BNY MELLON SECURITIES CORPORATION
CRD #231 SEC #801-54739 NEW YORK, NY 212-635-8827
SEC Registered Broker-Dealer Disclosures
Total AUM
$7.1B
Discretionary
$701.3M
Employees
306
Clients
0
Accounts
3,823
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Oct 2025 | $7.1B | $701.3M | $6.4B | 306 | 0 |
| Sep 2025 | $7.1B | $701.3M | $6.4B | 306 | 0 |
| Apr 2025 | $7.1B | $701.3M | $6.4B | 306 | 0 |
| Mar 2025 | $7.1B | $701.3M | $6.4B | 306 | 0 |
| Feb 2025 | $6.1B | $697.5M | $5.4B | 303 | 0 |
| Aug 2024 | $6.1B | $697.5M | $5.4B | 303 | 0 |
| Mar 2024 | $6.1B | $697.5M | $5.4B | 303 | 0 |
| Sep 2023 | $5.3B | $593.6M | $4.7B | 320 | 0 |
| Aug 2023 | $5.3B | $593.6M | $4.7B | 320 | 0 |
| Apr 2023 | $5.3B | $593.6M | $4.7B | 320 | 0 |
| Mar 2023 | $5.3B | $593.6M | $4.7B | 320 | 0 |
| Dec 2022 | $2.5B | $829.8M | $1.7B | 333 | 0 |
| Aug 2022 | $2.5B | $829.8M | $1.7B | 333 | 0 |
| Aug 2022 | $2.5B | $829.8M | $1.7B | 333 | 0 |
| May 2022 | $2.5B | $829.8M | $1.7B | 333 | 0 |
| May 2022 | $2.5B | $829.8M | $1.7B | 333 | 0 |
| Apr 2022 | $2.5B | $829.8M | $1.7B | 333 | 0 |
| Mar 2022 | $2.5B | $829.8M | $1.7B | 333 | 0 |
| Sep 2021 | $2B | $744.4M | $1.3B | 350 | 0 |
| Jul 2021 | $2B | $744.4M | $1.3B | 350 | 0 |
| Jul 2021 | $2B | $744.4M | $1.3B | 350 | 0 |
| Mar 2021 | $2B | $744.4M | $1.3B | 350 | 0 |
| Aug 2020 | $1.7B | $745.7M | $964M | 353 | 0 |
| Jun 2020 | $1.7B | $745.7M | $964M | 353 | 0 |
| Mar 2020 | $1.7B | $745.7M | $964M | 353 | 0 |
| Oct 2019 | $1.5B | $687.2M | $795.8M | 355 | 0 |
| Aug 2019 | $1.5B | $687.2M | $795.8M | 355 | 0 |
| Jul 2019 | $1.5B | $687.2M | $795.8M | 355 | 0 |
| Jun 2019 | $1.5B | $687.2M | $795.8M | 355 | 0 |
| Jun 2019 | $1.5B | $687.2M | $795.8M | 355 | 0 |
| Jun 2019 | $1.5B | $687.2M | $795.8M | 355 | 0 |
| Apr 2019 | $1.5B | $687.2M | $795.8M | 355 | 0 |
| Mar 2019 | $1.5B | $687.2M | $795.8M | 355 | 0 |
| Nov 2018 | $1.5B | $973.7M | $551.4M | 368 | 0 |
| Jul 2018 | $1.5B | $973.7M | $551.4M | 368 | 0 |
| Apr 2018 | $1.5B | $973.7M | $551.4M | 368 | 0 |
| Mar 2018 | $1.5B | $973.7M | $551.4M | 368 | 0 |
| Mar 2018 | $1.5B | $973.7M | $551.4M | 368 | 0 |
| Jul 2017 | $1.3B | $849.9M | $470.8M | 404 | 4,500 |
| Jun 2017 | $1.3B | $849.9M | $470.8M | 404 | 4,500 |
| Jun 2017 | $1.3B | $849.9M | $470.8M | 404 | 4,500 |
| Mar 2017 | $1.3B | $849.9M | $470.8M | 404 | 4,500 |
| Feb 2017 | $1.4B | $865M | $489.2M | 605 | 4,600 |
| Jan 2017 | $1.4B | $865M | $489.2M | 605 | 4,600 |
| Sep 2016 | $1.4B | $865M | $489.2M | 605 | 4,600 |
| Jun 2016 | $1.4B | $865M | $489.2M | 605 | 4,600 |
| Mar 2016 | $1.4B | $865M | $489.2M | 605 | 4,600 |
| Jan 2016 | $1.3B | $759.4M | $491.6M | 630 | 4,300 |
| Jan 2016 | $1.3B | $759.4M | $491.6M | 630 | 4,300 |
| Dec 2015 | $1.3B | $759.4M | $491.6M | 630 | 4,300 |
| Aug 2015 | $1.3B | $759.4M | $491.6M | 630 | 4,300 |
| Mar 2015 | $1.3B | $759.4M | $491.6M | 630 | 4,300 |
| Sep 2014 | $1.3B | $896.1M | $433.9M | 626 | 3,800 |
| Aug 2014 | $1.3B | $896.1M | $433.9M | 626 | 3,800 |
| Jul 2014 | $1.3B | $896.1M | $433.9M | 626 | 3,800 |
| Mar 2014 | $1.3B | $896.1M | $433.9M | 626 | 3,800 |
| Mar 2014 | $1.3B | $896.1M | $433.9M | 626 | 3,800 |
| Jan 2014 | $1.1B | $715.1M | $353.8M | 628 | 3,800 |
| Apr 2013 | $1.1B | $715.1M | $353.8M | 628 | 3,800 |
| Mar 2013 | $1.1B | $715.1M | $353.8M | 628 | 3,800 |
| Sep 2012 | $1.1B | $726.3M | $336.4M | 501 | 4,200 |
| Apr 2012 | $1.1B | $726.3M | $336.4M | 501 | 4,200 |
| Apr 2012 | $1.1B | $726.3M | $336.4M | 501 | 4,200 |
| Mar 2012 | $1.1B | $726.3M | $336.4M | 501 | 4,200 |
| Dec 2011 | $1.2B | $865.6M | $324.8M | 501 | 5,000 |
| May 2011 | $1.2B | $865.6M | $324.8M | 501 | -- |
| Mar 2011 | $1.2B | $865.6M | $324.8M | 501 | -- |
| Oct 2010 | $386M | $0 | $386M | 501 | -- |
| Jun 2010 | $386M | $0 | $386M | 501 | -- |
| Mar 2008 | $407.1M | $59.2M | $347.9M | 501 | -- |
| Aug 2007 | $1.2B | $946M | $273M | 501 | -- |
| Apr 2007 | $1.2B | $946M | $273M | 501 | -- |
| Mar 2007 | $1.2B | $946M | $273M | 501 | -- |
| Feb 2007 | $259M | $67.8M | $191.2M | 501 | -- |
| Dec 2006 | $259M | $67.8M | $191.2M | 501 | -- |
| Dec 2006 | $259M | $67.8M | $191.2M | 501 | -- |
| Jan 2006 | $401M | $167M | $234M | 501 | -- |
| Dec 2005 | $401M | $167M | $234M | 501 | -- |
| Mar 2004 | $246.1M | $21.5M | $224.6M | -- | -- |
| Dec 2003 | $238.4M | $70.4M | $168M | 501 | -- |
| Mar 2002 | $34.1M | $22.1M | $12M | -- | -- |
| Oct 2001 | $36.7M | $36.7M | $0 | -- | -- |
DateOct 2025
Total AUM$7.1B
Discretionary$701.3M
Non-Disc.$6.4B
Employees306
Clients0
DateSep 2025
Total AUM$7.1B
Discretionary$701.3M
Non-Disc.$6.4B
Employees306
Clients0
DateApr 2025
Total AUM$7.1B
Discretionary$701.3M
Non-Disc.$6.4B
Employees306
Clients0
DateMar 2025
Total AUM$7.1B
Discretionary$701.3M
Non-Disc.$6.4B
Employees306
Clients0
DateFeb 2025
Total AUM$6.1B
Discretionary$697.5M
Non-Disc.$5.4B
Employees303
Clients0
DateAug 2024
Total AUM$6.1B
Discretionary$697.5M
Non-Disc.$5.4B
Employees303
Clients0
DateMar 2024
Total AUM$6.1B
Discretionary$697.5M
Non-Disc.$5.4B
Employees303
Clients0
DateSep 2023
Total AUM$5.3B
Discretionary$593.6M
Non-Disc.$4.7B
Employees320
Clients0
DateAug 2023
Total AUM$5.3B
Discretionary$593.6M
Non-Disc.$4.7B
Employees320
Clients0
DateApr 2023
Total AUM$5.3B
Discretionary$593.6M
Non-Disc.$4.7B
Employees320
Clients0
DateMar 2023
Total AUM$5.3B
Discretionary$593.6M
Non-Disc.$4.7B
Employees320
Clients0
DateDec 2022
Total AUM$2.5B
Discretionary$829.8M
Non-Disc.$1.7B
Employees333
Clients0
DateAug 2022
Total AUM$2.5B
Discretionary$829.8M
Non-Disc.$1.7B
Employees333
Clients0
DateAug 2022
Total AUM$2.5B
Discretionary$829.8M
Non-Disc.$1.7B
Employees333
Clients0
DateMay 2022
Total AUM$2.5B
Discretionary$829.8M
Non-Disc.$1.7B
Employees333
Clients0
DateMay 2022
Total AUM$2.5B
Discretionary$829.8M
Non-Disc.$1.7B
Employees333
Clients0
DateApr 2022
Total AUM$2.5B
Discretionary$829.8M
Non-Disc.$1.7B
Employees333
Clients0
DateMar 2022
Total AUM$2.5B
Discretionary$829.8M
Non-Disc.$1.7B
Employees333
Clients0
DateSep 2021
Total AUM$2B
Discretionary$744.4M
Non-Disc.$1.3B
Employees350
Clients0
DateJul 2021
Total AUM$2B
Discretionary$744.4M
Non-Disc.$1.3B
Employees350
Clients0
DateJul 2021
Total AUM$2B
Discretionary$744.4M
Non-Disc.$1.3B
Employees350
Clients0
DateMar 2021
Total AUM$2B
Discretionary$744.4M
Non-Disc.$1.3B
Employees350
Clients0
DateAug 2020
Total AUM$1.7B
Discretionary$745.7M
Non-Disc.$964M
Employees353
Clients0
DateJun 2020
Total AUM$1.7B
Discretionary$745.7M
Non-Disc.$964M
Employees353
Clients0
DateMar 2020
Total AUM$1.7B
Discretionary$745.7M
Non-Disc.$964M
Employees353
Clients0
DateOct 2019
Total AUM$1.5B
Discretionary$687.2M
Non-Disc.$795.8M
Employees355
Clients0
DateAug 2019
Total AUM$1.5B
Discretionary$687.2M
Non-Disc.$795.8M
Employees355
Clients0
DateJul 2019
Total AUM$1.5B
Discretionary$687.2M
Non-Disc.$795.8M
Employees355
Clients0
DateJun 2019
Total AUM$1.5B
Discretionary$687.2M
Non-Disc.$795.8M
Employees355
Clients0
DateJun 2019
Total AUM$1.5B
Discretionary$687.2M
Non-Disc.$795.8M
Employees355
Clients0
DateJun 2019
Total AUM$1.5B
Discretionary$687.2M
Non-Disc.$795.8M
Employees355
Clients0
DateApr 2019
Total AUM$1.5B
Discretionary$687.2M
Non-Disc.$795.8M
Employees355
Clients0
DateMar 2019
Total AUM$1.5B
Discretionary$687.2M
Non-Disc.$795.8M
Employees355
Clients0
DateNov 2018
Total AUM$1.5B
Discretionary$973.7M
Non-Disc.$551.4M
Employees368
Clients0
DateJul 2018
Total AUM$1.5B
Discretionary$973.7M
Non-Disc.$551.4M
Employees368
Clients0
DateApr 2018
Total AUM$1.5B
Discretionary$973.7M
Non-Disc.$551.4M
Employees368
Clients0
DateMar 2018
Total AUM$1.5B
Discretionary$973.7M
Non-Disc.$551.4M
Employees368
Clients0
DateMar 2018
Total AUM$1.5B
Discretionary$973.7M
Non-Disc.$551.4M
Employees368
Clients0
DateJul 2017
Total AUM$1.3B
Discretionary$849.9M
Non-Disc.$470.8M
Employees404
Clients4,500
DateJun 2017
Total AUM$1.3B
Discretionary$849.9M
Non-Disc.$470.8M
Employees404
Clients4,500
DateJun 2017
Total AUM$1.3B
Discretionary$849.9M
Non-Disc.$470.8M
Employees404
Clients4,500
DateMar 2017
Total AUM$1.3B
Discretionary$849.9M
Non-Disc.$470.8M
Employees404
Clients4,500
DateFeb 2017
Total AUM$1.4B
Discretionary$865M
Non-Disc.$489.2M
Employees605
Clients4,600
DateJan 2017
Total AUM$1.4B
Discretionary$865M
Non-Disc.$489.2M
Employees605
Clients4,600
DateSep 2016
Total AUM$1.4B
Discretionary$865M
Non-Disc.$489.2M
Employees605
Clients4,600
DateJun 2016
Total AUM$1.4B
Discretionary$865M
Non-Disc.$489.2M
Employees605
Clients4,600
DateMar 2016
Total AUM$1.4B
Discretionary$865M
Non-Disc.$489.2M
Employees605
Clients4,600
DateJan 2016
Total AUM$1.3B
Discretionary$759.4M
Non-Disc.$491.6M
Employees630
Clients4,300
DateJan 2016
Total AUM$1.3B
Discretionary$759.4M
Non-Disc.$491.6M
Employees630
Clients4,300
DateDec 2015
Total AUM$1.3B
Discretionary$759.4M
Non-Disc.$491.6M
Employees630
Clients4,300
DateAug 2015
Total AUM$1.3B
Discretionary$759.4M
Non-Disc.$491.6M
Employees630
Clients4,300
DateMar 2015
Total AUM$1.3B
Discretionary$759.4M
Non-Disc.$491.6M
Employees630
Clients4,300
DateSep 2014
Total AUM$1.3B
Discretionary$896.1M
Non-Disc.$433.9M
Employees626
Clients3,800
DateAug 2014
Total AUM$1.3B
Discretionary$896.1M
Non-Disc.$433.9M
Employees626
Clients3,800
DateJul 2014
Total AUM$1.3B
Discretionary$896.1M
Non-Disc.$433.9M
Employees626
Clients3,800
DateMar 2014
Total AUM$1.3B
Discretionary$896.1M
Non-Disc.$433.9M
Employees626
Clients3,800
DateMar 2014
Total AUM$1.3B
Discretionary$896.1M
Non-Disc.$433.9M
Employees626
Clients3,800
DateJan 2014
Total AUM$1.1B
Discretionary$715.1M
Non-Disc.$353.8M
Employees628
Clients3,800
DateApr 2013
Total AUM$1.1B
Discretionary$715.1M
Non-Disc.$353.8M
Employees628
Clients3,800
DateMar 2013
Total AUM$1.1B
Discretionary$715.1M
Non-Disc.$353.8M
Employees628
Clients3,800
DateSep 2012
Total AUM$1.1B
Discretionary$726.3M
Non-Disc.$336.4M
Employees501
Clients4,200
DateApr 2012
Total AUM$1.1B
Discretionary$726.3M
Non-Disc.$336.4M
Employees501
Clients4,200
DateApr 2012
Total AUM$1.1B
Discretionary$726.3M
Non-Disc.$336.4M
Employees501
Clients4,200
DateMar 2012
Total AUM$1.1B
Discretionary$726.3M
Non-Disc.$336.4M
Employees501
Clients4,200
DateDec 2011
Total AUM$1.2B
Discretionary$865.6M
Non-Disc.$324.8M
Employees501
Clients5,000
DateMay 2011
Total AUM$1.2B
Discretionary$865.6M
Non-Disc.$324.8M
Employees501
Clients--
DateMar 2011
Total AUM$1.2B
Discretionary$865.6M
Non-Disc.$324.8M
Employees501
Clients--
DateOct 2010
Total AUM$386M
Discretionary$0
Non-Disc.$386M
Employees501
Clients--
DateJun 2010
Total AUM$386M
Discretionary$0
Non-Disc.$386M
Employees501
Clients--
DateMar 2008
Total AUM$407.1M
Discretionary$59.2M
Non-Disc.$347.9M
Employees501
Clients--
DateAug 2007
Total AUM$1.2B
Discretionary$946M
Non-Disc.$273M
Employees501
Clients--
DateApr 2007
Total AUM$1.2B
Discretionary$946M
Non-Disc.$273M
Employees501
Clients--
DateMar 2007
Total AUM$1.2B
Discretionary$946M
Non-Disc.$273M
Employees501
Clients--
DateFeb 2007
Total AUM$259M
Discretionary$67.8M
Non-Disc.$191.2M
Employees501
Clients--
DateDec 2006
Total AUM$259M
Discretionary$67.8M
Non-Disc.$191.2M
Employees501
Clients--
DateDec 2006
Total AUM$259M
Discretionary$67.8M
Non-Disc.$191.2M
Employees501
Clients--
DateJan 2006
Total AUM$401M
Discretionary$167M
Non-Disc.$234M
Employees501
Clients--
DateDec 2005
Total AUM$401M
Discretionary$167M
Non-Disc.$234M
Employees501
Clients--
DateMar 2004
Total AUM$246.1M
Discretionary$21.5M
Non-Disc.$224.6M
Employees--
Clients--
DateDec 2003
Total AUM$238.4M
Discretionary$70.4M
Non-Disc.$168M
Employees501
Clients--
DateMar 2002
Total AUM$34.1M
Discretionary$22.1M
Non-Disc.$12M
Employees--
Clients--
DateOct 2001
Total AUM$36.7M
Discretionary$36.7M
Non-Disc.$0
Employees--
Clients--