PENNEY FINANCIAL, LLC
Legal name: PENNEY FINANCIAL
CRD #282084 SEC #801-122353 HOUSTON, TX 713-300-5165
SEC Registered
Total AUM
$236.1M
Discretionary
$236.1M
Employees
3
Clients
51
Accounts
397
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Oct 2025 | $236.1M | $236.1M | $0 | 3 | 30 |
| Mar 2025 | $236.1M | $236.1M | $0 | 3 | 30 |
| Mar 2024 | $185.9M | $185.9M | $0 | 3 | 30 |
| Oct 2023 | $134.1M | $133.8M | $273.5K | 3 | 18 |
| Aug 2023 | $134.1M | $133.8M | $273.5K | 3 | 18 |
| Jul 2023 | $134.1M | $133.8M | $273.5K | 3 | 18 |
| Mar 2023 | $134.1M | $133.8M | $273.5K | 3 | 18 |
| Mar 2023 | $134.1M | $133.8M | $273.5K | 3 | 18 |
| Mar 2023 | $134.1M | $133.8M | $273.5K | 3 | 18 |
| Mar 2022 | $127.7M | $127.7M | $0 | 2 | 21 |
| Aug 2021 | $108.8M | $108.8M | $0 | 2 | 20 |
DateOct 2025
Total AUM$236.1M
Discretionary$236.1M
Non-Disc.$0
Employees3
Clients30
DateMar 2025
Total AUM$236.1M
Discretionary$236.1M
Non-Disc.$0
Employees3
Clients30
DateMar 2024
Total AUM$185.9M
Discretionary$185.9M
Non-Disc.$0
Employees3
Clients30
DateOct 2023
Total AUM$134.1M
Discretionary$133.8M
Non-Disc.$273.5K
Employees3
Clients18
DateAug 2023
Total AUM$134.1M
Discretionary$133.8M
Non-Disc.$273.5K
Employees3
Clients18
DateJul 2023
Total AUM$134.1M
Discretionary$133.8M
Non-Disc.$273.5K
Employees3
Clients18
DateMar 2023
Total AUM$134.1M
Discretionary$133.8M
Non-Disc.$273.5K
Employees3
Clients18
DateMar 2023
Total AUM$134.1M
Discretionary$133.8M
Non-Disc.$273.5K
Employees3
Clients18
DateMar 2023
Total AUM$134.1M
Discretionary$133.8M
Non-Disc.$273.5K
Employees3
Clients18
DateMar 2022
Total AUM$127.7M
Discretionary$127.7M
Non-Disc.$0
Employees2
Clients21
DateAug 2021
Total AUM$108.8M
Discretionary$108.8M
Non-Disc.$0
Employees2
Clients20