SMALLWOOD WEALTH INVESTMENT MANAGEMENT, LLC
Legal name: SMALLWOOD WEALTH MANAGEMENT
CRD #288663 SEC #801-110658 RED BANK, NJ (732) 542-1565
SEC Registered
Total AUM
$294.5M
Discretionary
$294.5M
Employees
8
Clients
251
Accounts
406
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Nov 2025 | $294.5M | $294.5M | $77.4K | 8 | 40 |
| Aug 2025 | $294.5M | $294.5M | $77.4K | 12 | 40 |
| Apr 2025 | $294.5M | $294.5M | $77.4K | 12 | 40 |
| Mar 2025 | $294.5M | $294.5M | $77.4K | 12 | 40 |
| Oct 2024 | $262.6M | $262.5M | $73.6K | 8 | 40 |
| Aug 2024 | $262.6M | $262.5M | $73.6K | 8 | 40 |
| Aug 2024 | $262.6M | $262.5M | $73.6K | 8 | 40 |
| Jul 2024 | $262.6M | $262.5M | $73.6K | 8 | 40 |
| Mar 2024 | $262.6M | $262.5M | $73.6K | 7 | 40 |
| Feb 2024 | $262.6M | $262.5M | $73.6K | 7 | 40 |
| Oct 2023 | $246.5M | $227M | $19.6M | 7 | 0 |
| Oct 2023 | $246.5M | $227M | $19.6M | 7 | 0 |
| Aug 2023 | $246.5M | $227M | $19.6M | 7 | 0 |
| Jul 2023 | $246.5M | $227M | $19.6M | 6 | 0 |
| Jun 2023 | $246.5M | $227M | $19.6M | 6 | 0 |
| May 2023 | $246.5M | $227M | $19.6M | 6 | 0 |
| Apr 2023 | $246.5M | $227M | $19.6M | 6 | 0 |
| Mar 2023 | $246.5M | $227M | $19.6M | 7 | 0 |
| Oct 2022 | $232.5M | $230.8M | $1.7M | 6 | 0 |
| Sep 2022 | $232.5M | $230.8M | $1.7M | 6 | 0 |
| Aug 2022 | $232.5M | $230.8M | $1.7M | 5 | 0 |
| Aug 2022 | $232.5M | $230.8M | $1.7M | 5 | 0 |
| Jul 2022 | $232.5M | $230.8M | $1.7M | 4 | 0 |
| Jun 2022 | $232.5M | $230.8M | $1.7M | 3 | 0 |
| Jun 2022 | $232.5M | $230.8M | $1.7M | 3 | 0 |
| Mar 2022 | $232.5M | $230.8M | $1.7M | 2 | 0 |
| Jul 2021 | $193.9M | $191.3M | $2.6M | 2 | 0 |
| Apr 2021 | $193.9M | $2.6M | $191.3M | 2 | 0 |
| Apr 2021 | $193.9M | $2.6M | $191.3M | 2 | 0 |
| Feb 2021 | $193.9M | $2.6M | $191.3M | 2 | 0 |
| May 2020 | $172.2M | $2.6M | $169.6M | 2 | 0 |
| Mar 2020 | $172.2M | $2.6M | $169.6M | 2 | 0 |
| Mar 2019 | $111.5M | $111.5M | $0 | 2 | 35 |
| Mar 2019 | $111.5M | $111.5M | $0 | 3 | 35 |
| Mar 2019 | $111.5M | $111.5M | $0 | 3 | 35 |
| Jun 2018 | $130.1M | $130.1M | $0 | 2 | 0 |
| Mar 2018 | $130.1M | $130.1M | $0 | 2 | 0 |
| Jan 2018 | $124M | $124M | $0 | 2 | 0 |
| Jan 2018 | $124M | $124M | $0 | 2 | 0 |
| Jan 2018 | $124M | $124M | $0 | 2 | 0 |
| Nov 2017 | $124M | $124M | $0 | 2 | 0 |
| Nov 2017 | $124M | $124M | $0 | 2 | 0 |
| Jun 2017 | $0 | $0 | $0 | 2 | 0 |
| Jun 2017 | $0 | $0 | $0 | 2 | 0 |
| Jun 2017 | $0 | $0 | $0 | 2 | 0 |
| May 2017 | $0 | $0 | $0 | 2 | 0 |
DateNov 2025
Total AUM$294.5M
Discretionary$294.5M
Non-Disc.$77.4K
Employees8
Clients40
DateAug 2025
Total AUM$294.5M
Discretionary$294.5M
Non-Disc.$77.4K
Employees12
Clients40
DateApr 2025
Total AUM$294.5M
Discretionary$294.5M
Non-Disc.$77.4K
Employees12
Clients40
DateMar 2025
Total AUM$294.5M
Discretionary$294.5M
Non-Disc.$77.4K
Employees12
Clients40
DateOct 2024
Total AUM$262.6M
Discretionary$262.5M
Non-Disc.$73.6K
Employees8
Clients40
DateAug 2024
Total AUM$262.6M
Discretionary$262.5M
Non-Disc.$73.6K
Employees8
Clients40
DateAug 2024
Total AUM$262.6M
Discretionary$262.5M
Non-Disc.$73.6K
Employees8
Clients40
DateJul 2024
Total AUM$262.6M
Discretionary$262.5M
Non-Disc.$73.6K
Employees8
Clients40
DateMar 2024
Total AUM$262.6M
Discretionary$262.5M
Non-Disc.$73.6K
Employees7
Clients40
DateFeb 2024
Total AUM$262.6M
Discretionary$262.5M
Non-Disc.$73.6K
Employees7
Clients40
DateOct 2023
Total AUM$246.5M
Discretionary$227M
Non-Disc.$19.6M
Employees7
Clients0
DateOct 2023
Total AUM$246.5M
Discretionary$227M
Non-Disc.$19.6M
Employees7
Clients0
DateAug 2023
Total AUM$246.5M
Discretionary$227M
Non-Disc.$19.6M
Employees7
Clients0
DateJul 2023
Total AUM$246.5M
Discretionary$227M
Non-Disc.$19.6M
Employees6
Clients0
DateJun 2023
Total AUM$246.5M
Discretionary$227M
Non-Disc.$19.6M
Employees6
Clients0
DateMay 2023
Total AUM$246.5M
Discretionary$227M
Non-Disc.$19.6M
Employees6
Clients0
DateApr 2023
Total AUM$246.5M
Discretionary$227M
Non-Disc.$19.6M
Employees6
Clients0
DateMar 2023
Total AUM$246.5M
Discretionary$227M
Non-Disc.$19.6M
Employees7
Clients0
DateOct 2022
Total AUM$232.5M
Discretionary$230.8M
Non-Disc.$1.7M
Employees6
Clients0
DateSep 2022
Total AUM$232.5M
Discretionary$230.8M
Non-Disc.$1.7M
Employees6
Clients0
DateAug 2022
Total AUM$232.5M
Discretionary$230.8M
Non-Disc.$1.7M
Employees5
Clients0
DateAug 2022
Total AUM$232.5M
Discretionary$230.8M
Non-Disc.$1.7M
Employees5
Clients0
DateJul 2022
Total AUM$232.5M
Discretionary$230.8M
Non-Disc.$1.7M
Employees4
Clients0
DateJun 2022
Total AUM$232.5M
Discretionary$230.8M
Non-Disc.$1.7M
Employees3
Clients0
DateJun 2022
Total AUM$232.5M
Discretionary$230.8M
Non-Disc.$1.7M
Employees3
Clients0
DateMar 2022
Total AUM$232.5M
Discretionary$230.8M
Non-Disc.$1.7M
Employees2
Clients0
DateJul 2021
Total AUM$193.9M
Discretionary$191.3M
Non-Disc.$2.6M
Employees2
Clients0
DateApr 2021
Total AUM$193.9M
Discretionary$2.6M
Non-Disc.$191.3M
Employees2
Clients0
DateApr 2021
Total AUM$193.9M
Discretionary$2.6M
Non-Disc.$191.3M
Employees2
Clients0
DateFeb 2021
Total AUM$193.9M
Discretionary$2.6M
Non-Disc.$191.3M
Employees2
Clients0
DateMay 2020
Total AUM$172.2M
Discretionary$2.6M
Non-Disc.$169.6M
Employees2
Clients0
DateMar 2020
Total AUM$172.2M
Discretionary$2.6M
Non-Disc.$169.6M
Employees2
Clients0
DateMar 2019
Total AUM$111.5M
Discretionary$111.5M
Non-Disc.$0
Employees2
Clients35
DateMar 2019
Total AUM$111.5M
Discretionary$111.5M
Non-Disc.$0
Employees3
Clients35
DateMar 2019
Total AUM$111.5M
Discretionary$111.5M
Non-Disc.$0
Employees3
Clients35
DateJun 2018
Total AUM$130.1M
Discretionary$130.1M
Non-Disc.$0
Employees2
Clients0
DateMar 2018
Total AUM$130.1M
Discretionary$130.1M
Non-Disc.$0
Employees2
Clients0
DateJan 2018
Total AUM$124M
Discretionary$124M
Non-Disc.$0
Employees2
Clients0
DateJan 2018
Total AUM$124M
Discretionary$124M
Non-Disc.$0
Employees2
Clients0
DateJan 2018
Total AUM$124M
Discretionary$124M
Non-Disc.$0
Employees2
Clients0
DateNov 2017
Total AUM$124M
Discretionary$124M
Non-Disc.$0
Employees2
Clients0
DateNov 2017
Total AUM$124M
Discretionary$124M
Non-Disc.$0
Employees2
Clients0
DateJun 2017
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees2
Clients0
DateJun 2017
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees2
Clients0
DateJun 2017
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees2
Clients0
DateMay 2017
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees2
Clients0