SMALLWOOD WEALTH INVESTMENT MANAGEMENT, LLC
Legal name: SMALLWOOD WEALTH MANAGEMENT
CRD #288663 SEC #801-110658 RED BANK, NJ (732) 542-1565
SEC Registered
Total AUM
$294.5M
Discretionary
$294.5M
Employees
8
Clients
251
Accounts
406
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New Jersey
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 26, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SMALLWOOD, JOHN, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALLWOOD, JOHN, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALLWOOD, JOHN, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALLWOOD, JOHN, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALLWOOD, JOHN, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALLWOOD, JOHN, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALLWOOD, JOHN, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALLWOOD, JOHN, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALLWOOD, JOHN, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALLWOOD, JOHN, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALLWOOD, JOHN, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALLWOOD, JOHN, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALLWOOD, JOHN, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALLWOOD, JOHN, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALLWOOD, JOHN, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALLWOOD, JOHN, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALLWOOD, JOHN, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALLWOOD, JOHN, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALLWOOD, JOHN, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALLWOOD, JOHN, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALLWOOD, JOHN, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALLWOOD, JOHN, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALLWOOD, JOHN, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALLWOOD, JOHN, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALLWOOD, JOHN, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALLWOOD, JOHN, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALLWOOD, JOHN, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALLWOOD, JOHN, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALLWOOD, JOHN, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALLWOOD, JOHN, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALLWOOD, JOHN, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALLWOOD, JOHN, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALLWOOD, JOHN, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALLWOOD, JOHN, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALLWOOD, JOHN, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALLWOOD, JOHN, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALLWOOD, JOHN, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALLWOOD, JOHN, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALLWOOD, JOHN, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALLWOOD, JOHN, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALLWOOD, JOHN, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALLWOOD, JOHN, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALLWOOD, JOHN, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALLWOOD, JOHN, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALLWOOD, JOHN, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALLWOOD, JOHN, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALLWOOD, JOHN, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHN L. SMALLWOOD, SR INVESTMENT TRUST | DE | MEMBER | E | Control |
| JOHN L. SMALLWOOD, SR INVESTMENT TRUST | DE | MEMBER | E | Control |
| JOHN L. SMALLWOOD, SR INVESTMENT TRUST | DE | MEMBER | E | Control |
| JOHN L. SMALLWOOD, SR INVESTMENT TRUST | DE | MEMBER | E | Control |
| JOHN L. SMALLWOOD, SR INVESTMENT TRUST | DE | MEMBER | E | Control |
| JOHN L. SMALLWOOD, SR INVESTMENT TRUST | DE | MEMBER | E | Control |
| JOHN L. SMALLWOOD, SR INVESTMENT TRUST | DE | MEMBER | E | Control |
| JOHN L. SMALLWOOD, SR INVESTMENT TRUST | DE | MEMBER | E | Control |
| JOHN L. SMALLWOOD, SR INVESTMENT TRUST | DE | MEMBER | E | Control |
| JOHN L. SMALLWOOD, SR INVESTMENT TRUST | DE | MEMBER | E | Control |
| JOHN L. SMALLWOOD, SR INVESTMENT TRUST | DE | MEMBER | E | Control |
| JOHN L. SMALLWOOD, SR INVESTMENT TRUST | DE | MEMBER | E | Control |
| JOHN L. SMALLWOOD, SR INVESTMENT TRUST | DE | MEMBER | E | Control |
| JOHN L. SMALLWOOD, SR INVESTMENT TRUST | DE | MEMBER | E | Control |
| JOHN L. SMALLWOOD, SR INVESTMENT TRUST | DE | MEMBER | E | Control |
| JOHN L. SMALLWOOD, SR INVESTMENT TRUST | DE | MEMBER | E | Control |
| JOHN L. SMALLWOOD, SR INVESTMENT TRUST | DE | MEMBER | E | Control |
| JOHN L. SMALLWOOD, SR INVESTMENT TRUST | DE | MEMBER | E | Control |
| JOHN L. SMALLWOOD, SR INVESTMENT TRUST | DE | MEMBER | E | Control |
| JOHN L. SMALLWOOD, SR INVESTMENT TRUST | DE | MEMBER | E | Control |
| JOHN L. SMALLWOOD, SR INVESTMENT TRUST | DE | MEMBER | E | Control |
| JOHN L. SMALLWOOD, SR INVESTMENT TRUST | DE | MEMBER | E | Control |
| JOHN L. SMALLWOOD, SR INVESTMENT TRUST | DE | MEMBER | E | Control |
| JOHN L. SMALLWOOD, SR INVESTMENT TRUST | DE | MEMBER | E | Control |
| JOHN L. SMALLWOOD, SR INVESTMENT TRUST | DE | MEMBER | E | Control |
| JOHN L. SMALLWOOD, SR INVESTMENT TRUST | DE | MEMBER | E | Control |
| JOHN L. SMALLWOOD, SR INVESTMENT TRUST | DE | MEMBER | E | Control |
| JOHN L. SMALLWOOD, SR INVESTMENT TRUST | DE | MEMBER | E | Control |
| JOHN L. SMALLWOOD, SR INVESTMENT TRUST | DE | MEMBER | E | Control |
| JOHN L. SMALLWOOD, SR INVESTMENT TRUST | DE | MEMBER | E | Control |
| JOHN L. SMALLWOOD, SR INVESTMENT TRUST | DE | MEMBER | E | Control |
| JOHN L. SMALLWOOD, SR INVESTMENT TRUST | DE | MEMBER | E | Control |
| JOHN L. SMALLWOOD, SR INVESTMENT TRUST | DE | MEMBER | E | Control |
| JOHN L. SMALLWOOD, SR INVESTMENT TRUST | DE | MEMBER | E | Control |
| JOHN L. SMALLWOOD, SR INVESTMENT TRUST | DE | MEMBER | E | Control |
| JOHN L. SMALLWOOD, SR INVESTMENT TRUST | DE | MEMBER | E | Control |
| JOHN L. SMALLWOOD, SR INVESTMENT TRUST | DE | MEMBER | E | Control |
| JOHN L. SMALLWOOD, SR INVESTMENT TRUST | DE | MEMBER | E | Control |
| JOHN L. SMALLWOOD, SR INVESTMENT TRUST | DE | MEMBER | E | Control |
| JOHN L. SMALLWOOD, SR INVESTMENT TRUST | DE | MEMBER | E | Control |
| JOHN L. SMALLWOOD, SR INVESTMENT TRUST | DE | MEMBER | E | Control |
| JOHN L. SMALLWOOD, SR INVESTMENT TRUST | DE | MEMBER | E | Control |
| JOHN L. SMALLWOOD, SR INVESTMENT TRUST | DE | MEMBER | E | Control |
| JOHN L. SMALLWOOD, SR INVESTMENT TRUST | DE | MEMBER | E | Control |
| JOHN L. SMALLWOOD, SR INVESTMENT TRUST | DE | MEMBER | E | Control |
| JOHN L. SMALLWOOD, SR INVESTMENT TRUST | DE | MEMBER | E | Control |
| JOHN L. SMALLWOOD, SR INVESTMENT TRUST | DE | MEMBER | E | Control |
| SMALLWOOD, JOHN, LEWIS | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | D | Control |
| SMALLWOOD, JOHN, LEWIS | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SMALLWOOD, JOHN, LEWIS | I | JOHN L. SMALLWOOD, SR INVESTMENT TRUST | E | Control |
| SMALLWOOD, JOHN, LEWIS | I | JOHN L. SMALLWOOD, SR INVESTMENT TRUST | E | Control |
| SMALLWOOD, JOHN, LEWIS | I | JOHN L. SMALLWOOD, SR INVESTMENT TRUST | E | Control |
| SMALLWOOD, JOHN, LEWIS | I | JOHN L. SMALLWOOD, SR INVESTMENT TRUST | E | Control |
| SMALLWOOD, JOHN, LEWIS | I | JOHN L. SMALLWOOD, SR INVESTMENT TRUST | E | Control |
| SMALLWOOD, JOHN, LEWIS | I | JOHN L. SMALLWOOD, SR INVESTMENT TRUST | E | Control |
| SMALLWOOD, JOHN, LEWIS | I | JOHN L. SMALLWOOD, SR INVESTMENT TRUST | E | Control |
| SMALLWOOD, JOHN, LEWIS | I | JOHN L. SMALLWOOD, SR INVESTMENT TRUST | E | Control |
| SMALLWOOD, JOHN, LEWIS | I | JOHN L. SMALLWOOD, SR INVESTMENT TRUST | E | Control |
| SMALLWOOD, JOHN, LEWIS | I | JOHN L. SMALLWOOD, SR INVESTMENT TRUST | E | Control |
| SMALLWOOD, JOHN, LEWIS | I | JOHN L. SMALLWOOD, SR INVESTMENT TRUST | E | Control |
| SMALLWOOD, JOHN, LEWIS | I | JOHN L. SMALLWOOD, SR INVESTMENT TRUST | E | Control |
| SMALLWOOD, JOHN, LEWIS | I | JOHN L. SMALLWOOD, SR INVESTMENT TRUST | E | Control |
| SMALLWOOD, JOHN, LEWIS | I | JOHN L. SMALLWOOD, SR INVESTMENT TRUST | E | Control |
| SMALLWOOD, JOHN, LEWIS | I | JOHN L. SMALLWOOD, SR INVESTMENT TRUST | E | Control |
| SMALLWOOD, JOHN, LEWIS | I | JOHN L. SMALLWOOD, SR INVESTMENT TRUST | E | Control |
| SMALLWOOD, JOHN, LEWIS | I | JOHN L. SMALLWOOD, SR INVESTMENT TRUST | E | Control |
| SMALLWOOD, JOHN, LEWIS | I | JOHN L. SMALLWOOD, SR INVESTMENT TRUST | E | Control |
| SMALLWOOD, JOHN, LEWIS | I | JOHN L. SMALLWOOD, SR INVESTMENT TRUST | E | Control |
| SMALLWOOD, JOHN, LEWIS | I | JOHN L. SMALLWOOD, SR INVESTMENT TRUST | E | Control |
| SMALLWOOD, JOHN, LEWIS | I | JOHN L. SMALLWOOD, SR INVESTMENT TRUST | E | Control |
| SMALLWOOD, JOHN, LEWIS | I | JOHN L. SMALLWOOD, SR INVESTMENT TRUST | E | Control |
| SMALLWOOD, JOHN, LEWIS | I | JOHN L. SMALLWOOD, SR INVESTMENT TRUST | E | Control |
| SMALLWOOD, JOHN, LEWIS | I | JOHN L. SMALLWOOD, SR INVESTMENT TRUST | E | Control |
| SMALLWOOD, JOHN, LEWIS | I | JOHN L. SMALLWOOD, SR INVESTMENT TRUST | E | Control |
| SMALLWOOD, JOHN, LEWIS | I | JOHN L. SMALLWOOD, SR INVESTMENT TRUST | E | Control |
| SMALLWOOD, JOHN, LEWIS | I | JOHN L. SMALLWOOD, SR INVESTMENT TRUST | E | Control |
| SMALLWOOD, JOHN, LEWIS | I | JOHN L. SMALLWOOD, SR INVESTMENT TRUST | E | Control |
| SMALLWOOD, JOHN, LEWIS | I | JOHN L. SMALLWOOD, SR INVESTMENT TRUST | E | Control |
| SMALLWOOD, JOHN, LEWIS | I | JOHN L. SMALLWOOD, SR INVESTMENT TRUST | E | Control |
| SMALLWOOD, JOHN, LEWIS | I | JOHN L. SMALLWOOD, SR INVESTMENT TRUST | E | Control |
| SMALLWOOD, JOHN, LEWIS | I | JOHN L. SMALLWOOD, SR INVESTMENT TRUST | E | Control |
| SMALLWOOD, JOHN, LEWIS | I | JOHN L. SMALLWOOD, SR INVESTMENT TRUST | E | Control |
| SMALLWOOD, JOHN, LEWIS | I | JOHN L. SMALLWOOD, SR INVESTMENT TRUST | E | Control |
| SMALLWOOD, JOHN, LEWIS | I | JOHN L. SMALLWOOD, SR INVESTMENT TRUST | E | Control |
| SMALLWOOD, JOHN, LEWIS | I | JOHN L. SMALLWOOD, SR INVESTMENT TRUST | E | Control |
| SMALLWOOD, JOHN, LEWIS | I | JOHN L. SMALLWOOD, SR INVESTMENT TRUST | E | Control |
| SMALLWOOD, JOHN, LEWIS | I | JOHN L. SMALLWOOD, SR INVESTMENT TRUST | E | Control |
| SMALLWOOD, JOHN, LEWIS | I | JOHN L. SMALLWOOD, SR INVESTMENT TRUST | E | Control |
| SMALLWOOD, JOHN, LEWIS | I | JOHN L. SMALLWOOD, SR INVESTMENT TRUST | E | Control |
| SMALLWOOD, JOHN, LEWIS | I | JOHN L. SMALLWOOD, SR INVESTMENT TRUST | E | Control |
| SMALLWOOD, JOHN, LEWIS | I | JOHN L. SMALLWOOD, SR INVESTMENT TRUST | E | Control |
| SMALLWOOD, JOHN, LEWIS | I | JOHN L. SMALLWOOD, SR INVESTMENT TRUST | E | Control |
Registrations
Federal
IA
Nov 26, 2025 REGISTERED
Notice Filings (10)
FL GA NC NH NJ NY PA SC TX VA
Address
199 BROAD STREETRED BANK, NJ 07701
United States
Phone: (732) 542-1565