PENNEY FINANCIAL, LLC
Legal name: PENNEY FINANCIAL
CRD #282084 SEC #801-122353 HOUSTON, TX 713-300-5165
SEC Registered
Total AUM
$236.1M
Discretionary
$236.1M
Employees
3
Clients
51
Accounts
397
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 13, 2025
- Branch Offices
- 5
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PENNEY, CAMERON, JOHN | I | CCO/MANAGING DIRECTOR | E | Control |
| PENNEY, CAMERON, JOHN | I | CCO/MANAGING DIRECTOR | E | Control |
| PENNEY, CAMERON, JOHN | I | CCO/MANAGING DIRECTOR | E | Control |
| PENNEY, CAMERON, JOHN | I | CCO/MANAGING DIRECTOR | E | Control |
| PENNEY, CAMERON, JOHN | I | CCO/MANAGING DIRECTOR | E | Control |
| PENNEY, CAMERON, JOHN | I | CCO/MANAGING DIRECTOR | E | Control |
| PENNEY, CAMERON, JOHN | I | CCO/MANAGING DIRECTOR | E | Control |
| PENNEY, CAMERON, JOHN | I | CCO/MANAGING DIRECTOR | E | Control |
| PENNEY, CAMERON, JOHN | I | CCO/MANAGING DIRECTOR | E | Control |
| PENNEY, CAMERON, JOHN | I | CCO/MANAGING DIRECTOR | E | Control |
| PENNEY, CAMERON, JOHN | I | CCO/MANAGING DIRECTOR | E | Control |
Registrations
Federal
IA
Oct 13, 2025 REGISTERED
Notice Filings (2)
LA TX
Address
825 TOWN AND COUNTRY LANE12TH FL
HOUSTON, TX 77024-4563
United States
Phone: 713-300-5165