D.A. DAVIDSON & CO.

CRD #199 SEC #801-45761 GREAT FALLS, MT 406-727-4200

SEC Registered Broker-Dealer Disclosures

Total AUM

$36.2B

Discretionary

$32.9B

Employees

650

Clients

Accounts

86,818

This firm has regulatory disclosures on file. View disclosures

Firm Details

Organization Type: Corporation
State of Formation: Montana
Fiscal Year End: SEPTEMBER
Registration Date: --
Latest Filing: Dec 2, 2025
Branch Offices: 98
LEI: 549300094RQ5A7DYLF51

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
ANDERSON, SCOTT GREG	I	SVP, DIRECTOR	NA	Control
ANDERSON, SCOTT GREG	I	SVP, DIRECTOR	NA	Control
AUSTIN, TIMOTHY GEORGE	I	SVP, CHIEF OPERATIONS OFFICER	NA	Control
AUSTIN, TIMOTHY GEORGE	I	SVP, CHIEF OPERATIONS OFFICER	NA	Control
AUSTIN, TIMOTHY GEORGE	I	SVP, CHIEF OPERATIONS OFFICER	NA	Control
AUSTIN, TIMOTHY GEORGE	I	SVP, CHIEF OPERATIONS OFFICER	NA	Control
AUSTIN, TIMOTHY GEORGE	I	SVP, CHIEF OPERATIONS OFFICER	NA	Control
AUSTIN, TIMOTHY GEORGE	I	SVP, CHIEF OPERATIONS OFFICER	NA	Control
AUSTIN, TIMOTHY GEORGE	I	SVP, CHIEF OPERATIONS OFFICER	NA	Control
AUSTIN, TIMOTHY GEORGE	I	SVP, CHIEF OPERATIONS OFFICER	NA	Control
AUSTIN, TIMOTHY GEORGE	I	SVP, CHIEF OPERATIONS OFFICER	NA	Control
AUSTIN, TIMOTHY GEORGE	I	SVP, CHIEF OPERATIONS OFFICER	NA	Control
AUSTIN, TIMOTHY GEORGE	I	SVP, CHIEF OPERATIONS OFFICER	NA	Control
AUSTIN, TIMOTHY GEORGE	I	SVP, CHIEF OPERATIONS OFFICER	NA	Control
AUSTIN, TIMOTHY GEORGE	I	SVP, CHIEF OPERATIONS OFFICER	NA	Control
AUSTIN, TIMOTHY GEORGE	I	SVP, CHIEF OPERATIONS OFFICER	NA	Control
AUSTIN, TIMOTHY GEORGE	I	SVP, CHIEF OPERATIONS OFFICER	NA	Control
AUSTIN, TIMOTHY GEORGE	I	SVP, CHIEF OPERATIONS OFFICER	NA	Control
AUSTIN, TIMOTHY GEORGE	I	SVP, CHIEF OPERATIONS OFFICER	NA	Control
AUSTIN, TIMOTHY GEORGE	I	SVP, CHIEF OPERATIONS OFFICER	NA	Control
AUSTIN, TIMOTHY GEORGE	I	SVP, CHIEF OPERATIONS OFFICER	NA	Control
AUSTIN, TIMOTHY GEORGE	I	SVP, CHIEF OPERATIONS OFFICER	NA	Control
AUSTIN, TIMOTHY GEORGE	I	SVP, CHIEF OPERATIONS OFFICER	NA	Control
AUSTIN, TIMOTHY GEORGE	I	SVP, CHIEF OPERATIONS OFFICER	NA	Control
AUSTIN, TIMOTHY GEORGE	I	SVP, CHIEF OPERATIONS OFFICER	NA	Control
AUSTIN, TIMOTHY GEORGE	I	SVP, CHIEF OPERATIONS OFFICER	NA	Control
AUSTIN, TIMOTHY GEORGE	I	SVP, CHIEF OPERATIONS OFFICER	NA	Control
AUSTIN, TIMOTHY GEORGE	I	SVP, CHIEF OPERATIONS OFFICER	NA	Control
AUSTIN, TIMOTHY GEORGE	I	SVP, CHIEF OPERATIONS OFFICER	NA	Control
AUSTIN, TIMOTHY GEORGE	I	SVP, CHIEF OPERATIONS OFFICER	NA	Control
AUSTIN, TIMOTHY GEORGE	I	SVP, CHIEF OPERATIONS OFFICER	NA	Control
BEAUPREZ, JACQUELINE ANN	I	AVP, DIRECTOR	NA	Control
BEAUPREZ, JACQUELINE ANN	I	AVP, DIRECTOR	NA	Control
BEAUPREZ, JACQUELINE ANN	I	SVP, CCO & GENERAL COUNSEL	NA	Control
BEAUPREZ, JACQUELINE ANN	I	SVP, CCO & GENERAL COUNSEL	NA	Control
BEAUPREZ, JACQUELINE ANN	I	SVP, GENERAL COUNSEL	NA	Control
BEAUPREZ, JACQUELINE ANN	I	SVP, CCO & GENERAL COUNSEL	NA	Control
BEAUPREZ, JACQUELINE ANN	I	SVP, CCO & GENERAL COUNSEL	NA	Control
BEAUPREZ, JACQUELINE ANN	I	SVP, CCO & GENERAL COUNSEL	NA	Control
BEAUPREZ, JACQUELINE ANN	I	SVP, CCO & GENERAL COUNSEL	NA	Control
BEAUPREZ, JACQUELINE ANN	I	SVP, CCO & GENERAL COUNSEL	NA	Control
BEAUPREZ, JACQUELINE ANN	I	SVP, CCO & GENERAL COUNSEL	NA	Control
BEAUPREZ, JACQUELINE ANN	I	SVP, CCO & GENERAL COUNSEL	NA	Control
BEAUPREZ, JACQUELINE ANN	I	SVP, CCO & GENERAL COUNSEL	NA	Control
BEAUPREZ, JACQUELINE ANN	I	SVP, CCO & GENERAL COUNSEL	NA	Control
BEAUPREZ, JACQUELINE ANN	I	SVP, CCO & GENERAL COUNSEL	NA	Control
BEAUPREZ, JACQUELINE ANN	I	SVP, CCO & GENERAL COUNSEL	NA	Control
BEAUPREZ, JACQUELINE ANN	I	SVP, CCO & GENERAL COUNSEL	NA	Control
BEAUPREZ, JACQUELINE ANN	I	SVP, CCO & GENERAL COUNSEL	NA	Control
BEAUPREZ, JACQUELINE ANN	I	SVP, CCO & GENERAL COUNSEL	NA	Control
BEAUPREZ, JACQUELINE ANN	I	SVP, CCO & GENERAL COUNSEL	NA	Control
BEAUPREZ, JACQUELINE ANN	I	SVP, CCO & GENERAL COUNSEL	NA	Control
BEAUPREZ, JACQUELINE ANN	I	SVP, CCO & GENERAL COUNSEL	NA	Control
BEAUPREZ, JACQUELINE ANN	I	SVP, CCO & GENERAL COUNSEL	NA	Control
BEAUPREZ, JACQUELINE ANN	I	SVP, CCO & GENERAL COUNSEL	NA	Control
BEAUPREZ, JACQUELINE ANN	I	SVP, GENERAL COUNSEL	NA	Control
BEAUPREZ, JACQUELINE ANN	I	SVP, GENERAL COUNSEL	NA	Control
BEAUPREZ, JACQUELINE ANN	I	SVP, GENERAL COUNSEL	NA	Control
BEAUPREZ, JACQUELINE ANN	I	SVP, GENERAL COUNSEL	NA	Control
BEAUPREZ, JACQUELINE ANN	I	SVP, GENERAL COUNSEL	NA	Control
BEAUPREZ, JACQUELINE ANN	I	SVP, GENERAL COUNSEL	NA	Control
BEAUPREZ, JACQUELINE ANN	I	SVP, GENERAL COUNSEL	NA	Control
BEAUPREZ, JACQUELINE ANN	I	SVP, GENERAL COUNSEL	NA	Control
BEAUPREZ, JACQUELINE ANN	I	SVP, GENERAL COUNSEL	NA	Control
BEAUPREZ, JACQUELINE ANN	I	SVP, GENERAL COUNSEL	NA	Control
BEAUPREZ, JACQUELINE ANN	I	SVP, GENERAL COUNSEL	NA	Control
BEAUPREZ, JACQUELINE ANN	I	SVP, GENERAL COUNSEL	NA	Control
BEAVER, TAMMY RAE	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY ONLY)	NA
BEAVER, TAMMY RAE	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY ONLY)	NA
BEAVER, TAMMY RAE	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY ONLY)	NA
BEAVER, TAMMY RAE	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY ONLY)	NA
BEAVER, TAMMY RAE	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY ONLY)	NA
BELL, MICHAEL LIPPARD	I	SVP, DIRECTOR	NA	Control
BERG, BRENDA JOYCE	I	VP, DIRECTOR	NA	Control
BERG, BRENDA JOYCE	I	VP, DIRECTOR	NA	Control
BERG, BRENDA JOYCE	I	VP, DIRECTOR	NA	Control
BERG, BRENDA JOYCE	I	VP, DIRECTOR	NA	Control
BERG, BRENDA JOYCE	I	VP, DIRECTOR	NA	Control
BERG, BRENDA JOYCE	I	VP, DIRECTOR	NA	Control
BISHOP, THOMAS R	I	SVP, DIRECTOR	NA	Control
BISHOP, THOMAS R	I	SVP, DIRECTOR	NA	Control
BRADSHAW, JAMES RUSSELL	I	VP, DIRECTOR	NA	Control
BRADSHAW, JAMES RUSSELL	I	VP, DIRECTOR	NA	Control
BRADSHAW, JAMES RUSSELL	I	VP, DIRECTOR	NA	Control
BRADSHAW, JAMES RUSSELL	I	VP, DIRECTOR	NA	Control
BRADSHAW, JAMES RUSSELL	I	VP, DIRECTOR	NA	Control
BRADSHAW, JAMES RUSSELL	I	VP, DIRECTOR	NA	Control
BRADY, JOSEPH MICHAEL	I	SVP, DIRECTOR	NA	Control
BRADY, JOSEPH MICHAEL	I	SVP, DIRECTOR	NA	Control
BRADY, JOSEPH MICHAEL	I	SVP, DIRECTOR	NA	Control
BROWN, BRIAN ALBERT	I	DIRECTOR	NA	Control
BROWN, BRIAN ALBERT	I	DIRECTOR	NA	Control
BROWN, BRIAN ALBERT	I	DIRECTOR	NA	Control
COCHRANE, JANICE KATHERINE	I	VP, DIRECTOR	NA	Control
COCHRANE, JANICE KATHERINE	I	VP, DIRECTOR	NA	Control
COCHRANE, JANICE KATHERINE	I	VP, DIRECTOR	NA	Control
COHEA, TERESA OLCOTT	I	VP, DIRECTOR	NA	Control
CRONK, JAMES LEE	I	PRINCIPAL OPERATIONS OFFICER	NA	Control
CRONK, JAMES LEE	I	PRINCIPAL OPERATIONS OFFICER	NA	Control
CRONK, JAMES LEE	I	PRINCIPAL OPERATIONS OFFICER	NA	Control
CRONK, JAMES LEE	I	PRINCIPAL OPERATIONS OFFICER	NA	Control
CRONK, JAMES LEE	I	PRINCIPAL OPERATIONS OFFICER	NA	Control
CRONK, JAMES LEE	I	PRINCIPAL OPERATIONS OFFICER	NA	Control
CRONK, JAMES LEE	I	PRINCIPAL OPERATIONS OFFICER	NA	Control
CRONK, JAMES LEE	I	PRINCIPAL OPERATIONS OFFICER	NA	Control
CRONK, JAMES LEE	I	PRINCIPAL OPERATIONS OFFICER	NA	Control
CRONK, JAMES LEE	I	PRINCIPAL OPERATIONS OFFICER	NA	Control
CRONK, JAMES LEE	I	PRINCIPAL OPERATIONS OFFICER	NA	Control
CROTTY, EDWARD PATRICK JR	I	SVP, DIRECTOR	NA	Control
CROTTY, EDWARD PATRICK JR	I	SVP, DIRECTOR	NA	Control
CROTTY, EDWARD PATRICK JR	I	SVP, DIRECTOR	NA	Control
CROWELL, DONALD WARREN JR	I	DIRECTOR	NA	Control
CROWELL, DONALD WARREN JR	I	DIRECTOR	NA	Control
CROWELL, DONALD WARREN JR	I	DIRECTOR	NA	Control
CROWELL, DONALD WARREN JR	I	DIRECTOR	NA	Control
CROWELL, DONALD WARREN JR	I	DIRECTOR	NA	Control
CROWELL, DONALD WARREN JR	I	DIRECTOR	NA	Control
CROWELL, DONALD WARREN JR	I	DIRECTOR	NA	Control
CROWELL, DONALD WARREN JR	I	DIRECTOR	NA	Control
CROWELL, DONALD WARREN JR	I	DIRECTOR	NA	Control
CROWELL, DONALD WARREN JR	I	DIRECTOR	NA	Control
CROWELL, DONALD WARREN JR	I	DIRECTOR	NA	Control
CROWELL, DONALD WARREN JR	I	DIRECTOR	NA	Control
CROWELL, DONALD WARREN JR	I	DIRECTOR	NA	Control
CROWELL, DONALD WARREN JR	I	DIRECTOR	NA	Control
CROWELL, DONALD WARREN JR	I	DIRECTOR	NA	Control
CROWELL, DONALD WARREN JR	I	DIRECTOR	NA	Control
CROWELL, DONALD WARREN JR	I	DIRECTOR	NA	Control
CROWELL, DONALD WARREN JR	I	DIRECTOR	NA	Control
CROWELL, DONALD WARREN JR	I	DIRECTOR	NA	Control
CROWELL, DONALD WARREN JR	I	DIRECTOR	NA	Control
CROWELL, DONALD WARREN JR	I	DIRECTOR	NA	Control
DAVANT, JOHN HAMILTON	I	DIRECTOR	NA	Control
DAVIDSON, ANDREW IAN	I	VP, DIRECTOR	NA	Control
DAVIDSON, ANDREW IAN	I	VP, DIRECTOR	NA	Control
DAVIDSON, ANDREW IAN	I	VP, DIRECTOR	NA	Control
DAVIDSON, ANDREW IAN	I	VP, DIRECTOR	NA	Control
DAVIDSON, ANDREW IAN	I	VP, DIRECTOR	NA	Control
DAVIDSON, ANDREW IAN	I	VP, DIRECTOR	NA	Control
DAVIDSON, ANDREW IAN	I	VP, DIRECTOR	NA	Control
DAVIDSON, IAN BRUCE	I	DIRECTOR	NA	Control
DAVIDSON, IAN BRUCE	I	DIRECTOR	NA	Control
DAVIDSON, IAN BRUCE	I	CHAIRMAN	NA	Control
DAVIDSON, IAN BRUCE	I	DIRECTOR	NA	Control
DAVIDSON, IAN BRUCE	I	DIRECTOR	NA	Control
DAVIDSON, IAN BRUCE	I	DIRECTOR	NA	Control
DAVIDSON, IAN BRUCE	I	DIRECTOR	NA	Control
DAVIDSON, IAN BRUCE	I	DIRECTOR	NA	Control
DAVIDSON, IAN BRUCE	I	DIRECTOR	NA	Control
DAVIDSON, IAN BRUCE	I	DIRECTOR	NA	Control
DAVIDSON, IAN BRUCE	I	DIRECTOR	NA	Control
DECKER, JEFFREY JOHN	I	DIRECTOR	NA	Control
DECKER, JEFFREY JOHN	I	DIRECTOR	NA	Control
DECKER, JEFFREY JOHN	I	DIRECTOR	NA	Control
DENNIS, DAVID GENE	I	VICE PRESIDENT, GENERAL COUNSEL	NA
DICKSON, FREDERIC HOWARD	I	SVP, DIRECTOR	NA	Control
DICKSON, FREDERIC HOWARD	I	SVP, DIRECTOR	NA	Control
DICKSON, FREDERIC HOWARD	I	SVP, DIRECTOR	NA	Control
DICKSON, FREDERIC HOWARD	I	SVP, DIRECTOR	NA	Control
DICKSON, FREDERIC HOWARD	I	SVP, DIRECTOR	NA	Control
DICKSON, FREDERIC HOWARD	I	SVP, DIRECTOR	NA	Control
DISPENSE, MARC RUSSELL	I	PRESIDENT FIXED INCOME CAPITAL MARKETS	NA	Control
DISPENSE, MARC RUSSELL	I	PRESIDENT FIXED INCOME CAPITAL MARKETS	NA	Control
DISPENSE, MARC RUSSELL	I	PRESIDENT FIXED INCOME CAPITAL MARKETS	NA	Control
DISPENSE, MARC RUSSELL	I	PRESIDENT FIXED INCOME CAPITAL MARKETS	NA	Control
DISPENSE, MARC RUSSELL	I	PRESIDENT FIXED INCOME CAPITAL MARKETS	NA	Control
DISPENSE, MARC RUSSELL	I	PRESIDENT FIXED INCOME CAPITAL MARKETS	NA	Control
DISPENSE, MARC RUSSELL	I	PRESIDENT FIXED INCOME CAPITAL MARKETS	NA	Control
DISPENSE, MARC RUSSELL	I	PRESIDENT FIXED INCOME CAPITAL MARKETS	NA	Control
DISPENSE, MARC RUSSELL	I	PRESIDENT FIXED INCOME CAPITAL MARKETS	NA	Control
DISPENSE, MARC RUSSELL	I	PRESIDENT FIXED INCOME CAPITAL MARKETS	NA	Control
DISPENSE, MARC RUSSELL	I	PRESIDENT FIXED INCOME CAPITAL MARKETS	NA	Control
DISPENSE, MARC RUSSELL	I	PRESIDENT FIXED INCOME CAPITAL MARKETS	NA	Control
DISPENSE, MARC RUSSELL	I	PRESIDENT FIXED INCOME CAPITAL MARKETS	NA	Control
DISPENSE, MARC RUSSELL	I	PRESIDENT FIXED INCOME CAPITAL MARKETS	NA	Control
DISPENSE, MARC RUSSELL	I	PRESIDENT FIXED INCOME CAPITAL MARKETS	NA	Control
DISPENSE, MARC RUSSELL	I	PRESIDENT FIXED INCOME CAPITAL MARKETS	NA	Control
DISPENSE, MARC RUSSELL	I	PRESIDENT, FIXED INCOME CAPITAL MARKETS	NA	Control
DISPENSE, MARC RUSSELL	I	PRESIDENT, FIXED INCOME CAPITAL MARKETS	NA	Control
DISPENSE, MARC RUSSELL	I	PRESIDENT, FIXED INCOME CAPITAL MARKETS	NA	Control
DISPENSE, MARC RUSSELL	I	PRESIDENT, FIXED INCOME CAPITAL MARKETS	NA	Control
DISPENSE, MARC RUSSELL	I	PRESIDENT, FIXED INCOME CAPITAL MARKETS	NA	Control
DISPENSE, MARC RUSSELL	I	PRESIDENT, FIXED INCOME CAPITAL MARKETS	NA	Control
DISPENSE, MARC RUSSELL	I	PRESIDENT, FIXED INCOME CAPITAL MARKETS	NA	Control
DISPENSE, MARC RUSSELL	I	PRESIDENT, FIXED INCOME CAPITAL MARKETS	NA	Control
DISPENSE, MARC RUSSELL	I	PRESIDENT, FIXED INCOME CAPITAL MARKETS	NA	Control
DISPENSE, MARC RUSSELL	I	PRESIDENT, FIXED INCOME CAPITAL MARKETS	NA	Control
DISPENSE, MARC RUSSELL	I	PRESIDENT, FIXED INCOME CAPITAL MARKETS	NA	Control
DISPENSE, MARC RUSSELL	I	PRESIDENT, FIXED INCOME CAPITAL MARKETS	NA	Control
DOYLE, SAMUEL CHARLES	I	PRESIDENT OF FIXED INCOME CAPITAL MARKETS	NA	Control
DOYLE, SAMUEL CHARLES	I	PRESIDENT OF FIXED INCOME CAPITAL MARKETS	NA	Control
DOYLE, SAMUEL CHARLES	I	PRESIDENT OF FIXED INCOME CAPITAL MARKETS	NA	Control
DOYLE, SAMUEL CHARLES	I	SVP, DIRECTOR	NA	Control
DOYLE, SAMUEL CHARLES	I	SVP, DIRECTOR	NA	Control
DOYLE, SAMUEL CHARLES	I	PRESIDENT OF FIXED INCOME CAPITAL MARKETS	NA	Control
DOYLE, SAMUEL CHARLES	I	PRESIDENT OF FIXED INCOME CAPITAL MARKETS	NA	Control
DOYLE, SAMUEL CHARLES	I	PRESIDENT OF FIXED INCOME CAPITAL MARKETS	NA	Control
DOYLE, SAMUEL CHARLES	I	PRESIDENT OF FIXED INCOME CAPITAL MARKETS	NA	Control
DOYLE, SAMUEL CHARLES	I	PRESIDENT OF FIXED INCOME CAPITAL MARKETS	NA	Control
DOYLE, SAMUEL CHARLES	I	PRESIDENT OF FIXED INCOME CAPITAL MARKETS	NA	Control
DOYLE, SAMUEL CHARLES	I	PRESIDENT OF FIXED INCOME CAPITAL MARKETS	NA	Control
DOYLE, SAMUEL CHARLES	I	PRESIDENT OF FIXED INCOME CAPITAL MARKETS	NA	Control
DOYLE, SAMUEL CHARLES	I	PRESIDENT OF FIXED INCOME CAPITAL MARKETS	NA	Control
DOYLE, SAMUEL CHARLES	I	PRESIDENT OF FIXED INCOME CAPITAL MARKETS	NA	Control
DOYLE, SAMUEL CHARLES	I	PRESIDENT OF FIXED INCOME CAPITAL MARKETS	NA	Control
DOYLE, SAMUEL CHARLES	I	PRESIDENT OF FIXED INCOME CAPITAL MARKETS	NA	Control
DOYLE, SAMUEL CHARLES	I	PRESIDENT OF FIXED INCOME CAPITAL MARKETS	NA	Control
DOYLE, SAMUEL CHARLES	I	PRESIDENT OF FIXED INCOME CAPITAL MARKETS	NA	Control
DOYLE, SAMUEL CHARLES	I	PRESIDENT OF FIXED INCOME CAPITAL MARKETS	NA	Control
DOYLE, SAMUEL CHARLES	I	PRESIDENT OF FIXED INCOME CAPITAL MARKETS	NA	Control
DOYLE, SAMUEL CHARLES	I	PRESIDENT OF FIXED INCOME CAPITAL MARKETS	NA	Control
DOYLE, SAMUEL CHARLES	I	PRESIDENT OF FIXED INCOME CAPITAL MARKETS	NA	Control
DUGDALE, BRADLEY EDWARD JR	I	VP, DIRECTOR	NA	Control
DUGDALE, BRADLEY EDWARD JR	I	VP, DIRECTOR	NA	Control
DUGDALE, BRADLEY EDWARD JR	I	VP, DIRECTOR	NA	Control
DUGDALE, BRADLEY EDWARD JR	I	VP, DIRECTOR	NA	Control
FAY, PATRICK KEVIN	I	SVP, DIRECTOR	NA	Control
FAY, PATRICK KEVIN	I	SVP, DIRECTOR	NA	Control
GEVURTZ, BRADLEY OWEN	I	SVP, DIRECTOR	NA	Control
GEVURTZ, BRADLEY OWEN	I	SVP, DIRECTOR	NA	Control
GIESE, MONTE WAYNE	I	DIRECTOR	NA	Control
GIESE, MONTE WAYNE	I	PRESIDENT OF EQUITY CAPITAL MARKETS	NA	Control
GIESE, MONTE WAYNE	I	PRESIDENT OF EQUITY CAPITAL MARKETS	NA	Control
GIESE, MONTE WAYNE	I	PRESIDENT OF EQUITY CAPITAL MARKETS	NA	Control
GIESE, MONTE WAYNE	I	PRESIDENT OF EQUITY CAPITAL MARKETS	NA	Control
GIESE, MONTE WAYNE	I	PRESIDENT OF EQUITY CAPITAL MARKETS	NA	Control
GIESE, MONTE WAYNE	I	PRESIDENT OF EQUITY CAPITAL MARKETS	NA	Control
GIESE, MONTE WAYNE	I	PRESIDENT OF EQUITY CAPITAL MARKETS	NA	Control
GIESE, MONTE WAYNE	I	PRESIDENT OF EQUITY CAPITAL MARKETS	NA	Control
GIESE, MONTE WAYNE	I	PRESIDENT OF EQUITY CAPITAL MARKETS	NA	Control
GIESE, MONTE WAYNE	I	PRESIDENT OF EQUITY CAPITAL MARKETS	NA	Control
GIESE, MONTE WAYNE	I	PRESIDENT OF EQUITY CAPITAL MARKETS	NA	Control
GIESE, MONTE WAYNE	I	PRESIDENT OF EQUITY CAPITAL MARKETS	NA	Control
GIESE, MONTE WAYNE	I	PRESIDENT OF EQUITY CAPITAL MARKETS	NA	Control
GIESE, MONTE WAYNE	I	PRESIDENT OF EQUITY CAPITAL MARKETS	NA	Control
GIESE, MONTE WAYNE	I	PRESIDENT OF EQUITY CAPITAL MARKETS	NA	Control
GIESE, MONTE WAYNE	I	PRESIDENT OF EQUITY CAPITAL MARKETS	NA	Control
GRIEGER, PAUL JACOB	I	DIRECTOR	NA	Control
GRIEGER, PAUL JACOB	I	DIRECTOR	NA	Control
GRIEGER, PAUL JACOB	I	DIRECTOR	NA	Control
GRIER, ARVID JAMES	I	SVP, DIRECTOR OF MANAGED ASSETS, DIRECTOR	NA	Control
GRIER, ARVID JAMES	I	SVP, DIRECTOR OF MANAGED ASSETS, DIRECTOR	NA	Control
GRIER, ARVID JAMES	I	SVP, DIRECTOR OF MANAGED ASSETS, DIRECTOR	NA	Control
GRIER, ARVID JAMES	I	SVP, DIRECTOR OF MANAGED ASSETS, DIRECTOR	NA	Control
GRIER, ARVID JAMES	I	SVP, DIRECTOR OF MANAGED ASSETS, DIRECTOR	NA	Control
GRISON, SIAMA AILEEN	I	DIRECTOR	NA	Control
GRISON, SIAMA AILEEN	I	DIRECTOR	NA	Control
GRISON, SIAMA AILEEN	I	DIRECTOR	NA	Control
HALL, WESLEY DEAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
HALL, WESLEY DEAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
HALL, WESLEY DEAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
HALL, WESLEY DEAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
HALL, WESLEY DEAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
HALL, WESLEY DEAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
HALL, WESLEY DEAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
HALL, WESLEY DEAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
HALL, WESLEY DEAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
HOWELL, RICHARD MERRILL	I	SVP, DIRECTOR	NA	Control
HOWELL, RICHARD MERRILL	I	SVP, DIRECTOR	NA	Control
IRVINE, DIANE MARY	I	DIRECTOR	NA	Control
JOHNSTONE, WILLIAM ADAM JR	I	CHIEF EXECUTIVE OFFICER, DIRECTOR	NA	Control
JOHNSTONE, WILLIAM ADAM JR	I	CHIEF EXECUTIVE OFFICER, DIRECTOR	NA	Control
JOHNSTONE, WILLIAM ADAM JR	I	CHIEF EXECUTIVE OFFICER, DIRECTOR	NA	Control
JOHNSTONE, WILLIAM ADAM JR	I	CHIEF EXECUTIVE OFFICER, DIRECTOR	NA	Control
JOHNSTONE, WILLIAM ADAM JR	I	PRESIDENT	NA	Control
JOHNSTONE, WILLIAM ADAM JR	I	PRESIDENT, DIRECTOR	NA	Control
JOHNSTONE, WILLIAM ADAM JR	I	CHIEF EXECUTIVE OFFICER, DIRECTOR	NA	Control
JOHNSTONE, WILLIAM ADAM JR	I	CHIEF EXECUTIVE OFFICER, DIRECTOR	NA	Control
JOHNSTONE, WILLIAM ADAM JR	I	CHIEF EXECUTIVE OFFICER, DIRECTOR	NA	Control
JOHNSTONE, WILLIAM ADAM JR	I	CHIEF EXECUTIVE OFFICER, DIRECTOR	NA	Control
JOHNSTONE, WILLIAM ADAM JR	I	CHIEF EXECUTIVE OFFICER, DIRECTOR	NA	Control
JOHNSTONE, WILLIAM ADAM JR	I	CHIEF EXECUTIVE OFFICER, DIRECTOR	NA	Control
JOHNSTONE, WILLIAM ADAM JR	I	PRESIDENT, DIRECTOR	NA	Control
JOHNSTONE, WILLIAM ADAM JR	I	PRESIDENT, DIRECTOR	NA	Control
JOHNSTONE, WILLIAM ADAM JR	I	CHAIRMAN & CHIEF EXECUTIVE OFFICER, DIRECTOR	NA	Control
JOHNSTONE, WILLIAM ADAM JR	I	CHAIRMAN & CHIEF EXECUTIVE OFFICER, DIRECTOR	NA	Control
JOHNSTONE, WILLIAM ADAM JR	I	CHIEF EXECUTIVE OFFICER, DIRECTOR	NA	Control
JOHNSTONE, WILLIAM ADAM JR	I	CHAIRMAN & CHIEF EXECUTIVE OFFICER, DIRECTOR	NA	Control
JOHNSTONE, WILLIAM ADAM JR	I	CHAIRMAN & CHIEF EXECUTIVE OFFICER, DIRECTOR	NA	Control
JOHNSTONE, WILLIAM ADAM JR	I	CHAIRMAN & CHIEF EXECUTIVE OFFICER, DIRECTOR	NA	Control
JOHNSTONE, WILLIAM ADAM JR	I	CHAIRMAN & CHIEF EXECUTIVE OFFICER, DIRECTOR	NA	Control
JOHNSTONE, WILLIAM ADAM JR	I	EXECUTIVE CHAIRMAN, D.A. DAVIDSON COMPANIES, DIRECTOR	NA	Control
JOHNSTONE, WILLIAM ADAM JR	I	EXECUTIVE CHAIRMAN, D.A. DAVIDSON COMPANIES, DIRECTOR	NA	Control
JOHNSTONE, WILLIAM ADAM JR	I	EXECUTIVE CHAIRMAN, D.A. DAVIDSON COMPANIES, DIRECTOR	NA	Control
JOHNSTONE, WILLIAM ADAM JR	I	EXECUTIVE CHAIRMAN, D.A. DAVIDSON COMPANIES, DIRECTOR	NA	Control
JOHNSTONE, WILLIAM ADAM JR	I	EXECUTIVE CHAIRMAN, D.A. DAVIDSON COMPANIES, DIRECTOR	NA	Control
JONES, KREG ALLEN	I	SENIOR VP, DIRECTOR	NA	Control
JONES, KREG ALLEN	I	SVP, DIRECTOR	NA	Control
JONES, KREG ALLEN	I	SVP, DIRECTOR	NA	Control
JONES, KREG ALLEN	I	SVP, DIRECTOR	NA	Control
JONES, KREG ALLEN	I	SVP, DIRECTOR	NA	Control
JONES, KREG ALLEN	I	SVP, DIRECTOR	NA	Control
JONES, KREG ALLEN	I	SVP, DIRECTOR	NA	Control
JONES, KREG ALLEN	I	SVP, DIRECTOR	NA	Control
KERR, JAMES PATRICK	I	PRESIDENT OF INDIVIDUAL INVESTOR GROUP	NA	Control
KERR, JAMES PATRICK	I	PRESIDENT OF INDIVIDUAL INVESTOR GROUP	NA	Control
KERR, JAMES PATRICK	I	PRESIDENT OF PRIVATE CLIENT GROUP	NA	Control
KERR, JAMES PATRICK	I	PRESIDENT OF INDIVIDUAL INVESTOR GROUP, DIRECTOR	NA	Control
KERR, JAMES PATRICK	I	PRESIDENT OF INDIVIDUAL INVESTOR GROUP, DIRECTOR	NA	Control
KERR, JAMES PATRICK	I	PRESIDENT OF INDIVIDUAL INVESTOR GROUP	NA	Control
KERR, JAMES PATRICK	I	PRESIDENT OF INDIVIDUAL INVESTOR GROUP, DIRECTOR	NA	Control
KERR, JAMES PATRICK	I	PRESIDENT D.A. DAVIDSON COMPANIES, DIRECTOR	NA	Control
KERR, JAMES PATRICK	I	PRESIDENT OF INDIVIDUAL INVESTOR GROUP, DIRECTOR	NA	Control
KERR, JAMES PATRICK	I	PRESIDENT OF INDIVIDUAL INVESTOR GROUP, DIRECTOR	NA	Control
KERR, JAMES PATRICK	I	PRESIDENT & CEO, D.A. DAVIDSON COMPANIES, DIRECTOR	NA	Control
KERR, JAMES PATRICK	I	PRESIDENT & CEO, D.A. DAVIDSON COMPANIES, DIRECTOR	NA	Control
KERR, JAMES PATRICK	I	PRESIDENT & CEO, D.A. DAVIDSON COMPANIES, DIRECTOR	NA	Control
KERR, JAMES PATRICK	I	PRESIDENT & CEO, D.A. DAVIDSON COMPANIES, DIRECTOR	NA	Control
KERR, JAMES PATRICK	I	CEO, D.A. DAVIDSON COMPANIES, DIRECTOR	NA	Control
KERR, JAMES PATRICK	I	CEO, D.A. DAVIDSON COMPANIES, DIRECTOR	NA	Control
KERR, JAMES PATRICK	I	CEO, D.A. DAVIDSON COMPANIES, DIRECTOR	NA	Control
KERR, JAMES PATRICK	I	CEO, D.A. DAVIDSON COMPANIES, DIRECTOR	NA	Control
KERR, JAMES PATRICK	I	CEO, D.A. DAVIDSON COMPANIES, DIRECTOR	NA	Control
KERR, JAMES PATRICK	I	CEO, D.A. DAVIDSON COMPANIES, DIRECTOR	NA	Control
KERR, JAMES PATRICK	I	CEO, D.A. DAVIDSON COMPANIES, DIRECTOR	NA	Control
KERR, JAMES PATRICK	I	CEO, D.A. DAVIDSON COMPANIES, DIRECTOR	NA	Control
KERR, JAMES PATRICK	I	CEO, D.A. DAVIDSON COMPANIES, DIRECTOR	NA	Control
KERR, JAMES PATRICK	I	CEO, D.A. DAVIDSON COMPANIES, DIRECTOR	NA	Control
KERR, JAMES PATRICK	I	CEO, D.A. DAVIDSON COMPANIES, DIRECTOR	NA	Control
KERR, JAMES PATRICK	I	CEO, D.A. DAVIDSON COMPANIES, DIRECTOR	NA	Control
KERR, JAMES PATRICK	I	CEO, D.A. DAVIDSON COMPANIES, DIRECTOR	NA	Control
KERR, JAMES PATRICK	I	CEO, D.A. DAVIDSON COMPANIES, DIRECTOR	NA	Control
KERR, JAMES PATRICK	I	CEO, D.A. DAVIDSON COMPANIES, DIRECTOR	NA	Control
KERR, JAMES PATRICK	I	CEO, D.A. DAVIDSON COMPANIES, DIRECTOR	NA	Control
MAGNUSON, ROBERT JOHN	I	SENIOR VP, DIRECTOR	NA	Control
MAGNUSON, ROBERT JOHN	I	SVP, DIRECTOR	NA	Control
MAGNUSON, ROBERT JOHN	I	SVP, DIRECTOR	NA	Control
MAGNUSON, ROBERT JOHN	I	SVP, DIRECTOR	NA	Control
MAGNUSON, ROBERT JOHN	I	SVP, DIRECTOR	NA	Control
MAGNUSON, ROBERT JOHN	I	SVP, DIRECTOR	NA	Control
MAGNUSON, ROBERT JOHN	I	SVP, DIRECTOR	NA	Control
MARTINEZ, LAWRENCE TODD	I	SVP, GENERAL COUNSEL	NA	Control
MARTINEZ, LAWRENCE TODD	I	SVP, GENERAL COUNSEL, CHIEF ADMINISTRATIVE OFFICER	NA	Control
MARTINEZ, LAWRENCE TODD	I	SVP, GENERAL COUNSEL, CHIEF ADMINISTRATIVE OFFICER	NA	Control
MARTINEZ, LAWRENCE TODD	I	SVP, GENERAL COUNSEL, CHIEF ADMINISTRATIVE OFFICER	NA	Control
MARTINEZ, LAWRENCE TODD	I	SVP, GENERAL COUNSEL	NA	Control
MARTINEZ, LAWRENCE TODD	I	SVP, GENERAL COUNSEL	NA	Control
MARTINEZ, LAWRENCE TODD	I	SVP, GENERAL COUNSEL, CHIEF ADMINISTRATIVE OFFICER	NA	Control
MARTINEZ, LAWRENCE TODD	I	SVP, GENERAL COUNSEL	NA	Control
MARTINEZ, LAWRENCE TODD	I	SVP, GENERAL COUNSEL	NA	Control
MARTINEZ, LAWRENCE TODD	I	SVP, GENERAL COUNSEL	NA	Control
MARTINEZ, LAWRENCE TODD	I	SVP, GENERAL COUNSEL	NA	Control
MARTINEZ, LAWRENCE TODD	I	SVP, GENERAL COUNSEL	NA	Control
MARTINEZ, LAWRENCE TODD	I	SVP, GENERAL COUNSEL	NA	Control
MARTINEZ, LAWRENCE TODD	I	SVP, GENERAL COUNSEL, CHIEF ADMINISTRATIVE OFFICER	NA	Control
MARTINEZ, LAWRENCE TODD	I	SVP, GENERAL COUNSEL, CHIEF ADMINISTRATIVE OFFICER	NA	Control
MARTINEZ, LAWRENCE TODD	I	SVP, GENERAL COUNSEL, CHIEF ADMINISTRATIVE OFFICER	NA	Control
MARTINEZ, LAWRENCE TODD	I	SVP, GENERAL COUNSEL, CHIEF ADMINISTRATIVE OFFICER	NA	Control
MARTINEZ, LAWRENCE TODD	I	SVP, GENERAL COUNSEL, CHIEF ADMINISTRATIVE OFFICER	NA	Control
MARTINEZ, LAWRENCE TODD	I	SVP, GENERAL COUNSEL, CHIEF ADMINISTRATIVE OFFICER	NA	Control
MARTINEZ, LAWRENCE TODD	I	SVP, GENERAL COUNSEL, CHIEF ADMINISTRATIVE OFFICER	NA	Control
MARTINEZ, LAWRENCE TODD	I	SVP, GENERAL COUNSEL, CHIEF ADMINISTRATIVE OFFICER	NA	Control
MARTINEZ, LAWRENCE TODD	I	SVP, GENERAL COUNSEL, CHIEF ADMINISTRATIVE OFFICER	NA	Control
MARTINEZ, LAWRENCE TODD	I	SVP, GENERAL COUNSEL, CHIEF ADMINISTRATIVE OFFICER	NA	Control
MARTINEZ, LAWRENCE TODD	I	SVP, GENERAL COUNSEL, CHIEF ADMINISTRATIVE OFFICER	NA	Control
MARTINEZ, LAWRENCE TODD	I	PRESIDENT, D.A. DAVIDSON COMPANIES, GENERAL COUNSEL	NA	Control
MARTINEZ, LAWRENCE TODD	I	PRESIDENT, D.A. DAVIDSON COMPANIES	NA	Control
MARTINEZ, LAWRENCE TODD	I	CEO, D.A. DAVIDSON COMPANIES, DIRECTOR	NA	Control
MARTINEZ, LAWRENCE TODD	I	CEO, D.A. DAVIDSON COMPANIES, DIRECTOR	NA	Control
MARTINEZ, LAWRENCE TODD	I	CEO, D.A. DAVIDSON COMPANIES, DIRECTOR	NA	Control
MARTINEZ, LAWRENCE TODD	I	CEO, D.A. DAVIDSON COMPANIES, DIRECTOR	NA	Control
MARTINEZ, LAWRENCE TODD	I	CEO, D.A. DAVIDSON COMPANIES, DIRECTOR	NA	Control
MARTINEZ, LAWRENCE TODD	I	CEO, D.A. DAVIDSON COMPANIES, DIRECTOR	NA	Control
MARTINEZ, LAWRENCE TODD	I	CEO, D.A. DAVIDSON COMPANIES, DIRECTOR	NA	Control
MARTINEZ, LAWRENCE TODD	I	CHARIMAN AND CEO, D.A. DAVIDSON COMPANIES, DIRECTOR	NA	Control
MARTINEZ, LAWRENCE TODD	I	CHARIMAN AND CEO, D.A. DAVIDSON COMPANIES, DIRECTOR	NA	Control
MARTINEZ, LAWRENCE TODD	I	CEO, D.A. DAVIDSON COMPANIES, DIRECTOR	NA	Control
MARTINEZ, LAWRENCE TODD	I	CHARIMAN AND CEO, D.A. DAVIDSON COMPANIES, DIRECTOR	NA	Control
MARTINEZ, LAWRENCE TODD	I	CHARIMAN AND CEO, D.A. DAVIDSON COMPANIES, DIRECTOR	NA	Control
MARTINEZ, LAWRENCE TODD	I	CHARIMAN AND CEO, D.A. DAVIDSON COMPANIES, DIRECTOR	NA	Control
MARTINEZ, LAWRENCE TODD	I	CHARIMAN AND CEO, D.A. DAVIDSON COMPANIES, DIRECTOR	NA	Control
MARTINEZ, LAWRENCE TODD	I	CHARIMAN AND CEO, D.A. DAVIDSON COMPANIES, DIRECTOR	NA	Control
MARTINEZ, LAWRENCE TODD	I	CHARIMAN AND CEO, D.A. DAVIDSON COMPANIES, DIRECTOR	NA	Control
MARTINEZ, LAWRENCE TODD	I	CHARIMAN AND CEO, D.A. DAVIDSON COMPANIES, DIRECTOR	NA	Control
MARTINEZ, LAWRENCE TODD	I	CHARIMAN AND CEO, D.A. DAVIDSON COMPANIES, DIRECTOR	NA	Control
MARTINEZ, LAWRENCE TODD	I	CHARIMAN AND CEO, D.A. DAVIDSON COMPANIES, DIRECTOR	NA	Control
MCCUBBIN, JARED C	I	SVP, CHIEF COMPLIANCE OFFICER	NA	Control
MCCUBBIN, JARED C	I	SVP, CHIEF COMPLIANCE OFFICER	NA	Control
MCCUBBIN, JARED C	I	SVP, CHIEF COMPLIANCE OFFICER	NA	Control
MCCUBBIN, JARED C	I	SVP, CHIEF COMPLIANCE OFFICER	NA	Control
MCCUBBIN, JARED C	I	SVP, CHIEF COMPLIANCE OFFICER	NA	Control
MCCUBBIN, JARED C	I	SVP, CHIEF COMPLIANCE OFFICER	NA	Control
MCCUBBIN, JARED C	I	SVP, CHIEF COMPLIANCE OFFICER	NA	Control
MCCUBBIN, JARED C	I	SVP, CHIEF COMPLIANCE OFFICER	NA	Control
MCCUBBIN, JARED C	I	SVP, CHIEF COMPLIANCE OFFICER	NA	Control
MCCUBBIN, JARED C	I	SVP, CHIEF COMPLIANCE OFFICER	NA	Control
MCCUBBIN, JARED C	I	SVP, CHIEF COMPLIANCE OFFICER	NA	Control
MCCUBBIN, JARED C	I	SVP, CHIEF COMPLIANCE OFFICER	NA	Control
MCKINNEY, RORY ADAM	I	PRESIDENT, EQUITY CAPITAL MARKETS	NA	Control
MCKINNEY, RORY ADAM	I	PRESIDENT, EQUITY CAPITAL MARKETS	NA	Control
MCKINNEY, RORY ADAM	I	PRESIDENT, EQUITY CAPITAL MARKETS	NA	Control
MCKINNEY, RORY ADAM	I	PRESIDENT, EQUITY CAPITAL MARKETS	NA	Control
MCKINNEY, RORY ADAM	I	PRESIDENT, EQUITY CAPITAL MARKETS	NA	Control
MCKINNEY, RORY ADAM	I	PRESIDENT, EQUITY CAPITAL MARKETS	NA	Control
MCKINNEY, RORY ADAM	I	PRESIDENT, EQUITY CAPITAL MARKETS	NA	Control
MCKINNEY, RORY ADAM	I	PRESIDENT, EQUITY CAPITAL MARKETS	NA	Control
MCKINNEY, RORY ADAM	I	PRESIDENT, EQUITY CAPITAL MARKETS	NA	Control
MCKINNEY, RORY ADAM	I	PRESIDENT, EQUITY CAPITAL MARKETS	NA	Control
MCKINNEY, RORY ADAM	I	PRESIDENT, EQUITY CAPITAL MARKETS	NA	Control
MCKINNEY, RORY ADAM	I	PRESIDENT, EQUITY CAPITAL MARKETS	NA	Control
MCKINNEY, RORY ADAM	I	PRESIDENT, EQUITY CAPITAL MARKETS	NA	Control
MCKINNEY, RORY ADAM	I	PRESIDENT, EQUITY CAPITAL MARKETS	NA	Control
MCKINNEY, RORY ADAM	I	PRESIDENT, EQUITY CAPITAL MARKETS	NA	Control
MCKINNEY, RORY ADAM	I	PRESIDENT, EQUITY CAPITAL MARKETS	NA	Control
MCKINNEY, RORY ADAM	I	PRESIDENT, EQUITY CAPITAL MARKETS	NA	Control
MCKINNEY, RORY ADAM	I	PRESIDENT, EQUITY CAPITAL MARKETS	NA	Control
MCKINNEY, RORY ADAM	I	PRESIDENT, EQUITY CAPITAL MARKETS	NA	Control
MEYER, GERALD LEE	I	SENIOR VP, DIRECTOR	NA	Control
MEYER, GERALD LEE	I	SVP, DIRECTOR	NA	Control
MEYER, GERALD LEE	I	SVP, DIRECTOR	NA	Control
MEYER, GERALD LEE	I	SVP, DIRECTOR	NA	Control
MEYER, GERALD LEE	I	SVP, DIRECTOR	NA	Control
MEYER, GERALD LEE	I	SVP, DIRECTOR	NA	Control
MEYER, GERALD LEE	I	SVP, DIRECTOR	NA	Control
MEYER, GERALD LEE	I	SVP, DIRECTOR	NA	Control
NELSON, THOMAS STEVEN	I	SVP, CFO, DIRECTOR	NA	Control
NELSON, THOMAS STEVEN	I	SVP, CFO, COO, DIRECTOR	NA	Control
NELSON, THOMAS STEVEN	I	SVP, CHIEF FINANCIAL OFFICER, DIRECTOR	NA	Control
NELSON, THOMAS STEVEN	I	SVP, CHIEF FINANCIAL OFFICER, DIRECTOR	NA	Control
NELSON, THOMAS STEVEN	I	SVP, CFO, DIRECTOR	NA	Control
NELSON, THOMAS STEVEN	I	SVP, CFO, DIRECTOR	NA	Control
NELSON, THOMAS STEVEN	I	SVP, CFO, COO, DIRECTOR	NA	Control
NELSON, THOMAS STEVEN	I	SVP, CFO, DIRECTOR	NA	Control
NELSON, THOMAS STEVEN	I	SVP, CFO, DIRECTOR	NA	Control
NELSON, THOMAS STEVEN	I	SVP, CFO, DIRECTOR	NA	Control
NELSON, THOMAS STEVEN	I	SVP, CFO, DIRECTOR	NA	Control
NELSON, THOMAS STEVEN	I	SVP, CFO, DIRECTOR	NA	Control
NELSON, THOMAS STEVEN	I	SVP, CFO, DIRECTOR	NA	Control
NELSON, THOMAS STEVEN	I	SVP, CHIEF FINANCIAL OFFICER, DIRECTOR	NA	Control
NELSON, THOMAS STEVEN	I	SVP, CHIEF FINANCIAL OFFICER, DIRECTOR	NA	Control
NELSON, THOMAS STEVEN	I	SVP, CHIEF FINANCIAL OFFICER, DIRECTOR	NA	Control
NELSON, THOMAS STEVEN	I	SVP, CHIEF FINANCIAL OFFICER, DIRECTOR	NA	Control
NELSON, THOMAS STEVEN	I	SVP, CHIEF FINANCIAL OFFICER, DIRECTOR	NA	Control
NELSON, THOMAS STEVEN	I	SVP, CHIEF FINANCIAL OFFICER, DIRECTOR	NA	Control
NELSON, THOMAS STEVEN	I	SVP, CHIEF FINANCIAL OFFICER, DIRECTOR	NA	Control
NELSON, THOMAS STEVEN	I	SVP, CHIEF FINANCIAL OFFICER, DIRECTOR	NA	Control
NELSON, THOMAS STEVEN	I	SVP, CHIEF FINANCIAL OFFICER, DIRECTOR	NA	Control
NELSON, THOMAS STEVEN	I	SVP, CHIEF FINANCIAL OFFICER, DIRECTOR	NA	Control
NELSON, THOMAS STEVEN	I	SVP, CHIEF FINANCIAL OFFICER, DIRECTOR	NA	Control
NELSON, THOMAS STEVEN	I	CHIEF FINANCIAL OFFICER, EXECUTIVE VICE PRESIDENT, DIRECTOR	NA	Control
NELSON, THOMAS STEVEN	I	CHIEF FINANCIAL OFFICER, EXECUTIVE VICE PRESIDENT, DIRECTOR	NA	Control
NELSON, THOMAS STEVEN	I	CHIEF FINANCIAL OFFICER, EXECUTIVE VICE PRESIDENT, DIRECTOR	NA	Control
NELSON, THOMAS STEVEN	I	CHIEF FINANCIAL OFFICER, EXECUTIVE VICE PRESIDENT, DIRECTOR	NA	Control
NELSON, THOMAS STEVEN	I	CHIEF FINANCIAL OFFICER, EXECUTIVE VICE PRESIDENT, DIRECTOR	NA	Control
NELSON, THOMAS STEVEN	I	CHIEF FINANCIAL OFFICER, EXECUTIVE VICE PRESIDENT, DIRECTOR	NA	Control
NELSON, THOMAS STEVEN	I	CHIEF FINANCIAL OFFICER, EXECUTIVE VICE PRESIDENT, DIRECTOR	NA	Control
NICHOLS, DOUGLAS BERRYMAN	I	VP, DIRECTOR	NA	Control
NICHOLS, DOUGLAS BERRYMAN	I	VP, DIRECTOR	NA	Control
NICHOLS, DOUGLAS BERRYMAN	I	VP, DIRECTOR	NA	Control
NICHOLS, DOUGLAS BERRYMAN	I	VP, DIRECTOR	NA	Control
NICHOLS, DOUGLAS BERRYMAN	I	VP, DIRECTOR	NA	Control
NICHOLS, DOUGLAS BERRYMAN	I	VP, DIRECTOR	NA	Control
NICHOLS, DOUGLAS BERRYMAN	I	VP, DIRECTOR	NA	Control
NICHOLS, DOUGLAS BERRYMAN	I	VP, DIRECTOR	NA	Control
NICHOLSON, STUART CHARLES	I	SENIOR VP, CFO, DIRECTOR	NA	Control
NICHOLSON, THOMAS CHARLES	I	VICE PRESIDENT, DIRECTOR	NA	Control
NICHOLSON, THOMAS CHARLES	I	VP, DIRECTOR	NA	Control
NICHOLSON, THOMAS CHARLES	I	VP, DIRECTOR	NA	Control
NICHOLSON, THOMAS CHARLES	I	VP, DIRECTOR	NA	Control
NICHOLSON, THOMAS CHARLES	I	PRINCIPAL OPERATIONS OFFICER	NA	Control
NICHOLSON, THOMAS CHARLES	I	PRINCIPAL OPERATIONS OFFICER	NA	Control
NICHOLSON, THOMAS CHARLES	I	PRINCIPAL OPERATIONS OFFICER	NA	Control
NICHOLSON, THOMAS CHARLES	I	PRINCIPAL OPERATIONS OFFICER	NA	Control
NICHOLSON, THOMAS CHARLES	I	PRINCIPAL OPERATIONS OFFICER	NA	Control
NICHOLSON, THOMAS CHARLES	I	PRINCIPAL OPERATIONS OFFICER	NA	Control
NICHOLSON, THOMAS CHARLES	I	PRINCIPAL OPERATIONS OFFICER	NA	Control
NICHOLSON, THOMAS CHARLES	I	PRINCIPAL OPERATIONS OFFICER	NA	Control
NICHOLSON, THOMAS CHARLES	I	PRINCIPAL OPERATIONS OFFICER	NA	Control
NICHOLSON, THOMAS CHARLES	I	PRINCIPAL OPERATIONS OFFICER	NA	Control
NICHOLSON, THOMAS CHARLES	I	PRINCIPAL OPERATIONS OFFICER	NA	Control
NICHOLSON, THOMAS CHARLES	I	PRINCIPAL OPERATIONS OFFICER	NA	Control
NICHOLSON, THOMAS CHARLES	I	PRINCIPAL OPERATIONS OFFICER	NA	Control
NICHOLSON, THOMAS CHARLES	I	PRINCIPAL OPERATIONS OFFICER	NA	Control
NICHOLSON, THOMAS CHARLES	I	PRINCIPAL OPERATIONS OFFICER	NA	Control
NICHOLSON, THOMAS CHARLES	I	PRINCIPAL OPERATIONS OFFICER	NA	Control
NICHOLSON, THOMAS CHARLES	I	PRINCIPAL OPERATIONS OFFICER	NA	Control
NICHOLSON, THOMAS CHARLES	I	PRINCIPAL OPERATIONS OFFICER	NA	Control
NICHOLSON, THOMAS CHARLES	I	PRINCIPAL OPERATIONS OFFICER	NA	Control
NICHOLSON, THOMAS CHARLES	I	PRINCIPAL OPERATIONS OFFICER	NA	Control
PURPURA, MICHAEL JOSEPH	I	PRESIDENT, INDIVIDUAL INVESTOR GROUP, DIRECTOR	NA	Control
PURPURA, MICHAEL JOSEPH	I	PRESIDENT, INDIVIDUAL INVESTOR GROUP, DIRECTOR	NA	Control
PURPURA, MICHAEL JOSEPH	I	PRESIDENT, INDIVIDUAL INVESTOR GROUP, DIRECTOR	NA	Control
PURPURA, MICHAEL JOSEPH	I	PRESIDENT, INDIVIDUAL INVESTOR GROUP, DIRECTOR	NA	Control
PURPURA, MICHAEL JOSEPH	I	PRESIDENT, INDIVIDUAL INVESTOR GROUP, DIRECTOR	NA	Control
PURPURA, MICHAEL JOSEPH	I	PRESIDENT, INDIVIDUAL INVESTOR GROUP, DIRECTOR	NA	Control
PURPURA, MICHAEL JOSEPH	I	PRESIDENT, INDIVIDUAL INVESTOR GROUP, DIRECTOR	NA	Control
PURPURA, MICHAEL JOSEPH	I	PRESIDENT, INDIVIDUAL INVESTOR GROUP, DIRECTOR	NA	Control
PURPURA, MICHAEL JOSEPH	I	PRESIDENT, INDIVIDUAL INVESTOR GROUP, DIRECTOR	NA	Control
PURPURA, MICHAEL JOSEPH	I	PRESIDENT, INDIVIDUAL INVESTOR GROUP, DIRECTOR	NA	Control
PURPURA, MICHAEL JOSEPH	I	PRESIDENT, INDIVIDUAL INVESTOR GROUP, DIRECTOR	NA	Control
PURPURA, MICHAEL JOSEPH	I	PRESIDENT, INDIVIDUAL INVESTOR GROUP, DIRECTOR	NA	Control
PURPURA, MICHAEL JOSEPH	I	PRESIDENT, WEALTH MANAGEMENT, DIRECTOR	NA	Control
PURPURA, MICHAEL JOSEPH	I	PRESIDENT, WEALTH MANAGEMENT, DIRECTOR	NA	Control
PURPURA, MICHAEL JOSEPH	I	PRESIDENT, WEALTH MANAGEMENT, DIRECTOR	NA	Control
PURPURA, MICHAEL JOSEPH	I	PRESIDENT, WEALTH MANAGEMENT, DIRECTOR	NA	Control
PURPURA, MICHAEL JOSEPH	I	PRESIDENT, WEALTH MANAGEMENT, DIRECTOR	NA	Control
PURPURA, MICHAEL JOSEPH	I	PRESIDENT, WEALTH MANAGEMENT, DIRECTOR	NA	Control
PURPURA, MICHAEL JOSEPH	I	PRESIDENT, WEALTH MANAGEMENT, DIRECTOR	NA	Control
PURPURA, MICHAEL JOSEPH	I	PRESIDENT, WEALTH MANAGEMENT, DIRECTOR	NA	Control
PURPURA, MICHAEL JOSEPH	I	PRESIDENT, WEALTH MANAGEMENT, DIRECTOR	NA	Control
PURPURA, MICHAEL JOSEPH	I	PRESIDENT, WEALTH MANAGEMENT, DIRECTOR	NA	Control
PURPURA, MICHAEL JOSEPH	I	PRESIDENT, WEALTH MANAGEMENT, DIRECTOR	NA	Control
PURPURA, MICHAEL JOSEPH	I	PRESIDENT, WEALTH MANAGEMENT, DIRECTOR	NA	Control
PURPURA, MICHAEL JOSEPH	I	PRESIDENT, WEALTH MANAGEMENT, DIRECTOR	NA	Control
PURPURA, MICHAEL JOSEPH	I	PRESIDENT, WEALTH MANAGEMENT, DIRECTOR	NA	Control
PURPURA, MICHAEL JOSEPH	I	PRESIDENT, WEALTH MANAGEMENT, DIRECTOR	NA	Control
PURPURA, MICHAEL JOSEPH	I	PRESIDENT, WEALTH MANAGEMENT, DIRECTOR	NA	Control
PURPURA, MICHAEL JOSEPH	I	PRESIDENT, WEALTH MANAGEMENT, DIRECTOR	NA	Control
PURPURA, MICHAEL JOSEPH	I	PRESIDENT, WEALTH MANAGEMENT, DIRECTOR	NA	Control
PURPURA, MICHAEL JOSEPH	I	PRESIDENT, WEALTH MANAGEMENT, DIRECTOR	NA	Control
PURPURA, MICHAEL JOSEPH	I	PRESIDENT, WEALTH MANAGEMENT, DIRECTOR	NA	Control
PURPURA, MICHAEL JOSEPH	I	PRESIDENT, WEALTH MANAGEMENT, DIRECTOR	NA	Control
PURPURA, MICHAEL JOSEPH	I	PRESIDENT, WEALTH MANAGEMENT, DIRECTOR	NA	Control
PURPURA, MICHAEL JOSEPH	I	PRESIDENT, WEALTH MANAGEMENT, DIRECTOR	NA	Control
PURPURA, MICHAEL JOSEPH	I	PRESIDENT, WEALTH MANAGEMENT, DIRECTOR	NA	Control
PURPURA, MICHAEL JOSEPH	I	PRESIDENT, WEALTH MANAGEMENT, DIRECTOR	NA	Control
PURPURA, MICHAEL JOSEPH	I	PRESIDENT, WEALTH MANAGEMENT, DIRECTOR	NA	Control
PURPURA, MICHAEL JOSEPH	I	PRESIDENT, WEALTH MANAGEMENT, DIRECTOR	NA	Control
PURPURA, MICHAEL JOSEPH	I	PRESIDENT, WEALTH MANAGEMENT, DIRECTOR	NA	Control
PURPURA, VINCENT MICHAEL	I	DIRECTOR	NA	Control
PURPURA, VINCENT MICHAEL	I	VP, DIRECTOR	NA	Control
RICE, JAMES CELLO JR	I	SVP, DIRECTOR	NA	Control
RICE, JAMES CELLO JR	I	SVP, DIRECTOR	NA	Control
RICE, JAMES CELLO JR	I	SVP, DIRECTOR	NA	Control
RICE, JAMES CELLO JR	I	SVP, DIRECTOR	NA	Control
ROGERS, JOHN BERGSTROM	I	VP, DIRECTOR	NA	Control
ROGERS, JOHN BERGSTROM	I	VP, DIRECTOR	NA	Control
ROGERS, JOHN BERGSTROM	I	VP, DIRECTOR	NA	Control
ROGERS, JOHN BERGSTROM	I	VP, DIRECTOR	NA	Control
ROGERS, JOHN BERGSTROM	I	VP, DIRECTOR	NA	Control
SANDLER, ALAN JOHN	I	DIRECTOR	NA	Control
SEARLES, JAMES DOUGLAS	I	SENIOR REGISTERED OPTIONS PRINCIPAL (SROP)	NA	Control
SEARLES, JAMES DOUGLAS	I	SENIOR REGISTERED OPTIONS PRINCIPAL (SROP)	NA	Control
SEARLES, JAMES DOUGLAS	I	SENIOR REGISTERED OPTIONS PRINCIPAL (SROP)	NA	Control
SHAW, DAREN JAMES	I	VP, DIRECTOR	NA	Control
SHAW, DAREN JAMES	I	VP, DIRECTOR	NA	Control
SHAW, DAREN JAMES	I	VP, DIRECTOR	NA	Control
SHAW, DAREN JAMES	I	VP, DIRECTOR	NA	Control
SHAW, DAREN JAMES	I	VP, DIRECTOR	NA	Control
SHAW, DAREN JAMES	I	VP, DIRECTOR	NA	Control
SHEA, GARRY THOMAS	I	VP, DIRECTOR	NA	Control
SHEA, GARRY THOMAS	I	VP, DIRECTOR	NA	Control
SHEA, GARRY THOMAS	I	VP, DIRECTOR	NA	Control
SHEA, GARRY THOMAS	I	VP, DIRECTOR	NA	Control
SHEA, GARRY THOMAS	I	VP, DIRECTOR	NA	Control
SIMS, ARTHUR PIPER	I	DIRECTOR	NA	Control
SKAAR, SUSAN MARIE	I	VP, DIRECTOR	NA	Control
SKAAR, SUSAN MARIE	I	VP, DIRECTOR	NA	Control
SKAAR, SUSAN MARIE	I	VP, DIRECTOR	NA	Control
SKAAR, SUSAN MARIE	I	VP, DIRECTOR	NA	Control
SWANSON, TRACY JOE	I	VP, DIRECTOR	NA	Control
SWANSON, TRACY JOE	I	VP, DIRECTOR	NA	Control
SWANSON, TRACY JOE	I	VP, DIRECTOR	NA	Control
SWANSON, TRACY JOE	I	VP, DIRECTOR	NA	Control
SWANSON, TRACY JOE	I	VP, DIRECTOR	NA	Control
SWANSON, TRACY JOE	I	VP, DIRECTOR	NA	Control
SWANSON, TRACY JOE	I	VP, DIRECTOR	NA	Control
THORNTON, WILLIAM REX	I	SENIOR VP, DIRECTOR, FC, BOM	NA	Control
TSCHETTER, RONALD ALLEN	I	PRESIDENT, DIRECTOR	NA	Control
TSCHETTER, RONALD ALLEN	I	PRESIDENT, DIRECTOR	NA	Control
TSCHETTER, RONALD ALLEN	I	PRESIDENT, DIRECTOR	NA	Control
TSCHETTER, RONALD ALLEN	I	PRESIDENT	NA	Control
TSCHETTER, RONALD ALLEN	I	PRESIDENT	NA	Control
WERNER, JORDAN	I	SVP, DIRECTOR OF PRIVATE CLIENT SERVICES	NA	Control
WERNER, JORDAN	I	SVP, DIRECTOR OF PRIVATE CLIENT SERVICES	NA	Control
WILSON, ARLENE MARIE	I	VP, DIRECTOR OF COMPLIANCE, DIRECTOR	NA	Control
WILSON, ARLENE MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
WILSON, ARLENE MARIE	I	COMPLIANCE REGISTERED OPTIONS PRINCIPAL (CROP)	NA	Control
WILSON, ARLENE MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
WILSON, ARLENE MARIE	I	COMPLIANCE REGISTERED OPTIONS PRINCIPAL (CROP)	NA	Control
WILSON, ARLENE MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
WILSON, ARLENE MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
WILSON, ARLENE MARIE	I	VP, DIRECTOR OF COMPLIANCE, DIRECTOR	NA	Control
WILSON, ARLENE MARIE	I	VP, DIRECTOR OF COMPLIANCE, DIRECTOR	NA	Control
WILSON, ARLENE MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
WILSON, ARLENE MARIE	I	COMPLIANCE REGISTERED OPTIONS PRINCIPAL (CROP)	NA	Control
WILSON, ARLENE MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
WILSON, ARLENE MARIE	I	COMPLIANCE REGISTERED OPTIONS PRINCIPAL (CROP)	NA	Control
WILSON, ARLENE MARIE	I	VP, DIRECTOR OF COMPLIANCE, DIRECTOR	NA	Control
WILSON, ARLENE MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
WILSON, ARLENE MARIE	I	VP, DIRECTOR OF COMPLIANCE, DIRECTOR	NA	Control
WILSON, ARLENE MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
WILSON, ARLENE MARIE	I	VP, DIRECTOR OF COMPLIANCE, DIRECTOR	NA	Control
WILSON, ARLENE MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
WILSON, ARLENE MARIE	I	VP, DIRECTOR OF COMPLIANCE, DIRECTOR	NA	Control
WILSON, ARLENE MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
WILSON, ARLENE MARIE	I	VP, DIRECTOR OF COMPLIANCE, DIRECTOR	NA	Control
WILSON, ARLENE MARIE	I	VP, DIRECTOR OF COMPLIANCE, DIRECTOR	NA	Control
WILSON, ARLENE MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
WILSON, ARLENE MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
WILSON, ARLENE MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
WILSON, ARLENE MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
WITEBY, SCOTT MICHAEL	I	SVP, CHIEF FINANCIAL OFFICER, DIRECTOR	NA	Control
WITEBY, SCOTT MICHAEL	I	SVP, CHIEF FINANCIAL OFFICER, DIRECTOR	NA	Control
WITEBY, SCOTT MICHAEL	I	SVP, CHIEF FINANCIAL OFFICER, DIRECTOR	NA	Control
WITEBY, SCOTT MICHAEL	I	SVP, CHIEF FINANCIAL OFFICER, DIRECTOR	NA	Control
WITEBY, SCOTT MICHAEL	I	SVP, CHIEF FINANCIAL OFFICER, DIRECTOR	NA	Control
WITEBY, SCOTT MICHAEL	I	SVP, CHIEF FINANCIAL OFFICER, DIRECTOR	NA	Control
WITEBY, SCOTT MICHAEL	I	SVP, CHIEF FINANCIAL OFFICER, DIRECTOR	NA	Control
WITEBY, SCOTT MICHAEL	I	SVP, CHIEF FINANCIAL OFFICER, DIRECTOR	NA	Control
WITEBY, SCOTT MICHAEL	I	SVP, CHIEF FINANCIAL OFFICER, DIRECTOR	NA	Control
WITEBY, SCOTT MICHAEL	I	SVP, CHIEF FINANCIAL OFFICER, DIRECTOR	NA	Control
WITEBY, SCOTT MICHAEL	I	SVP, CHIEF FINANCIAL OFFICER, DIRECTOR	NA	Control
WITEBY, SCOTT MICHAEL	I	SVP, CHIEF FINANCIAL OFFICER, DIRECTOR	NA	Control
WITEBY, SCOTT MICHAEL	I	SVP, CHIEF FINANCIAL OFFICER, DIRECTOR	NA	Control
WITEBY, SCOTT MICHAEL	I	SVP, CHIEF FINANCIAL OFFICER, DIRECTOR	NA	Control
WITEBY, SCOTT MICHAEL	I	SVP, CHIEF FINANCIAL OFFICER, DIRECTOR	NA	Control
WITEBY, SCOTT MICHAEL	I	SVP, CHIEF FINANCIAL OFFICER, DIRECTOR	NA	Control
WITEBY, SCOTT MICHAEL	I	SVP, CHIEF FINANCIAL OFFICER, DIRECTOR	NA	Control
WITEBY, SCOTT MICHAEL	I	SVP, CHIEF FINANCIAL OFFICER, DIRECTOR	NA	Control
WITEBY, SCOTT MICHAEL	I	SVP, CHIEF FINANCIAL OFFICER, DIRECTOR	NA	Control
WITEBY, SCOTT MICHAEL	I	SVP, CHIEF FINANCIAL OFFICER, DIRECTOR	NA	Control
WITEBY, SCOTT MICHAEL	I	SVP, CHIEF FINANCIAL OFFICER, DIRECTOR	NA	Control
WOODCOCK, DOUGLAS ARTHUR	I	PRESIDENT OF EQUITY CAPITAL MARKETS	NA	Control
WOODCOCK, DOUGLAS ARTHUR	I	PRESIDENT OF EQUITY CAPITAL MARKETS	NA	Control
WOODCOCK, DOUGLAS ARTHUR	I	VP, DIRECTOR	NA	Control
WOODCOCK, DOUGLAS ARTHUR	I	PRESIDENT OF EQUITY CAPITAL MARKETS	NA	Control
WOODCOCK, DOUGLAS ARTHUR	I	PRESIDENT OF EQUITY CAPITAL MARKETS	NA	Control
WOODCOCK, DOUGLAS ARTHUR	I	PRESIDENT OF EQUITY CAPITAL MARKETS	NA	Control
WOODCOCK, DOUGLAS ARTHUR	I	PRESIDENT OF EQUITY CAPITAL MARKETS	NA	Control
WOODCOCK, DOUGLAS ARTHUR	I	PRESIDENT OF EQUITY CAPITAL MARKETS	NA	Control
WOODCOCK, DOUGLAS ARTHUR	I	PRESIDENT OF EQUITY CAPITAL MARKETS	NA	Control
WOODCOCK, DOUGLAS ARTHUR	I	PRESIDENT OF EQUITY CAPITAL MARKETS	NA	Control
WOODCOCK, DOUGLAS ARTHUR	I	PRESIDENT OF EQUITY CAPITAL MARKETS	NA	Control
WOODCOCK, DOUGLAS ARTHUR	I	PRESIDENT OF EQUITY CAPITAL MARKETS	NA	Control
WOODCOCK, DOUGLAS ARTHUR	I	PRESIDENT OF EQUITY CAPITAL MARKETS	NA	Control
WOODCOCK, DOUGLAS ARTHUR	I	PRESIDENT OF EQUITY CAPITAL MARKETS	NA	Control
WOODCOCK, DOUGLAS ARTHUR	I	PRESIDENT OF EQUITY CAPITAL MARKETS	NA	Control
WOOLDRIDGE, RAYMOND EDWARD	I	DIRECTOR	NA	Control
ZADICK, JUSTINE MILNE	I	PRINCIPAL FINANCIAL OFFICER	NA	Control
ZADICK, JUSTINE MILNE	I	PRINCIPAL FINANCIAL OFFICER	NA	Control
ZADICK, JUSTINE MILNE	I	PRINCIPAL FINANCIAL OFFICER	NA	Control
ZADICK, JUSTINE MILNE	I	PRINCIPAL FINANCIAL OFFICER	NA	Control
ZADICK, JUSTINE MILNE	I	PRINCIPAL FINANCIAL OFFICER	NA	Control
ZADICK, JUSTINE MILNE	I	PRINCIPAL FINANCIAL OFFICER	NA	Control
ZADICK, JUSTINE MILNE	I	PRINCIPAL FINANCIAL OFFICER	NA	Control
D.A. DAVIDSON COMPANIES	DE	HOLDING COMPANY	E	Control
D.A. DAVIDSON COMPANIES	DE	HOLDING COMPANY	E	Control
D.A. DAVIDSON COMPANIES	DE	HOLDING COMPANY	E	Control
D.A. DAVIDSON COMPANIES	DE	HOLDING COMPANY	E	Control
D.A. DAVIDSON COMPANIES	DE	HOLDING COMPANY	E	Control
D.A. DAVIDSON COMPANIES	DE	HOLDING COMPANY	E	Control
D.A. DAVIDSON COMPANIES	DE	HOLDING COMPANY	E	Control
D.A. DAVIDSON COMPANIES	DE	HOLDING COMPANY	E	Control
D.A. DAVIDSON COMPANIES	DE	HOLDING COMPANY	E	Control
D.A. DAVIDSON COMPANIES	DE	HOLDING COMPANY	E	Control
D.A. DAVIDSON COMPANIES	DE	HOLDING COMPANY	E	Control
D.A. DAVIDSON COMPANIES	DE	HOLDING COMPANY	E	Control
D.A. DAVIDSON COMPANIES	DE	HOLDING COMPANY	E	Control
D.A. DAVIDSON COMPANIES	DE	HOLDING COMPANY	E	Control
D.A. DAVIDSON COMPANIES	DE	HOLDING COMPANY	E	Control
D.A. DAVIDSON COMPANIES	DE	HOLDING COMPANY	E	Control
D.A. DAVIDSON COMPANIES	DE	HOLDING COMPANY	E	Control
D.A. DAVIDSON COMPANIES	DE	HOLDING COMPANY	E	Control
D.A. DAVIDSON COMPANIES	DE	HOLDING COMPANY	E	Control
D.A. DAVIDSON COMPANIES	DE	HOLDING COMPANY	E	Control
D.A. DAVIDSON COMPANIES	DE	HOLDING COMPANY	E	Control
D.A. DAVIDSON COMPANIES	DE	HOLDING COMPANY	E	Control
D.A. DAVIDSON COMPANIES	DE	HOLDING COMPANY	E	Control
D.A. DAVIDSON COMPANIES	DE	HOLDING COMPANY	E	Control
D.A. DAVIDSON COMPANIES	DE	HOLDING COMPANY	E	Control
D.A. DAVIDSON COMPANIES	DE	HOLDING COMPANY	E	Control
D.A. DAVIDSON COMPANIES	DE	HOLDING COMPANY	E	Control
D.A. DAVIDSON COMPANIES	DE	HOLDING COMPANY	E	Control
D.A. DAVIDSON COMPANIES	DE	HOLDING COMPANY	E	Control
D.A. DAVIDSON COMPANIES	DE	HOLDING COMPANY	E	Control
D.A. DAVIDSON COMPANIES	DE	HOLDING COMPANY	E	Control
D.A. DAVIDSON COMPANIES	DE	HOLDING COMPANY	E	Control
D.A. DAVIDSON COMPANIES	DE	HOLDING COMPANY	E	Control
D.A. DAVIDSON COMPANIES	DE	HOLDING COMPANY	E	Control
D.A. DAVIDSON COMPANIES	DE	HOLDING COMPANY	E	Control
D.A. DAVIDSON COMPANIES	DE	HOLDING COMPANY	E	Control
D.A. DAVIDSON COMPANIES	DE	HOLDING COMPANY	E	Control
D.A. DAVIDSON COMPANIES	DE	HOLDING COMPANY	E	Control
D.A. DAVIDSON COMPANIES	DE	HOLDING COMPANY	E	Control
D.A. DAVIDSON COMPANIES	DE	HOLDING COMPANY	E	Control
DAVIDSON COMPANIES	DE	PARENT CORPORATION	E	Control
DAVIDSON COMPANIES	DE	PARENT CORPORATION	E	Control
DAVIDSON COMPANIES	DE	PARENT CORPORATION	E	Control
DAVIDSON COMPANIES	DE	PARENT CORPORATION	E	Control
DAVIDSON COMPANIES	DE	PARENT CORPORATION	E	Control
DAVIDSON COMPANIES	DE	PARENT CORPORATION	E	Control
DAVIDSON COMPANIES	DE	PARENT CORPORATION	E	Control
DAVIDSON COMPANIES	DE	PARENT CORPORATION	E	Control
DAVIDSON COMPANIES	DE	PARENT CORPORATION	E	Control
DAVIDSON COMPANIES	DE	PARENT CORPORATION	E	Control
DAVIDSON COMPANIES	DE	PARENT CORPORATION	E	Control
DAVIDSON COMPANIES	DE	PARENT CORPORATION	E	Control
DAVIDSON COMPANIES	DE	PARENT CORPORATION	E	Control
DAVIDSON COMPANIES	DE	PARENT CORPORATION	E	Control
DAVIDSON COMPANIES	DE	PARENT CORPORATION	E	Control
DAVIDSON COMPANIES	DE	HOLDING COMPANY	E	Control
DAVIDSON COMPANIES	DE	PARENT CORPORATION	E	Control
DAVIDSON COMPANIES	DE	PARENT CORPORATION	E	Control
DAVIDSON COMPANIES	DE	PARENT CORPORATION	E	Control
DAVIDSON COMPANIES	DE	PARENT CORPORATION	E	Control
DAVIDSON, IAN BRUCE	I	CHAIRMAN, DIRECTOR	B	Control
DAVIDSON, IAN BRUCE	I	CHAIRMAN, DIRECTOR	B	Control
DAVIDSON, IAN BRUCE	I	DIRECTOR	B	Control
DAVIDSON, IAN BRUCE	I	CHAIRMAN EMERITUS, DIRECTOR	B	Control
DAVIDSON, IAN BRUCE	I	CHAIRMAN EMERITUS, DIRECTOR	B	Control
DAVIDSON, IAN BRUCE	I	CHAIRMAN, DIRECTOR	B	Control
DAVIDSON, IAN BRUCE	I	CHAIRMAN EMERITUS, DIRECTOR	B	Control
DAVIDSON, IAN BRUCE	I	CHAIRMAN EMERITUS	B	Control
DAVIDSON, IAN BRUCE	I	CHAIRMAN EMERITUS, DIRECTOR	B	Control
DAVIDSON, IAN BRUCE	I	CHAIRMAN EMERITUS, DIRECTOR	B	Control
DAVIDSON, IAN BRUCE	I	CHAIRMAN EMERITUS	B	Control
DAVIDSON, IAN BRUCE	I	CHAIRMAN EMERITUS	B	Control
DAVIDSON, IAN BRUCE	I	CHAIRMAN EMERITUS	B	Control
DAVIDSON, IAN BRUCE	I	CHAIRMAN EMERITUS	B	Control
DAVIDSON, IAN BRUCE	I	CHAIRMAN EMERITUS	B	Control
DAVIDSON, IAN BRUCE	I	CHAIRMAN EMERITUS	B	Control
DAVIDSON, IAN BRUCE	I	CHAIRMAN EMERITUS	B	Control
DAVIDSON, IAN BRUCE	I	CHAIRMAN EMERITUS	B	Control
DAVIDSON, IAN BRUCE	I	CHAIRMAN EMERITUS	B	Control
DAVIDSON, IAN BRUCE	I	CHAIRMAN EMERITUS	B	Control
DAVIDSON, IAN BRUCE	I	CHAIRMAN EMERITUS	B	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	DE	DAVIDSON COMPANIES	E	Control
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	DE	DAVIDSON COMPANIES	E	Control
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	DE	DAVIDSON COMPANIES	E	Control
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	DE	DAVIDSON COMPANIES	E	Control
DAVIDSON, IAN BRUCE	I	DAVIDSON COMPANIES	D	Control
D.A. DAVIDSON TRUST COMPANY	DE	EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	C
D.A. DAVIDSON TRUST COMPANY	DE	EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	C
D.A. DAVIDSON TRUST COMPANY	DE	EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	C
D.A. DAVIDSON TRUST COMPANY	DE	EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	C
D.A. DAVIDSON TRUST COMPANY	DE	EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	C
D.A. DAVIDSON TRUST COMPANY	DE	EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	C
D.A. DAVIDSON TRUST COMPANY	DE	EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	C
D.A. DAVIDSON TRUST COMPANY	DE	EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	C
D.A. DAVIDSON TRUST COMPANY	DE	EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	C
D.A. DAVIDSON TRUST COMPANY	DE	EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	C
D.A. DAVIDSON TRUST COMPANY	DE	EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	C
D.A. DAVIDSON TRUST COMPANY	DE	EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	C
D.A. DAVIDSON TRUST COMPANY	DE	EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	C
D.A. DAVIDSON TRUST COMPANY	DE	EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	C
D.A. DAVIDSON TRUST COMPANY	DE	EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	C
D.A. DAVIDSON TRUST COMPANY	DE	EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	C
D.A. DAVIDSON TRUST COMPANY	DE	EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	C
D.A. DAVIDSON TRUST COMPANY	DE	EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	C
D.A. DAVIDSON TRUST COMPANY	DE	EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	C
D.A. DAVIDSON TRUST COMPANY	DE	EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	C
D.A. DAVIDSON TRUST COMPANY	DE	EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	C
D.A. DAVIDSON TRUST COMPANY	DE	EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	C
D.A. DAVIDSON TRUST COMPANY	DE	EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	C
D.A. DAVIDSON TRUST COMPANY	DE	EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	C
D.A. DAVIDSON TRUST COMPANY	DE	EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	C
D.A. DAVIDSON TRUST COMPANY	DE	EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	C
D.A. DAVIDSON TRUST COMPANY	DE	EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	C
D.A. DAVIDSON TRUST COMPANY	DE	EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	C
D.A. DAVIDSON TRUST COMPANY	DE	EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	C
D.A. DAVIDSON TRUST COMPANY	DE	EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	C
D.A. DAVIDSON TRUST COMPANY	DE	EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	C
D.A. DAVIDSON TRUST COMPANY	DE	EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	C
DAVIDSON TRUST CO.	DE	EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	C
DAVIDSON, IAN BRUCE	I	DAVIDSON COMPANIES	C	Control
DAVIDSON, IAN BRUCE	I	DAVIDSON COMPANIES	C	Control
DAVIDSON, IAN BRUCE	I	DAVIDSON COMPANIES	C	Control
DAVIDSON, IAN BRUCE	I	DAVIDSON COMPANIES	C	Control
DAVIDSON, IAN BRUCE	I	DAVIDSON COMPANIES	C	Control
DAVIDSON, IAN BRUCE	I	DAVIDSON COMPANIES	C	Control
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	DE	DAVIDSON COMPANIES	C	Control
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	DE	DAVIDSON COMPANIES	C	Control
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	DE	DAVIDSON COMPANIES	C	Control
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	DE	DAVIDSON COMPANIES	C	Control
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	DE	DAVIDSON COMPANIES	C	Control
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	DE	DAVIDSON COMPANIES	C	Control
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	DE	DAVIDSON COMPANIES	C	Control
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	DE	DAVIDSON COMPANIES	C	Control
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	DE	DAVIDSON COMPANIES	C	Control
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	DE	DAVIDSON COMPANIES	C	Control
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	DE	DAVIDSON COMPANIES	C	Control
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	DE	DAVIDSON COMPANIES	C	Control
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	DE	DAVIDSON COMPANIES	C	Control
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	DE	DAVIDSON COMPANIES	C
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	DE	DAVIDSON COMPANIES	C	Control
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	DE	D.A. DAVIDSON COMPANIES	C
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	DE	D.A. DAVIDSON COMPANIES	C
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	DE	D.A. DAVIDSON COMPANIES	C
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	DE	D.A. DAVIDSON COMPANIES	C
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	DE	D.A. DAVIDSON COMPANIES	C
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	DE	D.A. DAVIDSON COMPANIES	C
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	DE	D.A. DAVIDSON COMPANIES	C
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	DE	D.A. DAVIDSON COMPANIES	C
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	DE	D.A. DAVIDSON COMPANIES	C
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	DE	D.A. DAVIDSON COMPANIES	C
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	DE	D.A. DAVIDSON COMPANIES	C
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	DE	D.A. DAVIDSON COMPANIES	C
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	DE	D.A. DAVIDSON COMPANIES	C
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	DE	D.A. DAVIDSON COMPANIES	C
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	DE	D.A. DAVIDSON COMPANIES	C
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	DE	D.A. DAVIDSON COMPANIES	C
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	DE	D.A. DAVIDSON COMPANIES	C
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	DE	D.A. DAVIDSON COMPANIES	C
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	DE	D.A. DAVIDSON COMPANIES	C
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	DE	D.A. DAVIDSON COMPANIES	C
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	DE	D.A. DAVIDSON COMPANIES	C
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	DE	D.A. DAVIDSON COMPANIES	C
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	DE	D.A. DAVIDSON COMPANIES	C
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	DE	D.A. DAVIDSON COMPANIES	C
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	DE	D.A. DAVIDSON COMPANIES	C
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	DE	D.A. DAVIDSON COMPANIES	C
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	DE	D.A. DAVIDSON COMPANIES	C
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	DE	D.A. DAVIDSON COMPANIES	C
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	DE	D.A. DAVIDSON COMPANIES	C
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	DE	D.A. DAVIDSON COMPANIES	C
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	DE	D.A. DAVIDSON COMPANIES	C
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	DE	D.A. DAVIDSON COMPANIES	C

Registrations

Federal

Dec 2, 2025 REGISTERED

Notice Filings (50)

AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV

Address

8 THIRD STREET NORTH
GREAT FALLS, MT 59401
United States

Phone: 406-727-4200