CATHAY CAPITAL NA, LLC

CRD #268816 SEC #801-104468 NEW YORK, NY 212-858-9020

SEC Registered Private Funds

Total AUM

$68.5M

Discretionary

$68.5M

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Dec 17, 2025
Branch Offices: 1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
CAI, MINGPO	I	PRESIDENT, CHIEF EXECUTIVE OFFICER, TREASURER, SECRETARY	NA	Control
CAI, MINGPO	I	PRESIDENT, CHIEF EXECUTIVE OFFICER, TREASURER, SECRETARY	NA	Control
CAI, MINGPO	I	PRESIDENT, CHIEF EXECUTIVE OFFICER, TREASURER, SECRETARY	NA	Control
CAI, MINGPO	I	PRESIDENT, CHIEF EXECUTIVE OFFICER, TREASURER, SECRETARY	NA	Control
CAI, MINGPO	I	PRESIDENT, CHIEF EXECUTIVE OFFICER, TREASURER, SECRETARY	NA	Control
CAI, MINGPO	I	PRESIDENT, CHIEF EXECUTIVE OFFICER, TREASURER, SECRETARY	NA	Control
CAI, MINGPO	I	PRESIDENT, CHIEF EXECUTIVE OFFICER, TREASURER, SECRETARY	NA	Control
CAI, MINGPO	I	PRESIDENT, CHIEF EXECUTIVE OFFICER, TREASURER, SECRETARY	NA	Control
CAI, MINGPO	I	PRESIDENT, CHIEF EXECUTIVE OFFICER, TREASURER, SECRETARY	NA	Control
CAI, MINGPO	I	PRESIDENT, CHIEF EXECUTIVE OFFICER, TREASURER, SECRETARY	NA	Control
CAI, MINGPO	I	PRESIDENT, CHIEF EXECUTIVE OFFICER, TREASURER, SECRETARY	NA	Control
CAI, MINGPO	I	PRESIDENT, CHIEF EXECUTIVE OFFICER, TREASURER, SECRETARY	NA	Control
CAI, MINGPO	I	PRESIDENT, CHIEF EXECUTIVE OFFICER, TREASURER, SECRETARY	NA	Control
CAI, MINGPO	I	PRESIDENT, CHIEF EXECUTIVE OFFICER, TREASURER, SECRETARY	NA	Control
CAI, MINGPO	I	PRESIDENT, CHIEF EXECUTIVE OFFICER, TREASURER, SECRETARY	NA	Control
CAI, MINGPO	I	PRESIDENT, CHIEF EXECUTIVE OFFICER, TREASURER, SECRETARY	NA	Control
CAI, MINGPO	I	PRESIDENT, CHIEF EXECUTIVE OFFICER, TREASURER, SECRETARY	NA	Control
CAI, MINGPO	I	PRESIDENT, CHIEF EXECUTIVE OFFICER, TREASURER, SECRETARY	NA	Control
CAI, MINGPO	I	PRESIDENT, CHIEF EXECUTIVE OFFICER, TREASURER, SECRETARY	NA	Control
CAI, MINGPO	I	PRESIDENT, CHIEF EXECUTIVE OFFICER, TREASURER, SECRETARY	NA	Control
CAI, MINGPO	I	PRESIDENT, CHIEF EXECUTIVE OFFICER, TREASURER, SECRETARY	NA	Control
DUAN, LANCHUN	I	MANAGING PARTNER	NA	Control
DUAN, LANCHUN	I	MANAGING PARTNER	NA	Control
DUAN, LANCHUN	I	MANAGING PARTNER	NA	Control
DUAN, LANCHUN	I	MANAGING PARTNER	NA	Control
DUAN, LANCHUN	I	MANAGING PARTNER	NA	Control
DUAN, LANCHUN	I	MANAGING PARTNER	NA	Control
DUAN, LANCHUN	I	MANAGING PARTNER	NA	Control
DUAN, LANCHUN	I	MANAGING PARTNER	NA	Control
DUAN, LANCHUN	I	MANAGING PARTNER	NA	Control
DUAN, LANCHUN	I	MANAGING PARTNER	NA	Control
DUAN, LANCHUN	I	MANAGING PARTNER	NA	Control
DUAN, LANCHUN	I	MANAGING PARTNER	NA	Control
HOFFMAN, DAVID, GORDON	I	MANAGING PARTNER/CHIEF COMPLIANCE OFFICER	NA	Control
HOFFMAN, DAVID, GORDON	I	MANAGING PARTNER	NA	Control
HOFFMAN, DAVID, GORDON	I	MANAGING PARTNER	NA	Control
HU, NINGFENG	I	MANAGING PARTNER	NA	Control
HU, NINGFENG	I	MANAGING PARTNER	NA	Control
HU, NINGFENG	I	MANAGING PARTNER	NA	Control
HU, NINGFENG	I	MANAGING PARTNER	NA	Control
HU, NINGFENG	I	MANAGING PARTNER	NA	Control
HU, NINGFENG	I	MANAGING PARTNER	NA	Control
HU, NINGFENG	I	MANAGING PARTNER	NA	Control
HU, NINGFENG	I	MANAGING PARTNER	NA	Control
HU, NINGFENG	I	MANAGING PARTNER	NA	Control
Puong, Andre	I	PARTNER, CHIEF COMPLIANCE OFFICER	NA	Control
Puong, Andre	I	PARTNER, CHIEF COMPLIANCE OFFICER	NA	Control
Puong, Andre	I	PARTNER, CHIEF COMPLIANCE OFFICER	NA	Control
Puong, Andre	I	PARTNER, CHIEF COMPLIANCE OFFICER	NA	Control
SILVA, EMILY, K	I	CHIEF COMPLIANCE OFFICER	NA
SILVA, EMILY, K	I	CHIEF COMPLIANCE OFFICER	NA
WOODS, MARK, MATVEY	I	PARTNER	NA	Control
WOODS, MARK, MATVEY	I	PARTNER	NA	Control
WOODS, MARK, MATVEY	I	PARTNER	NA	Control
CATHAY CAPITAL PRIVATE EQUITY LLC	DE	SOLE MEMBER	E	Control
CATHAY CAPITAL PRIVATE EQUITY LLC	DE	SOLE MEMBER	E	Control
CATHAY CAPITAL PRIVATE EQUITY LLC	DE	SOLE MEMBER	E	Control
CATHAY CAPITAL PRIVATE EQUITY LLC	DE	MEMBER	E	Control
CATHAY CAPITAL PRIVATE EQUITY LLC	DE	MEMBER	E	Control
CATHAY CAPITAL PRIVATE EQUITY LLC	DE	MEMBER	E	Control
CATHAY CAPITAL PRIVATE EQUITY LLC	DE	MEMBER	E	Control
CATHAY CAPITAL PRIVATE EQUITY LLC	DE	MEMBER	E	Control
CATHAY CAPITAL PRIVATE EQUITY LLC	DE	MEMBER	E	Control
CATHAY CAPITAL PRIVATE EQUITY LLC	DE	MEMBER	E	Control
CATHAY CAPITAL PRIVATE EQUITY LLC	DE	MEMBER	E	Control
CATHAY CAPITAL PRIVATE EQUITY LLC	DE	MEMBER	E	Control
CATHAY CAPITAL PRIVATE EQUITY LLC	DE	MEMBER	E	Control
CATHAY CAPITAL PRIVATE EQUITY LLC	DE	MEMBER	E	Control
CATHAY CAPITAL PRIVATE EQUITY LLC	DE	MEMBER	E	Control
CATHAY CAPITAL PRIVATE EQUITY LLC	DE	MEMBER	E	Control
CATHAY CAPITAL PRIVATE EQUITY LLC	DE	MEMBER	E	Control
CATHAY CAPITAL PRIVATE EQUITY LLC	DE	MEMBER	E	Control
CATHAY CAPITAL PRIVATE EQUITY LLC	DE	MEMBER	E	Control
CATHAY CAPITAL PRIVATE EQUITY LLC	DE	MEMBER	E	Control
CATHAY CAPITAL PRIVATE EQUITY LLC	DE	MEMBER	E	Control
WOODS, MARK, MATVEY	I	PARTNER	C	Control
WOODS, MARK, MATVEY	I	PARTNER, CHIEF COMPLIANCE OFFICER	C	Control
HOFFMAN, DAVID, GORDON	I	MANAGING PARTNER/ CHIEF COMPLIANCE OFFICER/ MEMBER	B	Control
HOFFMAN, DAVID, GORDON	I	MANAGING PARTNER/ CHIEF COMPLIANCE OFFICER/ MEMBER	B	Control
HOFFMAN, DAVID, GORDON	I	MANAGING PARTNER/CHIEF COMPLIANCE OFFICER/MANAGING MEMBER	B	Control
HOFFMAN, DAVID, GORDON	I	MANAGING PARTNER/ CHIEF COMPLIANCE OFFICER/ MEMBER	B	Control
HOFFMAN, DAVID, GORDON	I	MANAGING PARTNER/ CHIEF COMPLIANCE OFFICER/ MEMBER	B	Control
HOFFMAN, DAVID, GORDON	I	MANAGING PARTNER/ CHIEF COMPLIANCE OFFICER/ MEMBER	B	Control
HOFFMAN, DAVID, GORDON	I	SENIOR ADVISOR/ MEMBER	B	Control
HOFFMAN, DAVID, GORDON	I	MANAGING PARTNER/ MEMBER	B	Control
WOODS, MARK, MATVEY	I	PARTNER	B	Control
WOODS, MARK, MATVEY	I	PARTNER	B	Control
WOODS, MARK, MATVEY	I	PARTNER	B	Control
WOODS, MARK, MATVEY	I	PARTNER	B	Control
WOODS, MARK, MATVEY	I	PARTNER	B	Control
WOODS, MARK, MATVEY	I	PARTNER	B	Control
WOODS, MARK, MATVEY	I	PARTNER	B	Control
Puong, Andre	I	PARTNER, CHIEF COMPLIANCE OFFICER	A	Control
Puong, Andre	I	PARTNER, CHIEF COMPLIANCE OFFICER	A	Control
Puong, Andre	I	PARTNER, CHIEF COMPLIANCE OFFICER	A	Control
Puong, Andre	I	PARTNER, CHIEF COMPLIANCE OFFICER	A	Control
Puong, Andre	I	PARTNER, CHIEF COMPLIANCE OFFICER	A	Control
Puong, Andre	I	PARTNER, CHIEF COMPLIANCE OFFICER	A	Control
Puong, Andre	I	PARTNER, CHIEF COMPLIANCE OFFICER	A	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
CAI, MINGPO	I	CATHAY CAPITAL EUROPE S.A.R.L.	E	Control
CAI, MINGPO	I	CATHAY CAPITAL EUROPE S.A.R.L.	E	Control
CAI, MINGPO	I	CATHAY CAPITAL EUROPE S.A.R.L.	E	Control
CAI, MINGPO	I	CATHAY CAPITAL EUROPE S.A.R.L.	E	Control
CAI, MINGPO	I	CATHAY CAPITAL EUROPE S.A.R.L.	E	Control
CAI, MINGPO	I	CATHAY CAPITAL EUROPE S.A.R.L.	E	Control
CAI, MINGPO	I	CATHAY CAPITAL EUROPE S.A.R.L.	E	Control
CAI, MINGPO	I	CATHAY CAPITAL EUROPE S.A.R.L.	E	Control
CAI, MINGPO	I	CATHAY CAPITAL EUROPE S.A.R.L.	E	Control
CAI, MINGPO	I	CATHAY CAPITAL EUROPE S.A.R.L.	E	Control
CAI, MINGPO	I	CATHAY CAPITAL EUROPE S.A.R.L.	E	Control
CAI, MINGPO	I	CATHAY CAPITAL EUROPE S.A.R.L.	E	Control
CAI, MINGPO	I	CATHAY CAPITAL EUROPE S.A.R.L.	E	Control
CAI, MINGPO	I	CATHAY CAPITAL EUROPE S.A.R.L.	E	Control
CAI, MINGPO	I	CATHAY CAPITAL EUROPE S.A.R.L.	E	Control
CATHAY CAPITAL EUROPE S.A.R.L.	FE	CATHAY CAPITAL PRIVATE EQUITY, LLC	E	Control
CATHAY CAPITAL EUROPE S.A.R.L.	FE	CATHAY CAPITAL PRIVATE EQUITY, LLC	E	Control
CATHAY CAPITAL EUROPE S.A.R.L.	FE	CATHAY CAPITAL PRIVATE EQUITY, LLC	E	Control
CATHAY CAPITAL EUROPE S.A.R.L.	FE	CATHAY CAPITAL PRIVATE EQUITY, LLC	E	Control
CATHAY CAPITAL EUROPE S.A.R.L.	FE	CATHAY CAPITAL PRIVATE EQUITY, LLC	E	Control
CATHAY CAPITAL EUROPE S.A.R.L.	FE	CATHAY CAPITAL PRIVATE EQUITY, LLC	E	Control
CATHAY CAPITAL EUROPE S.A.R.L.	FE	CATHAY CAPITAL PRIVATE EQUITY, LLC	E	Control
CATHAY CAPITAL EUROPE S.A.R.L.	FE	CATHAY CAPITAL PRIVATE EQUITY, LLC	E	Control
CATHAY CAPITAL EUROPE S.A.R.L.	FE	CATHAY CAPITAL PRIVATE EQUITY, LLC	E	Control
CATHAY CAPITAL EUROPE S.A.R.L.	FE	CATHAY CAPITAL PRIVATE EQUITY, LLC	E	Control
CATHAY CAPITAL EUROPE S.A.R.L.	FE	CATHAY CAPITAL PRIVATE EQUITY, LLC	E	Control
CATHAY CAPITAL EUROPE S.A.R.L.	FE	CATHAY CAPITAL PRIVATE EQUITY, LLC	E	Control
CATHAY CAPITAL EUROPE S.A.R.L.	FE	CATHAY CAPITAL PRIVATE EQUITY, LLC	E	Control
CATHAY CAPITAL EUROPE S.A.R.L.	FE	CATHAY CAPITAL PRIVATE EQUITY, LLC	E	Control
CATHAY CAPITAL EUROPE S.A.R.L.	FE	CATHAY CAPITAL PRIVATE EQUITY, LLC	E	Control
CATHAY CAPITAL EUROPE S.A.R.L.	FE	CATHAY CAPITAL PRIVATE EQUITY, LLC	E	Control
CATHAY CAPITAL EUROPE S.A.R.L.	FE	CATHAY CAPITAL PRIVATE EQUITY, LLC	E	Control
CATHAY CAPITAL EUROPE S.A.R.L.	FE	CATHAY CAPITAL PRIVATE EQUITY, LLC	E	Control
CATHAY CAPITAL EUROPE S.A.R.L.	FE	CATHAY CAPITAL PRIVATE EQUITY, LLC	E	Control
CAI, MINGPO	I	CATHAY CAPITAL EUROPE S.A.R.L.	D	Control
CAI, MINGPO	I	CATHAY CAPITAL EUROPE S.A.R.L.	D	Control
CAI, MINGPO	I	CATHAY CAPITAL EUROPE S.A.R.L.	D	Control
CAI, MINGPO	I	CATHAY CAPITAL EUROPE S.A.R.L.	D	Control

Registrations

Federal

Dec 17, 2025 REGISTERED

Address

150 E. 52ND STREET
SUITE 20001
NEW YORK, NY 10022
United States

Phone: 212-858-9020