Disc.$2.2B
Employees648
Clients33,300
DateMay 2016
Total AUM$9.9B
Discretionary$7.7B
Non-Disc.$2.2B
Employees565
Clients33,300
DateDec 2015
Total AUM$9.9B
Discretionary$7.6B
Non-Disc.$2.3B
Employees1,256
Clients32,200
DateDec 2014
Total AUM$9.7B
Discretionary$7.8B
Non-Disc.$1.9B
Employees1,270
Clients31,200
DateDec 2013
Total AUM$9.3B
Discretionary$7.3B
Non-Disc.$2B
Employees1,150
Clients30,800
DateDec 2012
Total AUM$7.1B
Discretionary$5.8B
Non-Disc.$1.3B
Employees1,000
Clients18,800
DateSep 2012
Total AUM$6.2B
Discretionary$5.1B
Non-Disc.$1.1B
Employees--
Clients15,000
DateJun 2012
Total AUM$6.2B
Discretionary$5.1B
Non-Disc.$1.1B
Employees--
Clients15,000
DateApr 2012
Total AUM$6.2B
Discretionary$5.1B
Non-Disc.$1.1B
Employees--
Clients15,000
DateDec 2011
Total AUM$6.2B
Discretionary$5.1B
Non-Disc.$1.1B
Employees--
Clients15,000
DateFeb 2011
Total AUM$5.7B
Discretionary$4.5B
Non-Disc.$1.1B
Employees--
Clients--
DateJan 2011
Total AUM$5.7B
Discretionary$4.5B
Non-Disc.$1.1B
Employees--
Clients--
DateDec 2007
Total AUM$4.5B
Discretionary$3.8B
Non-Disc.$635.3M
Employees501
Clients--
DateFeb 2007
Total AUM$3.3B
Discretionary$3.1B
Non-Disc.$128.2M
Employees501
Clients--
DateDec 2006
Total AUM$3.3B
Discretionary$3.1B
Non-Disc.$128.2M
Employees501
Clients--
DateMar 2006
Total AUM$2.8B
Discretionary$2.6B
Non-Disc.$155.8M
Employees501
Clients--
DateDec 2005
Total AUM$3.1B
Discretionary$2.2B
Non-Disc.$953.6M
Employees501
Clients--
DateJun 2005
Total AUM$2.4B
Discretionary$1.8B
Non-Disc.$556.5M
Employees501
Clients--
DateJan 2005
Total AUM$2.3B
Discretionary$1.7B
Non-Disc.$553.5M
Employees501
Clients--
DateDec 2004
Total AUM$1.8B
Discretionary$1.7B
Non-Disc.$133.6M
Employees501
Clients--
DateAug 2004
Total AUM$1.6B
Discretionary$1.5B
Non-Disc.$115.4M
Employees501
Clients--
DateApr 2004
Total AUM$1.5B
Discretionary$1.4B
Non-Disc.$104.2M
Employees51
Clients--
DateDec 2003
Total AUM$1.3B
Discretionary$1.2B
Non-Disc.$89.5M
Employees501
Clients--
DateJun 2001
Total AUM$542.4M
Discretionary$535.4M
Non-Disc.$7M
Employees--
Clients--