FORTA FINANCIAL GROUP, INC.
CRD #28784 SEC #801-113100 GREENWOOD VILLAGE, CO 303-694-1600
SEC Registered Broker-Dealer Disclosures
Total AUM
$171.5M
Discretionary
$58.6M
Employees
25
Clients
1
Accounts
1,284
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Oct 2021 | $171.5M | $58.6M | $113M | 25 | 0 |
| Mar 2021 | $171.5M | $58.6M | $113M | 25 | 0 |
| Feb 2021 | $171.5M | $58.6M | $113M | 25 | 0 |
| Feb 2021 | $171.5M | $58.6M | $113M | 25 | 0 |
| Dec 2020 | $171.5M | $58.6M | $113M | 25 | 0 |
| Jul 2020 | $118.9M | $19.1M | $99.8M | 24 | 1,001 |
| Jun 2020 | $118.9M | $19.1M | $99.8M | 24 | 1,001 |
| Jun 2020 | $118.9M | $19.1M | $99.8M | 24 | 1,001 |
| Feb 2020 | $118.9M | $19.1M | $99.8M | 24 | 1,001 |
| Dec 2019 | $118.9M | $19.1M | $99.8M | 24 | 1,001 |
| Nov 2019 | $104.7M | $12.2M | $92.5M | 24 | 1,001 |
| Nov 2019 | $104.7M | $12.2M | $92.5M | 24 | 1,001 |
| Oct 2019 | $104.7M | $12.2M | $92.5M | 24 | 1,001 |
| Sep 2019 | $104.7M | $12.2M | $92.5M | 24 | 1,001 |
| Sep 2019 | $104.7M | $12.2M | $92.5M | 24 | 1,001 |
| Apr 2019 | $104.7M | $12.2M | $92.5M | 24 | 1,001 |
| Dec 2018 | $101.6M | $9.9M | $91.7M | 24 | 992 |
| Mar 2018 | $101.6M | $9.9M | $91.7M | 24 | 992 |
| Jun 2012 | $47.6M | $14.2M | $33.4M | 11 | 700 |
| Apr 2012 | $47.6M | $14.2M | $33.4M | 11 | 700 |
| Feb 2012 | $47.6M | $14.2M | $33.4M | 11 | 700 |
| Mar 2011 | $65.1M | $59.4M | $5.7M | -- | -- |
| Mar 2009 | $60.1M | $50.4M | $9.7M | -- | -- |
| Jan 2008 | $96M | $1M | $95M | -- | -- |
| Jan 2008 | $96M | $1M | $95M | -- | -- |
| Jan 2007 | $64M | $0 | $64M | -- | -- |
| Mar 2006 | $31M | $0 | $31M | -- | -- |
DateOct 2021
Total AUM$171.5M
Discretionary$58.6M
Non-Disc.$113M
Employees25
Clients0
DateMar 2021
Total AUM$171.5M
Discretionary$58.6M
Non-Disc.$113M
Employees25
Clients0
DateFeb 2021
Total AUM$171.5M
Discretionary$58.6M
Non-Disc.$113M
Employees25
Clients0
DateFeb 2021
Total AUM$171.5M
Discretionary$58.6M
Non-Disc.$113M
Employees25
Clients0
DateDec 2020
Total AUM$171.5M
Discretionary$58.6M
Non-Disc.$113M
Employees25
Clients0
DateJul 2020
Total AUM$118.9M
Discretionary$19.1M
Non-Disc.$99.8M
Employees24
Clients1,001
DateJun 2020
Total AUM$118.9M
Discretionary$19.1M
Non-Disc.$99.8M
Employees24
Clients1,001
DateJun 2020
Total AUM$118.9M
Discretionary$19.1M
Non-Disc.$99.8M
Employees24
Clients1,001
DateFeb 2020
Total AUM$118.9M
Discretionary$19.1M
Non-Disc.$99.8M
Employees24
Clients1,001
DateDec 2019
Total AUM$118.9M
Discretionary$19.1M
Non-Disc.$99.8M
Employees24
Clients1,001
DateNov 2019
Total AUM$104.7M
Discretionary$12.2M
Non-Disc.$92.5M
Employees24
Clients1,001
DateNov 2019
Total AUM$104.7M
Discretionary$12.2M
Non-Disc.$92.5M
Employees24
Clients1,001
DateOct 2019
Total AUM$104.7M
Discretionary$12.2M
Non-Disc.$92.5M
Employees24
Clients1,001
DateSep 2019
Total AUM$104.7M
Discretionary$12.2M
Non-Disc.$92.5M
Employees24
Clients1,001
DateSep 2019
Total AUM$104.7M
Discretionary$12.2M
Non-Disc.$92.5M
Employees24
Clients1,001
DateApr 2019
Total AUM$104.7M
Discretionary$12.2M
Non-Disc.$92.5M
Employees24
Clients1,001
DateDec 2018
Total AUM$101.6M
Discretionary$9.9M
Non-Disc.$91.7M
Employees24
Clients992
DateMar 2018
Total AUM$101.6M
Discretionary$9.9M
Non-Disc.$91.7M
Employees24
Clients992
DateJun 2012
Total AUM$47.6M
Discretionary$14.2M
Non-Disc.$33.4M
Employees11
Clients700
DateApr 2012
Total AUM$47.6M
Discretionary$14.2M
Non-Disc.$33.4M
Employees11
Clients700
DateFeb 2012
Total AUM$47.6M
Discretionary$14.2M
Non-Disc.$33.4M
Employees11
Clients700
DateMar 2011
Total AUM$65.1M
Discretionary$59.4M
Non-Disc.$5.7M
Employees--
Clients--
DateMar 2009
Total AUM$60.1M
Discretionary$50.4M
Non-Disc.$9.7M
Employees--
Clients--
DateJan 2008
Total AUM$96M
Discretionary$1M
Non-Disc.$95M
Employees--
Clients--
DateJan 2008
Total AUM$96M
Discretionary$1M
Non-Disc.$95M
Employees--
Clients--
DateJan 2007
Total AUM$64M
Discretionary$0
Non-Disc.$64M
Employees--
Clients--
DateMar 2006
Total AUM$31M
Discretionary$0
Non-Disc.$31M
Employees--
Clients--