FORTA FINANCIAL GROUP, INC.
CRD #28784 SEC #801-113100 GREENWOOD VILLAGE, CO 303-694-1600
SEC Registered Broker-Dealer Disclosures
Total AUM
$171.5M
Discretionary
$58.6M
Employees
25
Clients
1
Accounts
1,284
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 9, 2021
- Branch Offices
- 4
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CAMPEN, ANTHONY JOSEPH | I | CCO, CROP | NA | |
| CAMPEN, ANTHONY JOSEPH | I | CHIEF COMPLIANCE OFFICER, CROP | NA | |
| CAMPEN, ANTHONY JOSEPH | I | CHIEF COMPLIANCE OFFICER, CROP | NA | |
| CAMPEN, ANTHONY JOSEPH | I | CHIEF COMPLIANCE OFFICER, CROP | NA | |
| CAMPEN, ANTHONY JOSEPH | I | CHIEF COMPLIANCE OFFICER, CROP | NA | |
| CAMPEN, ANTHONY JOSEPH | I | CHIEF COMPLIANCE OFFICER, CROP | NA | |
| CAMPEN, ANTHONY JOSEPH | I | CHIEF COMPLIANCE OFFICER, CROP | NA | |
| CAMPEN, ANTHONY JOSEPH | I | CHIEF COMPLIANCE OFFICER, CROP | NA | |
| CAMPEN, ANTHONY JOSEPH | I | CHIEF COMPLIANCE OFFICER, CROP | NA | |
| CAMPEN, ANTHONY JOSEPH | I | CHIEF COMPLIANCE OFFICER, CROP | NA | |
| CAMPEN, ANTHONY JOSEPH | I | CHIEF COMPLIANCE OFFICER, CROP | NA | |
| CAMPEN, ANTHONY JOSEPH | I | CHIEF COMPLIANCE OFFICER, CROP | NA | |
| CAMPEN, ANTHONY JOSEPH | I | CEO, TREASURER, CHIEF COMPLIANCE OFFICER, CROP, DIRECTOR | NA | Control |
| CAMPEN, ANTHONY JOSEPH | I | CEO, TREASURER, CHIEF COMPLIANCE OFFICER, CROP, DIRECTOR | NA | Control |
| CAMPEN, ANTHONY JOSEPH | I | CEO, TREASURER, CHIEF COMPLIANCE OFFICER, CROP, DIRECTOR | NA | Control |
| CAMPEN, ANTHONY JOSEPH | I | CEO, TREASURER, CHIEF COMPLIANCE OFFICER, CROP, DIRECTOR | NA | Control |
| CAMPEN, ANTHONY JOSEPH | I | CEO, TREASURER, CHIEF COMPLIANCE OFFICER, CROP, DIRECTOR | NA | Control |
| CAMPEN, ANTHONY JOSEPH | I | CEO, TREASURER, CHIEF COMPLIANCE OFFICER, CROP, DIRECTOR | NA | Control |
| CAMPEN, ANTHONY JOSEPH | I | CEO, TREASURER, CHIEF COMPLIANCE OFFICER, CROP, DIRECTOR | NA | Control |
| CAMPEN, ANTHONY JOSEPH | I | CEO, TREASURER, CHIEF COMPLIANCE OFFICER, CROP, DIRECTOR | NA | Control |
| CAMPEN, ANTHONY JOSEPH | I | CEO, TREASURER, CHIEF COMPLIANCE OFFICER, CROP, DIRECTOR | NA | Control |
| CAMPEN, ANTHONY JOSEPH | I | CEO, TREASURER, CHIEF COMPLIANCE OFFICER, CROP, DIRECTOR | NA | Control |
| CAMPEN, ANTHONY JOSEPH | I | CEO, TREASURER, CHIEF COMPLIANCE OFFICER, CROP, DIRECTOR | NA | Control |
| CAMPEN, ANTHONY JOSEPH | I | CEO, TREASURER, CHIEF COMPLIANCE OFFICER, CROP, DIRECTOR | NA | Control |
| CAMPEN, ANTHONY JOSEPH | I | CEO, TREASURER, CHIEF COMPLIANCE OFFICER, CROP, DIRECTOR | NA | Control |
| CAMPEN, ANTHONY JOSEPH | I | CEO, TREASURER, CHIEF COMPLIANCE OFFICER, CROP, DIRECTOR | NA | Control |
| CAMPEN, ANTHONY JOSEPH | I | CEO, TREASURER, CHIEF COMPLIANCE OFFICER, CROP, DIRECTOR | NA | Control |
| CAMPEN, ANTHONY JOSEPH | I | CEO, TREASURER, CHIEF COMPLIANCE OFFICER, CROP, DIRECTOR | NA | Control |
| CAMPEN, ANTHONY JOSEPH | I | CEO, TREASURER, CHIEF COMPLIANCE OFFICER, CROP, DIRECTOR | NA | Control |
| CAMPEN, ANTHONY JOSEPH | I | CHIEF COMPLIANCE OFFICER, CROP | NA | Control |
| DOWELL, BRAD ALLEN | I | FINOP | NA | Control |
| DOWELL, BRAD ALLEN | I | FINOP | NA | Control |
| DOWELL, BRAD ALLEN | I | FINOP, DIRECTOR | NA | Control |
| DOWELL, BRAD ALLEN | I | FINOP, DIRECTOR | NA | Control |
| DOWELL, BRAD ALLEN | I | FINOP | NA | Control |
| DOWELL, BRAD ALLEN | I | FINOP, DIRECTOR | NA | Control |
| DOWELL, BRAD ALLEN | I | FINOP, DIRECTOR | NA | Control |
| DOWELL, BRAD ALLEN | I | FINOP | NA | Control |
| DOWELL, BRAD ALLEN | I | FINOP | NA | Control |
| DOWELL, BRAD ALLEN | I | FINOP | NA | Control |
| DOWELL, BRAD ALLEN | I | FINOP | NA | Control |
| DOWELL, BRAD ALLEN | I | FINOP | NA | Control |
| JAGLOWSKI, JILL ANN | I | CEO, DIRECTOR | NA | Control |
| NEMER, GARY JOEL | I | DIRECTOR | NA | Control |
| NEMER, GARY JOEL | I | DIRECTOR | NA | Control |
| NEMER, GARY JOEL | I | DIRECTOR | NA | Control |
| NEMER, GARY JOEL | I | DIRECTOR | NA | Control |
| NEMER, GARY JOEL | I | DIRECTOR | NA | Control |
| NEMER, GARY JOEL | I | DIRECTOR | NA | Control |
| NEMER, GARY JOEL | I | DIRECTOR | NA | Control |
| SPEER, MICHAEL WAYNE | I | VICE PRESIDENT, DIRECTOR, SROP | NA | |
| SPEER, MICHAEL WAYNE | I | VICE PRESIDENT, DIRECTOR, SROP | NA | |
| SPEER, MICHAEL WAYNE | I | VICE PRESIDENT, DIRECTOR, SROP | NA | |
| SPEER, MICHAEL WAYNE | I | VICE PRESIDENT, DIRECTOR, SROP | NA | |
| VERNOIA, DEAN ANTHONY | I | CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| WINTERS, SCOTT CHRISTOPHER | I | DIRECTOR | NA | Control |
| WINTERS, SCOTT CHRISTOPHER | I | DIRECTOR | NA | Control |
| WINTERS, SCOTT CHRISTOPHER | I | DIRECTOR | NA | Control |
| WINTERS, SCOTT CHRISTOPHER | I | DIRECTOR | NA | Control |
| WINTERS, SCOTT CHRISTOPHER | I | DIRECTOR | NA | Control |
| WINTERS, SCOTT CHRISTOPHER | I | DIRECTOR | NA | Control |
| WINTERS, SCOTT CHRISTOPHER | I | DIRECTOR | NA | Control |
| FINANCIAL GRAVITY COMPANIES | DE | OWNER | E | Control |
| FINANCIAL GRAVITY COMPANIES | DE | OWNER | E | Control |
| FINANCIAL GRAVITY COMPANIES | DE | OWNER | E | Control |
| FINANCIAL GRAVITY COMPANIES | DE | OWNER | E | Control |
| FINANCIAL GRAVITY COMPANIES | DE | OWNER | E | Control |
| FINANCIAL GRAVITY COMPANIES | DE | OWNER | E | Control |
| FINANCIAL GRAVITY COMPANIES | DE | OWNER | E | Control |
| FINANCIAL GRAVITY COMPANIES | DE | OWNER | E | Control |
| LEMPE, DANIEL GEORGE | I | PRESIDENT, TREASURER, DIRECTOR | E | Control |
| LEMPE, DANIEL GEORGE | I | PRESIDENT, TREASURER, DIRECTOR | E | Control |
| LEMPE, DANIEL GEORGE | I | PRESIDENT, TREASURER, DIRECTOR | E | Control |
| LEMPE, DANIEL GEORGE | I | PRESIDENT, TREASURER, DIRECTOR | E | Control |
| LEMPE, DANIEL GEORGE | I | PRESIDENT, TREASURER, DIRECTOR | E | Control |
| LEMPE, DANIEL GEORGE | I | PRESIDENT, TREASURER, DIRECTOR | E | Control |
| LEMPE, DANIEL GEORGE | I | PRESIDENT, TREASURER, DIRECTOR | E | Control |
| LEMPE, DANIEL GEORGE | I | PRESIDENT, TREASURER, DIRECTOR | E | Control |
| LEMPE, DANIEL GEORGE | I | PRESIDENT, TREASURER, DIRECTOR | E | Control |
| LEMPE, DANIEL GEORGE | I | PRESIDENT, TREASURER, DIRECTOR | E | Control |
| LEMPE, DANIEL GEORGE | I | PRESIDENT, TREASURER, DIRECTOR | E | Control |
| LEMPE, DANIEL GEORGE | I | PRESIDENT, TREASURER | C | Control |
| NELSON, WILLIAM ROBERT | I | SHAREHOLDER | C | Control |
| NELSON, WILLIAM ROBERT | I | SHAREHOLDER | C | Control |
| NELSON, WILLIAM ROBERT | I | SHAREHOLDER | C | Control |
| NELSON, WILLIAM ROBERT | I | SHAREHOLDER | C | Control |
| NELSON, WILLIAM ROBERT | I | SHAREHOLDER | C | Control |
| NELSON, WILLIAM ROBERT | I | SHAREHOLDER | C | Control |
| NELSON, WILLIAM ROBERT | I | SHAREHOLDER | C | Control |
| NELSON, WILLIAM ROBERT | I | SHAREHOLDER | C | Control |
| NELSON, WILLIAM ROBERT | I | SHAREHOLDER | C | Control |
| NELSON, WILLIAM ROBERT | I | SHAREHOLDER | C | Control |
| NEMER, GARY JOEL | I | SHAREHOLDER, DIRECTOR | C | Control |
| NEMER, GARY JOEL | I | SHAREHOLDER, DIRECTOR | C | Control |
| NEMER, GARY JOEL | I | SHAREHOLDER, DIRECTOR | C | Control |
| NEMER, GARY JOEL | I | SHAREHOLDER, DIRECTOR | C | Control |
| NEMER, GARY JOEL | I | SHAREHOLDER, DIRECTOR | C | Control |
| NEMER, GARY JOEL | I | SHAREHOLDER, DIRECTOR | C | Control |
| NEMER, GARY JOEL | I | SHAREHOLDER, DIRECTOR | C | Control |
| NEMER, GARY JOEL | I | SHAREHOLDER, DIRECTOR | C | Control |
| NEMER, GARY JOEL | I | SHAREHOLDER, DIRECTOR | C | Control |
| NEMER, GARY JOEL | I | SHAREHOLDER, DIRECTOR | C | Control |
| WINTERS, SCOTT CHRISTOPHER | I | SHAREHOLDER | C | Control |
| WINTERS, SCOTT CHRISTOPHER | I | SHAREHOLDER | C | Control |
| WINTERS, SCOTT CHRISTOPHER | I | SHAREHOLDER | C | Control |
| WINTERS, SCOTT CHRISTOPHER | I | SHAREHOLDER | C | Control |
| WINTERS, SCOTT CHRISTOPHER | I | SHAREHOLDER | C | Control |
| WINTERS, SCOTT CHRISTOPHER | I | SHAREHOLDER | C | Control |
| WINTERS, SCOTT CHRISTOPHER | I | SHAREHOLDER | C | Control |
| WINTERS, SCOTT CHRISTOPHER | I | SHAREHOLDER | C | Control |
| WINTERS, SCOTT CHRISTOPHER | I | SHAREHOLDER | C | Control |
| WINTERS, SCOTT CHRISTOPHER | I | SHAREHOLDER | C | Control |
| DUPRIEST, JOHN ALBERT | I | CEO, SECRETARY, DIRECTOR | B | Control |
| DUPRIEST, JOHN ALBERT | I | CEO, SECRETARY, DIRECTOR | B | Control |
| DUPRIEST, JOHN ALBERT | I | CEO, SECRETARY, DIRECTOR | B | Control |
| DUPRIEST, JOHN ALBERT | I | CEO, SECRETARY, DIRECTOR | B | Control |
| DUPRIEST, JOHN ALBERT | I | CEO, SECRETARY, DIRECTOR | B | Control |
| DUPRIEST, JOHN ALBERT | I | CEO, SECRETARY, DIRECTOR | B | Control |
| DUPRIEST, JOHN ALBERT | I | CEO, SECRETARY, DIRECTOR | B | Control |
| DUPRIEST, JOHN ALBERT | I | CEO, SECRETARY, DIRECTOR | B | Control |
| DUPRIEST, JOHN ALBERT | I | CEO, SECRETARY, DIRECTOR | B | Control |
| DUPRIEST, JOHN ALBERT | I | CEO, SECRETARY, DIRECTOR | B | Control |
| DUPRIEST, JOHN ALBERT | I | CEO, SECRETARY, DIRECTOR | B | Control |
| DUPRIEST, JOHN ALBERT | I | CEO, SECRETARY, DIRECTOR | B | Control |
| LEMPE, DANIEL GEORGE | I | SHAREHOLDER | B | Control |
| LEMPE, DANIEL GEORGE | I | SHAREHOLDER | B | Control |
| LEMPE, DANIEL GEORGE | I | SHAREHOLDER | B | Control |
| LEMPE, DANIEL GEORGE | I | SHAREHOLDER | B | Control |
| LEMPE, DANIEL GEORGE | I | SHAREHOLDER | B | Control |
| LEMPE, DANIEL GEORGE | I | SHAREHOLDER | B | Control |
| LEMPE, DANIEL GEORGE | I | SHAREHOLDER | B | Control |
| LEMPE, DANIEL GEORGE | I | SHAREHOLDER | B | Control |
| LEMPE, DANIEL GEORGE | I | SHAREHOLDER | B | Control |
| LEMPE, DANIEL GEORGE | I | SHAREHOLDER | B | Control |
| NELSON, WILLIAM ROBERT | I | SHAREHOLDER | A | |
| NEMER, GARY JOEL | I | SHAREHOLDER, DIRECTOR | A | Control |
| SAVARESE, MICHELE GEORGE | I | VICE PRESIDENT | A | |
| SAVARESE, MICHELE GEORGE | I | VICE PRESIDENT | A | |
| SAVARESE, MICHELE GEORGE | I | VICE PRESIDENT | A | |
| SAVARESE, MICHELE GEORGE | I | VICE PRESIDENT | A | |
| SAVARESE, MICHELE GEORGE | I | VICE PRESIDENT | A | |
| SAVARESE, MICHELE GEORGE | I | VICE PRESIDENT | A | |
| SAVARESE, MICHELE GEORGE | I | VICE PRESIDENT | A | |
| SAVARESE, MICHELE GEORGE | I | SHAREHOLDER | A | |
| SAVARESE, MICHELE GEORGE | I | VICE PRESIDENT | A | |
| SAVARESE, MICHELE GEORGE | I | VICE PRESIDENT | A | |
| SAVARESE, MICHELE GEORGE | I | VICE PRESIDENT | A | |
| SAVARESE, MICHELE GEORGE | I | SHAREHOLDER | A | |
| SPEER, MICHAEL WAYNE | I | VICE PRESIDENT, DIRECTOR, SROP | A | |
| SPEER, MICHAEL WAYNE | I | VICE PRESIDENT, DIRECTOR, SROP | A | |
| SPEER, MICHAEL WAYNE | I | VICE PRESIDENT, DIRECTOR, SROP | A | |
| SPEER, MICHAEL WAYNE | I | DIRECTOR | A | |
| SPEER, MICHAEL WAYNE | I | VICE PRESIDENT, DIRECTOR, SROP | A | |
| SPEER, MICHAEL WAYNE | I | VICE PRESIDENT, DIRECTOR, SROP | A | |
| SPEER, MICHAEL WAYNE | I | VICE PRESIDENT, DIRECTOR, SROP | A | |
| WINTERS, SCOTT CHRISTOPHER | I | SHAREHOLDER | A |
Registrations
Federal
IA
Mar 9, 2021 REGISTERED
Notice Filings (16)
AZ CA CO FL MI MN MO NC NJ NV NY OR PA TN TX WA
Address
5445 DTC PKWYSUITE 1100
GREENWOOD VILLAGE, CO 80111
United States
Phone: 303-694-1600