NATIONAL PLANNING CORPORATION
Legal name: NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)
CRD #29604 SEC #801-41015 EL SEGUNDO, CA 888-711-6726
SEC Registered Broker-Dealer Disclosures
Total AUM
--
Discretionary
--
Employees
15
Clients
0
Accounts
--
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2018
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALONSO, ROBIN LYNNE | I | COMPLIANCE DIRECTOR /CROP | NA | Control |
| ALONSO, ROBIN LYNNE | I | COMPLIANCE DIRECTOR /CROP | NA | Control |
| ALONSO, ROBIN LYNNE | I | COMPLIANCE DIRECTOR /CROP | NA | Control |
| ALONSO, ROBIN LYNNE | I | COMPLIANCE DIRECTOR /CROP | NA | Control |
| ALONSO, ROBIN LYNNE | I | COMPLIANCE DIRECTOR /CROP | NA | Control |
| ALONSO, ROBIN LYNNE | I | COMPLIANCE DIRECTOR /SROP | NA | Control |
| ALONSO, ROBIN LYNNE | I | COMPLIANCE DIRECTOR /SROP | NA | Control |
| ALONSO, ROBIN LYNNE | I | COMPLIANCE DIRECTOR /SROP | NA | Control |
| ALONSO, ROBIN LYNNE | I | COMPLIANCE DIRECTOR /CROP | NA | Control |
| ALONSO, ROBIN LYNNE | I | COMPLIANCE DIRECTOR /CROP | NA | Control |
| ALONSO, ROBIN LYNNE | I | COMPLIANCE DIRECTOR /CROP | NA | Control |
| ALONSO, ROBIN LYNNE | I | COMPLIANCE DIRECTOR /CROP | NA | Control |
| ALONSO, ROBIN LYNNE | I | COMPLIANCE DIRECTOR /SROP | NA | Control |
| ALONSO, ROBIN LYNNE | I | COMPLIANCE DIRECTOR /SROP | NA | Control |
| ALONSO, ROBIN LYNNE | I | COMPLIANCE DIRECTOR /SROP | NA | Control |
| ALONSO, ROBIN LYNNE | I | COMPLIANCE DIRECTOR /SROP | NA | Control |
| ALONSO, ROBIN LYNNE | I | AVP, COMPLIANCE /CROP | NA | Control |
| ALONSO, ROBIN LYNNE | I | AVP, COMPLIANCE /CROP | NA | Control |
| ALONSO, ROBIN LYNNE | I | AVP, COMPLIANCE /CROP | NA | Control |
| ALONSO, ROBIN LYNNE | I | AVP, COMPLIANCE /CROP | NA | Control |
| ALONSO, ROBIN LYNNE | I | AVP, COMPLIANCE /CROP | NA | Control |
| ALONSO, ROBIN LYNNE | I | AVP, COMPLIANCE /CROP | NA | Control |
| ALONSO, ROBIN LYNNE | I | AVP, COMPLIANCE /CROP | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, STRATEGIC DEVELOPMENT | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| BOSCH, KIRSTEN RENATA | I | VP BRANCH DEVELOPMENT | NA | Control |
| BOSCH, KIRSTEN RENATA | I | 1ST VP BRANCH DEVELOPMENT | NA | Control |
| BOSCH, KIRSTEN RENATA | I | 1ST VP BRANCH DEVELOPMENT | NA | Control |
| BOSCH, KIRSTEN RENATA | I | 1ST VP BRANCH DEVELOPMENT | NA | Control |
| BOSCH, KIRSTEN RENATA | I | 1ST VP BRANCH DEVELOPMENT | NA | Control |
| BOSCH, KIRSTEN RENATA | I | 1ST VP BRANCH DEVELOPMENT | NA | Control |
| BOSCH, KIRSTEN RENATA | I | 1ST VP BRANCH DEVELOPMENT | NA | Control |
| BOSCH, KIRSTEN RENATA | I | VP BRANCH DEVELOPMENT | NA | Control |
| BOSCH, KIRSTEN RENATA | I | VP BRANCH DEVELOPMENT | NA | Control |
| BOSCH, KIRSTEN RENATA | I | 1ST VP BRANCH DEVELOPMENT | NA | Control |
| BOSCH, KIRSTEN RENATA | I | 1ST VP BRANCH DEVELOPMENT | NA | Control |
| BOSCH, KIRSTEN RENATA | I | 1ST VP BRANCH DEVELOPMENT | NA | Control |
| BOSCH, KIRSTEN RENATA | I | 1ST VP BRANCH DEVELOPMENT | NA | Control |
| BOSCH, KIRSTEN RENATA | I | 1ST VP BRANCH DEVELOPMENT | NA | Control |
| BOSCH, KIRSTEN RENATA | I | 1ST VP BRANCH DEVELOPMENT | NA | Control |
| BOSCH, KIRSTEN RENATA | I | 1ST VP BRANCH DEVELOPMENT | NA | Control |
| BOSCH, KIRSTEN RENATA | I | 1ST VP BRANCH DEVELOPMENT | NA | Control |
| BOSCH, KIRSTEN RENATA | I | 1ST VP BRANCH DEVELOPMENT | NA | Control |
| BOSCH, KIRSTEN RENATA | I | VP BRANCH DEVELOPMENT | NA | Control |
| BOSCH, KIRSTEN RENATA | I | 1ST VP BRANCH DEVELOPMENT | NA | Control |
| BOSCH, KIRSTEN RENATA | I | 1ST VP BRANCH DEVELOPMENT | NA | Control |
| BOSCH, KIRSTEN RENATA | I | 1ST VP BRANCH DEVELOPMENT | NA | Control |
| BOSCH, KIRSTEN RENATA | I | VP BRANCH DEVELOPMENT | NA | Control |
| BOSCH, KIRSTEN RENATA | I | 1ST VP BRANCH DEVELOPMENT | NA | Control |
| BOSCH, KIRSTEN RENATA | I | 1ST VP BRANCH DEVELOPMENT | NA | Control |
| BOSCH, KIRSTEN RENATA | I | 1ST VP BRANCH DEVELOPMENT | NA | Control |
| BOSCH, KIRSTEN RENATA | I | 1ST VP BRANCH DEVELOPMENT | NA | Control |
| BOSCH, KIRSTEN RENATA | I | 1ST VP BRANCH DEVELOPMENT | NA | Control |
| BOSCH, KIRSTEN RENATA | I | VP BRANCH DEVELOPMENT | NA | Control |
| BOSCH, KIRSTEN RENATA | I | 1ST VP BRANCH DEVELOPMENT | NA | Control |
| BOSCH, KIRSTEN RENATA | I | 1ST VP BRANCH DEVELOPMENT | NA | Control |
| BOSCH, KIRSTEN RENATA | I | 1ST VP BRANCH DEVELOPMENT | NA | Control |
| BOSCH, KIRSTEN RENATA | I | 1ST VP BRANCH DEVELOPMENT | NA | Control |
| BOSCH, KIRSTEN RENATA | I | 1ST VP BRANCH DEVELOPMENT | NA | Control |
| BOSCH, KIRSTEN RENATA | I | 1ST VP BRANCH DEVELOPMENT | NA | Control |
| BOSCH, KIRSTEN RENATA | I | 1ST VP BRANCH DEVELOPMENT | NA | Control |
| BOSCH, KIRSTEN RENATA | I | 1ST VP BRANCH DEVELOPMENT | NA | Control |
| BOSCH, KIRSTEN RENATA | I | 1ST VP BRANCH DEVELOPMENT | NA | Control |
| BOSCH, KIRSTEN RENATA | I | 1ST VP BRANCH DEVELOPMENT | NA | Control |
| BOSCH, KIRSTEN RENATA | I | 1ST VP BRANCH DEVELOPMENT | NA | Control |
| BOSCH, KIRSTEN RENATA | I | 1ST VP BRANCH DEVELOPMENT | NA | Control |
| BOSCH, KIRSTEN RENATA | I | 1ST VP BRANCH DEVELOPMENT | NA | Control |
| BURNS, PATRICK JOSEPH JR | I | AVP COMPLIANCE | NA | Control |
| BURNS, PATRICK JOSEPH JR | I | AVP COMPLIANCE | NA | Control |
| BURNS, PATRICK JOSEPH JR | I | AVP COMPLIANCE | NA | Control |
| BURNS, PATRICK JOSEPH JR | I | AVP COMPLIANCE | NA | Control |
| CHIULLI, ALLAN THOMAS | I | SVP MARKETING | NA | Control |
| CHIULLI, ALLAN THOMAS | I | SVP MARKETING | NA | Control |
| CHIULLI, ALLAN THOMAS | I | SVP MARKETING | NA | Control |
| CICOTTE, GREGORY PHILIP | I | PRESIDENT AND CEO OF NATIONAL PLANNING HOLDINGS, INC. | NA | Control |
| CICOTTE, GREGORY PHILIP | I | PRESIDENT AND CEO OF NATIONAL PLANNING HOLDINGS, INC. | NA | Control |
| CICOTTE, GREGORY PHILIP | I | PRESIDENT AND CEO OF NATIONAL PLANNING HOLDINGS, INC. | NA | Control |
| CICOTTE, GREGORY PHILIP | I | PRESIDENT AND CEO OF NATIONAL PLANNING HOLDINGS, INC. | NA | Control |
| CICOTTE, GREGORY PHILIP | I | PRESIDENT AND CEO OF NATIONAL PLANNING HOLDINGS, INC. | NA | Control |
| CICOTTE, GREGORY PHILIP | I | PRESIDENT AND CEO OF NATIONAL PLANNING HOLDINGS, INC. | NA | Control |
| CICOTTE, GREGORY PHILIP | I | PRESIDENT AND CEO OF NATIONAL PLANNING HOLDINGS, INC.; DIRECTOR | NA | Control |
| CICOTTE, GREGORY PHILIP | I | PRESIDENT AND CEO OF NATIONAL PLANNING HOLDINGS, INC. | NA | Control |
| CICOTTE, GREGORY PHILIP | I | PRESIDENT AND CEO OF NATIONAL PLANNING HOLDINGS, INC.; DIRECTOR | NA | Control |
| CICOTTE, GREGORY PHILIP | I | PRESIDENT AND CEO OF NATIONAL PLANNING HOLDINGS, INC. | NA | Control |
| CICOTTE, GREGORY PHILIP | I | PRESIDENT AND CEO OF NATIONAL PLANNING HOLDINGS, INC. | NA | Control |
| CICOTTE, GREGORY PHILIP | I | PRESIDENT AND CEO OF NATIONAL PLANNING HOLDINGS, INC. | NA | Control |
| CICOTTE, GREGORY PHILIP | I | PRESIDENT AND CEO OF NATIONAL PLANNING HOLDINGS, INC. | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, INSURANCE SERVICES | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, INSURANCE SERVICES | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, INSURANCE SERVICES | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, INSURANCE SERVICES | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, INSURANCE SERVICES | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, INSURANCE SERVICES | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, INSURANCE SERVICES | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, INSURANCE SERVICES | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, INSURANCE SERVICES | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, INSURANCE SERVICES | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, INSURANCE SERVICES | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, INSURANCE SERVICES | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, INSURANCE SERVICES | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, INSURANCE SERVICES | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, INSURANCE SERVICES | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, INSURANCE SERVICES | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, INSURANCE SERVICES | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, NPH PRODUCT AND SPONSOR RELATIONS | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, NPH PRODUCT AND SPONSOR RELATIONS | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, INSURANCE SERVICES | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, INSURANCE SERVICES | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, NPH PRODUCT AND SPONSOR RELATIONS | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, NPH PRODUCT AND SPONSOR RELATIONS | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, NPH PRODUCT AND SPONSOR RELATIONS | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, INSURANCE SERVICES | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, NPH PRODUCT AND SPONSOR RELATIONS | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, NPH PRODUCT AND SPONSOR RELATIONS | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, INSURANCE SERVICES | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, INSURANCE SERVICES | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, INSURANCE SERVICES | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, NPH PRODUCT AND SPONSOR RELATIONS | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, NPH PRODUCT AND SPONSOR RELATIONS | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, INSURANCE SERVICES | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, INSURANCE SERVICES | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, INSURANCE SERVICES | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, NPH PRODUCT AND SPONSOR RELATIONS | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, INSURANCE SERVICES | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, INSURANCE SERVICES | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, INSURANCE SERVICES | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, INSURANCE SERVICES | NA | Control |
| COLEMAN, CAREN LESLIE | I | VICE PRESIDENT | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, NPH PRODUCT AND SPONSOR RELATIONS | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, NPH PRODUCT AND SPONSOR RELATIONS | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, NPH PRODUCT AND SPONSOR RELATIONS | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, NPH PRODUCT AND SPONSOR RELATIONS | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, NPH PRODUCT AND SPONSOR RELATIONS | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, NPH PRODUCT AND SPONSOR RELATIONS | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, NPH PRODUCT AND SPONSOR RELATIONS | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, NPH PRODUCT AND SPONSOR RELATIONS | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, NPH PRODUCT AND SPONSOR RELATIONS | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, NPH PRODUCT AND SPONSOR RELATIONS | NA | Control |
| COLEMAN, CAREN LESLIE | I | VICE PRESIDENT | NA | Control |
| COLEMAN, CAREN LESLIE | I | VICE PRESIDENT | NA | Control |
| COLEMAN, CAREN LESLIE | I | VICE PRESIDENT | NA | Control |
| COLEMAN, CAREN LESLIE | I | VICE PRESIDENT | NA | Control |
| COLEMAN, CAREN LESLIE | I | VICE PRESIDENT | NA | Control |
| COLEMAN, CAREN LESLIE | I | VICE PRESIDENT | NA | Control |
| COLEMAN, CAREN LESLIE | I | VICE PRESIDENT | NA | Control |
| COLEMAN, CAREN LESLIE | I | VICE PRESIDENT | NA | Control |
| COLLETT, DAVID WENDALL | I | CFO/TREASURER | NA | |
| COLLETT, DAVID WENDALL | I | CFO/TREASURER | NA | |
| COLLETT, DAVID WENDALL | I | CFO/TREASURER | NA | Control |
| COLLETT, DAVID WENDALL | I | CFO/TREASURER | NA | Control |
| COLLETT, DAVID WENDALL | I | CFO/TREASURER | NA | Control |
| COLLINS, MAURA KATHRYN | I | FINOP/CFO | NA | Control |
| COLLINS, MAURA KATHRYN | I | FINOP/CFO/SVP | NA | Control |
| COLLINS, MAURA KATHRYN | I | FINOP/CFO/SVP | NA | Control |
| COLLINS, MAURA KATHRYN | I | FINOP/CFO/SVP | NA | Control |
| COLLINS, MAURA KATHRYN | I | FINOP/CFO/SVP | NA | Control |
| COLLINS, MAURA KATHRYN | I | FINOP/CFO/SVP | NA | Control |
| COLLINS, MAURA KATHRYN | I | FINOP/CFO/SVP | NA | Control |
| COLLINS, MAURA KATHRYN | I | FINOP/CFO | NA | Control |
| COLLINS, MAURA KATHRYN | I | FINOP/CFO | NA | Control |
| COLLINS, MAURA KATHRYN | I | FINOP/CFO/SVP | NA | Control |
| COLLINS, MAURA KATHRYN | I | FINOP/CFO/SVP | NA | Control |
| COLLINS, MAURA KATHRYN | I | FINOP/CFO/SVP | NA | Control |
| COLLINS, MAURA KATHRYN | I | FINOP/CFO/SVP | NA | Control |
| COLLINS, MAURA KATHRYN | I | FINOP/CFO/SVP | NA | Control |
| COLLINS, MAURA KATHRYN | I | FINOP/CFO/SVP | NA | Control |
| COLLINS, MAURA KATHRYN | I | FINOP/CFO | NA | Control |
| COLLINS, MAURA KATHRYN | I | FINOP/CFO/SVP | NA | Control |
| COLLINS, MAURA KATHRYN | I | FINOP/CFO/SVP | NA | Control |
| COLLINS, MAURA KATHRYN | I | FINOP/CFO/SVP | NA | Control |
| COLLINS, MAURA KATHRYN | I | FINOP/CFO | NA | Control |
| COLLINS, MAURA KATHRYN | I | FINOP/CFO/SVP | NA | Control |
| COLLINS, MAURA KATHRYN | I | FINOP/CFO/SVP | NA | Control |
| COLLINS, MAURA KATHRYN | I | FINOP/CFO/SVP | NA | Control |
| COLLINS, MAURA KATHRYN | I | FINOP/CFO | NA | Control |
| COLLINS, MAURA KATHRYN | I | FINOP/CFO/SVP | NA | Control |
| COLLINS, MAURA KATHRYN | I | FINOP/CFO | NA | Control |
| COLLINS, MAURA KATHRYN | I | FINOP/CFO/SVP | NA | Control |
| COLLINS, MAURA KATHRYN | I | FINOP/CFO | NA | Control |
| COLLINS, MAURA KATHRYN | I | FINOP/CFO | NA | Control |
| COLLINS, MAURA KATHRYN | I | FINOP/CFO | NA | Control |
| COLLINS, MAURA KATHRYN | I | FINOP/CFO | NA | Control |
| COLLINS, MAURA KATHRYN | I | FINOP/CFO/SVP | NA | Control |
| COLLINS, MAURA KATHRYN | I | FINOP/CFO/SVP | NA | Control |
| COLLINS, MAURA KATHRYN | I | FINOP/CFO/SVP | NA | Control |
| COLLINS, MAURA KATHRYN | I | FINOP/CFO | NA | Control |
| COLLINS, MAURA KATHRYN | I | SVP/ CFO NPH | NA | Control |
| COLLINS, MAURA KATHRYN | I | CFO/SVP | NA | Control |
| COLLINS, MAURA KATHRYN | I | FINOP/CFO/SVP | NA | Control |
| COLLINS, MAURA KATHRYN | I | FINOP/CFO/SVP | NA | Control |
| COLLINS, MAURA KATHRYN | I | CFO/SVP | NA | Control |
| COLLINS, MAURA KATHRYN | I | CFO/SVP | NA | Control |
| COLLINS, MAURA KATHRYN | I | SVP/ CFO NPH | NA | Control |
| COLLINS, MAURA KATHRYN | I | CFO/SVP | NA | Control |
| COLLINS, MAURA KATHRYN | I | CFO/SVP | NA | Control |
| COLLINS, MAURA KATHRYN | I | CFO/SVP | NA | Control |
| COLLINS, MAURA KATHRYN | I | FINOP/CFO/SVP | NA | Control |
| COLLINS, MAURA KATHRYN | I | FINOP/CFO/SVP | NA | Control |
| COLLINS, MAURA KATHRYN | I | FINOP/CFO/SVP | NA | Control |
| COLLINS, MAURA KATHRYN | I | SVP/ CFO NPH | NA | Control |
| COLLINS, MAURA KATHRYN | I | SVP/ CFO NPH | NA | Control |
| COLLINS, MAURA KATHRYN | I | CFO/SVP | NA | Control |
| COLLINS, MAURA KATHRYN | I | FINOP/CFO/SVP | NA | Control |
| COLLINS, MAURA KATHRYN | I | FINOP/CFO/SVP | NA | Control |
| COLLINS, MAURA KATHRYN | I | CFO/SVP | NA | Control |
| COLLINS, MAURA KATHRYN | I | FINOP/CFO/SVP | NA | Control |
| COLLINS, MAURA KATHRYN | I | FINOP/CFO/SVP | NA | Control |
| COLLINS, MAURA KATHRYN | I | FINOP/CFO/SVP | NA | Control |
| COLLINS, MAURA KATHRYN | I | CFO/SVP | NA | Control |
| COLLINS, MAURA KATHRYN | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| COLLINS, MAURA KATHRYN | I | EXECUTIVE VICE PRESIDENT & CHIEF FINANCIAL OFFICER-NATIONAL PLANNING HOLDINGS, INC | NA | Control |
| COLLINS, MAURA KATHRYN | I | EXECUTIVE VICE PRESIDENT & CHIEF FINANCIAL OFFICER-NATIONAL PLANNING HOLDINGS, INC | NA | Control |
| COLLINS, MAURA KATHRYN | I | EXECUTIVE VICE PRESIDENT & CHIEF FINANCIAL OFFICER-NATIONAL PLANNING HOLDINGS, INC | NA | Control |
| COLLINS, MAURA KATHRYN | I | EXECUTIVE VICE PRESIDENT & CHIEF FINANCIAL OFFICER-NATIONAL PLANNING HOLDINGS, INC | NA | Control |
| COLLINS, MAURA KATHRYN | I | EXECUTIVE VICE PRESIDENT & CHIEF FINANCIAL OFFICER-NATIONAL PLANNING HOLDINGS, INC | NA | Control |
| COLLINS, MAURA KATHRYN | I | SVP/ CFO NPH | NA | Control |
| COLLINS, MAURA KATHRYN | I | EXECUTIVE VICE PRESIDENT & CHIEF FINANCIAL OFFICER-NATIONAL PLANNING HOLDINGS, INC | NA | Control |
| COLLINS, MAURA KATHRYN | I | EXECUTIVE VICE PRESIDENT & CHIEF FINANCIAL OFFICER-NATIONAL PLANNING HOLDINGS, INC | NA | Control |
| COLLINS, MAURA KATHRYN | I | EXECUTIVE VICE PRESIDENT & CHIEF FINANCIAL OFFICER-NATIONAL PLANNING HOLDINGS, INC | NA | Control |
| COLLINS, MAURA KATHRYN | I | EXECUTIVE VICE PRESIDENT & CHIEF FINANCIAL OFFICER-NATIONAL PLANNING HOLDINGS, INC | NA | Control |
| COLLINS, MAURA KATHRYN | I | SVP/CFO- NATIONAL PLANNING HOLDINGS | NA | Control |
| COLLINS, MAURA KATHRYN | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| COLLINS, MAURA KATHRYN | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| COLLINS, MAURA KATHRYN | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| COLLINS, MAURA KATHRYN | I | SVP/CFO- NATIONAL PLANNING HOLDINGS | NA | Control |
| COLLINS, MAURA KATHRYN | I | SVP/CFO- NATIONAL PLANNING HOLDINGS | NA | Control |
| COLLINS, MAURA KATHRYN | I | SVP/CFO- NATIONAL PLANNING HOLDINGS | NA | Control |
| COLLINS, MAURA KATHRYN | I | SVP/CFO- NATIONAL PLANNING HOLDINGS | NA | Control |
| CORCE, SARAH MARIE | I | VICE PRESIDENT, COMPLIANCE | NA | Control |
| CORCE, SARAH MARIE | I | VICE PRESIDENT, COMPLIANCE | NA | Control |
| CORCE, SARAH MARIE | I | VICE PRESIDENT, COMPLIANCE | NA | Control |
| CORCE, SARAH MARIE | I | VICE PRESIDENT, COMPLIANCE | NA | Control |
| CORCE, SARAH MARIE | I | VICE PRESIDENT, COMPLIANCE | NA | Control |
| CORCE, SARAH MARIE | I | VICE PRESIDENT, COMPLIANCE | NA | Control |
| CORCE, SARAH MARIE | I | VICE PRESIDENT, COMPLIANCE | NA | Control |
| CORCE, SARAH MARIE | I | VICE PRESIDENT, COMPLIANCE | NA | Control |
| CORCE, SARAH MARIE | I | VICE PRESIDENT, COMPLIANCE | NA | Control |
| CORCE, SARAH MARIE | I | VICE PRESIDENT, COMPLIANCE | NA | Control |
| CORCE, SARAH MARIE | I | VICE PRESIDENT, COMPLIANCE | NA | Control |
| CORCE, SARAH MARIE | I | VICE PRESIDENT, COMPLIANCE | NA | Control |
| CORCE, SARAH MARIE | I | VICE PRESIDENT, COMPLIANCE | NA | Control |
| CORCE, SARAH MARIE | I | VICE PRESIDENT, COMPLIANCE | NA | Control |
| CORCE, SARAH MARIE | I | VICE PRESIDENT, COMPLIANCE | NA | Control |
| CORCE, SARAH MARIE | I | VICE PRESIDENT, COMPLIANCE | NA | Control |
| CORCE, SARAH MARIE | I | VICE PRESIDENT, COMPLIANCE | NA | Control |
| CORCE, SARAH MARIE | I | VICE PRESIDENT, COMPLIANCE | NA | Control |
| COSTELLO, MICHAEL ALAN | I | DIRECTOR | NA | Control |
| COSTELLO, MICHAEL ALAN | I | DIRECTOR | NA | Control |
| COSTELLO, MICHAEL ALAN | I | DIRECTOR | NA | Control |
| COSTELLO, MICHAEL ALAN | I | DIRECTOR | NA | Control |
| COSTELLO, MICHAEL ALAN | I | DIRECTOR | NA | Control |
| COSTELLO, MICHAEL ALAN | I | DIRECTOR | NA | Control |
| COSTELLO, MICHAEL ALAN | I | DIRECTOR | NA | Control |
| COSTELLO, MICHAEL ALAN | I | DIRECTOR | NA | Control |
| COSTELLO, MICHAEL ALAN | I | DIRECTOR | NA | Control |
| COSTELLO, MICHAEL ALAN | I | DIRECTOR | NA | Control |
| COSTELLO, MICHAEL ALAN | I | DIRECTOR | NA | Control |
| COSTELLO, MICHAEL ALAN | I | DIRECTOR | NA | Control |
| COSTELLO, MICHAEL ALAN | I | DIRECTOR | NA | Control |
| COSTELLO, MICHAEL ALAN | I | DIRECTOR | NA | Control |
| COSTELLO, MICHAEL ALAN | I | DIRECTOR | NA | Control |
| COSTELLO, MICHAEL ALAN | I | DIRECTOR | NA | Control |
| COSTELLO, MICHAEL ALAN | I | DIRECTOR | NA | Control |
| COSTELLO, MICHAEL ALAN | I | DIRECTOR | NA | Control |
| DEARMAN, ROBERT | I | SVP, NPH ADVISORY | NA | Control |
| DEARMAN, ROBERT HAROLD | I | SVP, NPH ADVISORY | NA | Control |
| DEARMAN, ROBERT HAROLD | I | SVP, NPH ADVISORY | NA | Control |
| DEARMAN, ROBERT HAROLD | I | SVP, NPH ADVISORY | NA | Control |
| DEARMAN, ROBERT HAROLD | I | SVP, NPH ADVISORY | NA | Control |
| DEARMAN, ROBERT HAROLD | I | SVP, NPH ADVISORY | NA | Control |
| DEARMAN, ROBERT HAROLD | I | SVP, NPH ADVISORY | NA | Control |
| DEARMAN, ROBERT HAROLD | I | SVP, NPH ADVISORY | NA | Control |
| DEARMAN, ROBERT HAROLD | I | SVP, NPH ADVISORY | NA | Control |
| DEARMAN, ROBERT HAROLD | I | SVP, NPH ADVISORY | NA | Control |
| DEARMAN, ROBERT HAROLD | I | SVP, NPH ADVISORY | NA | Control |
| DEARMAN, ROBERT HAROLD | I | SVP, NPH ADVISORY | NA | Control |
| DEARMAN, ROBERT HAROLD | I | SVP, NPH ADVISORY | NA | Control |
| DEARMAN, ROBERT HAROLD | I | SVP, NPH ADVISORY | NA | Control |
| DEARMAN, ROBERT HAROLD | I | SVP, NPH ADVISORY | NA | Control |
| DEARMAN, ROBERT HAROLD | I | SVP, NPH ADVISORY | NA | Control |
| DEARMAN, ROBERT HAROLD | I | SVP, NPH ADVISORY | NA | Control |
| DEARMAN, ROBERT HAROLD | I | SVP, NPH ADVISORY | NA | Control |
| DEARMAN, ROBERT HAROLD | I | SVP, NPH ADVISORY | NA | Control |
| DEARMAN, ROBERT HAROLD | I | SVP, NPH ADVISORY | NA | Control |
| DEARMAN, ROBERT HAROLD | I | SVP, NPH ADVISORY | NA | Control |
| DEARMAN, ROBERT HAROLD | I | SVP, NPH ADVISORY | NA | Control |
| DEARMAN, ROBERT HAROLD | I | SVP, NPH ADVISORY | NA | Control |
| DEARMAN, ROBERT HAROLD | I | SVP, NPH ADVISORY | NA | Control |
| DEARMAN, ROBERT HAROLD | I | SVP, NPH ADVISORY | NA | Control |
| DEARMAN, ROBERT HAROLD | I | SVP, NPH ADVISORY | NA | Control |
| DEARMAN, ROBERT HAROLD | I | SVP, NPH ADVISORY | NA | Control |
| DEARMAN, ROBERT HAROLD | I | SVP, NPH ADVISORY | NA | Control |
| DEARMAN, ROBERT HAROLD | I | SVP, NPH ADVISORY | NA | Control |
| DEARMAN, ROBERT HAROLD | I | SVP, NPH ADVISORY | NA | Control |
| DEARMAN, ROBERT HAROLD | I | SVP, NPH ADVISORY | NA | Control |
| DEARMAN, ROBERT HAROLD | I | SVP, NPH ADVISORY | NA | Control |
| DEARMAN, ROBERT HAROLD | I | SVP, NPH ADVISORY | NA | Control |
| DEARMAN, ROBERT HAROLD | I | SVP, NPH ADVISORY | NA | Control |
| DEARMAN, ROBERT HAROLD | I | SVP, NPH ADVISORY | NA | Control |
| DEARMAN, ROBERT HAROLD | I | SVP, NPH ADVISORY | NA | Control |
| DEARMAN, ROBERT HAROLD | I | SVP, NPH ADVISORY | NA | Control |
| DEARMAN, ROBERT HAROLD JR. | I | SVP, NPH ADVISORY | NA | Control |
| DEARMAN, ROBERT HAROLD JR. | I | SVP, NPH ADVISORY | NA | Control |
| DEARMAN, ROBERT HAROLD JR. | I | SVP, NPH ADVISORY | NA | Control |
| DEARMAN, ROBERT HAROLD JR. | I | SVP, NPH ADVISORY | NA | Control |
| DEARMAN, ROBERT HAROLD JR. | I | SVP, NPH ADVISORY | NA | Control |
| DEARMAN, ROBERT HAROLD JR. | I | SVP, NPH ADVISORY | NA | Control |
| DOWDEN, STEVEN HOWARD | I | EXECUTIVE VICE PRESIDENT-NATIONAL PLANNING HOLDINGS INC | NA | Control |
| DOWDEN, STEVEN HOWARD | I | EXECUTIVE VICE PRESIDENT-NATIONAL PLANNING HOLDINGS INC | NA | Control |
| DOWDEN, STEVEN HOWARD | I | EXECUTIVE VICE PRESIDENT-NATIONAL PLANNING HOLDINGS INC | NA | Control |
| DOWDEN, STEVEN HOWARD | I | EXECUTIVE VICE PRESIDENT-NATIONAL PLANNING HOLDINGS INC | NA | Control |
| DOWDEN, STEVEN HOWARD | I | EXECUTIVE VICE PRESIDENT-NATIONAL PLANNING HOLDINGS INC | NA | Control |
| DOWDEN, STEVEN HOWARD | I | EXECUTIVE VICE PRESIDENT-NATIONAL PLANNING HOLDINGS INC | NA | Control |
| DOWDEN, STEVEN HOWARD | I | EXECUTIVE VICE PRESIDENT-NATIONAL PLANNING HOLDINGS INC | NA | Control |
| DOWDEN, STEVEN HOWARD | I | EXECUTIVE VICE PRESIDENT-NATIONAL PLANNING HOLDINGS INC | NA | Control |
| DOWDEN, STEVEN HOWARD | I | EXECUTIVE VICE PRESIDENT-NATIONAL PLANNING HOLDINGS INC | NA | Control |
| DOWDEN, STEVEN HOWARD | I | EXECUTIVE VICE PRESIDENT-NATIONAL PLANNING HOLDINGS INC | NA | Control |
| DOWDEN, STEVEN HOWARD | I | CHIEF OPERATION OFFICER- NPH | NA | Control |
| DOWDEN, STEVEN HOWARD | I | EXECUTIVE VICE PRESIDENT-NATIONAL PLANNING HOLDINGS INC | NA | Control |
| DOWDEN, STEVEN HOWARD | I | EXECUTIVE VICE PRESIDENT-NATIONAL PLANNING HOLDINGS INC | NA | Control |
| DOWDEN, STEVEN HOWARD | I | EXECUTIVE VICE PRESIDENT-NATIONAL PLANNING HOLDINGS INC | NA | Control |
| DOWDEN, STEVEN HOWARD | I | PRESIDENT AND CEO OF NATIONAL PLANNING HOLDINGS, INC.; DIRECTOR | NA | Control |
| DOWDEN, STEVEN HOWARD | I | PRESIDENT AND CEO OF NATIONAL PLANNING HOLDINGS, INC.; DIRECTOR | NA | Control |
| DOWDEN, STEVEN HOWARD | I | PRESIDENT AND CEO OF NATIONAL PLANNING HOLDINGS, INC.; DIRECTOR | NA | Control |
| DOWDEN, STEVEN HOWARD | I | PRESIDENT AND CEO OF NATIONAL PLANNING HOLDINGS, INC.; DIRECTOR | NA | Control |
| DREFFEIN, MARY SHAWN | I | PRESIDENT | NA | Control |
| DREFFEIN, MARY SHAWN | I | PRESIDENT | NA | Control |
| DREFFEIN, MARY SHAWN | I | PRESIDENT | NA | Control |
| DREFFEIN, MARY SHAWN | I | PRESIDENT | NA | Control |
| DREFFEIN, MARY SHAWN | I | PRESIDENT | NA | Control |
| DREFFEIN, MARY SHAWN | I | PRESIDENT | NA | Control |
| DREFFEIN, MARY SHAWN | I | PRESIDENT | NA | Control |
| DREFFEIN, MARY SHAWN | I | PRESIDENT | NA | Control |
| DREFFEIN, MARY SHAWN | I | PRESIDENT | NA | Control |
| DREFFEIN, MARY SHAWN | I | PRESIDENT | NA | Control |
| DREFFEIN, MARY SHAWN | I | PRESIDENT | NA | Control |
| DREFFEIN, MARY SHAWN | I | PRESIDENT | NA | Control |
| DREFFEIN, MARY SHAWN | I | PRESIDENT | NA | Control |
| DREFFEIN, MARY SHAWN | I | PRESIDENT | NA | Control |
| DREFFEIN, MARY SHAWN | I | PRESIDENT | NA | Control |
| DREFFEIN, MARY SHAWN | I | PRESIDENT | NA | Control |
| DREFFEIN, MARY SHAWN | I | PRESIDENT | NA | Control |
| DREFFEIN, MARY SHAWN | I | PRESIDENT | NA | Control |
| DREFFEIN, MARY SHAWN | I | PRESIDENT | NA | Control |
| EDEN, LIVIA | I | CONTROLLER, FINOP | NA | Control |
| EDEN, LIVIA | I | AVP, FINANCE | NA | Control |
| EDEN, LIVIA | I | AVP, FINANCE | NA | Control |
| EDEN, LIVIA | I | AVP, FINANCE | NA | Control |
| EDEN, LIVIA | I | AVP, FINANCE | NA | Control |
| EDEN, LIVIA | I | AVP, FINANCE | NA | Control |
| FRAM, FREDERICK GORDON | I | 1ST VP OF TRADING/OPS | NA | Control |
| FRAM, FREDERICK GORDON | I | 1ST VP OF TRADING/OPS | NA | Control |
| FRAM, FREDERICK GORDON | I | VP COMPLIANCE | NA | Control |
| FRAM, FREDERICK GORDON | I | VP COMPLIANCE | NA | Control |
| FRAM, FREDERICK GORDON | I | 1ST VP OF TRADING/OPS | NA | Control |
| FRAM, FREDERICK GORDON | I | VP COMPLIANCE | NA | Control |
| FRAM, FREDERICK GORDON | I | VP COMPLIANCE | NA | Control |
| FRAM, FREDERICK GORDON | I | VP COMPLIANCE | NA | Control |
| FRAM, FREDERICK GORDON | I | VP COMPLIANCE | NA | Control |
| FRAM, FREDERICK GORDON | I | 1ST VP OF TRADING/OPS | NA | Control |
| FRAM, FREDERICK GORDON | I | 1ST VP OF TRADING/OPS | NA | Control |
| FRAM, FREDERICK GORDON | I | 1ST VP OF TRADING/OPS | NA | Control |
| FRAM, FREDERICK GORDON | I | 1ST VP OF TRADING/OPS | NA | Control |
| FRAM, FREDERICK GORDON | I | 1ST VP OF TRADING/OPS | NA | Control |
| FRAM, FREDERICK GORDON | I | 1ST VP OF TRADING/OPS | NA | Control |
| FRAM, FREDERICK GORDON | I | 1ST VP OF TRADING/OPS | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL & REGULATORY AFFAIRS/DIRECTOR | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL & REGULATORY AFFAIRS/DIRECTOR | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL & REGULATORY AFFAIRS/DIRECTOR | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL & REGULATORY AFFAIRS/DIRECTOR | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL & REGULATORY AFFAIRS/DIRECTOR | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL & REGULATORY AFFAIRS/DIRECTOR | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARY | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP, GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH GENERAL COUNSEL AND SVP OF REGULATORY AFFAIRS | NA | Control |
| GUNDERSON, GERRY A | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARY | NA | Control |
| GUNDERSON, GERRY A | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARY | NA | Control |
| GUNDERSON, GERRY A | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARY | NA | Control |
| GUNDERSON, GERRY A | I | NPH GENERAL COUNSEL AND SVP OF REGULATORY AFFAIRS | NA | Control |
| GUNDERSON, GERRY A | I | NPH GENERAL COUNSEL AND SVP OF REGULATORY AFFAIRS | NA | Control |
| GUNDERSON, GERRY A | I | NPH GENERAL COUNSEL AND SVP OF REGULATORY AFFAIRS | NA | Control |
| GUNDERSON, GERRY A | I | NPH GENERAL COUNSEL AND SVP OF REGULATORY AFFAIRS | NA | Control |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALEY, SEAN PATRICK | I | AVP COMPLIANCE | NA | Control |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALEY, SEAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARRIS, BRADLEY OLAN | I | DIRECTOR | NA | Control |
| HARRIS, BRADLEY OLAN | I | DIRECTOR | NA | Control |
| HARRIS, BRADLEY OLAN | I | DIRECTOR | NA | Control |
| HARRIS, BRADLEY OLAN | I | DIRECTOR | NA | Control |
| HARRIS, BRADLEY OLAN | I | DIRECTOR | NA | Control |
| HOPPING, ANDREW BOUTWELL | I | VP BOARD OF DIRECTORS | NA | Control |
| HOPPING, ANDREW BOUTWELL | I | VP BOARD OF DIRECTORS | NA | Control |
| HOPPING, ANDREW BOUTWELL | I | VP BOARD OF DIRECTORS | NA | Control |
| HOPPING, ANDREW BOUTWELL | I | VP BOARD OF DIRECTORS | NA | Control |
| HOPPING, ANDREW BOUTWELL | I | VP BOARD OF DIRECTORS | NA | Control |
| HOPPING, ANDREW BOUTWELL | I | VP BOARD OF DIRECTORS | NA | Control |
| HOPPING, ANDREW BOUTWELL | I | FINOP/BOARD OF DIRECTORS | NA | Control |
| JACK, CLIFFORD JAMES | I | BOARD OF DIRECTORS | NA | Control |
| JACK, CLIFFORD JAMES | I | DIRECTOR | NA | Control |
| JACK, CLIFFORD JAMES | I | DIRECTOR | NA | Control |
| JACK, CLIFFORD JAMES | I | DIRECTOR | NA | Control |
| JACK, CLIFFORD JAMES | I | DIRECTOR | NA | Control |
| JACK, CLIFFORD JAMES | I | DIRECTOR | NA | Control |
| JACK, CLIFFORD JAMES | I | DIRECTOR | NA | Control |
| JACK, CLIFFORD JAMES | I | BOARD OF DIRECTORS | NA | Control |
| JACK, CLIFFORD JAMES | I | BOARD OF DIRECTORS | NA | Control |
| JACK, CLIFFORD JAMES | I | DIRECTOR | NA | Control |
| JACK, CLIFFORD JAMES | I | DIRECTOR | NA | Control |
| JACK, CLIFFORD JAMES | I | DIRECTOR | NA | Control |
| JACK, CLIFFORD JAMES | I | DIRECTOR | NA | Control |
| JACK, CLIFFORD JAMES | I | BOARD OF DIRECTORS | NA | Control |
| JACK, CLIFFORD JAMES | I | BOARD OF DIRECTORS | NA | Control |
| JACK, CLIFFORD JAMES | I | DIRECTOR | NA | Control |
| JACK, CLIFFORD JAMES | I | DIRECTOR | NA | Control |
| JACK, CLIFFORD JAMES | I | BOARD OF DIRECTORS | NA | Control |
| JACK, CLIFFORD JAMES | I | DIRECTOR | NA | Control |
| JACK, CLIFFORD JAMES | I | DIRECTOR | NA | Control |
| JACK, CLIFFORD JAMES | I | DIRECTOR | NA | Control |
| JACK, CLIFFORD JAMES | I | BOARD OF DIRECTORS | NA | Control |
| JACK, CLIFFORD JAMES | I | DIRECTOR | NA | Control |
| JACK, CLIFFORD JAMES | I | DIRECTOR | NA | Control |
| JACK, CLIFFORD JAMES | I | DIRECTOR | NA | Control |
| JACK, CLIFFORD JAMES | I | BOARD OF DIRECTORS | NA | Control |
| JACK, CLIFFORD JAMES | I | BOARD OF DIRECTORS | NA | Control |
| JACK, CLIFFORD JAMES | I | DIRECTOR | NA | Control |
| JACK, CLIFFORD JAMES | I | BOARD OF DIRECTORS | NA | Control |
| JACK, CLIFFORD JAMES | I | BOARD OF DIRECTORS | NA | Control |
| JACK, CLIFFORD JAMES | I | BOARD OF DIRECTORS | NA | Control |
| JACK, CLIFFORD JAMES | I | BOARD OF DIRECTORS | NA | Control |
| JACK, CLIFFORD JAMES | I | DIRECTOR | NA | Control |
| JACK, CLIFFORD JAMES | I | BOARD OF DIRECTORS | NA | Control |
| JACK, CLIFFORD JAMES | I | BOARD OF DIRECTORS | NA | Control |
| JACK, CLIFFORD JAMES | I | BOARD OF DIRECTORS | NA | Control |
| JACK, CLIFFORD JAMES | I | BOARD OF DIRECTORS | NA | Control |
| JACK, CLIFFORD JAMES | I | DIRECTOR | NA | Control |
| JACK, CLIFFORD JAMES | I | DIRECTOR | NA | Control |
| JACK, CLIFFORD JAMES | I | BOARD OF DIRECTORS | NA | Control |
| JACK, CLIFFORD JAMES | I | DIRECTOR | NA | Control |
| JACK, CLIFFORD JAMES | I | BOARD OF DIRECTORS | NA | Control |
| JACK, CLIFFORD JAMES | I | DIRECTOR | NA | Control |
| JACK, CLIFFORD JAMES | I | DIRECTOR | NA | Control |
| JACK, CLIFFORD JAMES | I | NPH PRESIDENT AND CEO/ DIRECTOR | NA | Control |
| JACK, CLIFFORD JAMES | I | NPH PRESIDENT AND CEO/ DIRECTOR | NA | Control |
| JACK, CLIFFORD JAMES | I | NPH PRESIDENT AND CEO/ DIRECTOR | NA | Control |
| JACK, CLIFFORD JAMES | I | DIRECTOR | NA | Control |
| JACK, CLIFFORD JAMES | I | DIRECTOR | NA | Control |
| JACK, CLIFFORD JAMES | I | NPH PRESIDENT AND CEO/ DIRECTOR | NA | Control |
| JACK, CLIFFORD JAMES | I | NPH PRESIDENT AND CEO/ DIRECTOR | NA | Control |
| JACK, CLIFFORD JAMES | I | DIRECTOR | NA | Control |
| JACK, CLIFFORD JAMES | I | DIRECTOR | NA | Control |
| JACK, CLIFFORD JAMES | I | NPH PRESIDENT AND CEO/ DIRECTOR | NA | Control |
| JACK, CLIFFORD JAMES | I | DIRECTOR | NA | Control |
| JACK, CLIFFORD JAMES | I | DIRECTOR | NA | Control |
| JACK, CLIFFORD JAMES | I | DIRECTOR | NA | Control |
| JACK, CLIFFORD JAMES | I | NPH PRESIDENT AND CEO/ DIRECTOR | NA | Control |
| JACOBSEN, BRYAN K | I | VP COMPLIANCE/CROP | NA | Control |
| JACOBSEN, BRYAN K | I | VP COMPLIANCE | NA | Control |
| JACOBSEN, BRYAN K | I | AVP, COMPLIANCE/CROP | NA | Control |
| JACOBSEN, BRYAN K | I | AVP, COMPLIANCE/CROP | NA | Control |
| JACOBSEN, BRYAN K | I | VP COMPLIANCE | NA | Control |
| JACOBSEN, BRYAN K | I | VP COMPLIANCE/ACCO | NA | Control |
| JACOBSEN, BRYAN K | I | AVP, COMPLIANCE/CROP | NA | Control |
| JACOBSEN, BRYAN K | I | VP COMPLIANCE/CROP | NA | Control |
| JACOBSEN, BRYAN K | I | VP COMPLIANCE/CROP | NA | Control |
| JACOBSEN, BRYAN K | I | VP COMPLIANCE/CROP | NA | Control |
| JACOBSEN, BRYAN K | I | VP COMPLIANCE/CROP | NA | Control |
| JACOBSEN, BRYAN K | I | VP COMPLIANCE/CROP | NA | Control |
| JACOBSEN, BRYAN K | I | AVP, COMPLIANCE | NA | Control |
| JOHNSON, JOHN CHARLES | I | VP, INSURANCE PRODUCTS AND SERVICES | NA | Control |
| JOHNSON, JOHN CHARLES | I | VP, INSURANCE PRODUCTS AND SERVICES | NA | Control |
| JOHNSON, JOHN CHARLES | I | VP, INSURANCE PRODUCTS AND SERVICES | NA | Control |
| JOHNSON, JOHN CHARLES | I | VP, INSURANCE PRODUCTS AND SERVICES | NA | Control |
| JOHNSON, JOHN CHARLES | I | VP, INSURANCE PRODUCTS AND SERVICES | NA | Control |
| JOHNSON, JOHN CHARLES | I | VP, INSURANCE PRODUCTS AND SERVICES | NA | Control |
| JOHNSON, JOHN CHARLES | I | VP, INSURANCE PRODUCTS AND SERVICES | NA | Control |
| JOHNSON, JOHN CHARLES | I | VP, INSURANCE PRODUCTS AND SERVICES | NA | Control |
| JOHNSON, JOHN CHARLES | I | VP, INSURANCE PRODUCTS AND SERVICES | NA | Control |
| JOHNSON, JOHN CHARLES | I | VP, INSURANCE PRODUCTS AND SERVICES | NA | Control |
| JOHNSON, JOHN CHARLES | I | VP, INSURANCE PRODUCTS AND SERVICES | NA | Control |
| JOHNSON, JOHN CHARLES | I | VP, INSURANCE PRODUCTS AND SERVICES | NA | Control |
| JOHNSON, JOHN CHARLES | I | VP, INSURANCE PRODUCTS AND SERVICES | NA | Control |
| JOHNSON, JOHN CHARLES | I | VP, RECRUITING | NA | Control |
| JOHNSON, JOHN CHARLES | I | VP, RECRUITING | NA | Control |
| JOHNSON, JOHN CHARLES | I | VP, INSURANCE PRODUCTS AND SERVICES | NA | Control |
| JOHNSON, JOHN CHARLES | I | VP, INSURANCE PRODUCTS AND SERVICES | NA | Control |
| JOHNSON, JOHN CHARLES | I | VP, RECRUITING | NA | Control |
| JOHNSON, JOHN CHARLES | I | VP, INSURANCE PRODUCTS AND SERVICES | NA | Control |
| JOHNSON, JOHN CHARLES | I | VP, INSURANCE PRODUCTS AND SERVICES | NA | Control |
| JOHNSON, JOHN CHARLES | I | VP, INSURANCE PRODUCTS AND SERVICES | NA | Control |
| JOHNSON, JOHN CHARLES | I | VP, INSURANCE PRODUCTS AND SERVICES | NA | Control |
| JOHNSON, JOHN CHARLES | I | VP, INSURANCE PRODUCTS AND SERVICES | NA | Control |
| JOHNSON, JOHN CHARLES | I | VP, INSURANCE PRODUCTS AND SERVICES | NA | Control |
| JOHNSON, JOHN CHARLES | I | VP, INSURANCE PRODUCTS AND SERVICES | NA | Control |
| JOHNSON, JOHN CHARLES | I | VP, INSURANCE PRODUCTS AND SERVICES | NA | Control |
| JOHNSON, JOHN CHARLES | I | VP, RECRUITING | NA | Control |
| JOHNSON, JOHN CHARLES | I | VP, INSURANCE PRODUCTS AND SERVICES | NA | Control |
| JOHNSON, JOHN CHARLES | I | VP, RECRUITING | NA | Control |
| JOHNSON, JOHN CHARLES | I | VP, RECRUITING | NA | Control |
| JOHNSON, JOHN CHARLES | I | VP, RECRUITING | NA | Control |
| JOHNSON, JOHN CHARLES | I | VP, INSURANCE PRODUCTS AND SERVICES | NA | Control |
| JOHNSON, JOHN CHARLES | I | VP, INSURANCE PRODUCTS AND SERVICES | NA | Control |
| JOHNSON, JOHN CHARLES | I | VP, RECRUITING | NA | Control |
| JOHNSON, JOHN CHARLES | I | VP, RECRUITING | NA | Control |
| JOHNSON, JOHN CHARLES | I | VP, RECRUITING | NA | Control |
| JOHNSON, JOHN CHARLES | I | VP, INSURANCE PRODUCTS AND SERVICES | NA | Control |
| JOHNSON, JOHN CHARLES | I | VP, INSURANCE PRODUCTS AND SERVICES | NA | Control |
| JOHNSON, JOHN CHARLES | I | VP, INSURANCE PRODUCTS AND SERVICES | NA | Control |
| JOHNSON, JOHN CHARLES | I | VP, RECRUITING | NA | Control |
| JOHNSON, JOHN CHARLES | I | VP, INSURANCE PRODUCTS AND SERVICES | NA | Control |
| JOHNSON, JOHN CHARLES | I | VP, INSURANCE PRODUCTS AND SERVICES | NA | Control |
| JOHNSON, JOHN CHARLES | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOHNSON, JOHN CHARLES | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOHNSON, JOHN CHARLES | I | SVP, BUSINESS DEVELOPMENT | NA | Control |
| JOHNSON, JOHN CHARLES | I | SVP, BUSINESS DEVELOPMENT | NA | Control |
| JOHNSON, JOHN CHARLES | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOHNSON, JOHN CHARLES | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOHNSON, JOHN CHARLES | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOHNSON, JOHN CHARLES | I | PRESIDENT/CEO | NA | Control |
| JOHNSON, JOHN CHARLES | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOHNSON, JOHN CHARLES | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOHNSON, JOHN CHARLES | I | SVP, BUSINESS DEVELOPMENT | NA | Control |
| JOHNSON, JOHN CHARLES | I | SVP, BUSINESS DEVELOPMENT | NA | Control |
| JOHNSON, JOHN CHARLES | I | PRESIDENT/CEO | NA | Control |
| JOHNSON, JOHN CHARLES | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOHNSON, JOHN CHARLES | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOHNSON, JOHN CHARLES | I | PRESIDENT/CEO | NA | Control |
| JOHNSON, JOHN CHARLES | I | PRESIDENT/CEO | NA | Control |
| JOHNSON, JOHN CHARLES | I | PRESIDENT/CEO | NA | Control |
| JOHNSON, JOHN CHARLES | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOHNSON, JOHN CHARLES | I | SVP, BUSINESS DEVELOPMENT | NA | Control |
| JOHNSON, JOHN CHARLES | I | SVP, BUSINESS DEVELOPMENT | NA | Control |
| JOHNSON, JOHN CHARLES | I | SVP, BUSINESS DEVELOPMENT | NA | Control |
| JOHNSON, JOHN CHARLES | I | PRESIDENT/CEO | NA | Control |
| JOHNSON, JOHN CHARLES | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOHNSON, JOHN CHARLES | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOHNSON, JOHN CHARLES | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOHNSON, JOHN CHARLES | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOHNSON, JOHN CHARLES | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOHNSON, JOHN CHARLES | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOHNSON, JOHN CHARLES | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOHNSON, JOHN CHARLES | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOHNSON, JOHN CHARLES | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOHNSON, JOHN CHARLES | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOHNSON, JOHN CHARLES | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOHNSON, JOHN CHARLES | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOHNSON, JOHN CHARLES | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOHNSON, JOHN CHARLES | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOHNSON, JOHN CHARLES | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOHNSON, JOHN CHARLES | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOHNSON, JOHN CHARLES | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOHNSON, JOHN CHARLES | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOHNSON, JOHN CHARLES | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOHNSON, PETER MICHAEL | I | SVP, COO | NA | Control |
| JOHNSON, PETER MICHAEL | I | SVP, COO | NA | Control |
| JOHNSON, PETER MICHAEL | I | SVP, COO | NA | Control |
| JOHNSON, PETER MICHAEL | I | SVP, COO | NA | Control |
| KEMPER, DAWNA ELAINE | I | VP, MARKETING COMMUNICATIONS | NA | Control |
| KEMPER, DAWNA ELAINE | I | VP, MARKETING COMMUNICATIONS | NA | Control |
| KEMPER, DAWNA ELAINE | I | VP, MARKETING COMMUNICATIONS | NA | Control |
| KEMPER, DAWNA ELAINE | I | VP, MARKETING COMMUNICATIONS | NA | Control |
| KEMPER, DAWNA ELAINE | I | VP, MARKETING COMMUNICATIONS | NA | Control |
| KEMPER, DAWNA ELAINE | I | VP, MARKETING COMMUNICATIONS | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP/FINOP CONTROLLER | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP/FINOP | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP/FINOP | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP/FINOP | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP/FINOP CONTROLLER | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP/FINOP | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP/FINOP | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP/FINOP | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP/FINOP CONTROLLER | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP/FINOP CONTROLLER | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP/FINOP | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP/FINOP | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP/FINOP | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP/FINOP CONTROLLER | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP/FINOP CONTROLLER | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP/FINOP CONTROLLER | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP/FINOP CONTROLLER | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP/FINOP CONTROLLER | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP/FINOP CONTROLLER | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP/FINOP CONTROLLER | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP/FINOP CONTROLLER | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP/FINOP CONTROLLER | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP/FINOP CONTROLLER | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP/FINOP CONTROLLER | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP/FINOP CONTROLLER | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP/FINOP CONTROLLER | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP/FINOP CONTROLLER | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP/FINOP CONTROLLER | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP/FINOP CONTROLLER | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP/FINOP CONTROLLER | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP/FINOP CONTROLLER | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP/FINOP CONTROLLER | NA | Control |
| LANDEFELD, JENNIFER LEE | I | NPH SENIOR VICE PRESIDENT | NA | Control |
| LANDEFELD, JENNIFER LEE | I | NPH SENIOR VICE PRESIDENT | NA | Control |
| LANDEFELD, JENNIFER LEE | I | NPH SENIOR VICE PRESIDENT | NA | Control |
| LANDEFELD, JENNIFER LEE | I | NPH SENIOR VICE PRESIDENT | NA | Control |
| LEWIS, CRAIG | I | VP, MARKETING | NA | Control |
| LEWIS, CRAIG | I | VP, MARKETING | NA | Control |
| LEWIS, CRAIG | I | VP, MARKETING | NA | Control |
| LEWIS, CRAIG | I | VP, MARKETING | NA | Control |
| LEWIS, CRAIG | I | VP, MARKETING | NA | Control |
| LEWIS, CRAIG | I | VP, MARKETING | NA | Control |
| LEWIS, CRAIG | I | VP, MARKETING | NA | Control |
| LEWIS, CRAIG | I | VP, MARKETING | NA | Control |
| LEWIS, CRAIG | I | VP, MARKETING | NA | Control |
| LEWIS, CRAIG | I | VP, MARKETING | NA | Control |
| LEWIS, CRAIG | I | VP, MARKETING | NA | Control |
| LEWIS, CRAIG | I | VP, MARKETING | NA | Control |
| LEWIS, CRAIG | I | VP, MARKETING | NA | Control |
| LEWIS, CRAIG | I | VP, MARKETING | NA | Control |
| LEWIS, CRAIG | I | VP, MARKETING | NA | Control |
| LEWIS, CRAIG | I | VP, MARKETING | NA | Control |
| LEWIS, CRAIG | I | VP, MARKETING | NA | Control |
| LEWIS, CRAIG | I | VP, MARKETING | NA | Control |
| LEWIS, CRAIG | I | VP, MARKETING | NA | Control |
| LEWIS, CRAIG | I | VP, MARKETING | NA | Control |
| LEWIS, CRAIG | I | VP, MARKETING | NA | Control |
| LEWIS, CRAIG | I | VP, MARKETING | NA | Control |
| LEWIS, CRAIG | I | VP, MARKETING | NA | Control |
| LEWIS, CRAIG | I | VP, MARKETING | NA | Control |
| LEWIS, CRAIG | I | VP, MARKETING | NA | Control |
| LEWIS, CRAIG | I | VP, MARKETING | NA | Control |
| LEWIS, CRAIG | I | VP, MARKETING | NA | Control |
| LEWIS, CRAIG | I | VP, MARKETING | NA | Control |
| LEWIS, CRAIG | I | VP, MARKETING | NA | Control |
| LEWIS, CRAIG | I | VP, MARKETING | NA | Control |
| LEWIS, CRAIG | I | VP, MARKETING | NA | Control |
| LEWIS, CRAIG | I | VP, MARKETING | NA | Control |
| LEWIS, CRAIG | I | VP, MARKETING | NA | Control |
| LEWIS, CRAIG | I | VP, MARKETING | NA | Control |
| LEWIS, CRAIG | I | VP, MARKETING | NA | Control |
| LEWIS, CRAIG | I | VP, MARKETING | NA | Control |
| LIVINGSTON, JAMES LOYD JR | I | DIRECTOR/NPH PRESIDENT & CEO | NA | Control |
| LIVINGSTON, JAMES LOYD JR | I | DIRECTOR/NPH PRESIDENT & CEO | NA | Control |
| LIVINGSTON, JAMES LOYD JR | I | DIRECTOR/NPH PRESIDENT & CEO | NA | Control |
| LIVINGSTON, JAMES LOYD JR | I | DIRECTOR/NPH PRESIDENT & CEO | NA | Control |
| LIVINGSTON, JAMES LOYD JR | I | DIRECTOR/NPH PRESIDENT & CEO | NA | Control |
| LIVINGSTON, JAMES LOYD JR | I | DIRECTOR/NPH PRESIDENT & CEO | NA | Control |
| LIVINGSTON, JAMES LOYD JR | I | DIRECTOR/NPH PRESIDENT & CEO | NA | Control |
| LIVINGSTON, JAMES LOYD JR | I | DIRECTOR/NPH PRESIDENT & CEO | NA | Control |
| LIVINGSTON, JAMES LOYD JR | I | DIRECTOR/NPH PRESIDENT & CEO | NA | Control |
| LIVINGSTON, JAMES LOYD JR | I | DIRECTOR/NPH PRESIDENT & CEO | NA | Control |
| LIVINGSTON, JAMES LOYD JR | I | DIRECTOR/NPH PRESIDENT & CEO | NA | Control |
| LIVINGSTON, JAMES LOYD JR | I | DIRECTOR/NPH PRESIDENT & CEO | NA | Control |
| LIVINGSTON, JAMES LOYD JR | I | DIRECTOR/NPH PRESIDENT & CEO | NA | Control |
| LIVINGSTON, JAMES LOYD JR | I | DIRECTOR/NPH PRESIDENT & CEO | NA | Control |
| LIVINGSTON, JAMES LOYD JR | I | DIRECTOR/NPH PRESIDENT & CEO | NA | Control |
| LIVINGSTON, JAMES LOYD JR | I | DIRECTOR/NPH PRESIDENT & CEO | NA | Control |
| LIVINGSTON, JAMES LOYD JR | I | DIRECTOR/NPH PRESIDENT & CEO | NA | Control |
| LIVINGSTON, JAMES LOYD JR | I | DIRECTOR/NPH PRESIDENT & CEO | NA | Control |
| LIVINGSTON, JAMES LOYD JR | I | DIRECTOR/NPH PRESIDENT & CEO | NA | Control |
| LIVINGSTON, JAMES LOYD JR | I | DIRECTOR/NPH PRESIDENT & CEO | NA | Control |
| LIVINGSTON, JAMES LOYD JR | I | DIRECTOR/NPH PRESIDENT & CEO | NA | Control |
| LIVINGSTON, JAMES LOYD JR | I | DIRECTOR/NPH PRESIDENT & CEO | NA | Control |
| LIVINGSTON, JAMES LOYD JR | I | DIRECTOR/NPH PRESIDENT & CEO | NA | Control |
| LIVINGSTON, JAMES LOYD JR | I | PRESIDENT AND CEO OF NATIONAL PLANNING HOLDINGS, INC. | NA | Control |
| LIVINGSTON, JAMES LOYD JR | I | DIRECTOR/NPH PRESIDENT & CEO | NA | Control |
| LIVINGSTON, JAMES LOYD JR | I | DIRECTOR/NPH PRESIDENT & CEO | NA | Control |
| LIVINGSTON, JAMES LOYD JR | I | PRESIDENT AND CEO OF NATIONAL PLANNING HOLDINGS, INC. | NA | Control |
| LIVINGSTON, JAMES LOYD JR | I | PRESIDENT AND CEO OF NATIONAL PLANNING HOLDINGS, INC. | NA | Control |
| LIVINGSTON, JAMES LOYD JR | I | DIRECTOR/NPH PRESIDENT & CEO | NA | Control |
| LIVINGSTON, JAMES LOYD JR | I | DIRECTOR/NPH PRESIDENT & CEO | NA | Control |
| LIVINGSTON, JAMES LOYD JR | I | DIRECTOR/NPH PRESIDENT & CEO | NA | Control |
| LIVINGSTON, JAMES LOYD JR | I | DIRECTOR/NPH PRESIDENT & CEO | NA | Control |
| LIVINGSTON, JAMES LOYD JR | I | DIRECTOR/NPH PRESIDENT & CEO | NA | Control |
| LIVINGSTON, JAMES LOYD JR | I | DIRECTOR/NPH PRESIDENT & CEO | NA | Control |
| LIVINGSTON, JAMES LOYD JR | I | DIRECTOR/NPH PRESIDENT & CEO | NA | Control |
| MARTINEZ, OSCAR | I | VP COMMUNICATIONS | NA | Control |
| MARTINEZ, OSCAR | I | VP COMMUNICATIONS | NA | Control |
| MARTINEZ, OSCAR | I | VP COMMUNICATIONS | NA | Control |
| MARTINEZ, OSCAR | I | VP COMMUNICATIONS | NA | Control |
| MARTINEZ, OSCAR | I | VP COMMUNICATIONS | NA | Control |
| MARTINEZ, OSCAR | I | VP COMMUNICATIONS | NA | Control |
| MARTINEZ, OSCAR | I | VP COMMUNICATIONS | NA | Control |
| MARTINEZ, OSCAR | I | VP COMMUNICATIONS | NA | Control |
| MARTINEZ, OSCAR | I | VP COMMUNICATIONS | NA | Control |
| MARTINEZ, OSCAR | I | VP COMMUNICATIONS | NA | Control |
| MARTINEZ, OSCAR | I | VP COMMUNICATIONS | NA | Control |
| MARTINEZ, WENDY TAMIE | I | VP OPERATIONS-SROP | NA | Control |
| MARTINEZ, WENDY TAMIE | I | VP OPERATIONS | NA | Control |
| MARTINEZ, WENDY TAMIE | I | VP OPERATIONS/SROP | NA | Control |
| MARTINEZ, WENDY TAMIE | I | VP OPERATIONS/SROP | NA | Control |
| MARTINEZ, WENDY TAMIE | I | VP OPERATIONS/SROP | NA | Control |
| MARTINEZ, WENDY TAMIE | I | VP OPERATIONS/SROP | NA | Control |
| MARTINEZ, WENDY TAMIE | I | VP OPERATIONS/SROP | NA | Control |
| MARTINEZ, WENDY TAMIE | I | VP OPERATIONS | NA | Control |
| MARTINEZ, WENDY TAMIE | I | VP OPERATIONS | NA | Control |
| MARTINEZ, WENDY TAMIE | I | VP OPERATIONS | NA | Control |
| MARTINEZ, WENDY TAMIE | I | VP OPERATIONS | NA | Control |
| MARTINEZ, WENDY TAMIE | I | VP OPERATIONS | NA | Control |
| MARTINEZ, WENDY TAMIE | I | VP OPERATIONS/SROP | NA | Control |
| MARTINEZ, WENDY TAMIE | I | VP OPERATIONS/SROP | NA | Control |
| MARTINEZ, WENDY TAMIE | I | VP OPERATIONS/SROP | NA | Control |
| MARTINEZ, WENDY TAMIE | I | VP OPERATIONS/SROP | NA | Control |
| MARTINEZ, WENDY TAMIE | I | VP OPERATIONS-SROP | NA | Control |
| MARTINEZ, WENDY TAMIE | I | VP OPERATIONS-SROP | NA | Control |
| MARTINEZ, WENDY TAMIE | I | VP OPERATIONS-SROP | NA | Control |
| MARTINEZ, WENDY TAMIE | I | VP OPERATIONS-SROP | NA | Control |
| MARTINEZ, WENDY TAMIE | I | VP OPERATIONS-SROP | NA | Control |
| MARTINEZ, WENDY TAMIE | I | VP OPERATIONS | NA | Control |
| MARTINEZ, WENDY TAMIE | I | VP OPERATIONS-SROP | NA | Control |
| MARTINEZ, WENDY TAMIE | I | VP OPERATIONS | NA | Control |
| MARTINEZ, WENDY TAMIE | I | VP OPERATIONS | NA | Control |
| MARTINEZ, WENDY TAMIE | I | VP OPERATIONS | NA | Control |
| MARTINEZ, WENDY TAMIE | I | SVP OPERATIONS | NA | Control |
| MARTINEZ, WENDY TAMIE | I | SVP OPERATIONS/SROP | NA | Control |
| MARTINEZ, WENDY TAMIE | I | SVP OPERATIONS/SROP | NA | Control |
| MARTINEZ, WENDY TAMIE | I | SVP OPERATIONS/SROP | NA | Control |
| MARTINEZ, WENDY TAMIE | I | SVP OPERATIONS/SROP | NA | Control |
| MARTINEZ, WENDY TAMIE | I | SVP OPERATIONS/SROP | NA | Control |
| MARTINEZ, WENDY TAMIE | I | SVP OPERATIONS | NA | Control |
| MARTINEZ, WENDY TAMIE | I | SVP OPERATIONS/SROP | NA | Control |
| MARTINEZ, WENDY TAMIE | I | SVP OPERATIONS/SROP | NA | Control |
| MARTINEZ, WENDY TAMIE | I | SVP OPERATIONS/SROP | NA | Control |
| MARTINEZ, WENDY TAMIE | I | SVP OPERATIONS/SROP | NA | Control |
| MARTINEZ, WENDY TAMIE | I | SVP OPERATIONS/SROP | NA | Control |
| MARTINEZ, WENDY TAMIE | I | SVP OPERATIONS/SROP | NA | Control |
| MARTINEZ, WENDY TAMIE | I | SVP OPERATIONS/SROP | NA | Control |
| MARTINEZ, WENDY TAMIE | I | SVP OPERATIONS/SROP | NA | Control |
| MARTINEZ, WENDY TAMIE | I | SVP OPERATIONS/SROP | NA | Control |
| MARTINEZ, WENDY TAMIE | I | SVP OPERATIONS/SROP | NA | Control |
| MARTINEZ, WENDY TAMIE | I | SVP OPERATIONS/SROP | NA | Control |
| MARTINEZ, WENDY TAMIE | I | SVP OPERATIONS/SROP | NA | Control |
| MARTINEZ, WENDY TAMIE | I | SVP OPERATIONS/SROP | NA | Control |
| MARTINEZ, WENDY TAMIE | I | SVP OPERATIONS/SROP | NA | Control |
| MARTINEZ, WENDY TAMIE | I | SVP OPERATIONS/SROP | NA | Control |
| MARTINEZ, WENDY TAMIE | I | SVP OPERATIONS/SROP | NA | Control |
| MARTINEZ, WENDY TAMIE | I | SVP OPERATIONS | NA | Control |
| MARTINEZ, WENDY TAMIE | I | SVP OPERATIONS | NA | Control |
| MARTINEZ, WENDY TAMIE | I | SVP OPERATIONS | NA | Control |
| MARTINEZ, WENDY TAMIE | I | SVP OPERATIONS | NA | Control |
| MARTINEZ, WENDY TAMIE | I | SVP OPERATIONS | NA | Control |
| MARTINEZ, WENDY TAMIE | I | SVP OPERATIONS | NA | Control |
| MARTINEZ, WENDY TAMIE | I | SVP OPERATIONS | NA | Control |
| MARTINEZ, WENDY TAMIE | I | SVP OPERATIONS | NA | Control |
| MARTINEZ, WENDY TAMIE | I | SVP OPERATIONS | NA | Control |
| MARTINEZ, WENDY TAMIE | I | SVP OPERATIONS | NA | Control |
| MARTINEZ, WENDY TAMIE | I | SVP OPERATIONS | NA | Control |
| MARTINEZ, WENDY TAMIE | I | SVP OPERATIONS | NA | Control |
| MARTINEZ, WENDY TAMIE | I | SVP OPERATIONS | NA | Control |
| MARTINEZ, WENDY TAMIE | I | SVP OPERATIONS | NA | Control |
| MARTINEZ, WENDY TAMIE | I | SVP OPERATIONS | NA | Control |
| MARTINEZ, WENDY TAMIE | I | SVP OPERATIONS | NA | Control |
| MARTINEZ, WENDY TAMIE | I | SVP OPERATIONS | NA | Control |
| MARTINEZ, WENDY TAMIE | I | SVP OPERATIONS | NA | Control |
| MARTINEZ, WENDY TAMIE | I | SVP OPERATIONS | NA | Control |
| MASIAK, MARK DANIEL JR | I | CROP | NA | |
| MASIAK, MARK DANIEL JR | I | CROP | NA | |
| MASIAK, MARK DANIEL JR | I | CROP | NA | |
| MASIAK, MARK DANIEL JR | I | CROP | NA | |
| MASIAK, MARK DANIEL JR | I | CROP | NA | |
| MASIAK, MARK DANIEL JR | I | CROP | NA | |
| MCCALLOP, PATRICIA ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCALLOP, PATRICIA ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCALLOP, PATRICIA ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCALLOP, PATRICIA ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCALLOP, PATRICIA ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCALLOP, PATRICIA ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCALLOP, PATRICIA ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCALLOP, PATRICIA ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCALLOP, PATRICIA ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCALLOP, PATRICIA ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCALLOP, PATRICIA ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCALLOP, PATRICIA ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCALLOP, PATRICIA ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCALLOP, PATRICIA ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCALLOP, PATRICIA ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCALLOP, PATRICIA ANN | I | NPH AND NPC SVP CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCALLOP, PATRICIA ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCGINNIS, STEVEN KENT | I | SVP LEGAL | NA | Control |
| MCGINNIS, STEVEN KENT | I | SVP LEGAL | NA | Control |
| MCGINNIS, STEVEN KENT | I | SVP LEGAL | NA | Control |
| MCGINNIS, STEVEN KENT | I | SVP LEGAL | NA | Control |
| MCGINNIS, STEVEN KENT | I | SVP LEGAL | NA | Control |
| MCGINNIS, STEVEN KENT | I | SVP LEGAL | NA | Control |
| MCGOVERN, WILLIAM DAVID | I | SENIOR VICE PRESIDENT OPERATION & MARKETING | NA | Control |
| MCGOVERN, WILLIAM DAVID | I | SENIOR VICE PRESIDENT OPERATION & MARKETING | NA | Control |
| MEYER, THOMAS JOHN | I | DIRECTOR | NA | Control |
| MEYER, THOMAS JOHN | I | DIRECTOR/SECRETARY | NA | Control |
| MEYER, THOMAS JOHN | I | DIRECTOR/SECRETARY | NA | Control |
| MEYER, THOMAS JOHN | I | DIRECTOR/SECRETARY | NA | Control |
| MEYER, THOMAS JOHN | I | DIRECTOR/SECRETARY | NA | Control |
| MEYER, THOMAS JOHN | I | DIRECTOR/SECRETARY | NA | Control |
| MEYER, THOMAS JOHN | I | DIRECTOR/SECRETARY | NA | Control |
| MEYER, THOMAS JOHN | I | DIRECTOR | NA | Control |
| MEYER, THOMAS JOHN | I | DIRECTOR | NA | Control |
| MEYER, THOMAS JOHN | I | DIRECTOR/SECRETARY | NA | Control |
| MEYER, THOMAS JOHN | I | DIRECTOR/SECRETARY | NA | Control |
| MEYER, THOMAS JOHN | I | DIRECTOR/SECRETARY | NA | Control |
| MEYER, THOMAS JOHN | I | DIRECTOR/SECRETARY | NA | Control |
| MEYER, THOMAS JOHN | I | DIRECTOR/SECRETARY | NA | Control |
| MEYER, THOMAS JOHN | I | DIRECTOR/SECRETARY | NA | Control |
| MEYER, THOMAS JOHN | I | DIRECTOR | NA | Control |
| MEYER, THOMAS JOHN | I | DIRECTOR/SECRETARY | NA | Control |
| MEYER, THOMAS JOHN | I | DIRECTOR/SECRETARY | NA | Control |
| MEYER, THOMAS JOHN | I | DIRECTOR/SECRETARY | NA | Control |
| MEYER, THOMAS JOHN | I | DIRECTOR | NA | Control |
| MEYER, THOMAS JOHN | I | DIRECTOR/SECRETARY | NA | Control |
| MEYER, THOMAS JOHN | I | DIRECTOR/SECRETARY | NA | Control |
| MEYER, THOMAS JOHN | I | DIRECTOR/SECRETARY | NA | Control |
| MEYER, THOMAS JOHN | I | DIRECTOR | NA | Control |
| MEYER, THOMAS JOHN | I | DIRECTOR/SECRETARY | NA | Control |
| MEYER, THOMAS JOHN | I | DIRECTOR | NA | Control |
| MEYER, THOMAS JOHN | I | DIRECTOR/SECRETARY | NA | Control |
| MEYER, THOMAS JOHN | I | DIRECTOR | NA | Control |
| MEYER, THOMAS JOHN | I | DIRECTOR | NA | Control |
| MEYER, THOMAS JOHN | I | DIRECTOR | NA | Control |
| MEYER, THOMAS JOHN | I | DIRECTOR | NA | Control |
| MEYER, THOMAS JOHN | I | DIRECTOR/SECRETARY | NA | Control |
| MEYER, THOMAS JOHN | I | DIRECTOR/SECRETARY | NA | Control |
| MEYER, THOMAS JOHN | I | DIRECTOR/SECRETARY | NA | Control |
| MEYER, THOMAS JOHN | I | DIRECTOR | NA | Control |
| MEYER, THOMAS JOHN | I | SECRETARY | NA | Control |
| MEYER, THOMAS JOHN | I | DIRECTOR/SECRETARY | NA | Control |
| MEYER, THOMAS JOHN | I | DIRECTOR/SECRETARY | NA | Control |
| MEYER, THOMAS JOHN | I | SECRETARY | NA | Control |
| MEYER, THOMAS JOHN | I | SECRETARY | NA | Control |
| MEYER, THOMAS JOHN | I | DIRECTOR/SECRETARY | NA | Control |
| MEYER, THOMAS JOHN | I | SECRETARY | NA | Control |
| MEYER, THOMAS JOHN | I | SECRETARY | NA | Control |
| MEYER, THOMAS JOHN | I | DIRECTOR/SECRETARY | NA | Control |
| MEYER, THOMAS JOHN | I | DIRECTOR/SECRETARY | NA | Control |
| MEYER, THOMAS JOHN | I | DIRECTOR/SECRETARY | NA | Control |
| MEYER, THOMAS JOHN | I | DIRECTOR/SECRETARY | NA | Control |
| MEYER, THOMAS JOHN | I | DIRECTOR/SECRETARY | NA | Control |
| MEYER, THOMAS JOHN | I | DIRECTOR/SECRETARY | NA | Control |
| MEYER, THOMAS JOHN | I | SECRETARY | NA | Control |
| MEYER, THOMAS JOHN | I | DIRECTOR/SECRETARY | NA | Control |
| MEYER, THOMAS JOHN | I | DIRECTOR/SECRETARY | NA | Control |
| MEYER, THOMAS JOHN | I | DIRECTOR/SECRETARY | NA | Control |
| MEYER, THOMAS JOHN | I | DIRECTOR/SECRETARY | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | VICE PRESIDENT - OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | VICE PRESIDENT - OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | VICE PRESIDENT - OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | VICE PRESIDENT - OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | VICE PRESIDENT - OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | VICE PRESIDENT - OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP, OPERATIONS | NA | Control |
| NERUD, MARK DANIEL | I | VICE PRESIDENT | NA | Control |
| NERUD, MARK DANIEL | I | VICE PRESIDENT | NA | Control |
| NERUD, MARK DANIEL | I | VICE PRESIDENT | NA | Control |
| NERUD, MARK DANIEL | I | VICE PRESIDENT | NA | Control |
| NERUD, MARK DANIEL | I | VICE PRESIDENT | NA | Control |
| NERUD, MARK DANIEL | I | VICE PRESIDENT | NA | Control |
| NIEDERMEIER, LYNN ROSE | I | PRESIDENT/CEO | NA | Control |
| NIEDERMEIER, LYNN ROSE | I | PRESIDENT/CEO | NA | Control |
| NIEDERMEIER, LYNN ROSE | I | PRESIDENT/CEO | NA | Control |
| NIEDERMEIER, LYNN ROSE | I | PRESIDENT/CEO | NA | Control |
| NIEDERMEIER, LYNN ROSE | I | PRESIDENT/CEO | NA | Control |
| NIEDERMEIER, LYNN ROSE | I | PRESIDENT/CEO | NA | Control |
| NIEDERMEIER, LYNN ROSE | I | PRESIDENT/CEO | NA | Control |
| NIEDERMEIER, LYNN ROSE | I | PRESIDENT/CEO | NA | Control |
| NIEDERMEIER, LYNN ROSE | I | PRESIDENT/CEO | NA | Control |
| NIEDERMEIER, LYNN ROSE | I | PRESIDENT/CEO | NA | Control |
| NIEDERMEIER, LYNN ROSE | I | PRESIDENT/CEO | NA | Control |
| NIEDERMEIER, LYNN ROSE | I | PRESIDENT/CEO | NA | Control |
| NIEDERMEIER, LYNN ROSE | I | PRESIDENT/CEO | NA | Control |
| NIEDERMEIER, LYNN ROSE | I | PRESIDENT/CEO | NA | Control |
| NIEDERMEIER, LYNN ROSE | I | PRESIDENT/CEO | NA | Control |
| NIEDERMEIER, LYNN ROSE | I | PRESIDENT/CEO | NA | Control |
| NIEDERMEIER, LYNN ROSE | I | PRESIDENT/CEO | NA | Control |
| NIEDERMEIER, LYNN ROSE | I | PRESIDENT/CEO | NA | Control |
| NIEDERMEIER, LYNN ROSE | I | PRESIDENT/CEO | NA | Control |
| NIEDERMEIER, LYNN ROSE | I | PRESIDENT/CEO | NA | Control |
| NIEDERMEIER, LYNN ROSE | I | PRESIDENT/CEO | NA | Control |
| OMURA, WENDY TAMIE | I | VP OPERATIONS-SROP | NA | Control |
| OMURA, WENDY TAMIE | I | VP OPERATIONS-SROP | NA | Control |
| OMURA, WENDY TAMIE | I | AVP OPERATIONS-SROP/CROP MUNI PRINCIPAL | NA | Control |
| OMURA, WENDY TAMIE | I | AVP OPERATIONS-SROP/CROP MUNI PRINCIPAL | NA | Control |
| OMURA, WENDY TAMIE | I | AVP OPERATIONS-SROP/CROP MUNI PRINCIPAL | NA | Control |
| OMURA, WENDY TAMIE | I | AVP OPERATIONS-SROP/CROP MUNI PRINCIPAL | NA | Control |
| OMURA, WENDY TAMIE | I | AVP OPERATIONS-SROP/CROP MUNI PRINCIPAL | NA | Control |
| OMURA, WENDY TAMIE | I | AVP OPERATIONS-SROP/CROP MUNI PRINCIPAL | NA | Control |
| OMURA, WENDY TAMIE | I | AVP OPERATIONS-SROP/CROP MUNI PRINCIPAL | NA | Control |
| OMURA, WENDY TAMIE | I | VP OPERATIONS-SROP | NA | Control |
| PECZON, WALTER MARTIN | I | AVP - INVESTMENT ADVISORY | NA | Control |
| PECZON, WALTER MARTIN | I | AVP - INVESTMENT ADVISORY | NA | Control |
| PECZON, WALTER MARTIN | I | VP - INVESTMENT ADVISORY | NA | Control |
| PECZON, WALTER MARTIN | I | AVP - INVESTMENT ADVISORY | NA | Control |
| PECZON, WALTER MARTIN | I | AVP - INVESTMENT ADVISORY | NA | Control |
| PECZON, WALTER MARTIN | I | VP - INVESTMENT ADVISORY | NA | Control |
| PECZON, WALTER MARTIN | I | VP - INVESTMENT ADVISORY | NA | Control |
| PECZON, WALTER MARTIN | I | VP - INVESTMENT ADVISORY | NA | Control |
| PECZON, WALTER MARTIN | I | VP - INVESTMENT ADVISORY | NA | Control |
| PENE, STEPHAN ROBERT | I | VICE PRESIDENT CONTROLLER | NA | Control |
| PENE, STEPHAN ROBERT | I | VICE PRESIDENT CONTROLLER | NA | Control |
| PETKO, MICHAEL GEORGE | I | EXECUTIVE VICE PRESIDENT AND CHIEF DISTRIBUTION OFFICER-NATIONAL PLANNING HOLDINGS INC | NA | Control |
| PETKO, MICHAEL GEORGE | I | EXECUTIVE VICE PRESIDENT AND CHIEF DISTRIBUTION OFFICER-NATIONAL PLANNING HOLDINGS INC | NA | Control |
| REED, ALISON RUSS | I | NPH VP, DUE DILIGENCE | NA | Control |
| REED, ALISON RUSS | I | NPH VP, DUE DILIGENCE | NA | Control |
| REED, ALISON RUSS | I | NPH VP, DUE DILIGENCE | NA | Control |
| REED, ALISON RUSS | I | DIRECTOR | NA | Control |
| REED, ALISON RUSS | I | DIRECTOR | NA | Control |
| REED, ALISON RUSS | I | DIRECTOR | NA | Control |
| REED, ALISON RUSS | I | DIRECTOR | NA | Control |
| REED, ALISON RUSS | I | DIRECTOR | NA | Control |
| REED, ALISON RUSS | I | DIRECTOR | NA | Control |
| RODRIGUEZ, VANESSA MARIE | I | VP/CONTROLLER | NA | Control |
| RODRIGUEZ, VANESSA MARIE | I | VP/CONTROLLER | NA | Control |
| RODRIGUEZ, VANESSA MARIE | I | VP/CONTROLLER | NA | Control |
| RODRIGUEZ, VANESSA MARIE | I | VP/CONTROLLER | NA | Control |
| RODRIGUEZ, VANESSA MARIE | I | VP/CONTROLLER | NA | Control |
| RODRIGUEZ, VANESSA MARIE | I | VP/CONTROLLER | NA | Control |
| RODRIGUEZ, VANESSA MARIE | I | VP/CONTROLLER | NA | Control |
| RODRIGUEZ, VANESSA MARIE | I | VP/CONTROLLER | NA | Control |
| RODRIGUEZ, VANESSA MARIE | I | VP/CONTROLLER | NA | Control |
| RODRIGUEZ, VANESSA MARIE | I | VP/CONTROLLER | NA | Control |
| RODRIGUEZ, VANESSA MARIE | I | VP/CONTROLLER | NA | Control |
| RODRIGUEZ, VANESSA MARIE | I | VP/CONTROLLER | NA | Control |
| RODRIGUEZ, VANESSA MARIE | I | VP/CONTROLLER | NA | Control |
| RODRIGUEZ, VANESSA MARIE | I | VP/CONTROLLER | NA | Control |
| RODRIGUEZ, VANESSA MARIE | I | VP/CONTROLLER | NA | Control |
| RODRIGUEZ, VANESSA MARIE | I | VP/CONTROLLER | NA | Control |
| RODRIGUEZ, VANESSA MARIE | I | VP/CONTROLLER | NA | Control |
| RODRIGUEZ, VANESSA MARIE | I | VP/CONTROLLER | NA | Control |
| RODRIGUEZ, VANESSA MARIE | I | VP/CONTROLLER | NA | Control |
| RODRIGUEZ, VANESSA MARIE | I | VP/CONTROLLER | NA | Control |
| RODRIGUEZ, VANESSA MARIE | I | VP/CONTROLLER | NA | Control |
| RODRIGUEZ, VANESSA MARIE | I | VP/CONTROLLER | NA | Control |
| RODRIGUEZ, VANESSA MARIE | I | VP/CONTROLLER | NA | Control |
| RODRIGUEZ, VANESSA MARIE | I | VP/CONTROLLER | NA | Control |
| RODRIGUEZ, VANESSA MARIE | I | VP/CONTROLLER | NA | Control |
| RODRIGUEZ, VANESSA MARIE | I | VP/CONTROLLER | NA | Control |
| RODRIGUEZ, VANESSA MARIE | I | VP/CONTROLLER | NA | Control |
| RODRIGUEZ, VANESSA MARIE | I | VP/CONTROLLER | NA | Control |
| RODRIGUEZ, VANESSA MARIE | I | VP/CONTROLLER | NA | Control |
| RODRIGUEZ, VANESSA MARIE | I | VP/CONTROLLER | NA | Control |
| RODRIGUEZ, VANESSA MARIE | I | VP/CONTROLLER | NA | Control |
| RODRIGUEZ, VANESSA MARIE | I | VP/CONTROLLER | NA | Control |
| RODRIGUEZ, VANESSA MARIE | I | VP/CONTROLLER | NA | Control |
| ROMINE, SCOTT ERIC | I | PRESIDENT | NA | Control |
| ROMINE, SCOTT ERIC | I | PRESIDENT | NA | Control |
| ROMINE, SCOTT ERIC | I | PRESIDENT | NA | Control |
| ROMINE, SCOTT ERIC | I | PRESIDENT | NA | Control |
| ROMINE, SCOTT ERIC | I | PRESIDENT | NA | Control |
| ROMINE, SCOTT ERIC | I | PRESIDENT | NA | Control |
| ROMINE, SCOTT ERIC | I | PRESIDENT | NA | Control |
| ROMINE, SCOTT ERIC | I | PRESIDENT | NA | Control |
| ROMINE, SCOTT ERIC | I | PRESIDENT | NA | Control |
| ROMINE, SCOTT ERIC | I | PRESIDENT AND CEO OF NATIONAL PLANNING HOLDINGS, INC.; DIRECTOR | NA | Control |
| ROMINE, SCOTT ERIC | I | PRESIDENT AND CEO OF NATIONAL PLANNING HOLDINGS, INC.; DIRECTOR | NA | Control |
| ROMINE, SCOTT ERIC | I | PRESIDENT AND CEO OF NATIONAL PLANNING HOLDINGS, INC.; DIRECTOR | NA | Control |
| ROMINE, SCOTT ERIC | I | PRESIDENT AND CEO OF NATIONAL PLANNING HOLDINGS, INC.; DIRECTOR | NA | Control |
| ROMINE, SCOTT ERIC | I | PRESIDENT AND CEO OF NATIONAL PLANNING HOLDINGS, INC.; DIRECTOR | NA | Control |
| ROMINE, SCOTT ERIC | I | PRESIDENT AND CEO OF NATIONAL PLANNING HOLDINGS, INC.; DIRECTOR | NA | Control |
| RUTHERFORD, PATRICIA ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUTHERFORD, PATRICIA ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUTHERFORD, PATRICIA ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUTHERFORD, PATRICIA ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHAB, BONNIE GAE | I | SVP - NEW BUSINESS DEVELOPMENT | NA | Control |
| SCHAB, BONNIE GAE | I | SVP - NEW BUSINESS DEVELOPMENT | NA | Control |
| SCHAB, BONNIE GAE | I | SVP - NEW BUSINESS DEVELOPMENT | NA | Control |
| SCHAB, BONNIE GAE | I | SVP - NEW BUSINESS DEVELOPMENT | NA | Control |
| SCHAB, BONNIE GAE | I | SVP - NEW BUSINESS DEVELOPMENT | NA | Control |
| SCHAB, BONNIE GAE | I | SVP - NEW BUSINESS DEVELOPMENT | NA | Control |
| SCHAB, BONNIE GAE | I | SVP - NEW BUSINESS DEVELOPMENT | NA | Control |
| SCHAB, BONNIE GAE | I | SVP - NEW BUSINESS DEVELOPMENT | NA | Control |
| SCHAB, BONNIE GAE | I | SVP - NEW BUSINESS DEVELOPMENT | NA | Control |
| SCHAB, BONNIE GAE | I | SVP - NEW BUSINESS DEVELOPMENT | NA | Control |
| SCHAB, BONNIE GAE | I | SVP - NEW BUSINESS DEVELOPMENT | NA | Control |
| SCHAB, BONNIE GAE | I | SVP - NEW BUSINESS DEVELOPMENT | NA | Control |
| SCHAB, BONNIE GAE | I | SVP - NEW BUSINESS DEVELOPMENT | NA | Control |
| SCHAB, BONNIE GAE | I | SVP - NEW BUSINESS DEVELOPMENT | NA | Control |
| SCHAB, BONNIE GAE | I | SVP - NEW BUSINESS DEVELOPMENT | NA | Control |
| SCHAB, BONNIE GAE | I | SVP - NEW BUSINESS DEVELOPMENT | NA | Control |
| SCHAB, BONNIE GAE | I | SVP - NEW BUSINESS DEVELOPMENT | NA | Control |
| SCHAB, BONNIE GAE | I | SVP - NEW BUSINESS DEVELOPMENT | NA | Control |
| SCHAB, BONNIE GAE | I | SVP - NEW BUSINESS DEVELOPMENT | NA | Control |
| SCHAB, MICHAEL JOHN | I | VICE PRESIDENT COMPLIANCE | NA | Control |
| SCHAB, MICHAEL JOHN | I | VICE PRESIDENT, COMPLIANCE | NA | Control |
| SCHAB, MICHAEL JOHN | I | VICE PRESIDENT, COMPLIANCE | NA | Control |
| SCHAB, MICHAEL JOHN | I | VICE PRESIDENT, COMPLIANCE | NA | Control |
| SCHAB, MICHAEL JOHN | I | VICE PRESIDENT COMPLIANCE | NA | Control |
| SCHAB, MICHAEL JOHN | I | VICE PRESIDENT, COMPLIANCE | NA | Control |
| SCHAB, MICHAEL JOHN | I | VICE PRESIDENT, COMPLIANCE | NA | Control |
| SCHAB, MICHAEL JOHN | I | VICE PRESIDENT, COMPLIANCE | NA | Control |
| SCHAB, MICHAEL JOHN | I | VICE PRESIDENT, COMPLIANCE | NA | Control |
| SCHAB, MICHAEL JOHN | I | INTERIM CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHAB, MICHAEL JOHN | I | INTERIM CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHAB, MICHAEL JOHN | I | VICE PRESIDENT, COMPLIANCE | NA | Control |
| SCHAB, MICHAEL JOHN | I | VICE PRESIDENT, COMPLIANCE | NA | Control |
| SCHAB, MICHAEL JOHN | I | VICE PRESIDENT, COMPLIANCE | NA | Control |
| SCHAB, MICHAEL JOHN | I | VICE PRESIDENT, COMPLIANCE | NA | Control |
| SCHAB, MICHAEL JOHN | I | VICE PRESIDENT, COMPLIANCE | NA | Control |
| SCHAB, MICHAEL JOHN | I | VICE PRESIDENT COMPLIANCE | NA | Control |
| SCHAB, MICHAEL JOHN | I | VICE PRESIDENT COMPLIANCE | NA | Control |
| SCHAB, MICHAEL JOHN | I | VICE PRESIDENT COMPLIANCE | NA | Control |
| SCHAB, MICHAEL JOHN | I | VICE PRESIDENT COMPLIANCE | NA | Control |
| SCHAB, MICHAEL JOHN | I | VICE PRESIDENT COMPLIANCE | NA | Control |
| SCHAB, MICHAEL JOHN | I | VICE PRESIDENT COMPLIANCE | NA | Control |
| SCHAB, MICHAEL JOHN | I | VICE PRESIDENT COMPLIANCE | NA | Control |
| SCHAB, MICHAEL JOHN | I | VICE PRESIDENT COMPLIANCE | NA | Control |
| SCHAB, MICHAEL JOHN | I | VICE PRESIDENT COMPLIANCE | NA | Control |
| SCHAB, MICHAEL JOHN | I | VICE PRESIDENT COMPLIANCE | NA | Control |
| SCHAB, MICHAEL JOHN | I | VICE PRESIDENT COMPLIANCE | NA | Control |
| SCHAB, MICHAEL JOHN | I | VICE PRESIDENT COMPLIANCE | NA | Control |
| SCHAB, MICHAEL JOHN | I | VICE PRESIDENT COMPLIANCE | NA | Control |
| SCHAB, MICHAEL JOHN | I | VICE PRESIDENT COMPLIANCE | NA | Control |
| SCHMIDT, BARRY JACK | I | VP ADVISORY SERVICES | NA | Control |
| SCHMIDT, BARRY JACK | I | VP ADVISORY SERVICES | NA | Control |
| SCHMIDT, BARRY JACK | I | VP ADVISORY SERVICES | NA | Control |
| SIMON, JAMES LEWIS | I | SECRETARY, BOARD OF DIRECTORS | NA | |
| SIMON, JAMES LEWIS | I | SECRETARY, BOARD OF DIRECTORS | NA | |
| SIMON, JAMES LEWIS | I | SECRETARY, BOARD OF DIRECTORS | NA | |
| SIMON, JAMES LEWIS | I | SECRETARY, BOARD OF DIRECTORS | NA | Control |
| SIMON, JAMES LEWIS | I | SECRETARY, BOARD OF DIRECTORS | NA | Control |
| SIMON, JAMES LEWIS | I | SECRETARY, BOARD OF DIRECTORS | NA | Control |
| SIMON, JAMES LEWIS | I | SECRETARY, BOARD OF DIRECTORS | NA | Control |
| SMITH, GREGORY LEWIS | I | AVP, IT ACCOUNT MANAGER | NA | Control |
| SMITH, KATHLEEN MARIE | I | VP OPERATIONS - SROP/CROP - MUNI PRINCIPAL | NA | Control |
| SMITH, KATHLEEN MARIE | I | VP OPERATIONS - SROP/CROP - MUNI PRINCIPAL | NA | Control |
| SMITH, KATHLEEN MARIE | I | VP OPERATIONS - SROP/CROP - MUNI PRINCIPAL | NA | Control |
| SMITH, KATHLEEN MARIE | I | VP OPERATIONS - SROP/CROP - MUNI PRINCIPAL | NA | Control |
| SMITH, KATHLEEN MARIE | I | VP OPERATIONS - SROP/CROP - MUNI PRINCIPAL | NA | Control |
| SMITH, KATHLEEN MARIE | I | VP OPERATIONS - SROP/CROP - MUNI PRINCIPAL | NA | Control |
| STONE, JEREMY MICHAEL | I | VICE PRESIDENT COMPLIANCE | NA | Control |
| STONE, JEREMY MICHAEL | I | VICE PRESIDENT COMPLIANCE | NA | Control |
| STONE, JEREMY MICHAEL | I | VICE PRESIDENT COMPLIANCE | NA | Control |
| STONE, JEREMY MICHAEL | I | VICE PRESIDENT COMPLIANCE | NA | Control |
| STONE, JEREMY MICHAEL | I | VICE PRESIDENT COMPLIANCE | NA | Control |
| SWARD, BRIAN RAYMOND | I | NPH AVP, DUE DILIGENCE | NA | Control |
| SWARD, BRIAN RAYMOND | I | NPH VP, DUE DILIGENCE | NA | Control |
| SWARD, BRIAN RAYMOND | I | NPH VP, DUE DILIGENCE | NA | Control |
| SWARD, BRIAN RAYMOND | I | NPH VP, DUE DILIGENCE | NA | Control |
| SWARD, BRIAN RAYMOND | I | NPH VP, DUE DILIGENCE | NA | Control |
| SWARD, BRIAN RAYMOND | I | NPH AVP, DUE DILIGENCE | NA | Control |
| SWARD, BRIAN RAYMOND | I | NPH VP, DUE DILIGENCE | NA | Control |
| SWARD, BRIAN RAYMOND | I | NPH VP, DUE DILIGENCE | NA | Control |
| SWARD, BRIAN RAYMOND | I | NPH VP, DUE DILIGENCE | NA | Control |
| SWARD, BRIAN RAYMOND | I | NPH VP, DUE DILIGENCE | NA | Control |
| SWARD, BRIAN RAYMOND | I | NPH VP, DUE DILIGENCE | NA | Control |
| SWARD, BRIAN RAYMOND | I | DUE DILIGENCE ANALYST | NA | |
| SWARD, BRIAN RAYMOND | I | NPH VP, DUE DILIGENCE | NA | Control |
| SWARD, BRIAN RAYMOND | I | NPH VP, DUE DILIGENCE | NA | Control |
| SWARD, BRIAN RAYMOND | I | NPH VP, DUE DILIGENCE | NA | Control |
| TOLLEY, PAUL JONATHAN | I | DIRECTOR OF COMPLIANCE | NA | Control |
| TOLLEY, PAUL JONATHAN | I | DIRECTOR OF COMPLIANCE | NA | Control |
| TOLLEY, PAUL JONATHAN | I | VP COMPLIANCE | NA | Control |
| TOLLEY, PAUL JONATHAN | I | DIRECTOR OF COMPLIANCE | NA | Control |
| TOLLEY, PAUL JONATHAN | I | ASSIST VICE PRESIDENT, COMPLIANCE | NA | Control |
| TOLLEY, PAUL JONATHAN | I | ASSIST VICE PRESIDENT, COMPLIANCE | NA | Control |
| TOLLEY, PAUL JONATHAN | I | ASSIST VICE PRESIDENT, COMPLIANCE | NA | Control |
| TOLLEY, PAUL JONATHAN | I | 1ST VP COMPLIANCE | NA | Control |
| TOLLEY, PAUL JONATHAN | I | VP COMPLIANCE | NA | Control |
| TOLLEY, PAUL JONATHAN | I | VP COMPLIANCE | NA | Control |
| TOLLEY, PAUL JONATHAN | I | VP COMPLIANCE | NA | Control |
| TOLLEY, PAUL JONATHAN | I | 1ST VP COMPLIANCE | NA | Control |
| TOLLEY, PAUL JONATHAN | I | VP COMPLIANCE | NA | Control |
| TOLLEY, PAUL JONATHAN | I | 1ST VP COMPLIANCE - CROP | NA | Control |
| WARD, GARY JAMES | I | CFO | NA | |
| WEISS, DANIEL STUART | I | NPH VP, DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP, DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP, DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP, DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP, DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP, DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP, DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP, DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP, DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP, DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP, DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP, DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP, DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP, DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP, DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP, DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP, DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP, DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP, DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP, DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP, DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP, DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP, DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP, DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP, DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP, DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP, DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP, DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VICE PRESIDENT | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP, DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP, DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP, DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP, DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP, DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP, DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP, DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP, DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP, DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP, DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VICE PRESIDENT | NA | Control |
| WEISS, DANIEL STUART | I | NPH VICE PRESIDENT | NA | Control |
| WEISS, DANIEL STUART | I | NPH VICE PRESIDENT | NA | Control |
| WEISS, DANIEL STUART | I | NPH VICE PRESIDENT | NA | Control |
| WEISS, DANIEL STUART | I | NPH VICE PRESIDENT | NA | Control |
| WEISS, DANIEL STUART | I | NPH VICE PRESIDENT | NA | Control |
| WEISS, DANIEL STUART | I | NPH VICE PRESIDENT | NA | Control |
| WELLS, MICHAEL ANDREW | I | BOARD OF DIRECTORS | NA | Control |
| WELLS, MICHAEL ANDREW | I | BOARD OF DIRECTORS | NA | Control |
| WELLS, MICHAEL ANDREW | I | BOARD OF DIRECTORS | NA | Control |
| WELLS, MICHAEL ANDREW | I | BOARD OF DIRECTORS | NA | Control |
| WELLS, MICHAEL ANDREW | I | BOARD OF DIRECTORS | NA | Control |
| WELLS, MICHAEL ANDREW | I | BOARD OF DIRECTORS | NA | Control |
| WELLS, MICHAEL ANDREW | I | BOARD OF DIRECTORS | NA | Control |
| WIMMER, ANNE ELIZABETH | I | AVP - DIRECTOR OF RESEARCH | NA | Control |
| WIMMER, ANNE ELIZABETH | I | AVP - DIRECTOR OF RESEARCH | NA | Control |
| WIMMER, ANNE ELIZABETH | I | AVP - DIRECTOR OF RESEARCH | NA | Control |
| WIMMER, ANNE ELIZABETH | I | AVP - DIRECTOR OF RESEARCH | NA | Control |
| WIMMER, ANNE ELIZABETH | I | AVP - DIRECTOR OF RESEARCH | NA | Control |
| WIMMER, ANNE ELIZABETH | I | AVP - DIRECTOR OF RESEARCH | NA | Control |
| WRIGHT, DANIEL EUGENE | I | SENIOR VICE PRESIDENT | NA | Control |
| WRIGHT, DANIEL EUGENE | I | NPH SENIOR VICE PRESIDENT | NA | Control |
| WRIGHT, DANIEL EUGENE | I | NPH SENIOR VICE PRESIDENT | NA | Control |
| WRIGHT, DANIEL EUGENE | I | NPH SENIOR VICE PRESIDENT | NA | Control |
| WRIGHT, DANIEL EUGENE | I | NPH SVP CHIEF COMPLIANCE OFFICER | NA | Control |
| WRIGHT, DANIEL EUGENE | I | SENIOR VICE PRESIDENT | NA | Control |
| WRIGHT, DANIEL EUGENE | I | SENIOR VICE PRESIDENT | NA | Control |
| WRIGHT, DANIEL EUGENE | I | SENIOR VICE PRESIDENT | NA | Control |
| WRIGHT, DANIEL EUGENE | I | NPH SVP CHIEF COMPLIANCE OFFICER | NA | Control |
| WRIGHT, DANIEL EUGENE | I | NPH SVP CHIEF COMPLIANCE OFFICER | NA | Control |
| WRIGHT, DANIEL EUGENE | I | NPH SVP CHIEF COMPLIANCE OFFICER | NA | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BROOK HOLDINGS (UK) LTD. | FE | BROOK HOLDINGS INC. (DELAWARE) | E | Control |
| BROOK HOLDINGS (UK) LTD. | FE | BROOK HOLDINGS INC. (DELAWARE) | E | Control |
| BROOK HOLDINGS (UK) LTD. | FE | BROOK HOLDINGS INC. | E | Control |
| BROOK HOLDINGS (UK) LTD. | FE | BROOK HOLDINGS INC. (DELAWARE) | E | Control |
| BROOK HOLDINGS (UK) LTD. | FE | BROOK HOLDINGS INC. | E | Control |
| BROOK HOLDINGS (UK) LTD. | FE | BROOK HOLDINGS INC. | E | Control |
| BROOK HOLDINGS (UK) LTD. | FE | BROOK HOLDINGS INC. | E | Control |
| BROOK HOLDINGS (UK) LTD. | FE | BROOK HOLDINGS INC. (DELAWARE) | E | Control |
| BROOK HOLDINGS (UK) LTD. | FE | BROOK HOLDINGS INC. | E | Control |
| BROOK HOLDINGS (UK) LTD. | FE | BROOK HOLDINGS INC. (DELAWARE) | E | Control |
| BROOK LLC | DE | PUS HOLDCO1 LIMITED | E | Control |
| BROOK LLC | DE | PUS HOLDCO1 LIMITED | E | Control |
| BROOK LLC | DE | PUS HOLDCO1 LIMITED | E | Control |
| BROOK LLC | DE | PUS HOLDCO1 LIMITED | E | Control |
| BROOK LLC | DE | PUS HOLDCO1 LIMITED | E | Control |
| BROOK LLC | DE | PUS HOLDCO1 LIMITED | E | Control |
| BROOK LLC | DE | PUS HOLDCO1 LIMITED | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE GP | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE GP | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE GP | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE GP | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE GP | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE GP | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE GP | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE GP | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE GP | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE GP | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE GP | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE GP | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE GP | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE GP | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE GP | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE GP | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE GP | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE GP | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE GP | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE GP | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE GP | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE GP | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE GP | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | JACKSON HOLDINGS LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | JACKSON HOLDINGS LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | JACKSON HOLDINGS LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | JACKSON HOLDINGS LLC | E | Control |
| BROOKE GP | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE GP | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE GP | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE GP | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE GP | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE GP | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE GP | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE GP | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE GP | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE GP | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE GP | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE GP | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE GP | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE GP | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE GP | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE GP | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE GP | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE GP | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE GP | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE GP | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE GP | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE GP | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS, INC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS, INC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS, INC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS, INC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS, INC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS, INC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS, INC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS, INC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS, INC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS, INC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS, INC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS, INC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS, INC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS, INC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS, INC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS, INC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| BROOKE LLC | DE | PUS HOLDCO1 LIMITED | E | Control |
| BROOKE LLC | DE | PUS HOLDCO1 LIMITED | E | Control |
| BROOKE LLC | DE | PUS HOLDCO1 LIMITED | E | Control |
| BROOKE LLC | DE | PUS HOLDCO1 LIMITED | E | Control |
| BROOKE LLC | DE | PUS HOLDCO1 LIMITED | E | Control |
| BROOKE LLC | DE | PUS HOLDCO1 LIMITED | E | Control |
| BROOKE LLC | DE | PUS HOLDCO1 LIMITED | E | Control |
| BROOKE LLC | DE | PUS HOLDCO1 LIMITED | E | Control |
| BROOKE LLC | DE | PUS HOLDCO1 LIMITED | E | Control |
| BROOKE LLC | DE | PUS HOLDCO1 LIMITED | E | Control |
| BROOKE LLC | DE | PUS HOLDCO1 LIMITED | E | Control |
| BROOKE LLC | DE | PUS HOLDCO1 LIMITED | E | Control |
| BROOKE LLC | DE | PUS HOLDCO1 LIMITED | E | Control |
| BROOKE LLC | DE | PUS HOLDCO1 LIMITED | E | Control |
| BROOKE LLC | DE | PUS HOLDCO1 LIMITED | E | Control |
| BROOKE LLC | DE | PUS HOLDCO1 LIMITED | E | Control |
| BROOKE LLC | DE | PUS HOLDCO1 LIMITED | E | Control |
| BROOKE LLC | DE | PUS HOLDCO1 LIMITED | E | Control |
| BROOKE UK LLC | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE UK LLC | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE UK LLC | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE UK LLC | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE UK LLC | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE UK LLC | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE UK LLC | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE UK LLC | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE UK LLC | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE UK LLC | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE UK LLC | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE UK LLC | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE UK LLC | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE UK LLC | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE UK LLC | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE UK LLC | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE UK LLC | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE UK LLC | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE UK LLC | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE UK LLC | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE UK LLC | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE UK LLC | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE UK LLC | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE UK LLC | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE UK LLC | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE UK LLC | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE UK LLC | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE UK LLC | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE UK LLC | DE | NICOLE FINANCE INC. | E | Control |
| HOLBORN DELAWARE CORPORATION | DE | BROOKE HOLDINGS (UK) LTD. | E | Control |
| HOLBORN DELAWARE CORPORATION | DE | BROOKE HOLDINGS (UK) LTD. | E | Control |
| HOLBORN DELAWARE CORPORATION | DE | BROOKE HOLDINGS (UK) LTD. | E | Control |
| HOLBORN DELAWARE CORPORATION | DE | BROOKE HOLDINGS (UK) LTD. | E | Control |
| HOLBORN DELAWARE CORPORATION | DE | BROOKE HOLDINGS (UK) LTD. | E | Control |
| HOLBORN DELAWARE CORPORATION | DE | BROOKE HOLDINGS (UK) LTD. | E | Control |
| HOLBORN DELAWARE CORPORATION | DE | BROOKE HOLDINGS (UK) LTD. | E | Control |
| HOLBORN DELAWARE CORPORATION | DE | BROOKE HOLDINGS (UK) LTD. | E | Control |
| HOLBORN DELAWARE CORPORATION | DE | BROOKE HOLDINGS (UK) LTD. | E | Control |
| HOLBORN DELAWARE CORPORATION | DE | BROOKE HOLDINGS (UK) LTD. | E | Control |
| HOLBORN DELAWARE LLC | DE | PUS HOLDCO1 LIMITED | E | Control |
| HOLBORN DELAWARE LLC | DE | PUS HOLDCO1 LIMITED | E | Control |
| HOLBORN DELAWARE LLC | DE | PUS HOLDCO2 LIMITED | E | Control |
| HOLBORN DELAWARE LLC | DE | PUS HOLDCO1 LIMITED | E | Control |
| HOLBORN DELAWARE LLC | DE | PUS HOLDCO1 LIMITED | E | Control |
| HOLBORN DELAWARE LLC | DE | PUS HOLDCO1 LIMITED | E | Control |
| HOLBORN DELAWARE LLC | DE | PUS HOLDCO1 LIMITED | E | Control |
| HOLBORN DELAWARE LLC | DE | PUS HOLDCO1 LIMITED | E | Control |
| HOLBORN DELAWARE LLC | DE | PUS HOLDCO1 LIMITED | E | Control |
| HOLBORN DELAWARE LLC | DE | PUS HOLDCO1 LIMITED | E | Control |
| HOLBORN DELAWARE LLC | DE | PUS HOLDCO1 LIMITED | E | Control |
| HOLBORN DELAWARE LLC | DE | PUS HOLDCO1 LIMITED | E | Control |
| HOLBORN DELAWARE LLC | DE | PUS HOLDCO1 LIMITED | E | Control |
| HOLBORN DELAWARE LLC | DE | PUS HOLDCO1 LIMITED | E | Control |
| HOLBORN DELAWARE LLC | DE | PUS HOLDCO2 LIMITED | E | Control |
| HOLBORN DELAWARE LLC | DE | PUS HOLDCO1 LIMITED | E | Control |
| HOLBORN DELAWARE LLC | DE | PUS HOLDCO1 LIMITED | E | Control |
| HOLBORN DELAWARE LLC | DE | PUS HOLDCO1 LIMITED | E | Control |
| HOLBORN DELAWARE LLC | DE | PUS HOLDCO1 LIMITED | E | Control |
| HOLBORN DELAWARE LLC | DE | PUS HOLDCO1 LIMITED | E | Control |
| HOLBORN DELAWARE LLC | DE | PUS HOLDCO1 LIMITED | E | Control |
| HOLBORN DELAWARE LLC | DE | PUS HOLDCO1 LIMITED | E | Control |
| HOLBORN DELAWARE LLC | DE | PUS HOLDCO1 LIMITED | E | Control |
| HOLBORN DELAWARE LLC | DE | PUS HOLDCO1 LIMITED | E | Control |
| HOLBORN DELAWARE LLC | DE | PUS HOLDCO1 LIMITED | E | Control |
| HOLBORN DELAWARE PARTNERSHIP | DE | BROOKE HOLDING CO. | E | Control |
| HOLBORN DELAWARE PARTNERSHIP | DE | BROOKE HOLDING CO. | E | Control |
| HOLBORN DELAWARE PARTNERSHIP | DE | BROOKE HOLDING CO. | E | Control |
| HOLBORN DELAWARE PARTNERSHIP | DE | BROOKE HOLDING CO. | E | Control |
| HOLBORN DELAWARE PARTNERSHIP | DE | BROOKE HOLDING CO. | E | Control |
| HOLBORN DELAWARE PARTNERSHIP | DE | BROOKE HOLDING CO. | E | Control |
| JACKSON HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| JACKSON HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| JACKSON HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| JACKSON HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC | E | Control |
| NICOLE FINANCE INC | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC | DE | BROOKE HOLDINGS LLC | E | Control |
| PRUDENTIAL (US HOLDCO1) | FE | BROOKE (HOLDCO1) INC | E | Control |
| PRUDENTIAL (US HOLDCO1) | FE | BROOKE (HOLDCO1) INC | E | Control |
| PRUDENTIAL (US HOLDCO1) | FE | BROOKE (HOLDCO1) INC | E | Control |
| PRUDENTIAL (US HOLDCO1) | FE | BROOKE (HOLDCO1) INC | E | Control |
| PRUDENTIAL (US HOLDCO1) | FE | BROOKE (HOLDCO1) INC | E | Control |
| PRUDENTIAL (US HOLDCO1) | FE | BROOKE (HOLDCO1) INC | E | Control |
| PRUDENTIAL (US HOLDCO1) | FE | BROOKE (HOLDCO1) INC | E | Control |
| PRUDENTIAL (US HOLDCO1) | FE | BROOKE (HOLDCO1) INC | E | Control |
| PRUDENTIAL (US HOLDCO1) | FE | BROOKE (HOLDCO1) INC | E | Control |
| PRUDENTIAL (US HOLDCO1) | FE | BROOKE (HOLDCO1) INC | E | Control |
| PRUDENTIAL (US HOLDCO1) | FE | BROOKE (HOLDCO1) INC | E | Control |
| PRUDENTIAL (US HOLDCO1) | FE | BROOKE (HOLDCO1) INC | E | Control |
| PRUDENTIAL (US HOLDCO1) | FE | BROOKE (HOLDCO1) INC | E | Control |
| PRUDENTIAL (US HOLDCO1) | FE | BROOKE (HOLDCO1) INC | E | Control |
| PRUDENTIAL (US HOLDCO1) | FE | BROOKE (HOLDCO1) INC | E | Control |
| PRUDENTIAL (US HOLDCO1) | FE | BROOKE (HOLDCO1) INC | E | Control |
| PRUDENTIAL (US HOLDCO1) | FE | BROOKE (HOLDCO1) INC | E | Control |
| PRUDENTIAL (US HOLDCO1) BV | FE | PRUDENTIAL (USHOLDCO2) BV | E | Control |
| PRUDENTIAL (US HOLDCO1) BV | FE | PRUDENTIAL (USHOLDCO2) BV | E | Control |
| PRUDENTIAL (US HOLDCO1) BV | FE | PRUDENTIAL (USHOLDCO2) BV | E | Control |
| PRUDENTIAL (US HOLDCO1) BV | FE | PRUDENTIAL (USHOLDCO2) BV | E | Control |
| PRUDENTIAL (US HOLDCO1) BV | FE | PRUDENTIAL (USHOLDCO2) BV | E | Control |
| PRUDENTIAL (US HOLDCO1) BV | FE | PRUDENTIAL (USHOLDCO2) BV | E | Control |
| PRUDENTIAL (US HOLDCO1) BV | FE | PRUDENTIAL (USHOLDCO2) BV | E | Control |
| PRUDENTIAL (US HOLDCO1) BV | FE | PRUDENTIAL (USHOLDCO2) BV | E | Control |
| PRUDENTIAL (US HOLDCO1) BV | FE | PRUDENTIAL (USHOLDCO2) BV | E | Control |
| PRUDENTIAL (US HOLDCO1) BV | FE | PRUDENTIAL (USHOLDCO2) BV | E | Control |
| PRUDENTIAL (US HOLDCO1) BV | FE | PRUDENTIAL (USHOLDCO2) BV | E | Control |
| PRUDENTIAL (US HOLDCO1) BV | FE | PRUDENTIAL (USHOLDCO2) BV | E | Control |
| PRUDENTIAL (US HOLDCO1) BV | FE | PRUDENTIAL (USHOLDCO2) BV | E | Control |
| PRUDENTIAL (US HOLDCO1) BV | FE | PRUDENTIAL (USHOLDCO2) BV | E | Control |
| PRUDENTIAL (US HOLDCO1) BV | FE | PRUDENTIAL (USHOLDCO2) BV | E | Control |
| PRUDENTIAL (US HOLDCO1) BV | FE | PRUDENTIAL (USHOLDCO2) BV | E | Control |
| PRUDENTIAL (US HOLDCO1) BV | FE | PRUDENTIAL (USHOLDCO2) BV | E | Control |
| PRUDENTIAL (US HOLDCO1) BV | FE | PRUDENTIAL (USHOLDCO2) BV | E | Control |
| PRUDENTIAL (US HOLDCO1) BV | FE | PRUDENTIAL (USHOLDCO2) BV | E | Control |
| PRUDENTIAL (US HOLDCO1) BV | FE | PRUDENTIAL (USHOLDCO2) BV | E | Control |
| PRUDENTIAL (US HOLDCO1) BV | FE | PRUDENTIAL (USHOLDCO2) BV | E | Control |
| PRUDENTIAL (US HOLDCO1) BV | FE | PRUDENTIAL (USHOLDCO2) BV | E | Control |
| PRUDENTIAL (US HOLDCO2) BV | FE | PRUDENTIAL (US HOLDCO3) BV | E | Control |
| PRUDENTIAL (US HOLDCO2) BV | FE | PRUDENTIAL (US HOLDCO3) BV | E | Control |
| PRUDENTIAL (US HOLDCO2) BV | FE | PRUDENTIAL (US HOLDCO3) BV | E | Control |
| PRUDENTIAL (US HOLDCO2) BV | FE | PRUDENTIAL (US HOLDCO3) BV | E | Control |
| PRUDENTIAL (US HOLDCO2) BV | FE | PRUDENTIAL (US HOLDCO3) BV | E | Control |
| PRUDENTIAL (US HOLDCO2) BV | FE | PRUDENTIAL (US HOLDCO3) BV | E | Control |
| PRUDENTIAL (US HOLDCO2) BV | FE | PRUDENTIAL (US HOLDCO3) BV | E | Control |
| PRUDENTIAL (US HOLDCO2) BV | FE | PRUDENTIAL (US HOLDCO3) BV | E | Control |
| PRUDENTIAL (US HOLDCO2) BV | FE | PRUDENTIAL (US HOLDCO3) BV | E | Control |
| PRUDENTIAL (US HOLDCO2) BV | FE | PRUDENTIAL (US HOLDCO3) BV | E | Control |
| PRUDENTIAL (US HOLDCO2) BV | FE | PRUDENTIAL (US HOLDCO3) BV | E | Control |
| PRUDENTIAL (US HOLDCO2) BV | FE | PRUDENTIAL (US HOLDCO3) BV | E | Control |
| PRUDENTIAL (US HOLDCO2) BV | FE | PRUDENTIAL (US HOLDCO3) BV | E | Control |
| PRUDENTIAL (US HOLDCO2) BV | FE | PRUDENTIAL (US HOLDCO3) BV | E | Control |
| PRUDENTIAL (US HOLDCO2) BV | FE | PRUDENTIAL (US HOLDCO3) BV | E | Control |
| PRUDENTIAL (US HOLDCO2) BV | FE | PRUDENTIAL (US HOLDCO3) BV | E | Control |
| PRUDENTIAL (US HOLDCO2) BV | FE | PRUDENTIAL (US HOLDCO3) BV | E | Control |
| PRUDENTIAL (US HOLDCO2) BV | FE | PRUDENTIAL (US HOLDCO3) BV | E | Control |
| PRUDENTIAL (US HOLDCO2) BV | FE | PRUDENTIAL (US HOLDCO3) BV | E | Control |
| PRUDENTIAL (US HOLDCO2) BV | FE | PRUDENTIAL (US HOLDCO3) BV | E | Control |
| PRUDENTIAL (US HOLDCO2) BV | FE | PRUDENTIAL (US HOLDCO3) BV | E | Control |
| PRUDENTIAL (US HOLDCO2) BV | FE | PRUDENTIAL (US HOLDCO3) BV | E | Control |
| PRUDENTIAL (US HOLDCO3) BV | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO3) BV | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO3) BV | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO3) BV | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO3) BV | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO3) BV | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO3) BV | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO3) BV | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO3) BV | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO3) BV | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO3) BV | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO3) BV | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO3) BV | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO3) BV | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO3) BV | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO3) BV | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO3) BV | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO3) BV | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO3) BV | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO3) BV | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO3) BV | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO3) BV | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL CORPORATION HOLDING LTD. | FE | PRUDENTIAL ONE LTD. | E | Control |
| PRUDENTIAL CORPORATION HOLDING LTD. | FE | PRUDENTIAL ONE LTD. | E | Control |
| PRUDENTIAL CORPORATION HOLDING LTD. | FE | PRUDENTIAL ONE LTD. | E | Control |
| PRUDENTIAL CORPORATION HOLDING LTD. | FE | PRUDENTIAL ONE LTD. | E | Control |
| PRUDENTIAL CORPORATION HOLDING LTD. | FE | PRUDENTIAL ONE LTD. | E | Control |
| PRUDENTIAL CORPORATION HOLDING LTD. | FE | PRUDENTIAL ONE LTD. | E | Control |
| PRUDENTIAL CORPORATION HOLDING LTD. | FE | PRUDENTIAL ONE LTD. | E | Control |
| PRUDENTIAL CORPORATION HOLDING LTD. | FE | PRUDENTIAL ONE LTD. | E | Control |
| PRUDENTIAL CORPORATION HOLDING LTD. | FE | PRUDENTIAL ONE LTD. | E | Control |
| PRUDENTIAL CORPORATION HOLDING LTD. | FE | PRUDENTIAL ONE LTD. | E | Control |
| PRUDENTIAL CORPORATION HOLDINGS LIMITED | FE | PRUDENTIAL ONE LIMITED | E | Control |
| PRUDENTIAL CORPORATION HOLDINGS LIMITED | FE | PRUDENTIAL FOUR LIMITED | E | Control |
| PRUDENTIAL CORPORATION HOLDINGS LIMITED | FE | PRUDENTIAL FOUR LIMITED | E | Control |
| PRUDENTIAL CORPORATION HOLDINGS LIMITED | FE | PRUDENTIAL FOUR LIMITED | E | Control |
| PRUDENTIAL CORPORATION HOLDINGS LIMITED | FE | PRUDENTIAL FOUR LIMITED | E | Control |
| PRUDENTIAL CORPORATION HOLDINGS LIMITED | FE | PRUDENTIAL FOUR LIMITED | E | Control |
| PRUDENTIAL CORPORATION HOLDINGS LIMITED | FE | PRUDENTIAL FOUR LIMITED | E | Control |
| PRUDENTIAL CORPORATION HOLDINGS LIMITED | FE | PRUDENTIAL ONE LIMITED | E | Control |
| PRUDENTIAL CORPORATION HOLDINGS LIMITED | FE | PRUDENTIAL ONE LIMITED | E | Control |
| PRUDENTIAL CORPORATION HOLDINGS LIMITED | FE | PRUDENTIAL FOUR LIMITED | E | Control |
| PRUDENTIAL CORPORATION HOLDINGS LIMITED | FE | PRUDENTIAL FOUR LIMITED | E | Control |
| PRUDENTIAL CORPORATION HOLDINGS LIMITED | FE | PRUDENTIAL FOUR LIMITED | E | Control |
| PRUDENTIAL CORPORATION HOLDINGS LIMITED | FE | PRUDENTIAL FOUR LIMITED | E | Control |
| PRUDENTIAL CORPORATION HOLDINGS LIMITED | FE | PRUDENTIAL FOUR LIMITED | E | Control |
| PRUDENTIAL CORPORATION HOLDINGS LIMITED | FE | PRUDENTIAL FOUR LIMITED | E | Control |
| PRUDENTIAL CORPORATION HOLDINGS LIMITED | FE | PRUDENTIAL FOUR LIMITED | E | Control |
| PRUDENTIAL CORPORATION HOLDINGS LIMITED | FE | PRUDENTIAL FOUR LIMITED | E | Control |
| PRUDENTIAL CORPORATION HOLDINGS LIMITED | FE | PRUDENTIAL ONE LIMITED | E | Control |
| PRUDENTIAL CORPORATION HOLDINGS LIMITED | FE | PRUDENTIAL ONE LIMITED | E | Control |
| PRUDENTIAL CORPORATION HOLDINGS LIMITED | FE | PRUDENTIAL ONE LIMITED | E | Control |
| PRUDENTIAL CORPORATION HOLDINGS LIMITED | FE | PRUDENTIAL ONE LIMITED | E | Control |
| PRUDENTIAL CORPORATION HOLDINGS LIMITED | FE | PRUDENTIAL ONE LIMITED | E | Control |
| PRUDENTIAL CORPORATION HOLDINGS LIMITED | FE | PRUDENTIAL FOUR LIMITED | E | Control |
| PRUDENTIAL CORPORATION HOLDINGS LIMITED | FE | PRUDENTIAL ONE LIMITED | E | Control |
| PRUDENTIAL CORPORATION HOLDINGS LIMITED | FE | PRUDENTIAL FOUR LIMITED | E | Control |
| PRUDENTIAL CORPORATION HOLDINGS LIMITED | FE | PRUDENTIAL FOUR LIMITED | E | Control |
| PRUDENTIAL CORPORATION HOLDINGS LIMITED | FE | PRUDENTIAL FOUR LIMITED | E | Control |
| PRUDENTIAL CORPORATION HOLDINGS LIMITED | FE | PRUDENTIAL ONE LIMITED | E | Control |
| PRUDENTIAL FOUR LIMITED | FE | HOLBORN DELAWARE LLC | E | Control |
| PRUDENTIAL FOUR LIMITED | FE | HOLBORN DELAWARE LLC | E | Control |
| PRUDENTIAL FOUR LIMITED | FE | HOLBORN DELAWARE LLC | E | Control |
| PRUDENTIAL FOUR LIMITED | FE | HOLBORN DELAWARE LLC | E | Control |
| PRUDENTIAL FOUR LIMITED | FE | HOLBORN DELAWARE LLC | E | Control |
| PRUDENTIAL FOUR LIMITED | FE | HOLBORN DELAWARE LLC | E | Control |
| PRUDENTIAL FOUR LIMITED | FE | HOLBORN DELAWARE LLC | E | Control |
| PRUDENTIAL FOUR LIMITED | FE | HOLBORN DELAWARE CORPORATION | E | Control |
| PRUDENTIAL FOUR LIMITED | FE | HOLBORN DELAWARE CORPORATION | E | Control |
| PRUDENTIAL FOUR LIMITED | FE | HOLBORN DELAWARE LLC | E | Control |
| PRUDENTIAL FOUR LIMITED | FE | HOLBORN DELAWARE LLC | E | Control |
| PRUDENTIAL FOUR LIMITED | FE | HOLBORN DELAWARE LLC | E | Control |
| PRUDENTIAL FOUR LIMITED | FE | HOLBORN DELAWARE LLC | E | Control |
| PRUDENTIAL FOUR LIMITED | FE | HOLBORN DELAWARE LLC | E | Control |
| PRUDENTIAL FOUR LIMITED | FE | HOLBORN DELWARE COMPANY | E | Control |
| PRUDENTIAL FOUR LIMITED | FE | HOLBORN DELAWARE LLC | E | Control |
| PRUDENTIAL FOUR LIMITED | FE | HOLBORN DELAWARE LLC | E | Control |
| PRUDENTIAL FOUR LIMITED | FE | HOLBORN DELAWARE LLC | E | Control |
| PRUDENTIAL FOUR LIMITED | FE | HOLBORN DELAWARE LLC | E | Control |
| PRUDENTIAL FOUR LIMITED | FE | HOLBORN DELAWARE LLC | E | Control |
| PRUDENTIAL FOUR LIMITED | FE | HOLBORN DELAWARE LLC | E | Control |
| PRUDENTIAL FOUR LIMITED | FE | HOLBORN DELAWARE LLC | E | Control |
| PRUDENTIAL FOUR LIMITED | FE | HOLBORN DELAWARE LLC | E | Control |
| PRUDENTIAL FOUR LIMITED | FE | HOLBORN DELAWARE LLC | E | Control |
| PRUDENTIAL FOUR LIMITED | FE | HOLBORN DELWARE COMPANY | E | Control |
| PRUDENTIAL FOUR LIMITED | FE | HOLBORN DELAWARE LLC | E | Control |
| PRUDENTIAL FOUR LIMITED | FE | HOLBORN DELWARE COMPANY | E | Control |
| PRUDENTIAL FOUR LIMITED | FE | HOLBORN DELWARE COMPANY | E | Control |
| PRUDENTIAL FOUR LIMITED | FE | HOLBORN DELWARE COMPANY | E | Control |
| PRUDENTIAL FOUR LIMITED | FE | HOLBORN DELWARE COMPANY | E | Control |
| PRUDENTIAL FOUR LIMITED | FE | HOLBORN DELAWARE LLC | E | Control |
| PRUDENTIAL FOUR LIMITED | FE | HOLBORN DELAWARE LLC | E | Control |
| PRUDENTIAL FOUR LIMITED | FE | HOLBORN DELAWARE LLC | E | Control |
| PRUDENTIAL FOUR LIMITED | FE | HOLBORN DELAWARE CORPORATION | E | Control |
| PRUDENTIAL HOLDINGS LIMITED | FE | PRUDENTIAL CORPORATION HOLDINGS, LIMITED | E | Control |
| PRUDENTIAL HOLDINGS LIMITED | FE | PRUDENTIAL CORPORATION HOLDINGS, LIMITED | E | Control |
| PRUDENTIAL HOLDINGS LIMITED | FE | PRUDENTIAL CORPORATION HOLDINGS, LIMITED | E | Control |
| PRUDENTIAL HOLDINGS LIMITED | FE | PRUDENTIAL CORPORATION HOLDINGS, LIMITED | E | Control |
| PRUDENTIAL HOLDINGS LIMITED | FE | PRUDENTIAL CORPORATION HOLDINGS, LIMITED | E | Control |
| PRUDENTIAL HOLDINGS LIMITED | FE | PRUDENTIAL CORPORATION HOLDINGS, LIMITED | E | Control |
| PRUDENTIAL HOLDINGS LIMITED | FE | PRUDENTIAL CORPORATION HOLDINGS, LIMITED | E | Control |
| PRUDENTIAL HOLDINGS LIMITED | FE | PRUDENTIAL CORPORATION HOLDINGS, LIMITED | E | Control |
| PRUDENTIAL HOLDINGS LIMITED | FE | PRUDENTIAL CORPORATION HOLDINGS, LIMITED | E | Control |
| PRUDENTIAL HOLDINGS LIMITED | FE | PRUDENTIAL CORPORATION HOLDINGS, LIMITED | E | Control |
| PRUDENTIAL HOLDINGS LIMITED | FE | PRUDENTIAL CORPORATION HOLDINGS, LIMITED | E | Control |
| PRUDENTIAL HOLDINGS LIMITED | FE | PRUDENTIAL CORPORATION HOLDINGS, LIMITED | E | Control |
| PRUDENTIAL HOLDINGS LIMITED | FE | PRUDENTIAL CORPORATION HOLDINGS, LIMITED | E | Control |
| PRUDENTIAL HOLDINGS LIMITED | FE | PRUDENTIAL CORPORATION HOLDINGS, LIMITED | E | Control |
| PRUDENTIAL HOLDINGS LIMITED | FE | PRUDENTIAL CORPORATION HOLDINGS, LIMITED | E | Control |
| PRUDENTIAL HOLDINGS LIMITED | FE | PRUDENTIAL CORPORATION HOLDINGS, LIMITED | E | Control |
| PRUDENTIAL HOLDINGS LIMITED | FE | PRUDENTIAL CORPORATION HOLDINGS, LIMITED | E | Control |
| PRUDENTIAL HOLDINGS LIMITED | FE | PRUDENTIAL CORPORATION HOLDINGS, LIMITED | E | Control |
| PRUDENTIAL HOLDINGS LIMITED | FE | PRUDENTIAL CORPORATION HOLDINGS, LIMITED | E | Control |
| PRUDENTIAL HOLDINGS LIMITED | FE | PRUDENTIAL CORPORATION HOLDINGS, LIMITED | E | Control |
| PRUDENTIAL HOLDINGS LIMITED | FE | PRUDENTIAL CORPORATION HOLDINGS, LIMITED | E | Control |
| PRUDENTIAL HOLDINGS LIMITED | FE | PRUDENTIAL CORPORATION HOLDINGS, LIMITED | E | Control |
| PRUDENTIAL HOLDINGS LIMITED | FE | PRUDENTIAL CORPORATION HOLDINGS, LIMITED | E | Control |
| PRUDENTIAL HOLDINGS LIMITED | FE | PRUDENTIAL CORPORATION HOLDINGS, LIMITED | E | Control |
| PRUDENTIAL HOLDINGS LIMITED | FE | PRUDENTIAL CORPORATION HOLDINGS, LIMITED | E | Control |
| PRUDENTIAL HOLDINGS LIMITED | FE | PRUDENTIAL CORPORATION HOLDINGS, LIMITED | E | Control |
| PRUDENTIAL HOLDINGS LIMITED | FE | PRUDENTIAL CORPORATION HOLDINGS, LIMITED | E | Control |
| PRUDENTIAL HOLDINGS LIMITED | FE | PRUDENTIAL CORPORATION HOLDINGS, LIMITED | E | Control |
| PRUDENTIAL ONE LTD. | FE | PRUDENTIAL FOUR LIMITED | E | Control |
| PRUDENTIAL ONE LTD. | FE | PRUDENTIAL FOUR LIMITED | E | Control |
| PRUDENTIAL ONE LTD. | FE | PRUDENTIAL FOUR LIMITED | E | Control |
| PRUDENTIAL ONE LTD. | FE | HOLBORN DELAWARE PARTNERSHIP | E | Control |
| PRUDENTIAL ONE LTD. | FE | HOLBORN DELAWARE PARTNERSHIP | E | Control |
| PRUDENTIAL ONE LTD. | FE | HOLBORN DELAWARE CORPORATION | E | Control |
| PRUDENTIAL ONE LTD. | FE | PRUDENTIAL FOUR LIMITED | E | Control |
| PRUDENTIAL ONE LTD. | FE | PRUDENTIAL FOUR LIMITED | E | Control |
| PRUDENTIAL ONE LTD. | FE | PRUDENTIAL FOUR LIMITED | E | Control |
| PRUDENTIAL ONE LTD. | FE | PRUDENTIAL FOUR LIMITED | E | Control |
| PRUDENTIAL ONE LTD. | FE | PRUDENTIAL FOUR LIMITED | E | Control |
| PRUDENTIAL ONE LTD. | FE | HOLBORN DELAWARE PARTNERSHIP | E | Control |
| PRUDENTIAL ONE LTD. | FE | HOLBORN DELAWARE PARTNERSHIP | E | Control |
| PRUDENTIAL ONE LTD. | FE | HOLBORN DELAWARE PARTNERSHIP | E | Control |
| PRUDENTIAL ONE LTD. | FE | HOLBORN DELAWARE PARTNERSHIP | E | Control |
| PRUDENTIAL ONE LTD. | FE | PRUDENTIAL FOUR LIMITED (UK) | E | Control |
| PRUDENTIAL ONE LTD. | FE | PRUDENTIAL FOUR LIMITED | E | Control |
| PRUDENTIAL ONE LTD. | FE | HOLBORN DELAWARE CORPORATION | E | Control |
| PRUDENTIAL ONE LTD. | FE | HOLBORN DELAWARE CORPORATION | E | Control |
| PRUDENTIAL ONE LTD. | FE | HOLBORN DELAWARE CORPORATION | E | Control |
| PRUDENTIAL ONE LTD. | FE | PRUDENTIAL FOUR LIMITED (UK) | E | Control |
| PRUDENTIAL ONE LTD. | FE | HOLBORN DELAWARE CORPORATION | E | Control |
| PRUDENTIAL ONE LTD. | FE | PRUDENTIAL FOUR LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL HOLDINGS LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL HOLDINGS LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL HOLDINGS LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL HOLDINGS LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL HOLDINGS LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL HOLDINGS LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL HOLDINGS LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL HOLDINGS LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL HOLDINGS LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL HOLDINGS LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL HOLDINGS LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL HOLDINGS LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL HOLDINGS LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL CORPORATION HOLDING LTD. | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL CORPORATION HOLDING LTD. | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL HOLDINGS LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL HOLDINGS LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL CORPORATION HOLDING LTD. | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL HOLDINGS LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL HOLDINGS LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL HOLDINGS LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL HOLDINGS LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL HOLDINGS LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL HOLDINGS LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL HOLDINGS LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL HOLDINGS LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL CORPORATION HOLDING LTD. | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL HOLDINGS LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL CORPORATION HOLDING LTD. | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL CORPORATION HOLDING LTD. | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL CORPORATION HOLDING LTD. | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL ONE LIMITED (UK) | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL HOLDINGS LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL CORPORATION HOLDING LTD. | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL CORPORATION HOLDING LTD. | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL CORPORATION HOLDING LTD. | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL ONE LIMITED (UK) | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL HOLDINGS LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL HOLDINGS LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL CORPORATION HOLDING LTD. | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL HOLDINGS LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL HOLDINGS LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL (US HOLDCO 1) | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL (US HOLDCO 1) | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL (US HOLDCO 1) | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL (US HOLDCO 1) | E | Control |
| PRUDENTIAL US LIMITED | FE | PUS HOLDCO 1 LIMITED | E | Control |
| PRUDENTIAL US LIMITED | FE | PUS HOLDCO 1 LIMITED | E | Control |
| PRUDENTIAL US LIMITED | FE | PUS HOLDCO 1 LIMITED | E | Control |
| PRUDENTIAL US LIMITED | FE | PUS HOLDCO 1 LIMITED | E | Control |
| PRUDENTIAL US LIMITED | FE | PUS HOLDCO 1 LIMITED | E | Control |
| PRUDENTIAL US LIMITED | FE | PUS HOLDCO 1 LIMITED | E | Control |
| PRUDENTIAL US LIMITED | FE | PUS HOLDCO 1 LIMITED | E | Control |
| PRUDENTIAL US LIMITED | FE | PUS HOLDCO 1 LIMITED | E | Control |
| PRUDENTIAL US LIMITED | FE | PUS HOLDCO 1 LIMITED | E | Control |
| PRUDENTIAL US LIMITED | FE | PUS HOLDCO 1 LIMITED | E | Control |
| PRUDENTIAL US LIMITED | FE | PUS HOLDCO 1 LIMITED | E | Control |
| PRUDENTIAL US LIMITED | FE | PUS HOLDCO 1 LIMITED | E | Control |
| PRUDENTIAL US LIMITED | FE | PUS HOLDCO 1 LIMITED | E | Control |
| PRUDENTIAL US LIMITED | FE | PUS HOLDCO 1 LIMITED | E | Control |
| PRUDENTIAL US LIMITED | FE | PUS HOLDCO 1 LIMITED | E | Control |
| PRUDENTIAL US LIMITED | FE | PUS HOLDCO 1 LIMITED | E | Control |
| PRUDENTIAL US LIMITED | FE | PUS HOLDCO 1 LIMITED | E | Control |
| PRUDENTIAL US LIMITED | FE | PUS HOLDCO 1 LIMITED | E | Control |
| PRUDENTIAL US LIMITED | FE | PUS HOLDCO 1 LIMITED | E | Control |
| PRUDENTIAL US LIMITED | FE | PUS HOLDCO 1 LIMITED | E | Control |
| PRUDENTIAL US LIMITED | FE | PUS HOLDCO 1 LIMITED | E | Control |
| PRUDENTIAL US LIMITED | FE | PUS HOLDCO 1 LIMITED | E | Control |
| PRUDENTIAL US LIMITED | FE | PUS HOLDCO 1 LIMITED | E | Control |
| PRUDENTIAL US LIMITED | FE | PUS HOLDCO 1 LIMITED | E | Control |
| PRUDENTIAL US LIMITED | FE | PUS HOLDCO 1 LIMITED | E | Control |
| PRUDENTIAL US LIMITED | FE | PUS HOLDCO 1 LIMITED | E | Control |
| PUS HOLDCO1 LIMITED | FE | PRUDENTIAL (US HOLDCO1) BV | E | Control |
| PUS HOLDCO1 LIMITED | FE | PRUDENTIAL (US HOLDCO1) BV | E | Control |
| PUS HOLDCO1 LIMITED | FE | BROOKE (HOLDCO1) INC | E | Control |
| PUS HOLDCO1 LIMITED | FE | PRUDENTIAL (US HOLDCO1) BV | E | Control |
| PUS HOLDCO1 LIMITED | FE | PRUDENTIAL (US HOLDCO1) BV | E | Control |
| PUS HOLDCO1 LIMITED | FE | PRUDENTIAL (US HOLDCO1) BV | E | Control |
| PUS HOLDCO1 LIMITED | FE | PRUDENTIAL (US HOLDCO1) BV | E | Control |
| PUS HOLDCO1 LIMITED | FE | PRUDENTIAL (US HOLDCO1) BV | E | Control |
| PUS HOLDCO1 LIMITED | FE | PRUDENTIAL (US HOLDCO1) BV | E | Control |
| PUS HOLDCO1 LIMITED | FE | PRUDENTIAL (US HOLDCO1) BV | E | Control |
| PUS HOLDCO1 LIMITED | FE | PRUDENTIAL (US HOLDCO1) BV | E | Control |
| PUS HOLDCO1 LIMITED | FE | PRUDENTIAL (US HOLDCO1) BV | E | Control |
| PUS HOLDCO1 LIMITED | FE | BROOKE (HOLDCO1) INC | E | Control |
| PUS HOLDCO1 LIMITED | FE | PRUDENTIAL (US HOLDCO1) BV | E | Control |
| PUS HOLDCO1 LIMITED | FE | PRUDENTIAL (US HOLDCO1) BV | E | Control |
| PUS HOLDCO1 LIMITED | FE | BROOKE (HOLDCO1) INC | E | Control |
| PUS HOLDCO1 LIMITED | FE | PRUDENTIAL (US HOLDCO1) BV | E | Control |
| PUS HOLDCO1 LIMITED | FE | PRUDENTIAL (US HOLDCO1) BV | E | Control |
| PUS HOLDCO1 LIMITED | FE | PRUDENTIAL (US HOLDCO1) BV | E | Control |
| PUS HOLDCO1 LIMITED | FE | PRUDENTIAL (US HOLDCO1) BV | E | Control |
| PUS HOLDCO1 LIMITED | FE | PRUDENTIAL (US HOLDCO1) BV | E | Control |
| PUS HOLDCO1 LIMITED | FE | PRUDENTIAL (US HOLDCO1) BV | E | Control |
| PUS HOLDCO1 LIMITED | FE | PRUDENTIAL (US HOLDCO1) BV | E | Control |
| PUS HOLDCO1 LIMITED | FE | PRUDENTIAL (US HOLDCO1) BV | E | Control |
| PUS HOLDCO1 LIMITED | FE | PRUDENTIAL (US HOLDCO1) BV | E | Control |
| PUS HOLDCO1 LIMITED | FE | PRUDENTIAL (US HOLDCO1) BV | E | Control |
| PUS HOLDCO1 LIMITED | FE | BROOKE (HOLDCO1) INC | E | Control |
| PUS HOLDCO1 LIMITED | FE | BROOKE (HOLDCO1) INC | E | Control |
| PUS HOLDCO1 LIMITED | FE | BROOKE (HOLDCO1) INC | E | Control |
| PUS HOLDCO1 LIMITED | FE | BROOKE (HOLDCO1) INC | E | Control |
| PUS HOLDCO1 LIMITED | FE | BROOKE (HOLDCO1) INC | E | Control |
| PUS HOLDCO1 LIMITED | FE | BROOKE (HOLDCO1) INC | E | Control |
| PUS HOLDCO1 LIMITED | FE | BROOKE (HOLDCO1) INC | E | Control |
| PUS HOLDCO1 LIMITED | FE | BROOKE (HOLDCO1) INC | E | Control |
| PUS HOLDCO1 LIMITED | FE | BROOKE (HOLDCO1) INC | E | Control |
| PUS HOLDCO1 LIMITED | FE | BROOKE (HOLDCO1) INC | E | Control |
| PUS HOLDCO1 LIMITED | FE | BROOKE (HOLDCO1) INC | E | Control |
| PUS HOLDCO1 LIMITED | FE | BROOKE (HOLDCO1) INC | E | Control |
| PUS HOLDCO1 LIMITED | FE | BROOKE (HOLDCO1) INC | E | Control |
| PUS HOLDCO1 LIMITED | FE | BROOKE (HOLDCO1) INC | E | Control |
| PUS HOLDCO1 LIMITED | FE | BROOKE (HOLDCO1) INC | E | Control |
| PUS HOLDCO1 LIMITED | FE | BROOKE (HOLDCO1) INC | E | Control |
| PUS HOLDCO1 LIMITED | FE | BROOKE (HOLDCO1) INC | E | Control |
| PUS HOLDCO1 LIMITED | FE | BROOKE (HOLDCO1) INC | E | Control |
| PUS HOLDCO1 LIMITED | FE | BROOKE (HOLDCO1) INC | E | Control |
| PUS HOLDCO1 LIMITED | FE | BROOKE (HOLDCO1) INC | E | Control |
| PUS HOLDCO1 LIMITED | FE | BROOKE (HOLDCO1) INC | E | Control |
| PUS HOLDCO1 LIMITED | FE | BROOKE (HOLDCO1) INC | E | Control |
| PUS HOLDCO1 LIMITED | FE | BROOKE (HOLDCO1) INC | E | Control |
| PUS HOLDCO1 LIMITED | FE | BROOKE (HOLDCO1) INC | E | Control |
| PUS HOLDCO1 LIMITED | FE | BROOKE (HOLDCO1) INC | E | Control |
| PUS HOLDCO2 LIMITED | FE | BROOKE LLC | E | Control |
| PUS HOLDCO2 LIMITED | FE | BROOKE LLC | E | Control |
| PUS HOLDCO2 LIMITED | FE | BROOKE LLC | E | Control |
| PUS HOLDCO2 LIMITED | FE | BROOKE LLC | E | Control |
| PUS HOLDCO2 LIMITED | FE | BROOKE LLC | E | Control |
| PUS HOLDCO2 LIMITED | FE | BROOKE LLC | E | Control |
| PUS HOLDCO2 LIMITED | FE | BROOKE LLC | E | Control |
| PUS HOLDCO2 LIMITED | FE | BROOKE LLC | E | Control |
| PUS HOLDCO2 LIMITED | FE | BROOKE LLC | E | Control |
| PUS HOLDCO2 LIMITED | FE | BROOKE LLC | E | Control |
| PUS HOLDCO2 LIMITED | FE | BROOKE LLC | E | Control |
| PUS HOLDCO2 LIMITED | FE | BROOKE LLC | E | Control |
| PUS HOLDCO2 LIMITED | FE | BROOKE LLC | E | Control |
| PUS HOLDCO2 LIMITED | FE | BROOKE LLC | E | Control |
| PUS HOLDCO2 LIMITED | FE | BROOKE LLC | E | Control |
| PUS HOLDCO2 LIMITED | FE | BROOKE LLC | E | Control |
| PUS HOLDCO2 LIMITED | FE | BROOKE LLC | E | Control |
| PUS HOLDCO2 LIMITED | FE | BROOKE LLC | E | Control |
| PUS HOLDCO2 LIMITED | FE | BROOKE LLC | E | Control |
| PUS HOLDCO2 LIMITED | FE | BROOKE LLC | E | Control |
| PUS HOLDCO2 LIMITED | FE | BROOKE LLC | E | Control |
| PUS HOLDCO2 LIMITED | FE | BROOKE LLC | E | Control |
| PUS HOLDCO2 LIMITED | FE | BROOKE LLC | E | Control |
| PUS HOLDCO2 LIMITED | FE | BROOKE LLC | E | Control |
| PUS HOLDCO2 LIMITED | FE | BROOKE LLC | E | Control |
Registrations
Federal
IA
Mar 29, 2018 REGISTERED
Notice Filings (51)
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