BNY MELLON SECURITIES CORPORATION

CRD #231 SEC #801-54739 NEW YORK, NY 212-635-8827

SEC Registered Broker-Dealer Disclosures

Total AUM

$7.1B

Discretionary

$701.3M

Employees

306

Clients

Accounts

3,823

This firm has regulatory disclosures on file. View disclosures

Firm Details

Organization Type: Corporation
State of Formation: New York
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Oct 7, 2025
Branch Offices: 4

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BAUM, JONATHAN RUSSELL	I	EXECUTIVE VICE PRESIDENT	NA	Control
BAUM, JONATHAN RUSSELL	I	EXECUTIVE VICE PRESIDENT	NA	Control
BAUM, JONATHAN RUSSELL	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER & DIRECTOR	NA	Control
BAUM, JONATHAN RUSSELL	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER & DIRECTOR	NA	Control
BAUM, JONATHAN RUSSELL	I	EXECUTIVE VICE PRESIDENT	NA	Control
BAUM, JONATHAN RUSSELL	I	EXECUTIVE VICE PRESIDENT	NA	Control
BAUM, JONATHAN RUSSELL	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
BAUM, JONATHAN RUSSELL	I	EXECUTIVE VICE PRESIDENT	NA	Control
BAUM, JONATHAN RUSSELL	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER & DIRECTOR	NA	Control
BAUM, JONATHAN RUSSELL	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER & DIRECTOR	NA	Control
BAUM, JONATHAN RUSSELL	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER & DIRECTOR	NA	Control
BAUM, JONATHAN RUSSELL	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER & DIRECTOR	NA	Control
BAUM, JONATHAN RUSSELL	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER & DIRECTOR	NA	Control
BAUM, JONATHAN RUSSELL	I	CHAIRMAN & DIRECTOR	NA	Control
BAUM, JONATHAN RUSSELL	I	CHAIRMAN & DIRECTOR	NA	Control
BAUM, JONATHAN RUSSELL	I	CHAIRMAN & DIRECTOR	NA	Control
BAUM, JONATHAN RUSSELL	I	CHAIRMAN & DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	EXECUTIVE VICE PRESIDENT	NA	Control
BRADLE, KENNETH JAMES	I	EXECUTIVE VICE PRESIDENT	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT & DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT & DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	EXECUTIVE VICE PRESIDENT	NA	Control
BRADLE, KENNETH JAMES	I	EXECUTIVE VICE PRESIDENT	NA	Control
BRADLE, KENNETH JAMES	I	EXECUTIVE VICE PRESIDENT	NA	Control
BRADLE, KENNETH JAMES	I	EXECUTIVE VICE PRESIDENT	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT & DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT & DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	CHIEF EXECUTIVE OFFICER, PRESIDENT & DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	CHIEF EXECUTIVE OFFICER, PRESIDENT & DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	CHIEF EXECUTIVE OFFICER, PRESIDENT & DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT & DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT & DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	CHIEF EXECUTIVE OFFICER, PRESIDENT & DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	CHIEF EXECUTIVE OFFICER, PRESIDENT & DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	CHIEF EXECUTIVE OFFICER, PRESIDENT & DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	CHIEF EXECUTIVE OFFICER, PRESIDENT & DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	CHIEF EXECUTIVE OFFICER, PRESIDENT & DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	CHIEF EXECUTIVE OFFICER, PRESIDENT & DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	CHIEF EXECUTIVE OFFICER, PRESIDENT & DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	CHIEF EXECUTIVE OFFICER, PRESIDENT & DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	CHIEF EXECUTIVE OFFICER, PRESIDENT & DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	CHIEF EXECUTIVE OFFICER, PRESIDENT & DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	CHIEF EXECUTIVE OFFICER, PRESIDENT & DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	CHIEF EXECUTIVE OFFICER, PRESIDENT & DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT & DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT & DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT & DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT & DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT & DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT & DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT & DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT & DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT & DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT & DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT & DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT & DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT & DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT & DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT & DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT & DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT & DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT & DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT & DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT AND DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT AND DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT AND DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT AND DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT AND DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT AND DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT AND DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT AND DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT AND DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT AND DIRECTOR	NA	Control
BRADLE, KENNETH JAMES	I	PRESIDENT AND DIRECTOR	NA	Control
BURKE, STEPHEN ROBERT	I	EXECUTIVE VICE PRESIDENT	NA
CAPONE, ROBERT GLENN	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
CAPONE, ROBERT GLENN	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
CAPONE, ROBERT GLENN	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
CAPONE, ROBERT GLENN	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
CAPONE, ROBERT GLENN	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
CAPONE, ROBERT GLENN	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
CAPONE, ROBERT GLENN	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
CAPONE, ROBERT GLENN	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
CAPONE, ROBERT GLENN	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
CAPONE, ROBERT GLENN	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
CAPONE, ROBERT GLENN	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
CAPONE, ROBERT GLENN	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
CAPONE, ROBERT GLENN	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
CAPONE, ROBERT GLENN	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
CAPONE, ROBERT GLENN	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
CAPONE, ROBERT GLENN	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
CAPONE, ROBERT GLENN	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
CAPONE, ROBERT GLENN	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
CARDONA, JOHN CHARLES	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
CARDONA, JOHN CHARLES	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
CARDONA, JOHN CHARLES	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
CARDONA, JOHN CHARLES	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
CARDONA, JOHN CHARLES	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
CARDONA, JOHN CHARLES	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
CARDONA, JOHN CHARLES	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
CARDONA, JOHN CHARLES	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
CARDONA, JOHN CHARLES	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
CARDONA, JOHN CHARLES	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
CARDONA, JOHN CHARLES	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
CARDONA, JOHN CHARLES	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
CARDONA, JOHN CHARLES	I	EXECUTIVE VICE PRESIDENT	NA
CARDONA, JOHN CHARLES	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
CARDONA, JOHN CHARLES	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA
CARDONA, JOHN CHARLES	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
CARDONA, JOHN CHARLES	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
CARDONA, JOHN CHARLES	I	CHAIRMAN, EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
CARDONA, JOHN CHARLES	I	CHAIRMAN, EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
CARDONA, JOHN CHARLES	I	CHAIRMAN, EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
CARDONA, JOHN CHARLES	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
CARDONA, JOHN CHARLES	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
CARDONA, JOHN CHARLES	I	CHAIRMAN, EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
CARDONA, JOHN CHARLES	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
CARDONA, JOHN CHARLES	I	CHAIRMAN, EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
CARDONA, JOHN CHARLES	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
CARDONA, JOHN CHARLES	I	CHAIRMAN, EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
CARDONA, JOHN CHARLES	I	CHAIRMAN, EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
CARDONA, JOHN CHARLES	I	CHAIRMAN, EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
CARDONA, JOHN CHARLES	I	CHAIRMAN, EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
CARDONA, JOHN CHARLES	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
CARDONA, JOHN CHARLES	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
CARDONA, JOHN CHARLES	I	CHAIRMAN, EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
CARDONA, JOHN CHARLES	I	CHAIRMAN, EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
CARDONA, JOHN CHARLES	I	CHAIRMAN, CO-HEAD & DIRECTOR	NA	Control
CARDONA, JOHN CHARLES	I	CHAIRMAN, CO-HEAD & DIRECTOR	NA	Control
CARDONA, JOHN CHARLES	I	CHAIRMAN, CO-HEAD & DIRECTOR	NA	Control
CARDONA, JOHN CHARLES	I	CHAIRMAN, CO-HEAD & DIRECTOR	NA	Control
CARDONA, JOHN CHARLES	I	CHAIRMAN, CO-HEAD & DIRECTOR	NA	Control
CARDONA, JOHN CHARLES	I	CHAIRMAN, CO-HEAD & DIRECTOR	NA	Control
CARDONA, JOHN CHARLES	I	CHAIRMAN, CO-HEAD & DIRECTOR	NA	Control
CONNOLLY, JOSEPH WARREN	I	CCO (INVESTMENT ADVISORY BUSINESS)	NA	Control
CONNOLLY, JOSEPH WARREN	I	CCO (INVESTMENT ADVISORY BUSINESS)	NA
CONNOLLY, JOSEPH WARREN	I	CHIEF COMPLIANCE OFFICER - (INVESTMENT ADVISORY BUSINESS)	NA
CONNOLLY, JOSEPH WARREN	I	CCO (INVESTMENT ADVISORY BUSINESS)	NA	Control
CONNOLLY, JOSEPH WARREN	I	CHIEF COMPLIANCE OFFICER - (INVESTMENT ADVISORY BUSINESS)	NA
CONNOLLY, JOSEPH WARREN	I	CCO (INVESTMENT ADVISORY BUSINESS)	NA	Control
CONNOLLY, JOSEPH WARREN	I	CCO (INVESTMENT ADVISORY BUSINESS)	NA	Control
CONNOLLY, JOSEPH WARREN	I	CCO (INVESTMENT ADVISORY BUSINESS)	NA
CONNOLLY, JOSEPH WARREN	I	CCO (INVESTMENT ADVISORY BUSINESS)	NA
CONNOLLY, JOSEPH WARREN	I	CCO (INVESTMENT ADVISORY BUSINESS)	NA	Control
CONNOLLY, JOSEPH WARREN	I	CHIEF COMPLIANCE OFFICER - (INVESTMENT ADVISORY BUSINESS)	NA
CONNOLLY, JOSEPH WARREN	I	CHIEF COMPLIANCE OFFICER - (INVESTMENT ADVISORY BUSINESS)	NA
CONNOLLY, JOSEPH WARREN	I	CHIEF COMPLIANCE OFFICER - (INVESTMENT ADVISORY BUSINESS)	NA
CONNOLLY, JOSEPH WARREN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
CONNOLLY, JOSEPH WARREN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
CONNOLLY, JOSEPH WARREN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
CONNOLLY, JOSEPH WARREN	I	CHIEF COMPLIANCE OFFICER - (INVESTMENT ADVISORY BUSINESS)	NA
CONNOLLY, JOSEPH WARREN	I	CHIEF COMPLIANCE OFFICER - (INVESTMENT ADVISORY BUSINESS)	NA
CONNOLLY, JOSEPH WARREN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
CONNOLLY, JOSEPH WARREN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
CONNOLLY, JOSEPH WARREN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
CONNOLLY, JOSEPH WARREN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
CONNOLLY, JOSEPH WARREN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
CONNOLLY, JOSEPH WARREN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
CONNOLLY, JOSEPH WARREN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
CONNOLLY, JOSEPH WARREN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
CONNOLLY, JOSEPH WARREN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
CONNOLLY, JOSEPH WARREN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
CONNOLLY, JOSEPH WARREN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
CONNOLLY, JOSEPH WARREN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
CONNOLLY, JOSEPH WARREN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
CONNOLLY, JOSEPH WARREN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
DENICHOLAS, KATHLEEN	I	CHIEF LEGAL OFFICER & SECRETARY	NA
DENICHOLAS, KATHLEEN	I	CHIEF LEGAL OFFICER & SECRETARY	NA
DENICHOLAS, KATHLEEN	I	CHIEF LEGAL OFFICER & SECRETARY	NA
DENICHOLAS, KATHLEEN	I	CHIEF LEGAL OFFICER & SECRETARY	NA
DENICHOLAS, KATHLEEN	I	CHIEF LEGAL OFFICER & SECRETARY	NA
DENICHOLAS, KATHLEEN	I	CHIEF LEGAL OFFICER & SECRETARY	NA
DENICHOLAS, KATHLEEN	I	CHIEF LEGAL OFFICER & SECRETARY	NA
DEVIVIO, ANTHONY CHARLES	I	EXECUTIVE VICE PRESIDENT	NA
DEVIVIO, ANTHONY CHARLES	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA
DHORE, PRASANNA GOPAL	I	EXECUTIVE VICE PRESIDENT	NA	Control
DHORE, PRASANNA GOPAL	I	EXECUTIVE VICE PRESIDENT	NA	Control
DHORE, PRASANNA GOPAL	I	EXECUTIVE VICE PRESIDENT	NA	Control
DHORE, PRASANNA GOPAL	I	EXECUTIVE VICE PRESIDENT	NA	Control
DHORE, PRASANNA GOPAL	I	EXECUTIVE VICE PRESIDENT	NA	Control
DHORE, PRASANNA GOPAL	I	EXECUTIVE VICE PRESIDENT	NA	Control
DIPETRILLO, DAVID JOHN	I	EXECUTIVE VICE PRESIDENT AND DIRECTOR	NA	Control
DIPETRILLO, DAVID JOHN	I	EXECUTIVE VICE PRESIDENT AND DIRECTOR	NA	Control
DIPETRILLO, DAVID JOHN	I	EXECUTIVE VICE PRESIDENT AND DIRECTOR	NA	Control
DIPETRILLO, DAVID JOHN	I	EXECUTIVE VICE PRESIDENT AND DIRECTOR	NA	Control
DIPETRILLO, DAVID JOHN	I	EXECUTIVE VICE PRESIDENT AND DIRECTOR	NA	Control
DIPETRILLO, DAVID JOHN	I	EXECUTIVE VICE PRESIDENT AND DIRECTOR	NA	Control
DIPETRILLO, DAVID JOHN	I	EXECUTIVE VICE PRESIDENT AND DIRECTOR	NA	Control
DIPETRILLO, DAVID JOHN	I	EXECUTIVE VICE PRESIDENT AND DIRECTOR	NA	Control
DIPETRILLO, DAVID JOHN	I	EXECUTIVE VICE PRESIDENT AND DIRECTOR	NA	Control
DIPETRILLO, DAVID JOHN	I	EXECUTIVE VICE PRESIDENT AND DIRECTOR	NA	Control
DIPETRILLO, DAVID JOHN	I	EXECUTIVE VICE PRESIDENT AND DIRECTOR	NA	Control
DIPETRILLO, DAVID JOHN	I	EXECUTIVE VICE PRESIDENT AND DIRECTOR	NA	Control
DIPETRILLO, DAVID JOHN	I	EXECUTIVE VICE PRESIDENT AND DIRECTOR	NA	Control
DIPETRILLO, DAVID JOHN	I	EXECUTIVE VICE PRESIDENT AND DIRECTOR	NA	Control
DIPETRILLO, DAVID JOHN	I	EXECUTIVE VICE PRESIDENT AND DIRECTOR	NA	Control
DIPETRILLO, DAVID JOHN	I	EXECUTIVE VICE PRESIDENT AND DIRECTOR	NA	Control
DIPETRILLO, DAVID JOHN	I	EXECUTIVE VICE PRESIDENT AND DIRECTOR	NA	Control
DIPETRILLO, DAVID JOHN	I	EXECUTIVE VICE PRESIDENT AND DIRECTOR	NA	Control
DIPETRILLO, DAVID JOHN	I	EXECUTIVE VICE PRESIDENT AND DIRECTOR	NA	Control
DIPETRILLO, DAVID JOHN	I	EXECUTIVE VICE PRESIDENT AND DIRECTOR	NA	Control
DIPETRILLO, DAVID JOHN	I	EXECUTIVE VICE PRESIDENT AND DIRECTOR	NA	Control
DIPETRILLO, DAVID JOHN	I	EXECUTIVE VICE PRESIDENT AND DIRECTOR	NA	Control
DONAGHEY, JOHN MCDONALD	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
DONAGHEY, JOHN MCDONALD	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
DONAGHEY, JOHN MCDONALD	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
DONAGHEY, JOHN MCDONALD	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
DONAGHEY, JOHN MCDONALD	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
DONAGHEY, JOHN MCDONALD	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
DONAGHEY, JOHN MCDONALD	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
DONAGHEY, JOHN MCDONALD	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
DONAGHEY, JOHN MCDONALD	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
DONAGHEY, JOHN MCDONALD	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
DONAGHEY, JOHN MCDONALD	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
DONAGHEY, JOHN MCDONALD	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
DONAGHEY, JOHN MCDONALD	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
DONAGHEY, JOHN MCDONALD	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
DONAGHEY, JOHN MCDONALD	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
DONAGHEY, JOHN MCDONALD	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
DONAGHEY, JOHN MCDONALD	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
DONAGHEY, JOHN MCDONALD	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
DONAGHEY, JOHN MCDONALD	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
EGGERS, THOMAS FREDERICK	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER & DIRECTOR	NA	Control
EGGERS, THOMAS FREDERICK	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER & DIRECTOR	NA	Control
EGGERS, THOMAS FREDERICK	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER & DIRECTOR	NA	Control
EGGERS, THOMAS FREDERICK	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER & DIRECTOR	NA	Control
EGGERS, THOMAS FREDERICK	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER & DIRECTOR	NA	Control
EGGERS, THOMAS FREDERICK	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER & DIRECTOR	NA	Control
EGGERS, THOMAS FREDERICK	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER & DIRECTOR	NA	Control
EGGERS, THOMAS FREDERICK	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER & DIRECTOR	NA	Control
EGGERS, THOMAS FREDERICK	I	CHAIRMAN AND CEO	NA	Control
EGGERS, THOMAS FREDERICK	I	CHAIRMAN AND CEO	NA	Control
GANDHI, JAYNTHI KARPAGAM	I	CHIEF COMPLIANCE OFFICER	NA
GANDHI, JAYNTHI KARPAGAM	I	CHIEF COMPLIANCE OFFICER	NA
GANDHI, JAYNTHI KARPAGAM	I	CHIEF COMPLIANCE OFFICER (BROKER-DEALER BUSINESS)	NA
GANDHI, JAYNTHI KARPAGAM	I	CHIEF COMPLIANCE OFFICER (BROKER-DEALER BUSINESS)	NA
GANDHI, JAYNTHI KARPAGAM	I	CHIEF COMPLIANCE OFFICER (BROKER-DEALER BUSINESS)	NA
GANDHI, JAYNTHI KARPAGAM	I	CHIEF COMPLIANCE OFFICER (BROKER-DEALER BUSINESS)	NA
GANDHI, JAYNTHI KARPAGAM	I	CHIEF COMPLIANCE OFFICER (BROKER-DEALER BUSINESS)	NA
GANDHI, JAYNTHI KARPAGAM	I	CHIEF COMPLIANCE OFFICER (BROKER-DEALER BUSINESS)	NA
GANDHI, JAYNTHI KARPAGAM	I	CHIEF COMPLIANCE OFFICER (BROKER-DEALER BUSINESS)	NA
GANDHI, JAYNTHI KARPAGAM	I	CHIEF COMPLIANCE OFFICER (BROKER-DEALER BUSINESS)	NA
GANDHI, JAYNTHI KARPAGAM	I	CHIEF COMPLIANCE OFFICER (BROKER-DEALER BUSINESS)	NA
GOLDGRABEN, SUSAN MARIE	I	FINOP	NA
GOLDGRABEN, SUSAN MARIE	I	FINOP	NA
GOLDGRABEN, SUSAN MARIE	I	FINOP	NA
GOLDGRABEN, SUSAN MARIE	I	FINOP	NA
GOLDGRABEN, SUSAN MARIE	I	FINOP	NA
GOLDGRABEN, SUSAN MARIE	I	FINOP	NA
GOLDGRABEN, SUSAN MARIE	I	FINOP	NA
GOLDGRABEN, SUSAN MARIE	I	FINOP	NA
GROSS, JAWANZA JOJO-KAMAU	I	CHAIRMAN, EVP & DIRECTOR	NA	Control
GROSS, JAWANZA JOJO-KAMAU	I	CHAIRMAN, EVP & DIRECTOR	NA	Control
GROSS, JAWANZA JOJO-KAMAU	I	CHAIRMAN, EVP & DIRECTOR	NA	Control
GROSS, JAWANZA JOJO-KAMAU	I	CHAIRMAN, EVP & DIRECTOR	NA	Control
GROSS, JAWANZA JOJO-KAMAU	I	CHAIRMAN, EVP & DIRECTOR	NA	Control
GROSS, JAWANZA JOJO-KAMAU	I	CHAIRMAN, EVP & DIRECTOR	NA	Control
GROSS, JAWANZA JOJO-KAMAU	I	CHAIRMAN, EVP & DIRECTOR	NA	Control
GROSS, JAWANZA JOJO-KAMAU	I	CHAIRMAN, EVP & DIRECTOR	NA	Control
GROSS, JAWANZA JOJO-KAMAU	I	CHAIRMAN, EVP & DIRECTOR	NA	Control
HOPKINS - CONDON, TRACY ANN	I	EXECUTIVE VICE PRESIDENT	NA	Control
HOPKINS - CONDON, TRACY ANN	I	EXECUTIVE VICE PRESIDENT	NA	Control
HOPKINS - CONDON, TRACY ANN	I	EXECUTIVE VICE PRESIDENT	NA	Control
HOPKINS - CONDON, TRACY ANN	I	EXECUTIVE VICE PRESIDENT	NA	Control
HOPKINS - CONDON, TRACY ANN	I	EXECUTIVE VICE PRESIDENT	NA	Control
HOPKINS - CONDON, TRACY ANN	I	EXECUTIVE VICE PRESIDENT	NA	Control
HOPKINS - CONDON, TRACY ANN	I	EXECUTIVE VICE PRESIDENT	NA	Control
HOPKINS - CONDON, TRACY ANN	I	EXECUTIVE VICE PRESIDENT	NA	Control
HOPKINS - CONDON, TRACY ANN	I	EXECUTIVE VICE PRESIDENT	NA	Control
HOPKINS - CONDON, TRACY ANN	I	EXECUTIVE VICE PRESIDENT	NA	Control
HOPKINS - CONDON, TRACY ANN	I	EXECUTIVE VICE PRESIDENT	NA	Control
HOPKINS - CONDON, TRACY ANN	I	EXECUTIVE VICE PRESIDENT	NA	Control
HOPKINS - CONDON, TRACY ANN	I	EXECUTIVE VICE PRESIDENT	NA	Control
HOPKINS - CONDON, TRACY ANN	I	EXECUTIVE VICE PRESIDENT	NA	Control
HOPKINS - CONDON, TRACY ANN	I	EXECUTIVE VICE PRESIDENT	NA	Control
HOPKINS - CONDON, TRACY ANN	I	EXECUTIVE VICE PRESIDENT	NA	Control
HOPKINS - CONDON, TRACY ANN	I	EXECUTIVE VICE PRESIDENT	NA	Control
HOPKINS - CONDON, TRACY ANN	I	EXECUTIVE VICE PRESIDENT	NA	Control
HOPKINS - CONDON, TRACY ANN	I	EXECUTIVE VICE PRESIDENT	NA	Control
JACOBSEN, DWIGHT DONALD	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
JACOBSEN, DWIGHT DONALD	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
JACOBSEN, DWIGHT DONALD	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
JACOBSEN, DWIGHT DONALD	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
JACOBSEN, DWIGHT DONALD	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
JACOBSEN, DWIGHT DONALD	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
JACOBSEN, DWIGHT DONALD	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
JACOBSEN, DWIGHT DONALD	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
JACOBSEN, DWIGHT DONALD	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
JACOBSEN, DWIGHT DONALD	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
JAMISON, RONALD MICHAEL	I	CHIEF LEGAL OFFICER AND SECRETARY	NA	Control
JAMISON, RONALD MICHAEL	I	CHIEF LEGAL OFFICER AND SECRETARY	NA
JAMISON, RONALD MICHAEL	I	CHIEF LEGAL OFFICER AND SECRETARY	NA
JAMISON, RONALD MICHAEL	I	CHIEF LEGAL OFFICER AND SECRETARY	NA
JAMISON, RONALD MICHAEL	I	CHIEF LEGAL OFFICER AND SECRETARY	NA	Control
JAMISON, RONALD MICHAEL	I	CHIEF LEGAL OFFICER AND SECRETARY	NA	Control
JAMISON, RONALD MICHAEL	I	CHIEF LEGAL OFFICER AND SECRETARY	NA
JAMISON, RONALD MICHAEL	I	CHIEF LEGAL OFFICER AND SECRETARY	NA
JAMISON, RONALD MICHAEL	I	CHIEF LEGAL OFFICER AND SECRETARY	NA
JAMISON, RONALD MICHAEL	I	CHIEF LEGAL OFFICER AND SECRETARY	NA
JAMISON, RONALD MICHAEL	I	CHIEF LEGAL OFFICER AND SECRETARY	NA
JAMISON, RONALD MICHAEL	I	CHIEF LEGAL OFFICER AND SECRETARY	NA
JAMISON, RONALD MICHAEL	I	CHIEF LEGAL OFFICER AND SECRETARY	NA
KATZ, MERCEDES EILEEN	I	SROP/ CROP & MUNICIPAL SECURITIES PRINCIPAL	NA	Control
KATZ, MERCEDES EILEEN	I	SROP/ CROP & MUNICIPAL SECURITIES PRINCIPAL	NA	Control
KATZ, MERCEDES EILEEN	I	SROP/ CROP & MUNICIPAL SECURITIES PRINCIPAL	NA	Control
KATZ, MERCEDES EILEEN	I	SROP/ CROP & MUNICIPAL SECURITIES PRINCIPAL	NA	Control
KATZ, MERCEDES EILEEN	I	SROP/ CROP & MUNICIPAL SECURITIES PRINCIPAL	NA	Control
KATZ, MERCEDES EILEEN	I	SROP/ CROP & MUNICIPAL SECURITIES PRINCIPAL	NA	Control
KATZ, MERCEDES EILEEN	I	SROP/ CROP & MUNICIPAL SECURITIES PRINCIPAL	NA	Control
KATZ, MERCEDES EILEEN	I	SROP/ CROP & MUNICIPAL SECURITIES PRINCIPAL	NA	Control
KATZ, MERCEDES EILEEN	I	SROP/ CROP & MUNICIPAL SECURITIES PRINCIPAL	NA	Control
KATZ, MERCEDES EILEEN	I	SROP/ CROP & MUNICIPAL SECURITIES PRINCIPAL	NA	Control
KATZ, MERCEDES EILEEN	I	SROP/ CROP & MUNICIPAL SECURITIES PRINCIPAL	NA	Control
KATZ, MERCEDES EILEEN	I	SROP/ CROP & MUNICIPAL SECURITIES PRINCIPAL	NA	Control
KATZ, MERCEDES EILEEN	I	SROP/ CROP & MUNICIPAL SECURITIES PRINCIPAL	NA
KATZ, MERCEDES EILEEN	I	SROP/ CROP & MUNICIPAL SECURITIES PRINCIPAL	NA	Control
KATZ, MERCEDES EILEEN	I	SROP/ CROP & MUNICIPAL SECURITIES PRINCIPAL	NA
KATZ, MERCEDES EILEEN	I	SROP/ CROP & MUNICIPAL SECURITIES PRINCIPAL	NA	Control
KATZ, MERCEDES EILEEN	I	SROP/ CROP & MUNICIPAL SECURITIES PRINCIPAL	NA	Control
KATZ, MERCEDES EILEEN	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
KATZ, MERCEDES EILEEN	I	SROP/ CROP & MUNICIPAL SECURITIES PRINCIPAL	NA
KATZ, MERCEDES EILEEN	I	SROP/ CROP & MUNICIPAL SECURITIES PRINCIPAL	NA
KATZ, MERCEDES EILEEN	I	SROP/ CROP & MUNICIPAL SECURITIES PRINCIPAL	NA	Control
KATZ, MERCEDES EILEEN	I	SROP/ CROP & MUNICIPAL SECURITIES PRINCIPAL	NA	Control
KATZ, MERCEDES EILEEN	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
KATZ, MERCEDES EILEEN	I	SROP/ CROP & MUNICIPAL SECURITIES PRINCIPAL	NA
KATZ, MERCEDES EILEEN	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
KATZ, MERCEDES EILEEN	I	SROP/ CROP & MUNICIPAL SECURITIES PRINCIPAL	NA
KATZ, MERCEDES EILEEN	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
KATZ, MERCEDES EILEEN	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
KATZ, MERCEDES EILEEN	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
KATZ, MERCEDES EILEEN	I	SROP/ CROP & MUNICIPAL SECURITIES PRINCIPAL	NA
KATZ, MERCEDES EILEEN	I	SROP/ CROP & MUNICIPAL SECURITIES PRINCIPAL	NA
KATZ, MERCEDES EILEEN	I	SROP/ CROP & MUNICIPAL SECURITIES PRINCIPAL	NA
KATZ, MERCEDES EILEEN	I	SROP/ CROP & MUNICIPAL SECURITIES PRINCIPAL	NA
KATZ, MERCEDES EILEEN	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
KATZ, MERCEDES EILEEN	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
KATZ, MERCEDES EILEEN	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
KATZ, MERCEDES EILEEN	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
KATZ, MERCEDES EILEEN	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
KATZ, MERCEDES EILEEN	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
KATZ, MERCEDES EILEEN	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
KATZ, MERCEDES EILEEN	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
KATZ, MERCEDES EILEEN	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
KATZ, MERCEDES EILEEN	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
KATZ, MERCEDES EILEEN	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
KATZ, MERCEDES EILEEN	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
KATZ, MERCEDES EILEEN	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
KATZ, MERCEDES EILEEN	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
KATZ, MERCEDES EILEEN	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
KATZ, MERCEDES EILEEN	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
KELEHER, MARK ANDREW	I	HEAD OF TRANSITION MANAGEMENT	NA	Control
KELEHER, MARK ANDREW	I	HEAD OF TRANSITION MANAGEMENT	NA	Control
KELEHER, MARK ANDREW	I	HEAD OF TRANSITION MANAGEMENT	NA	Control
KELEHER, MARK ANDREW	I	HEAD OF TRANSITION MANAGEMENT	NA	Control
KELEHER, MARK ANDREW	I	HEAD OF TRANSITION MANAGEMENT	NA	Control
KELEHER, MARK ANDREW	I	HEAD OF TRANSITION MANAGEMENT	NA	Control
KELEHER, MARK ANDREW	I	HEAD OF TRANSITION MANAGEMENT	NA
KELEHER, MARK ANDREW	I	HEAD OF TRANSITION MANAGEMENT	NA
KELEHER, MARK ANDREW	I	HEAD OF TRANSITION MANAGEMENT	NA	Control
KELEHER, MARK ANDREW	I	HEAD OF TRANSITION MANAGEMENT	NA	Control
KELEHER, MARK ANDREW	I	HEAD OF TRANSITION MANAGEMENT	NA
KELEHER, MARK ANDREW	I	HEAD OF TRANSITION MANAGEMENT	NA
KELEHER, MARK ANDREW	I	HEAD OF TRANSITION MANAGEMENT	NA
KELEHER, MARK ANDREW	I	HEAD OF TRANSITION MANAGEMENT	NA
KELEHER, MARK ANDREW	I	HEAD OF TRANSITION MANAGEMENT	NA
KELEHER, MARK ANDREW	I	HEAD OF TRANSITION MANAGEMENT	NA
KELEHER, MARK ANDREW	I	HEAD OF TRANSITION MANAGEMENT	NA
KENNEDY, WILLIAM HENRY	I	CHIEF COMPLIANCE OFFICER(BROKER-DEALER BUSINESS)	NA	Control
KENNEDY, WILLIAM HENRY	I	CHIEF COMPLIANCE OFFICER(BROKER-DEALER BUSINESS)	NA	Control
KENNEDY, WILLIAM HENRY	I	CHIEF COMPLIANCE OFFICER(BROKER-DEALER BUSINESS)	NA	Control
KENNEDY, WILLIAM HENRY	I	CHIEF COMPLIANCE OFFICER(BROKER-DEALER BUSINESS)	NA	Control
KENNEDY, WILLIAM HENRY	I	CHIEF COMPLIANCE OFFICER(BROKER-DEALER BUSINESS)	NA	Control
KENNEDY, WILLIAM HENRY	I	CHIEF COMPLIANCE OFFICER(BROKER-DEALER BUSINESS)	NA	Control
KENNEDY, WILLIAM HENRY	I	CHIEF COMPLIANCE OFFICER(BROKER-DEALER BUSINESS)	NA	Control
KENNEDY, WILLIAM HENRY	I	CHIEF COMPLIANCE OFFICER(BROKER-DEALER BUSINESS)	NA	Control
KENNEDY, WILLIAM HENRY	I	CHIEF COMPLIANCE OFFICER(BROKER-DEALER BUSINESS)	NA	Control
KENNEDY, WILLIAM HENRY	I	CHIEF COMPLIANCE OFFICER(BROKER-DEALER BUSINESS)	NA	Control
KENNEDY, WILLIAM HENRY	I	CHIEF COMPLIANCE OFFICER(BROKER-DEALER BUSINESS)	NA	Control
KENNEDY, WILLIAM HENRY	I	CHIEF COMPLIANCE OFFICER(BROKER-DEALER BUSINESS)	NA	Control
KENNEDY, WILLIAM HENRY	I	CHIEF COMPLIANCE OFFICER(BROKER-DEALER BUSINESS)	NA	Control
KENNEDY, WILLIAM HENRY	I	CHIEF COMPLIANCE OFFICER(BROKER-DEALER BUSINESS)	NA	Control
KENNEDY, WILLIAM HENRY	I	CHIEF COMPLIANCE OFFICER(BROKER-DEALER BUSINESS)	NA	Control
KENNEDY, WILLIAM HENRY	I	CHIEF COMPLIANCE OFFICER(BROKER-DEALER BUSINESS)	NA	Control
KENNEDY, WILLIAM HENRY	I	CHIEF COMPLIANCE OFFICER(BROKER-DEALER BUSINESS)	NA	Control
KENNEDY, WILLIAM HENRY	I	CHIEF COMPLIANCE OFFICER(BROKER-DEALER BUSINESS)	NA	Control
KENNEDY, WILLIAM HENRY	I	CHIEF COMPLIANCE OFFICER(BROKER-DEALER BUSINESS)	NA	Control
KENNEDY, WILLIAM HENRY	I	CHIEF COMPLIANCE OFFICER(BROKER-DEALER BUSINESS)	NA	Control
KENNEDY, WILLIAM HENRY	I	CHIEF COMPLIANCE OFFICER(BROKER-DEALER BUSINESS)	NA	Control
KENNEDY, WILLIAM HENRY	I	CHIEF COMPLIANCE OFFICER(BROKER-DEALER BUSINESS)	NA	Control
KENNEDY, WILLIAM HENRY	I	CHIEF COMPLIANCE OFFICER(BROKER-DEALER BUSINESS)	NA	Control
KENNEDY, WILLIAM HENRY	I	CHIEF COMPLIANCE OFFICER(BROKER-DEALER BUSINESS)	NA	Control
KENNEDY, WILLIAM HENRY	I	CHIEF COMPLIANCE OFFICER(BROKER-DEALER BUSINESS)	NA	Control
KENNEDY, WILLIAM HENRY	I	CHIEF COMPLIANCE OFFICER(BROKER-DEALER BUSINESS)	NA	Control
KENNEDY, WILLIAM HENRY	I	CHIEF COMPLIANCE OFFICER(BROKER-DEALER BUSINESS)	NA	Control
KENNEDY, WILLIAM HENRY	I	CHIEF COMPLIANCE OFFICER(BROKER-DEALER BUSINESS)	NA	Control
KENNEDY, WILLIAM HENRY	I	CHIEF COMPLIANCE OFFICER(BROKER-DEALER BUSINESS)	NA	Control
KENNEDY, WILLIAM HENRY	I	CHIEF COMPLIANCE OFFICER(BROKER-DEALER BUSINESS)	NA	Control
KENNEDY, WILLIAM HENRY	I	CHIEF COMPLIANCE OFFICER(BROKER-DEALER BUSINESS)	NA	Control
KENNEDY, WILLIAM HENRY	I	CHIEF COMPLIANCE OFFICER(BROKER-DEALER BUSINESS)	NA	Control
KENNEDY, WILLIAM HENRY	I	CHIEF COMPLIANCE OFFICER(BROKER-DEALER BUSINESS)	NA	Control
KENNEDY, WILLIAM HENRY	I	CHIEF COMPLIANCE OFFICER(BROKER-DEALER BUSINESS)	NA	Control
KNIGHT, JANE MARILYN	I	CHIEF LEGAL OFFICER ("CLO"), SECRETARY	NA	Control
KNIGHT, JANE MARILYN	I	CLO, SECRETARY	NA	Control
KNIGHT, JANE MARILYN	I	CHIEF LEGAL OFFICER ("CLO"), SECRETARY	NA	Control
KNIGHT, JANE MARILYN	I	CLO, SECRETARY	NA
KNIGHT, JANE MARILYN	I	CLO, SECRETARY	NA
KNIGHT, JANE MARILYN	I	CLO, SECRETARY	NA	Control
LANDAU, JEFFREY DAVID	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
LANDAU, JEFFREY DAVID	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
LANDAU, JEFFREY DAVID	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
LANDAU, JEFFREY DAVID	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
LANDAU, JEFFREY DAVID	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
LANDAU, JEFFREY DAVID	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
LANDAU, JEFFREY DAVID	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
LANDAU, JEFFREY DAVID	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
LANDAU, JEFFREY DAVID	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
LANDAU, JEFFREY DAVID	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
LAROCHE-MORRIS, RENEE MICHELLE	I	CHAIRMAN, EVP AND DIRECTOR	NA	Control
LAROCHE-MORRIS, RENEE MICHELLE	I	CHAIRMAN, EVP AND DIRECTOR	NA	Control
LAROCHE-MORRIS, RENEE MICHELLE	I	CHAIRMAN, EVP AND DIRECTOR	NA	Control
LAROCHE-MORRIS, RENEE MICHELLE	I	CHAIRMAN, EVP AND DIRECTOR	NA	Control
LAROCHE-MORRIS, RENEE MICHELLE	I	CHAIRMAN, EVP AND DIRECTOR	NA	Control
LAROCHE-MORRIS, RENEE MICHELLE	I	CHAIRMAN, EVP AND DIRECTOR	NA	Control
LAROCHE-MORRIS, RENEE MICHELLE	I	CHAIRMAN, EVP AND DIRECTOR	NA	Control
LAROCHE-MORRIS, RENEE MICHELLE	I	CHAIRMAN, EVP AND DIRECTOR	NA	Control
LAROCHE-MORRIS, RENEE MICHELLE	I	CHAIRMAN, EVP AND DIRECTOR	NA	Control
LAROCHE-MORRIS, RENEE MICHELLE	I	CHAIRMAN, EVP AND DIRECTOR	NA	Control
MARESCA, WILLIAM HOWARD	I	EXECUTIVE VICE-PRESIDENT	NA	Control
MARESCA, WILLIAM HOWARD	I	EXECUTIVE VICE-PRESIDENT	NA	Control
MARESCA, WILLIAM HOWARD	I	EXECUTIVE VICE-PRESIDENT & DIRECTOR	NA	Control
MARESCA, WILLIAM HOWARD	I	EXECUTIVE VICE-PRESIDENT	NA	Control
MARESCA, WILLIAM HOWARD	I	CFO & DIRECTOR	NA	Control
MARESCA, WILLIAM HOWARD	I	EXECUTIVE VICE-PRESIDENT & DIRECTOR	NA	Control
MARESCA, WILLIAM HOWARD	I	EXECUTIVE VICE-PRESIDENT	NA	Control
MARESCA, WILLIAM HOWARD	I	EXECUTIVE VICE-PRESIDENT	NA	Control
MARESCA, WILLIAM HOWARD	I	EXECUTIVE VICE-PRESIDENT & DIRECTOR	NA	Control
MARESCA, WILLIAM HOWARD	I	EXECUTIVE VICE-PRESIDENT	NA	Control
MARESCA, WILLIAM HOWARD	I	EXECUTIVE VICE-PRESIDENT	NA	Control
MARESCA, WILLIAM HOWARD	I	EXECUTIVE VICE-PRESIDENT & DIRECTOR	NA	Control
MARESCA, WILLIAM HOWARD	I	CFO	NA
MARESCA, WILLIAM HOWARD	I	EXECUTIVE VICE-PRESIDENT & DIRECTOR	NA	Control
MARESCA, WILLIAM HOWARD	I	CFO & DIRECTOR	NA
MARESCA, WILLIAM HOWARD	I	EXECUTIVE VICE-PRESIDENT & DIRECTOR	NA	Control
MARESCA, WILLIAM HOWARD	I	CFO & DIRECTOR	NA	Control
MARESCA, WILLIAM HOWARD	I	EXECUTIVE VICE-PRESIDENT & DIRECTOR	NA	Control
MARESCA, WILLIAM HOWARD	I	EXECUTIVE VICE-PRESIDENT & DIRECTOR	NA	Control
MARESCA, WILLIAM HOWARD	I	EXECUTIVE VICE-PRESIDENT & DIRECTOR	NA	Control
MARESCA, WILLIAM HOWARD	I	EXECUTIVE VICE-PRESIDENT & DIRECTOR	NA	Control
MARESCA, WILLIAM HOWARD	I	EXECUTIVE VICE-PRESIDENT & DIRECTOR	NA	Control
MARESCA, WILLIAM HOWARD	I	EXECUTIVE VICE-PRESIDENT & DIRECTOR	NA	Control
MARESCA, WILLIAM HOWARD	I	EXECUTIVE VICE-PRESIDENT & DIRECTOR	NA	Control
MARESCA, WILLIAM HOWARD	I	EXECUTIVE VICE-PRESIDENT & DIRECTOR	NA	Control
MARESCA, WILLIAM HOWARD	I	EXECUTIVE VICE-PRESIDENT & DIRECTOR	NA	Control
MARESCA, WILLIAM HOWARD	I	EXECUTIVE VICE-PRESIDENT & DIRECTOR	NA	Control
MARESCA, WILLIAM HOWARD	I	EXECUTIVE VICE-PRESIDENT & DIRECTOR	NA	Control
MARESCA, WILLIAM HOWARD	I	EXECUTIVE VICE-PRESIDENT & DIRECTOR	NA	Control
MARESCA, WILLIAM HOWARD	I	EXECUTIVE VICE-PRESIDENT & DIRECTOR	NA	Control
MARESCA, WILLIAM HOWARD	I	EXECUTIVE VICE-PRESIDENT & DIRECTOR	NA	Control
MARESCA, WILLIAM HOWARD	I	EXECUTIVE VICE-PRESIDENT & DIRECTOR	NA	Control
MARESCA, WILLIAM HOWARD	I	EXECUTIVE VICE-PRESIDENT & DIRECTOR	NA	Control
MARESCA, WILLIAM HOWARD	I	EXECUTIVE VICE-PRESIDENT & DIRECTOR	NA	Control
MARESCA, WILLIAM HOWARD	I	EXECUTIVE VICE-PRESIDENT & DIRECTOR	NA	Control
MARESCA, WILLIAM HOWARD	I	EXECUTIVE VICE-PRESIDENT & DIRECTOR	NA	Control
MARESCA, WILLIAM HOWARD	I	EXECUTIVE VICE-PRESIDENT & DIRECTOR	NA	Control
MARESCA, WILLIAM HOWARD	I	EXECUTIVE VICE-PRESIDENT & DIRECTOR	NA	Control
MARESCA, WILLIAM HOWARD	I	EXECUTIVE VICE-PRESIDENT & DIRECTOR	NA	Control
MARESCA, WILLIAM HOWARD	I	EXECUTIVE VICE-PRESIDENT & DIRECTOR	NA	Control
MARESCA, WILLIAM HOWARD	I	EXECUTIVE VICE-PRESIDENT & DIRECTOR	NA	Control
MARESCA, WILLIAM HOWARD	I	EXECUTIVE VICE-PRESIDENT & DIRECTOR	NA	Control
MARESCA, WILLIAM HOWARD	I	EXECUTIVE VICE-PRESIDENT & DIRECTOR	NA	Control
MARESCA, WILLIAM HOWARD	I	EXECUTIVE VICE-PRESIDENT & DIRECTOR	NA	Control
MARESCA, WILLIAM HOWARD	I	EXECUTIVE VICE-PRESIDENT & DIRECTOR	NA	Control
MARESCA, WILLIAM HOWARD	I	EXECUTIVE VICE-PRESIDENT & DIRECTOR	NA	Control
MARESCA, WILLIAM HOWARD	I	EXECUTIVE VICE-PRESIDENT & DIRECTOR	NA	Control
MARESCA, WILLIAM HOWARD	I	EXECUTIVE VICE-PRESIDENT & DIRECTOR	NA	Control
MARESCA, WILLIAM HOWARD	I	EXECUTIVE VICE-PRESIDENT & DIRECTOR	NA	Control
MARESCA, WILLIAM HOWARD	I	EXECUTIVE VICE-PRESIDENT & DIRECTOR	NA	Control
MARESCA, WILLIAM HOWARD	I	EXECUTIVE VICE-PRESIDENT & DIRECTOR	NA	Control
MARESCA, WILLIAM HOWARD	I	EXECUTIVE VICE-PRESIDENT & DIRECTOR	NA	Control
MARESCA, WILLIAM HOWARD	I	EXECUTIVE VICE-PRESIDENT & DIRECTOR	NA	Control
MARQUIT, HAL ROBERT	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
MARQUIT, HAL ROBERT	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
MARQUIT, HAL ROBERT	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
MARQUIT, HAL ROBERT	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
MARQUIT, HAL ROBERT	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
MARQUIT, HAL ROBERT	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
MARQUIT, HAL ROBERT	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
MARQUIT, HAL ROBERT	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
MARQUIT, HAL ROBERT	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
MARQUIT, HAL ROBERT	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
MARQUIT, HAL ROBERT	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
MARQUIT, HAL ROBERT	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
MARQUIT, HAL ROBERT	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
MARQUIT, HAL ROBERT	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
MARQUIT, HAL ROBERT	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
MARQUIT, HAL ROBERT	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
MARQUIT, HAL ROBERT	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
MARQUIT, HAL ROBERT	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
MARQUIT, HAL ROBERT	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
MARQUIT, HAL ROBERT	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
MARQUIT, HAL ROBERT	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
MARQUIT, HAL ROBERT	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
MARQUIT, HAL ROBERT	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
MARQUIT, HAL ROBERT	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
MARQUIT, HAL ROBERT	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
MARQUIT, HAL ROBERT	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
MARQUIT, HAL ROBERT	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
MARQUIT, HAL ROBERT	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
MARQUIT, HAL ROBERT	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
MARQUIT, HAL ROBERT	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
MARQUIT, HAL ROBERT	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
MARQUIT, HAL ROBERT	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
MARQUIT, HAL ROBERT	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
MARQUIT, HAL ROBERT	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
MARQUIT, HAL ROBERT	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
MARQUIT, HAL ROBERT	I	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	NA
MCCORMICK, TIMOTHY MICHAEL	I	EXECUTIVE VICE PRESIDENT	NA	Control
MCCORMICK, TIMOTHY MICHAEL	I	EXECUTIVE VICE PRESIDENT	NA	Control
MCCORMICK, TIMOTHY MICHAEL	I	EXECUTIVE VICE PRESIDENT	NA	Control
MCCORMICK, TIMOTHY MICHAEL	I	EXECUTIVE VICE PRESIDENT	NA	Control
MCLEAN, JOHN EDWARD	I	CHIEF LEGAL OFFICER & ASSISTANT SECRETARY	NA
MCLEAN, JOHN EDWARD	I	CHIEF LEGAL OFFICER & ASSISTANT SECRETARY	NA
MCLEAN, JOHN EDWARD	I	CHIEF LEGAL OFFICER & ASSISTANT SECRETARY	NA
MCLEAN, JOHN EDWARD	I	CHIEF LEGAL OFFICER & ASSISTANT SECRETARY	NA
MCLEAN, JOHN EDWARD	I	CHIEF LEGAL OFFICER & ASSISTANT SECRETARY	NA
MCLEAN, JOHN EDWARD	I	CHIEF LEGAL OFFICER & ASSISTANT SECRETARY	NA
MCLEAN, JOHN EDWARD	I	CHIEF LEGAL OFFICER & ASSISTANT SECRETARY	NA
MCLEAN, JOHN EDWARD	I	CHIEF LEGAL OFFICER & ASSISTANT SECRETARY	NA
MCLEAN, JOHN EDWARD	I	CHIEF LEGAL OFFICER & ASSISTANT SECRETARY	NA
MCLEAN, JOHN EDWARD	I	CHIEF LEGAL OFFICER & ASSISTANT SECRETARY	NA
MCLEAN, JOHN EDWARD	I	CHIEF LEGAL OFFICER & ASSISTANT SECRETARY	NA
MCLEAN, JOHN EDWARD	I	CHIEF LEGAL OFFICER & ASSISTANT SECRETARY	NA
MCLEAN, JOHN EDWARD	I	CHIEF LEGAL OFFICER & ASSISTANT SECRETARY	NA
MILLARD, MICHAEL GERARD	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER & DIRECTOR	NA	Control
MILLARD, MICHAEL GERARD	I	EXECUTIVE VICE PRESIDENT	NA
MILLARD, MICHAEL GERARD	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA
MILLARD, MICHAEL GERARD	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER & DIRECTOR	NA	Control
MIRANDA, ALBAN JOSEPH	I	FINOP	NA
MIRANDA, ALBAN JOSEPH	I	FINOP AND CHIEF FINANCIAL OFFICER	NA
MIRANDA, ALBAN JOSEPH	I	FINOP AND CHIEF FINANCIAL OFFICER	NA
MIRANDA, ALBAN JOSEPH	I	FINOP AND CHIEF FINANCIAL OFFICER	NA
MIRANDA, ALBAN JOSEPH	I	FINOP AND CHIEF FINANCIAL OFFICER	NA
MIRANDA, ALBAN JOSEPH	I	FINOP AND CHIEF FINANCIAL OFFICER	NA
MIRANDA, ALBAN JOSEPH	I	FINOP AND CHIEF FINANCIAL OFFICER	NA
MIRANDA, ALBAN JOSEPH	I	FINOP AND CHIEF FINANCIAL OFFICER	NA
MIRANDA, ALBAN JOSEPH	I	FINOP AND CHIEF FINANCIAL OFFICER	NA
MIRANDA, ALBAN JOSEPH	I	FINOP AND CHIEF FINANCIAL OFFICER	NA
MOSSMAN, DAVID KENT	I	EXECUTIVE VICE PRESIDENT	NA	Control
MOSSMAN, DAVID KENT	I	EXECUTIVE VICE PRESIDENT	NA	Control
MOSSMAN, DAVID KENT	I	EXECUTIVE VICE PRESIDENT	NA	Control
MOSSMAN, DAVID KENT	I	EXECUTIVE VICE PRESIDENT	NA	Control
MOSSMAN, DAVID KENT	I	EXECUTIVE VICE PRESIDENT	NA
MOSSMAN, DAVID KENT	I	EXECUTIVE VICE PRESIDENT	NA	Control
MOSSMAN, DAVID KENT	I	EXECUTIVE VICE PRESIDENT	NA
MOSSMAN, DAVID KENT	I	EXECUTIVE VICE PRESIDENT	NA	Control
MOSSMAN, DAVID KENT	I	EXECUTIVE VICE PRESIDENT	NA
MOSSMAN, DAVID KENT	I	EXECUTIVE VICE PRESIDENT	NA
MOSSMAN, DAVID KENT	I	EXECUTIVE VICE PRESIDENT	NA
MOSSMAN, DAVID KENT	I	EXECUTIVE VICE PRESIDENT	NA	Control
MOSSMAN, DAVID KENT	I	EXECUTIVE VICE PRESIDENT	NA	Control
MOSSMAN, DAVID KENT	I	EXECUTIVE VICE PRESIDENT	NA
MOSSMAN, DAVID KENT	I	EXECUTIVE VICE PRESIDENT	NA
MOSSMAN, DAVID KENT	I	EXECUTIVE VICE PRESIDENT	NA
MOSSMAN, DAVID KENT	I	EXECUTIVE VICE PRESIDENT	NA
MOSSMAN, DAVID KENT	I	EXECUTIVE VICE PRESIDENT	NA
MOSSMAN, DAVID KENT	I	EXECUTIVE VICE PRESIDENT	NA
MOSSMAN, DAVID KENT	I	EXECUTIVE VICE PRESIDENT	NA
MOSSMAN, DAVID KENT	I	EXECUTIVE VICE PRESIDENT	NA
MOSSMAN, DAVID KENT	I	EXECUTIVE VICE PRESIDENT	NA
MOSSMAN, DAVID KENT	I	EXECUTIVE VICE PRESIDENT	NA
MOSSMAN, DAVID KENT	I	EXECUTIVE VICE PRESIDENT	NA
MOSSMAN, DAVID KENT	I	EXECUTIVE VICE PRESIDENT	NA
MUIR, JAMES DYER JR	I	CHIEF LEGAL OFFICER & SECRETARY	NA
MUSTIN, KIMBERLY MOULTON	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
MUSTIN, KIMBERLY MOULTON	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
MUSTIN, KIMBERLY MOULTON	I	CHIEF EXECUTIVE OFFICER, CO-HEAD & DIRECTOR	NA	Control
MUSTIN, KIMBERLY MOULTON	I	CHIEF EXECUTIVE OFFICER, CO-HEAD & DIRECTOR	NA	Control
MUSTIN, KIMBERLY MOULTON	I	CHIEF EXECUTIVE OFFICER, CO-HEAD & DIRECTOR	NA	Control
MUSTIN, KIMBERLY MOULTON	I	CHIEF EXECUTIVE OFFICER, CO-HEAD & DIRECTOR	NA	Control
NACHMAN, JEFFREY NIEL	I	EXECUTIVE VICE PRESIDENT & COO	NA	Control
NEILAND, JAMES ANDREW	I	EXECUTIVE VICE PRESIDENT	NA	Control
NEILAND, JAMES ANDREW	I	DIRECTOR	NA	Control
NEILAND, JAMES ANDREW	I	EXECUTIVE VICE PRESIDENT	NA	Control
NEILAND, JAMES ANDREW	I	EXECUTIVE VICE PRESIDENT	NA	Control
NEILAND, JAMES ANDREW	I	EXECUTIVE VICE PRESIDENT	NA	Control
NEILAND, JAMES ANDREW	I	DIRECTOR	NA	Control
O'CONNOR, CHRISTOPHER DAVID	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
O'CONNOR, CHRISTOPHER DAVID	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
O'CONNOR, CHRISTOPHER DAVID	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
O'CONNOR, CHRISTOPHER DAVID	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
O'CONNOR, CHRISTOPHER DAVID	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
O'CONNOR, CHRISTOPHER DAVID	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
O'CONNOR, CHRISTOPHER DAVID	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
O'CONNOR, CHRISTOPHER DAVID	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
O'CONNOR, CHRISTOPHER DAVID	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
O'CONNOR, CHRISTOPHER DAVID	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
O'CONNOR, CHRISTOPHER DAVID	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
O'NEIL, SEAN PAUL	I	EXECUTIVE VICE PRESIDENT	NA	Control
O'NEIL, SEAN PAUL	I	EXECUTIVE VICE PRESIDENT	NA	Control
OFFICER, JOHN DAVID	I	PRESIDENT & DIRECTOR	NA	Control
OFFICER, JOHN DAVID	I	PRESIDENT & DIRECTOR	NA	Control
OFFICER, JOHN DAVID	I	PRESIDENT & DIRECTOR	NA	Control
OFFICER, JOHN DAVID	I	PRESIDENT & DIRECTOR	NA	Control
OFFICER, JOHN DAVID	I	PRESIDENT & DIRECTOR	NA	Control
OFFICER, JOHN DAVID	I	PRESIDENT & DIRECTOR	NA	Control
OFFICER, JOHN DAVID	I	PRESIDENT & DIRECTOR	NA	Control
OFFICER, JOHN DAVID	I	PRESIDENT & DIRECTOR	NA	Control
OFFICER, JOHN DAVID	I	PRESIDENT & DIRECTOR	NA	Control
OFFICER, JOHN DAVID	I	PRESIDENT & DIRECTOR	NA	Control
OFFICER, JOHN DAVID	I	PRESIDENT & DIRECTOR	NA	Control
OFFICER, JOHN DAVID	I	PRESIDENT & DIRECTOR	NA	Control
OFFICER, JOHN DAVID	I	PRESIDENT & DIRECTOR	NA	Control
PAPADOULIS, IRENE DESPINA	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
PAPADOULIS, IRENE DESPINA	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
PAPADOULIS, IRENE DESPINA	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA
PAPADOULIS, IRENE DESPINA	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
PAPADOULIS, IRENE DESPINA	I	DIRECTOR	NA	Control
PAPADOULIS, IRENE DESPINA	I	EXECTUVE VICE PRESIDENT AND DIRECTOR	NA	Control
PAPADOULIS, IRENE DESPINA	I	EXECTUVE VICE PRESIDENT AND DIRECTOR	NA	Control
PAPADOULIS, IRENE DESPINA	I	DIRECTOR	NA	Control
PAPADOULIS, IRENE DESPINA	I	EXECTUVE VICE PRESIDENT AND DIRECTOR	NA	Control
PAPADOULIS, IRENE DESPINA	I	EXECTUVE VICE PRESIDENT AND DIRECTOR	NA	Control
PAPADOULIS, IRENE DESPINA	I	EXECTUVE VICE PRESIDENT AND DIRECTOR	NA	Control
PAPADOULIS, IRENE DESPINA	I	EXECTUVE VICE PRESIDENT AND DIRECTOR	NA	Control
PAPADOULIS, IRENE DESPINA	I	EXECTUVE VICE PRESIDENT AND DIRECTOR	NA	Control
PAPADOULIS, IRENE DESPINA	I	EXECTUVE VICE PRESIDENT AND DIRECTOR	NA	Control
PAPADOULIS, IRENE DESPINA	I	EXECTUVE VICE PRESIDENT AND DIRECTOR	NA	Control
PASQUALE, GREGORY JOHN	I	PRINCIPAL FINANCIAL OFFICER & FINOP	NA
PASQUALE, GREGORY JOHN	I	PRINCIPAL FINANCIAL OFFICER & FINOP	NA
PASQUALE, GREGORY JOHN	I	PRINCIPAL FINANCIAL OFFICER & FINOP	NA
PASQUALE, GREGORY JOHN	I	PRINCIPAL FINANCIAL OFFICER & FINOP	NA
PASQUALE, GREGORY JOHN	I	PRINCIPAL FINANCIAL OFFICER & FINOP	NA
PASQUALE, GREGORY JOHN	I	PRINCIPAL FINANCIAL OFFICER & FINOP	NA
PASQUALE, GREGORY JOHN	I	PRINCIPAL FINANCIAL OFFICER & FINOP	NA
PASQUALE, GREGORY JOHN	I	PRINCIPAL FINANCIAL OFFICER & FINOP	NA
PASQUALE, GREGORY JOHN	I	PRINCIPAL FINANCIAL OFFICER & FINOP	NA
PASQUALE, GREGORY JOHN	I	PRINCIPAL FINANCIAL OFFICER & FINOP	NA
PASQUALE, GREGORY JOHN	I	PRINCIPAL FINANCIAL OFFICER & FINOP	NA
PASQUALE, GREGORY JOHN	I	PRINCIPAL FINANCIAL OFFICER & FINOP	NA
PASQUALE, GREGORY JOHN	I	PRINCIPAL FINANCIAL OFFICER & FINOP	NA
PASQUALE, GREGORY JOHN	I	PRINCIPAL FINANCIAL OFFICER & FINOP	NA
PASQUALE, GREGORY JOHN	I	PRINCIPAL FINANCIAL OFFICER & FINOP	NA
PASQUALE, GREGORY JOHN	I	CHIEF FINANCIAL OFFICER & TREASURER & FINOP	NA
PASQUALE, GREGORY JOHN	I	CHIEF FINANCIAL OFFICER & TREASURER & FINOP	NA
PASQUALE, GREGORY JOHN	I	CHIEF FINANCIAL OFFICER & TREASURER & FINOP	NA
PASQUALE, GREGORY JOHN	I	CHIEF FINANCIAL OFFICER & TREASURER & FINOP	NA
PASQUALE, GREGORY JOHN	I	CHIEF FINANCIAL OFFICER & TREASURER & FINOP	NA
PASQUALE, GREGORY JOHN	I	CHIEF FINANCIAL OFFICER & TREASURER & FINOP	NA
PASQUALE, GREGORY JOHN	I	CHIEF FINANCIAL OFFICER & TREASURER & FINOP	NA
PERRONE, MATTHEW CARMINE	I	EXECUTIVE VICE PRESIDENT	NA	Control
PERRONE, MATTHEW CARMINE	I	EXECUTIVE VICE PRESIDENT	NA	Control
PIERCE, GARY ROBERT	I	CHIEF FINANCIAL OFFICER ("CFO") AND DIRECTOR	NA	Control
PIERCE, GARY ROBERT	I	CHIEF FINANCIAL OFFICER ("CFO") AND DIRECTOR	NA	Control
PIERCE, GARY ROBERT	I	CHIEF FINANCIAL OFFICER ("CFO") AND DIRECTOR	NA	Control
PIERCE, GARY ROBERT	I	CHIEF FINANCIAL OFFICER ("CFO") AND DIRECTOR	NA	Control
PIERCE, GARY ROBERT	I	CHIEF FINANCIAL OFFICER ("CFO") AND DIRECTOR	NA	Control
PIERCE, GARY ROBERT	I	CHIEF FINANCIAL OFFICER ("CFO") AND DIRECTOR	NA	Control
PIERCE, GARY ROBERT	I	CHIEF FINANCIAL OFFICER ("CFO") AND DIRECTOR	NA	Control
PIERCE, GARY ROBERT	I	CHIEF FINANCIAL OFFICER ("CFO") AND DIRECTOR	NA	Control
PIERCE, GARY ROBERT	I	CHIEF FINANCIAL OFFICER ("CFO") AND DIRECTOR	NA	Control
PIERCE, GARY ROBERT	I	CHIEF FINANCIAL OFFICER ("CFO") AND DIRECTOR	NA	Control
PIERCE, GARY ROBERT	I	CHIEF FINANCIAL OFFICER ("CFO") AND DIRECTOR	NA	Control
PIERCE, GARY ROBERT	I	CHIEF FINANCIAL OFFICER ("CFO") AND DIRECTOR	NA	Control
PIERCE, GARY ROBERT	I	CHIEF FINANCIAL OFFICER ("CFO") AND DIRECTOR	NA	Control
PIERCE, GARY ROBERT	I	CHIEF FINANCIAL OFFICER ("CFO") AND DIRECTOR	NA	Control
PIERCE, GARY ROBERT	I	CHIEF FINANCIAL OFFICER ("CFO") AND DIRECTOR	NA	Control
PIERCE, GARY ROBERT	I	CHIEF FINANCIAL OFFICER ("CFO") AND DIRECTOR	NA	Control
PIERCE, GARY ROBERT	I	CHIEF FINANCIAL OFFICER ("CFO") AND DIRECTOR	NA	Control
PIERCE, GARY ROBERT	I	CHIEF FINANCIAL OFFICER ("CFO") AND DIRECTOR	NA	Control
PIERCE, GARY ROBERT	I	CHIEF FINANCIAL OFFICER ("CFO") AND DIRECTOR	NA	Control
PIERCE, GARY ROBERT	I	CHIEF FINANCIAL OFFICER ("CFO") AND DIRECTOR	NA	Control
PIERCE, GARY ROBERT	I	CHIEF FINANCIAL OFFICER ("CFO") AND DIRECTOR	NA	Control
PIERCE, GARY ROBERT	I	CHIEF FINANCIAL OFFICER ("CFO") AND DIRECTOR	NA	Control
PIERCE, GARY ROBERT	I	CHIEF FINANCIAL OFFICER ("CFO") AND DIRECTOR	NA	Control
PIERCE, GARY ROBERT	I	CHIEF FINANCIAL OFFICER ("CFO") AND DIRECTOR	NA	Control
PIERCE, GARY ROBERT	I	CHIEF FINANCIAL OFFICER ("CFO") AND DIRECTOR	NA	Control
PIERCE, GARY ROBERT	I	CHIEF FINANCIAL OFFICER ("CFO") AND DIRECTOR	NA	Control
PIERCE, GARY ROBERT	I	CHIEF FINANCIAL OFFICER ("CFO") AND DIRECTOR	NA	Control
PIERCE, GARY ROBERT	I	CHIEF FINANCIAL OFFICER ("CFO") AND DIRECTOR	NA	Control
PIERCE, GARY ROBERT	I	CHIEF FINANCIAL OFFICER ("CFO") AND DIRECTOR	NA	Control
PIERCE, GARY ROBERT	I	CHIEF FINANCIAL OFFICER ("CFO") AND DIRECTOR	NA	Control
PROVENCHER, ANDREW JOHN	I	EXECUTIVE VICE PRESIDENT	NA	Control
PROVENCHER, ANDREW JOHN	I	EXECUTIVE VICE PRESIDENT	NA	Control
PROVENCHER, ANDREW JOHN	I	EXECUTIVE VICE PRESIDENT	NA	Control
PROVENCHER, ANDREW JOHN	I	EXECUTIVE VICE PRESIDENT	NA	Control
PROVENCHER, ANDREW JOHN	I	EXECUTIVE VICE PRESIDENT	NA	Control
PROVENCHER, ANDREW JOHN	I	EXECUTIVE VICE PRESIDENT	NA	Control
PROVENCHER, ANDREW JOHN	I	EXECUTIVE VICE PRESIDENT	NA	Control
PROVENCHER, ANDREW JOHN	I	EXECUTIVE VICE PRESIDENT	NA	Control
PROVENCHER, ANDREW JOHN	I	EXECUTIVE VICE PRESIDENT	NA	Control
PROVENCHER, ANDREW JOHN	I	EXECUTIVE VICE PRESIDENT	NA	Control
PROVENCHER, ANDREW JOHN	I	EXECUTIVE VICE PRESIDENT	NA	Control
PROVENCHER, ANDREW JOHN	I	EXECUTIVE VICE PRESIDENT	NA	Control
PROVENCHER, ANDREW JOHN	I	EXECUTIVE VICE PRESIDENT	NA	Control
PROVENCHER, ANDREW JOHN	I	EXECUTIVE VICE PRESIDENT	NA	Control
PROVENCHER, ANDREW JOHN	I	EXECUTIVE VICE PRESIDENT	NA	Control
PROVENCHER, ANDREW JOHN	I	EXECUTIVE VICE PRESIDENT	NA	Control
PROVENCHER, ANDREW JOHN	I	EXECUTIVE VICE PRESIDENT	NA	Control
PROVENCHER, ANDREW JOHN	I	EXECUTIVE VICE PRESIDENT	NA	Control
PROVENCHER, ANDREW JOHN	I	EXECUTIVE VICE PRESIDENT	NA	Control
PROVENCHER, ANDREW JOHN	I	EXECUTIVE VICE PRESIDENT	NA	Control
PROVENCHER, ANDREW JOHN	I	EXECUTIVE VICE PRESIDENT	NA	Control
PROVENCHER, ANDREW JOHN	I	EXECUTIVE VICE PRESIDENT	NA	Control
PROVENCHER, ANDREW JOHN	I	EXECUTIVE VICE PRESIDENT	NA	Control
PROVENCHER, ANDREW JOHN	I	EXECUTIVE VICE PRESIDENT	NA	Control
PROVENCHER, ANDREW JOHN	I	EXECUTIVE VICE PRESIDENT	NA	Control
PROVENCHER, ANDREW JOHN	I	EXECUTIVE VICE PRESIDENT	NA	Control
PROVENCHER, ANDREW JOHN	I	EXECUTIVE VICE PRESIDENT	NA	Control
ROBINSON, SCOTT JARED	I	CHIEF LEGAL OFFICER	NA
ROBINSON, SCOTT JARED	I	CHIEF LEGAL OFFICER	NA
ROBINSON, SCOTT JARED	I	CHIEF LEGAL OFFICER	NA
ROSS, NOREEN BERNADETTE	I	EXECUTIVE VICE PRESIDENT	NA	Control
ROSS, NOREEN BERNADETTE	I	EXECUTIVE VICE PRESIDENT	NA	Control
ROSS, NOREEN BERNADETTE	I	EXECUTIVE VICE PRESIDENT	NA	Control
ROSS, NOREEN BERNADETTE	I	EXECUTIVE VICE PRESIDENT	NA	Control
ROSS, NOREEN BERNADETTE	I	EXECUTIVE VICE PRESIDENT	NA	Control
ROSS, NOREEN BERNADETTE	I	EXECUTIVE VICE PRESIDENT	NA	Control
ROSS, NOREEN BERNADETTE	I	EXECUTIVE VICE PRESIDENT	NA	Control
ROSS, NOREEN BERNADETTE	I	EXECUTIVE VICE PRESIDENT	NA	Control
ROSS, NOREEN BERNADETTE	I	EXECUTIVE VICE PRESIDENT	NA	Control
ROSS, NOREEN BERNADETTE	I	EXECUTIVE VICE PRESIDENT	NA	Control
ROSS, NOREEN BERNADETTE	I	EXECUTIVE VICE PRESIDENT	NA	Control
SABO, RICHARD WALTER	I	EXECUTIVE VICE PRESIDENT	NA	Control
SACCONE, ROBERT BRIAN	I	CHIEF COMPLIANCE OFFICER (BROKERDEALER)	NA	Control
SACCONE, ROBERT BRIAN	I	CHIEF COMPLIANCE OFFICER (BROKERDEALER)	NA	Control
SACCONE, ROBERT BRIAN	I	CHIEF COMPLIANCE OFFICER (BROKERDEALER)	NA	Control
SACCONE, ROBERT BRIAN	I	CHIEF COMPLIANCE OFFICER (BROKERDEALER)	NA	Control
SACCONE, ROBERT BRIAN	I	CHIEF COMPLIANCE OFFICER (BROKERDEALER)	NA	Control
SACCONE, ROBERT BRIAN	I	CHIEF COMPLIANCE OFFICER (BROKERDEALER)	NA	Control
SACCONE, ROBERT BRIAN	I	CHIEF COMPLIANCE OFFICER (BROKERDEALER)	NA	Control
SACCONE, ROBERT BRIAN	I	CHIEF COMPLIANCE OFFICER (BROKERDEALER)	NA	Control
SANDALLS, WILLIAM THOMAS	I	DIRECTOR	NA	Control
SAPPINGTON, BILL EUGENE	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
SAPPINGTON, BILL EUGENE	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
SAPPINGTON, BILL EUGENE	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
SAPPINGTON, BILL EUGENE	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
SAPPINGTON, BILL EUGENE	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
SAPPINGTON, BILL EUGENE	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
SAPPINGTON, BILL EUGENE	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
SAPPINGTON, BILL EUGENE	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
SAPPINGTON, BILL EUGENE	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
SAPPINGTON, BILL EUGENE	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
SAPPINGTON, BILL EUGENE	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
SAPPINGTON, BILL EUGENE	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
SAPPINGTON, BILL EUGENE	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
SAPPINGTON, BILL EUGENE	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
SAPPINGTON, BILL EUGENE	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
SAPPINGTON, BILL EUGENE	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
SAPPINGTON, BILL EUGENE	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
SAPPINGTON, BILL EUGENE	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
SAPPINGTON, BILL EUGENE	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
SAPPINGTON, BILL EUGENE	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
SAPPINGTON, BILL EUGENE	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
SAPPINGTON, BILL EUGENE	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
SAPPINGTON, BILL EUGENE	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
SAPPINGTON, BILL EUGENE	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
SAPPINGTON, BILL EUGENE	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA	Control
SHEA, JOHN P	I	PRINCIPAL FINANCIAL OFFICER & FINOP	NA
SHEA, JOHN P	I	PRINCIPAL FINANCIAL OFFICER & FINOP	NA
SHEA, JOHN P	I	PRINCIPAL FINANCIAL OFFICER & FINOP	NA
SHEA, JOHN P	I	PRINCIPAL FINANCIAL OFFICER & FINOP	NA
SHEA, JOHN P	I	PRINCIPAL FINANCIAL OFFICER & FINOP	NA
SHEA, JOHN P	I	PRINCIPAL FINANCIAL OFFICER & FINOP	NA
SHEA, JOHN P	I	PRINCIPAL FINANCIAL OFFICER & FINOP	NA
SHEA, JOHN P	I	PRINCIPAL FINANCIAL OFFICER & FINOP	NA
SHEA, JOHN P	I	PRINCIPAL FINANCIAL OFFICER & FINOP	NA
SHEA, JOHN P	I	PRINCIPAL FINANCIAL OFFICER & FINOP	NA
SHEA, JOHN P	I	PRINCIPAL FINANCIAL OFFICER & FINOP	NA
SKAPYAK, BRADLEY JOHN	I	CHIEF EXECUTIVE OFFICER	NA
SKAPYAK, BRADLEY JOHN	I	CHIEF EXECUTIVE OFFICER	NA
SKAPYAK, BRADLEY JOHN	I	CHIEF EXECUTIVE OFFICER	NA
SKAPYAK, BRADLEY JOHN	I	CHIEF EXECUTIVE OFFICER	NA
SKAPYAK, BRADLEY JOHN	I	CHIEF EXECUTIVE OFFICER	NA
SKAPYAK, BRADLEY JOHN	I	CHIEF EXECUTIVE OFFICER	NA
SKAPYAK, BRADLEY JOHN	I	CHIEF EXECUTIVE OFFICER	NA
SKAPYAK, BRADLEY JOHN	I	CHIEF EXECUTIVE OFFICER	NA
SKAPYAK, BRADLEY JOHN	I	CHIEF EXECUTIVE OFFICER	NA
SKAPYAK, BRADLEY JOHN	I	CHIEF EXECUTIVE OFFICER	NA
SKAPYAK, BRADLEY JOHN	I	CHIEF EXECUTIVE OFFICER	NA
SKAPYAK, BRADLEY JOHN	I	CHIEF EXECUTIVE OFFICER	NA
SQUILLACE, JOHN	I	CHIEF COMPLIANCE OFFICE (INVESTMENT ADVISORY BUSINESS)	NA
SQUILLACE, JOHN	I	CHIEF COMPLIANCE OFFICE (INVESTMENT ADVISORY BUSINESS)	NA
SQUILLACE, JOHN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
SQUILLACE, JOHN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
SQUILLACE, JOHN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
SQUILLACE, JOHN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
SQUILLACE, JOHN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
SQUILLACE, JOHN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
SQUILLACE, JOHN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
SQUILLACE, JOHN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
SQUILLACE, JOHN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
SQUILLACE, JOHN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
SQUILLACE, JOHN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
SQUILLACE, JOHN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
SQUILLACE, JOHN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
SQUILLACE, JOHN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
SQUILLACE, JOHN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
SQUILLACE, JOHN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
SQUILLACE, JOHN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
SQUILLACE, JOHN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
SQUILLACE, JOHN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
SQUILLACE, JOHN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
SQUILLACE, JOHN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
SQUILLACE, JOHN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
SQUILLACE, JOHN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
SQUILLACE, JOHN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
SQUILLACE, JOHN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
SQUILLACE, JOHN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
SQUILLACE, JOHN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
SQUILLACE, JOHN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
SQUILLACE, JOHN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
SQUILLACE, JOHN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
SQUILLACE, JOHN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
SQUILLACE, JOHN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
SQUILLACE, JOHN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
SQUILLACE, JOHN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
SQUILLACE, JOHN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
SQUILLACE, JOHN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
SQUILLACE, JOHN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
SQUILLACE, JOHN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
SQUILLACE, JOHN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
SQUILLACE, JOHN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
SQUILLACE, JOHN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
SQUILLACE, JOHN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
SQUILLACE, JOHN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
SQUILLACE, JOHN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
SQUILLACE, JOHN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
SQUILLACE, JOHN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
SQUILLACE, JOHN	I	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	NA
STEINGARTEN, BRIE ANNE ELIZABETH	I	CORPORATE SECRETARY & CHIEF LEGAL OFFICER (CLO)	NA
STEINGARTEN, BRIE ANNE ELIZABETH	I	CORPORATE SECRETARY & CHIEF LEGAL OFFICER (CLO)	NA
STEINGARTEN, BRIE ANNE ELIZABETH	I	CORPORATE SECRETARY & CHIEF LEGAL OFFICER (CLO)	NA
STEINGARTEN, BRIE ANNE ELIZABETH	I	CORPORATE SECRETARY & CHIEF LEGAL OFFICER (CLO)	NA
STEINGARTEN, BRIE ANNE ELIZABETH	I	CORPORATE SECRETARY & CHIEF LEGAL OFFICER (CLO)	NA
STEINGARTEN, BRIE ANNE ELIZABETH	I	CORPORATE SECRETARY & CHIEF LEGAL OFFICER (CLO)	NA
STEINGARTEN, BRIE ANNE ELIZABETH	I	CORPORATE SECRETARY & CHIEF LEGAL OFFICER (CLO)	NA
STEINGARTEN, BRIE ANNE ELIZABETH	I	CORPORATE SECRETARY & CHIEF LEGAL OFFICER (CLO)	NA
STEINGARTEN, BRIE ANNE ELIZABETH	I	CORPORATE SECRETARY & CHIEF LEGAL OFFICER (CLO)	NA
STEINGARTEN, BRIE ANNE ELIZABETH	I	CORPORATE SECRETARY & CHIEF LEGAL OFFICER (CLO)	NA
STEINGARTEN, BRIE ANNE ELIZABETH	I	CORPORATE SECRETARY & CHIEF LEGAL OFFICER (CLO)	NA
STEINGARTEN, BRIE ANNE ELIZABETH	I	CORPORATE SECRETARY & CHIEF LEGAL OFFICER (CLO)	NA
STEINGARTEN, BRIE ANNE ELIZABETH	I	CORPORATE SECRETARY & CHIEF LEGAL OFFICER (CLO)	NA
STEINGARTEN, BRIE ANNE ELIZABETH	I	CORPORATE SECRETARY & CHIEF LEGAL OFFICER (CLO)	NA
STEINGARTEN, BRIE ANNE ELIZABETH	I	CORPORATE SECRETARY & CHIEF LEGAL OFFICER (CLO)	NA
STEINGARTEN, BRIE ANNE ELIZABETH	I	CORPORATE SECRETARY & CHIEF LEGAL OFFICER (CLO)	NA
STEINGARTEN, BRIE ANNE ELIZABETH	I	CORPORATE SECRETARY & CHIEF LEGAL OFFICER (CLO)	NA
STEINGARTEN, BRIE ANNE ELIZABETH	I	CORPORATE SECRETARY & CHIEF LEGAL OFFICER (CLO)	NA
STEINGARTEN, BRIE ANNE ELIZABETH	I	CORPORATE SECRETARY & CHIEF LEGAL OFFICER (CLO)	NA
STEINGARTEN, BRIE ANNE ELIZABETH	I	CORPORATE SECRETARY & CHIEF LEGAL OFFICER (CLO)	NA
STEINGARTEN, BRIE ANNE ELIZABETH	I	CORPORATE SECRETARY & CHIEF LEGAL OFFICER (CLO)	NA
STEINGARTEN, BRIE ANNE ELIZABETH	I	CORPORATE SECRETARY & CHIEF LEGAL OFFICER (CLO)	NA
STEINGARTEN, BRIE ANNE ELIZABETH	I	CORPORATE SECRETARY & CHIEF LEGAL OFFICER (CLO)	NA
STEINGARTEN, BRIE ANNE ELIZABETH	I	CORPORATE SECRETARY & CHIEF LEGAL OFFICER (CLO)	NA
STEINGARTEN, BRIE ANNE ELIZABETH	I	CORPORATE SECRETARY & CHIEF LEGAL OFFICER (CLO)	NA
STEINGARTEN, BRIE ANNE ELIZABETH	I	CORPORATE SECRETARY & CHIEF LEGAL OFFICER (CLO)	NA
STEINGARTEN, BRIE ANNE ELIZABETH	I	CORPORATE SECRETARY & CHIEF LEGAL OFFICER (CLO)	NA
STEINGARTEN, BRIE ANNE ELIZABETH	I	CORPORATE SECRETARY & CHIEF LEGAL OFFICER (CLO)	NA
STEINGARTEN, BRIE ANNE ELIZABETH	I	CORPORATE SECRETARY & CHIEF LEGAL OFFICER (CLO)	NA
STEINGARTEN, BRIE ANNE ELIZABETH	I	CORPORATE SECRETARY & CHIEF LEGAL OFFICER (CLO)	NA
STEINGARTEN, BRIE ANNE ELIZABETH	I	CORPORATE SECRETARY & CHIEF LEGAL OFFICER (CLO)	NA
STEINGARTEN, BRIE ANNE ELIZABETH	I	CORPORATE SECRETARY & CHIEF LEGAL OFFICER (CLO)	NA
STEINGARTEN, BRIE ANNE ELIZABETH	I	CORPORATE SECRETARY & CHIEF LEGAL OFFICER (CLO)	NA
STEINGARTEN, BRIE ANNE ELIZABETH	I	CORPORATE SECRETARY & CHIEF LEGAL OFFICER (CLO)	NA
STEINGARTEN, BRIE ANNE ELIZABETH	I	CORPORATE SECRETARY & CHIEF LEGAL OFFICER (CLO)	NA
STEINGARTEN, BRIE ANNE ELIZABETH	I	CORPORATE SECRETARY & CHIEF LEGAL OFFICER (CLO)	NA
STEINGARTEN, BRIE ANNE ELIZABETH	I	CORPORATE SECRETARY & CHIEF LEGAL OFFICER (CLO)	NA
STOREN, STEPHEN JOSEPH	I	CHIEF COMPLIANCE OFFICER ("CCO")	NA	Control
STOREN, STEPHEN JOSEPH	I	CHIEF COMPLIANCE OFFICER ("CCO")	NA	Control
STOREN, STEPHEN JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA	Control
STOREN, STEPHEN JOSEPH	I	CHIEF COMPLIANCE OFFICER ("CCO")	NA	Control
STOREN, STEPHEN JOSEPH	I	CCO	NA	Control
STOREN, STEPHEN JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA	Control
STOREN, STEPHEN JOSEPH	I	CHIEF COMPLIANCE OFFICER ("CCO")	NA	Control
STOREN, STEPHEN JOSEPH	I	CHIEF COMPLIANCE OFFICER ("CCO")	NA	Control
STOREN, STEPHEN JOSEPH	I	CHIEF COMPLIANCE OFFICER ("CCO")	NA	Control
STOREN, STEPHEN JOSEPH	I	CHIEF COMPLIANCE OFFICER ("CCO")	NA	Control
STOREN, STEPHEN JOSEPH	I	CHIEF COMPLIANCE OFFICER ("CCO")	NA	Control
STOREN, STEPHEN JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA	Control
STOREN, STEPHEN JOSEPH	I	CCO	NA
STOREN, STEPHEN JOSEPH	I	CCO	NA
STOREN, STEPHEN JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA	Control
STOREN, STEPHEN JOSEPH	I	CCO	NA	Control
STOREN, STEPHEN JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA
STOREN, STEPHEN JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA
STOREN, STEPHEN JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA
STOREN, STEPHEN JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA	Control
STOREN, STEPHEN JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA	Control
STOREN, STEPHEN JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA
STOREN, STEPHEN JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA
STOREN, STEPHEN JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA
STOREN, STEPHEN JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA
STOREN, STEPHEN JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA
STOREN, STEPHEN JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA
STOREN, STEPHEN JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA
STOREN, STEPHEN JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA
STOREN, STEPHEN JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA
STOREN, STEPHEN JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA
WINNICK, THOMAS EUGENE	I	EXECUTIVE VICE PRESIDENT & DIRECTOR	NA
YOUNG, JOHN BRERETON	I	DIRECTOR	NA	Control
YOUNG, JOHN BRERETON	I	DIRECTOR	NA	Control
YOUNG, JOHN BRERETON	I	DIRECTOR	NA	Control
YOUNG, JOHN BRERETON	I	DIRECTOR	NA	Control
YOUNG, JOHN BRERETON	I	DIRECTOR	NA	Control
BNY MELLON INVESTMENT ADVISER, INC.	DE	DIRECT OWNER	E	Control
BNY MELLON INVESTMENT ADVISER, INC.	DE	DIRECT OWNER	E	Control
BNY MELLON INVESTMENT ADVISER, INC.	DE	DIRECT OWNER	E	Control
BNY MELLON INVESTMENT ADVISER, INC.	DE	DIRECT OWNER	E	Control
BNY MELLON INVESTMENT ADVISER, INC.	DE	DIRECT OWNER	E	Control
BNY MELLON INVESTMENT ADVISER, INC.	DE	DIRECT OWNER	E	Control
BNY MELLON INVESTMENT ADVISER, INC.	DE	DIRECT OWNER	E	Control
BNY MELLON INVESTMENT ADVISER, INC.	DE	DIRECT OWNER	E	Control
BNY MELLON INVESTMENT ADVISER, INC.	DE	DIRECT OWNER	E	Control
BNY MELLON INVESTMENT ADVISER, INC.	DE	DIRECT OWNER	E	Control
BNY MELLON INVESTMENT ADVISER, INC.	DE	DIRECT OWNER	E	Control
BNY MELLON INVESTMENT ADVISER, INC.	DE	DIRECT OWNER	E	Control
BNY MELLON INVESTMENT ADVISER, INC.	DE	DIRECT OWNER	E	Control
BNY MELLON INVESTMENT ADVISER, INC.	DE	DIRECT OWNER	E	Control
BNY MELLON INVESTMENT ADVISER, INC.	DE	DIRECT OWNER	E	Control
BNY MELLON INVESTMENT ADVISER, INC.	DE	DIRECT OWNER	E	Control
BNY MELLON INVESTMENT ADVISER, INC.	DE	DIRECT OWNER	E	Control
BNY MELLON INVESTMENT ADVISER, INC.	DE	DIRECT OWNER	E	Control
BNY MELLON INVESTMENT ADVISER, INC.	DE	DIRECT OWNER	E	Control
BNY MELLON INVESTMENT ADVISER, INC.	DE	DIRECT OWNER	E	Control
BNY MELLON INVESTMENT ADVISER, INC.	DE	DIRECT OWNER	E	Control
BNY MELLON INVESTMENT ADVISER, INC.	DE	DIRECT OWNER	E	Control
BNY MELLON INVESTMENT ADVISER, INC.	DE	DIRECT OWNER	E	Control
BNY MELLON INVESTMENT ADVISER, INC.	DE	DIRECT OWNER	E	Control
BNY MELLON INVESTMENT ADVISER, INC.	DE	DIRECT OWNER	E	Control
BNY MELLON INVESTMENT ADVISER, INC.	DE	DIRECT OWNER	E	Control
BNY MELLON INVESTMENT ADVISER, INC.	DE	DIRECT OWNER	E	Control
BNY MELLON INVESTMENT ADVISER, INC.	DE	DIRECT OWNER	E	Control
BNY MELLON INVESTMENT ADVISER, INC.	DE	DIRECT OWNER	E	Control
BNY MELLON INVESTMENT ADVISER, INC.	DE	DIRECT OWNER	E	Control
BNY MELLON INVESTMENT ADVISER, INC.	DE	DIRECT OWNER	E	Control
BNY MELLON INVESTMENT ADVISER, INC.	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control
THE DREYFUS CORPORATION	DE	DIRECT OWNER	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
BNY MELLON IHC, LLC	DE	BANK OF NEW YORK MELLON CORPORATION	E	Control
BNY MELLON IHC, LLC	DE	BANK OF NEW YORK MELLON CORPORATION	E	Control
BNY MELLON IHC, LLC	DE	BANK OF NEW YORK MELLON CORPORATION	E	Control
BNY MELLON IHC, LLC	DE	BANK OF NEW YORK MELLON CORPORATION	E	Control
BNY MELLON IHC, LLC	DE	BANK OF NEW YORK MELLON CORPORATION	E	Control
BNY MELLON IHC, LLC	DE	BANK OF NEW YORK MELLON CORPORATION	E	Control
BNY MELLON IHC, LLC	DE	BANK OF NEW YORK MELLON CORPORATION	E	Control
BNY MELLON IHC, LLC	DE	BANK OF NEW YORK MELLON CORPORATION	E	Control
BNY MELLON IHC, LLC	DE	BANK OF NEW YORK MELLON CORPORATION	E	Control
BNY MELLON IHC, LLC	DE	BANK OF NEW YORK MELLON CORPORATION	E	Control
BNY MELLON IHC, LLC	DE	BANK OF NEW YORK MELLON CORPORATION	E	Control
BNY MELLON IHC, LLC	DE	BANK OF NEW YORK MELLON CORPORATION	E	Control
BNY MELLON IHC, LLC	DE	BANK OF NEW YORK MELLON CORPORATION	E	Control
BNY MELLON IHC, LLC	DE	BANK OF NEW YORK MELLON CORPORATION	E	Control
BNY MELLON IHC, LLC	DE	BANK OF NEW YORK MELLON CORPORATION	E	Control
BNY MELLON IHC, LLC	DE	BANK OF NEW YORK MELLON CORPORATION	E	Control
BNY MELLON IHC, LLC	DE	BANK OF NEW YORK MELLON CORPORATION	E	Control
BNY MELLON IHC, LLC	DE	BANK OF NEW YORK MELLON CORPORATION	E	Control
BNY MELLON IHC, LLC	DE	BANK OF NEW YORK MELLON CORPORATION	E	Control
BNY MELLON IHC, LLC	DE	BANK OF NEW YORK MELLON CORPORATION	E	Control
MBC INVESTMENT CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
MBC INVESTMENT CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
MBC INVESTMENT CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
MBC INVESTMENT CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
MBC INVESTMENT CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
MBC INVESTMENT CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
MBC INVESTMENT CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
MBC INVESTMENT CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
MBC INVESTMENT CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
MBC INVESTMENT CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
MBC INVESTMENT CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
MBC INVESTMENT CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
MBC INVESTMENT CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
MBC INVESTMENT CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
MBC INVESTMENT CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
MBC INVESTMENT CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
MBC INVESTMENT CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
MBC INVESTMENT CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
MBC INVESTMENT CORPORATION	DE	BNY MELLON INVESTMENT ADVISER, INC.	E	Control
MBC INVESTMENT CORPORATION	DE	BNY MELLON INVESTMENT ADVISER, INC.	E	Control
MBC INVESTMENT CORPORATION	DE	BNY MELLON INVESTMENT ADVISER, INC.	E	Control
MBC INVESTMENT CORPORATION	DE	BNY MELLON INVESTMENT ADVISER, INC.	E	Control
MBC INVESTMENT CORPORATION	DE	BNY MELLON INVESTMENT ADVISER, INC.	E	Control
MBC INVESTMENT CORPORATION	DE	BNY MELLON INVESTMENT ADVISER, INC.	E	Control
MBC INVESTMENT CORPORATION	DE	BNY MELLON INVESTMENT ADVISER, INC.	E	Control
MBC INVESTMENT CORPORATION	DE	BNY MELLON INVESTMENT ADVISER, INC.	E	Control
MBC INVESTMENT CORPORATION	DE	BNY MELLON INVESTMENT ADVISER, INC.	E	Control
MBC INVESTMENT CORPORATION	DE	BNY MELLON INVESTMENT ADVISER, INC.	E	Control
MBC INVESTMENT CORPORATION	DE	BNY MELLON INVESTMENT ADVISER, INC.	E	Control
MBC INVESTMENT CORPORATION	DE	BNY MELLON INVESTMENT ADVISER, INC.	E	Control
MBC INVESTMENT CORPORATION	DE	BNY MELLON INVESTMENT ADVISER, INC.	E	Control
MBC INVESTMENT CORPORATION	DE	BNY MELLON INVESTMENT ADVISER, INC.	E	Control
MBC INVESTMENT CORPORATION	DE	BNY MELLON INVESTMENT ADVISER, INC.	E	Control
MBC INVESTMENT CORPORATION	DE	BNY MELLON INVESTMENT ADVISER, INC.	E	Control
MBC INVESTMENT CORPORATION	DE	BNY MELLON INVESTMENT ADVISER, INC.	E	Control
MBC INVESTMENT CORPORATION	DE	BNY MELLON INVESTMENT ADVISER, INC.	E	Control
MBC INVESTMENT CORPORATION	DE	BNY MELLON INVESTMENT ADVISER, INC.	E	Control
MBC INVESTMENT CORPORATION	DE	BNY MELLON INVESTMENT ADVISER, INC.	E	Control
MELLON BANK CORPORATION	DE	MELLON BANK, N.A.	E	Control
MELLON BANK, N.A.	DE	THE DREYFUS CORPORATION	E	Control
MELLON BANK, N.A.	DE	THE DREYFUS CORPORATION	E	Control
MELLON BANK, N.A.	DE	THE DREYFUS CORPORATION	E	Control
MELLON FINANCIAL CORPORATION	DE	MELLON BANK, N.A.	E	Control
MELLON FINANCIAL CORPORATION	DE	MELLON BANK, N.A.	E	Control
MELLON FINANCIAL CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
MELLON FINANCIAL CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
MELLON FINANCIAL CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
MELLON FINANCIAL CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
MELLON FINANCIAL CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
MELLON FINANCIAL CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
MELLON FINANCIAL CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
MELLON FINANCIAL CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	MBC INVESTMENT CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	MBC INVESTMENT CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	MBC INVESTMENT CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE DREYFUS CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	MBC INVESTMENT CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	MBC INVESTMENT CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	MBC INVESTMENT CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	MBC INVESTMENT CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	MBC INVESTMENT CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	MBC INVESTMENT CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	MBC INVESTMENT CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	MBC INVESTMENT CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	MBC INVESTMENT CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	MBC INVESTMENT CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	MBC INVESTMENT CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	MBC INVESTMENT CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	MBC INVESTMENT CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	MBC INVESTMENT CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	MBC INVESTMENT CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	MBC INVESTMENT CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	MBC INVESTMENT CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	MBC INVESTMENT CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	MBC INVESTMENT CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	MBC INVESTMENT CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	MBC INVESTMENT CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	MBC INVESTMENT CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	MBC INVESTMENT CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	MBC INVESTMENT CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	MBC INVESTMENT CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	MBC INVESTMENT CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	MBC INVESTMENT CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	MBC INVESTMENT CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	MBC INVESTMENT CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	MBC INVESTMENT CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	MBC INVESTMENT CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	MBC INVESTMENT CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	MBC INVESTMENT CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	MBC INVESTMENT CORPORATION	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	MBC INVESTMENT CORPORATION	E	Control

Registrations

Federal

Oct 7, 2025 REGISTERED

Notice Filings (52)

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Address

240 GREENWICH STREET
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NEW YORK, NY 10286-0001
United States

Phone: 212-635-8827