NATIONAL PLANNING CORPORATION
Legal name: NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)
CRD #29604 SEC #801-41015 EL SEGUNDO, CA 888-711-6726
SEC Registered Broker-Dealer Disclosures
Total AUM
--
Discretionary
--
Employees
15
Clients
0
Accounts
--
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Aug 2017 | $7.4B | $6.3B | $1.1B | 1,725 | 35,200 |
| Jul 2017 | $7.4B | $6.3B | $1.1B | 1,725 | 35,200 |
| Apr 2017 | $7.4B | $6.3B | $1.1B | 1,725 | 35,200 |
| Mar 2017 | $7.8B | $4.8B | $3B | 1,780 | 41,700 |
| Nov 2016 | $7.8B | $4.8B | $3B | 1,780 | 41,700 |
| Sep 2016 | $7.8B | $4.8B | $3B | 1,780 | 41,700 |
| Aug 2016 | $7.8B | $4.8B | $3B | 1,780 | 41,700 |
| Jul 2016 | $7.8B | $4.8B | $3B | 1,780 | 41,700 |
| Apr 2016 | $7.8B | $4.8B | $3B | 1,780 | 41,700 |
| Mar 2016 | $7.8B | $4.8B | $3B | 1,780 | 41,700 |
| Mar 2016 | $7.2B | $4.5B | $2.7B | 1,800 | 41,700 |
| Jan 2016 | $7.2B | $4.5B | $2.7B | 1,800 | 41,700 |
| Dec 2015 | $7.2B | $4.5B | $2.7B | 1,800 | 41,700 |
| Nov 2015 | $7.2B | $4.5B | $2.7B | 1,800 | 41,700 |
| Oct 2015 | $7.2B | $4.5B | $2.7B | 1,800 | 41,700 |
| Jul 2015 | $7.2B | $4.5B | $2.7B | 1,800 | 41,700 |
| Jun 2015 | $7.2B | $4.5B | $2.7B | 1,800 | 41,700 |
| Jun 2015 | $7.2B | $4.5B | $2.7B | 1,800 | 41,700 |
| Apr 2015 | $7.2B | $4.5B | $2.7B | 1,800 | 41,700 |
| Mar 2015 | $7.2B | $4.5B | $2.7B | 1,800 | 41,700 |
| Jan 2015 | $6.1B | $3.6B | $2.4B | 1,800 | 39,100 |
| Oct 2014 | $6.1B | $3.6B | $2.4B | 1,800 | 39,100 |
| Sep 2014 | $6.1B | $3.6B | $2.4B | 1,800 | 39,100 |
| Aug 2014 | $6.1B | $3.6B | $2.4B | 1,800 | 39,100 |
| Jun 2014 | $6.1B | $3.6B | $2.4B | 1,800 | 39,100 |
| Mar 2014 | $6.1B | $3.6B | $2.4B | 1,800 | 39,100 |
| Apr 2013 | $5.1B | $3B | $2.1B | 1,806 | 24,900 |
| Mar 2013 | $4.2B | $2.3B | $1.8B | 1,520 | 24,900 |
| Feb 2013 | $4.2B | $2.3B | $1.8B | 1,520 | 24,900 |
| Feb 2013 | $4.2B | $2.3B | $1.8B | 1,520 | 24,900 |
| Dec 2012 | $4.2B | $2.3B | $1.8B | 1,520 | 24,900 |
| Oct 2012 | $4.2B | $2.3B | $1.8B | 1,520 | 24,900 |
| Apr 2012 | $4.2B | $2.3B | $1.8B | 501 | 24,900 |
| Mar 2012 | $4.2B | $2.3B | $1.8B | 501 | 24,900 |
| Aug 2011 | $3.7B | $2B | $1.7B | 501 | -- |
| Jul 2011 | $3.7B | $2B | $1.7B | 501 | -- |
| May 2011 | $3.7B | $2B | $1.7B | 501 | -- |
| May 2011 | $3.7B | $2B | $1.7B | 501 | -- |
| May 2011 | $3.7B | $2B | $1.7B | 501 | -- |
| Mar 2011 | $3.7B | $2B | $1.7B | 501 | -- |
| Mar 2011 | $3.1B | $1.6B | $1.6B | 51 | -- |
| Mar 2011 | $3.1B | $1.6B | $1.6B | 51 | -- |
| Feb 2011 | $3.1B | $1.6B | $1.6B | 51 | -- |
| Jan 2011 | $3.1B | $1.6B | $1.6B | 51 | -- |
| Jan 2011 | $3.1B | $1.6B | $1.6B | 51 | -- |
| Dec 2010 | $3.1B | $1.6B | $1.6B | 51 | -- |
| Sep 2010 | $3.1B | $1.6B | $1.6B | 51 | -- |
| May 2010 | $3.1B | $1.6B | $1.6B | 51 | -- |
| Mar 2010 | $3.1B | $1.6B | $1.6B | 51 | -- |
| Jun 2009 | $2.3B | $1.1B | $1.2B | 51 | -- |
| Mar 2009 | $2.3B | $1.1B | $1.2B | 51 | -- |
| Mar 2008 | $1.7B | $1B | $622.1M | 51 | -- |
| Feb 2008 | $1.7B | $1B | $622.1M | 51 | -- |
| Jan 2008 | $1.3B | $412.8M | $865.1M | 251 | -- |
| Jan 2008 | $1.3B | $412.8M | $865.1M | 251 | -- |
| Mar 2007 | $1.3B | $412.8M | $865.1M | 251 | -- |
| Feb 2007 | $1.3B | $396.3M | $901M | 251 | -- |
| Dec 2006 | $1.3B | $396.3M | $901M | 251 | -- |
| Oct 2005 | $1.3B | $211.1M | $1.1B | 251 | -- |
| Oct 2005 | $1.3B | $211.1M | $1.1B | 251 | -- |
| Jun 2005 | $1.3B | $211.1M | $1.1B | 251 | -- |
| Aug 2004 | $1.1B | $218.2M | $874.1M | 251 | -- |
| Jul 2004 | $1.1B | $218.2M | $874.1M | 251 | -- |
| Jul 2004 | $1.1B | $218.2M | $874.1M | 251 | -- |
| Jun 2004 | $1.1B | $218.2M | $874.1M | 251 | -- |
| Jun 2004 | $1.1B | $218.2M | $874.1M | 251 | -- |
| Mar 2004 | $1.1B | $218.2M | $874.1M | 251 | -- |
| Oct 2003 | $761.1M | $133.5M | $627.7M | 251 | -- |
| May 2002 | $804.8M | $169.3M | $635.6M | 251 | -- |
| Apr 2002 | $804.8M | $169.3M | $635.6M | 251 | -- |
| Apr 2002 | $804.8M | $169.3M | $635.6M | 251 | -- |
| Oct 2001 | $494.6M | $145.3M | $349.3M | 251 | -- |
| Sep 2001 | $494.6M | $145.3M | $349.3M | 251 | -- |
| Jun 2001 | $494.6M | $145.3M | $349.3M | 251 | -- |
DateAug 2017
Total AUM$7.4B
Discretionary$6.3B
Non-Disc.$1.1B
Employees1,725
Clients35,200
DateJul 2017
Total AUM$7.4B
Discretionary$6.3B
Non-Disc.$1.1B
Employees1,725
Clients35,200
DateApr 2017
Total AUM$7.4B
Discretionary$6.3B
Non-Disc.$1.1B
Employees1,725
Clients35,200
DateMar 2017
Total AUM$7.8B
Discretionary$4.8B
Non-Disc.$3B
Employees1,780
Clients41,700
DateNov 2016
Total AUM$7.8B
Discretionary$4.8B
Non-Disc.$3B
Employees1,780
Clients41,700
DateSep 2016
Total AUM$7.8B
Discretionary$4.8B
Non-Disc.$3B
Employees1,780
Clients41,700
DateAug 2016
Total AUM$7.8B
Discretionary$4.8B
Non-Disc.$3B
Employees1,780
Clients41,700
DateJul 2016
Total AUM$7.8B
Discretionary$4.8B
Non-Disc.$3B
Employees1,780
Clients41,700
DateApr 2016
Total AUM$7.8B
Discretionary$4.8B
Non-Disc.$3B
Employees1,780
Clients41,700
DateMar 2016
Total AUM$7.8B
Discretionary$4.8B
Non-Disc.$3B
Employees1,780
Clients41,700
DateMar 2016
Total AUM$7.2B
Discretionary$4.5B
Non-Disc.$2.7B
Employees1,800
Clients41,700
DateJan 2016
Total AUM$7.2B
Discretionary$4.5B
Non-Disc.$2.7B
Employees1,800
Clients41,700
DateDec 2015
Total AUM$7.2B
Discretionary$4.5B
Non-Disc.$2.7B
Employees1,800
Clients41,700
DateNov 2015
Total AUM$7.2B
Discretionary$4.5B
Non-Disc.$2.7B
Employees1,800
Clients41,700
DateOct 2015
Total AUM$7.2B
Discretionary$4.5B
Non-Disc.$2.7B
Employees1,800
Clients41,700
DateJul 2015
Total AUM$7.2B
Discretionary$4.5B
Non-Disc.$2.7B
Employees1,800
Clients41,700
DateJun 2015
Total AUM$7.2B
Discretionary$4.5B
Non-Disc.$2.7B
Employees1,800
Clients41,700
DateJun 2015
Total AUM$7.2B
Discretionary$4.5B
Non-Disc.$2.7B
Employees1,800
Clients41,700
DateApr 2015
Total AUM$7.2B
Discretionary$4.5B
Non-Disc.$2.7B
Employees1,800
Clients41,700
DateMar 2015
Total AUM$7.2B
Discretionary$4.5B
Non-Disc.$2.7B
Employees1,800
Clients41,700
DateJan 2015
Total AUM$6.1B
Discretionary$3.6B
Non-Disc.$2.4B
Employees1,800
Clients39,100
DateOct 2014
Total AUM$6.1B
Discretionary$3.6B
Non-Disc.$2.4B
Employees1,800
Clients39,100
DateSep 2014
Total AUM$6.1B
Discretionary$3.6B
Non-Disc.$2.4B
Employees1,800
Clients39,100
DateAug 2014
Total AUM$6.1B
Discretionary$3.6B
Non-Disc.$2.4B
Employees1,800
Clients39,100
DateJun 2014
Total AUM$6.1B
Discretionary$3.6B
Non-Disc.$2.4B
Employees1,800
Clients39,100
DateMar 2014
Total AUM$6.1B
Discretionary$3.6B
Non-Disc.$2.4B
Employees1,800
Clients39,100
DateApr 2013
Total AUM$5.1B
Discretionary$3B
Non-Disc.$2.1B
Employees1,806
Clients24,900
DateMar 2013
Total AUM$4.2B
Discretionary$2.3B
Non-Disc.$1.8B
Employees1,520
Clients24,900
DateFeb 2013
Total AUM$4.2B
Discretionary$2.3B
Non-Disc.$1.8B
Employees1,520
Clients24,900
DateFeb 2013
Total AUM$4.2B
Discretionary$2.3B
Non-Disc.$1.8B
Employees1,520
Clients24,900
DateDec 2012
Total AUM$4.2B
Discretionary$2.3B
Non-Disc.$1.8B
Employees1,520
Clients24,900
DateOct 2012
Total AUM$4.2B
Discretionary$2.3B
Non-Disc.$1.8B
Employees1,520
Clients24,900
DateApr 2012
Total AUM$4.2B
Discretionary$2.3B
Non-Disc.$1.8B
Employees501
Clients24,900
DateMar 2012
Total AUM$4.2B
Discretionary$2.3B
Non-Disc.$1.8B
Employees501
Clients24,900
DateAug 2011
Total AUM$3.7B
Discretionary$2B
Non-Disc.$1.7B
Employees501
Clients--
DateJul 2011
Total AUM$3.7B
Discretionary$2B
Non-Disc.$1.7B
Employees501
Clients--
DateMay 2011
Total AUM$3.7B
Discretionary$2B
Non-Disc.$1.7B
Employees501
Clients--
DateMay 2011
Total AUM$3.7B
Discretionary$2B
Non-Disc.$1.7B
Employees501
Clients--
DateMay 2011
Total AUM$3.7B
Discretionary$2B
Non-Disc.$1.7B
Employees501
Clients--
DateMar 2011
Total AUM$3.7B
Discretionary$2B
Non-Disc.$1.7B
Employees501
Clients--
DateMar 2011
Total AUM$3.1B
Discretionary$1.6B
Non-Disc.$1.6B
Employees51
Clients--
DateMar 2011
Total AUM$3.1B
Discretionary$1.6B
Non-Disc.$1.6B
Employees51
Clients--
DateFeb 2011
Total AUM$3.1B
Discretionary$1.6B
Non-Disc.$1.6B
Employees51
Clients--
DateJan 2011
Total AUM$3.1B
Discretionary$1.6B
Non-Disc.$1.6B
Employees51
Clients--
DateJan 2011
Total AUM$3.1B
Discretionary$1.6B
Non-Disc.$1.6B
Employees51
Clients--
DateDec 2010
Total AUM$3.1B
Discretionary$1.6B
Non-Disc.$1.6B
Employees51
Clients--
DateSep 2010
Total AUM$3.1B
Discretionary$1.6B
Non-Disc.$1.6B
Employees51
Clients--
DateMay 2010
Total AUM$3.1B
Discretionary$1.6B
Non-Disc.$1.6B
Employees51
Clients--
DateMar 2010
Total AUM$3.1B
Discretionary$1.6B
Non-Disc.$1.6B
Employees51
Clients--
DateJun 2009
Total AUM$2.3B
Discretionary$1.1B
Non-Disc.$1.2B
Employees51
Clients--
DateMar 2009
Total AUM$2.3B
Discretionary$1.1B
Non-Disc.$1.2B
Employees51
Clients--
DateMar 2008
Total AUM$1.7B
Discretionary$1B
Non-Disc.$622.1M
Employees51
Clients--
DateFeb 2008
Total AUM$1.7B
Discretionary$1B
Non-Disc.$622.1M
Employees51
Clients--
DateJan 2008
Total AUM$1.3B
Discretionary$412.8M
Non-Disc.$865.1M
Employees251
Clients--
DateJan 2008
Total AUM$1.3B
Discretionary$412.8M
Non-Disc.$865.1M
Employees251
Clients--
DateMar 2007
Total AUM$1.3B
Discretionary$412.8M
Non-Disc.$865.1M
Employees251
Clients--
DateFeb 2007
Total AUM$1.3B
Discretionary$396.3M
Non-Disc.$901M
Employees251
Clients--
DateDec 2006
Total AUM$1.3B
Discretionary$396.3M
Non-Disc.$901M
Employees251
Clients--
DateOct 2005
Total AUM$1.3B
Discretionary$211.1M
Non-Disc.$1.1B
Employees251
Clients--
DateOct 2005
Total AUM$1.3B
Discretionary$211.1M
Non-Disc.$1.1B
Employees251
Clients--
DateJun 2005
Total AUM$1.3B
Discretionary$211.1M
Non-Disc.$1.1B
Employees251
Clients--
DateAug 2004
Total AUM$1.1B
Discretionary$218.2M
Non-Disc.$874.1M
Employees251
Clients--
DateJul 2004
Total AUM$1.1B
Discretionary$218.2M
Non-Disc.$874.1M
Employees251
Clients--
DateJul 2004
Total AUM$1.1B
Discretionary$218.2M
Non-Disc.$874.1M
Employees251
Clients--
DateJun 2004
Total AUM$1.1B
Discretionary$218.2M
Non-Disc.$874.1M
Employees251
Clients--
DateJun 2004
Total AUM$1.1B
Discretionary$218.2M
Non-Disc.$874.1M
Employees251
Clients--
DateMar 2004
Total AUM$1.1B
Discretionary$218.2M
Non-Disc.$874.1M
Employees251
Clients--
DateOct 2003
Total AUM$761.1M
Discretionary$133.5M
Non-Disc.$627.7M
Employees251
Clients--
DateMay 2002
Total AUM$804.8M
Discretionary$169.3M
Non-Disc.$635.6M
Employees251
Clients--
DateApr 2002
Total AUM$804.8M
Discretionary$169.3M
Non-Disc.$635.6M
Employees251
Clients--
DateApr 2002
Total AUM$804.8M
Discretionary$169.3M
Non-Disc.$635.6M
Employees251
Clients--
DateOct 2001
Total AUM$494.6M
Discretionary$145.3M
Non-Disc.$349.3M
Employees251
Clients--
DateSep 2001
Total AUM$494.6M
Discretionary$145.3M
Non-Disc.$349.3M
Employees251
Clients--
DateJun 2001
Total AUM$494.6M
Discretionary$145.3M
Non-Disc.$349.3M
Employees251
Clients--