CATHAY CAPITAL NA, LLC
CRD #268816 SEC #801-104468 NEW YORK, NY 212-858-9020
SEC Registered Private Funds
Total AUM
$68.5M
Discretionary
$68.5M
Employees
6
Clients
--
Accounts
3
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Dec 2025 | $68.5M | $68.5M | $0 | 6 | 0 |
| Mar 2025 | $104.8M | $104.8M | $0 | 4 | 1 |
| Mar 2024 | $124.5M | $124.5M | $0 | 7 | 1 |
| May 2023 | $128.5M | $128.5M | $0 | 9 | 1 |
| Mar 2023 | $128.5M | $128.5M | $0 | 9 | 1 |
| Mar 2022 | $125M | $125M | $0 | 10 | 1 |
| Mar 2021 | $110.5M | $110.5M | $0 | 13 | 0 |
| Jun 2020 | $125.7M | $125.7M | $0 | 14 | 0 |
| Mar 2020 | $125.7M | $125.7M | $0 | 14 | 0 |
| Mar 2019 | $121.1M | $121.1M | $0 | 16 | 0 |
| Aug 2018 | $111.5M | $111.5M | $0 | 27 | 0 |
| Mar 2018 | $111.5M | $111.5M | $0 | 27 | 0 |
| May 2017 | $108M | $108M | $0 | 27 | 1 |
| Mar 2017 | $108M | $108M | $0 | 27 | 1 |
| Dec 2016 | $100.5M | $100.5M | $0 | 25 | 1 |
| Mar 2016 | $89.3M | $89.3M | $0 | 25 | 1 |
| Nov 2015 | $89.3M | $89.3M | $0 | 21 | 1 |
| Nov 2015 | $89.3M | $89.3M | $0 | 21 | 1 |
DateDec 2025
Total AUM$68.5M
Discretionary$68.5M
Non-Disc.$0
Employees6
Clients0
DateMar 2025
Total AUM$104.8M
Discretionary$104.8M
Non-Disc.$0
Employees4
Clients1
DateMar 2024
Total AUM$124.5M
Discretionary$124.5M
Non-Disc.$0
Employees7
Clients1
DateMay 2023
Total AUM$128.5M
Discretionary$128.5M
Non-Disc.$0
Employees9
Clients1
DateMar 2023
Total AUM$128.5M
Discretionary$128.5M
Non-Disc.$0
Employees9
Clients1
DateMar 2022
Total AUM$125M
Discretionary$125M
Non-Disc.$0
Employees10
Clients1
DateMar 2021
Total AUM$110.5M
Discretionary$110.5M
Non-Disc.$0
Employees13
Clients0
DateJun 2020
Total AUM$125.7M
Discretionary$125.7M
Non-Disc.$0
Employees14
Clients0
DateMar 2020
Total AUM$125.7M
Discretionary$125.7M
Non-Disc.$0
Employees14
Clients0
DateMar 2019
Total AUM$121.1M
Discretionary$121.1M
Non-Disc.$0
Employees16
Clients0
DateAug 2018
Total AUM$111.5M
Discretionary$111.5M
Non-Disc.$0
Employees27
Clients0
DateMar 2018
Total AUM$111.5M
Discretionary$111.5M
Non-Disc.$0
Employees27
Clients0
DateMay 2017
Total AUM$108M
Discretionary$108M
Non-Disc.$0
Employees27
Clients1
DateMar 2017
Total AUM$108M
Discretionary$108M
Non-Disc.$0
Employees27
Clients1
DateDec 2016
Total AUM$100.5M
Discretionary$100.5M
Non-Disc.$0
Employees25
Clients1
DateMar 2016
Total AUM$89.3M
Discretionary$89.3M
Non-Disc.$0
Employees25
Clients1
DateNov 2015
Total AUM$89.3M
Discretionary$89.3M
Non-Disc.$0
Employees21
Clients1
DateNov 2015
Total AUM$89.3M
Discretionary$89.3M
Non-Disc.$0
Employees21
Clients1