STERLING FINANCIAL GROUP, INC.
CRD #300327 SEC #801-114827 PASADENA, CA (626) 440-9192
SEC Registered
Total AUM
$406.6M
Discretionary
$387.9M
Employees
7
Clients
1
Accounts
604
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 6, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HARRISON, BERKELEY, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARRISON, BERKELEY, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARRISON, BERKELEY, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARRISON, BERKELEY, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARRISON, BERKELEY, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARRISON, BERKELEY, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARRISON, BERKELEY, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARRISON, BERKELEY, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARRISON, BERKELEY, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARRISON, BERKELEY, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARRISON, BERKELEY, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARRISON, BERKELEY, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HATCH, MICHAEL, PATRICK | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HATCH, MICHAEL, PATRICK | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HATCH, MICHAEL, PATRICK | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HATCH, MICHAEL, PATRICK | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HATCH, MICHAEL, PATRICK | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HATCH, MICHAEL, PATRICK | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HATCH, MICHAEL, PATRICK | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HATCH, MICHAEL, PATRICK | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HATCH, MICHAEL, PATRICK | I | PRESIDENT | E | Control |
| HATCH, MICHAEL, PATRICK | I | PRESIDENT | E | Control |
| HATCH, MICHAEL, PATRICK | I | PRESIDENT | E | Control |
| HATCH, MICHAEL, PATRICK | I | PRESIDENT | E | Control |
| HATCH, MICHAEL, PATRICK | I | PRESIDENT | E | Control |
| HATCH, MICHAEL, PATRICK | I | PRESIDENT, DIRECTOR | E | Control |
| HATCH, MICHAEL, PATRICK | I | PRESIDENT, DIRECTOR | E | Control |
| HATCH, MICHAEL, PATRICK | I | PRESIDENT, DIRECTOR | E | Control |
| HATCH, MICHAEL, PATRICK | I | PRESIDENT, DIRECTOR | E | Control |
| HATCH, MICHAEL, PATRICK | I | PRESIDENT, DIRECTOR | E | Control |
| HATCH, MICHAEL, PATRICK | I | PRESIDENT, DIRECTOR | E | Control |
| HATCH, MICHAEL, PATRICK | I | PRESIDENT, DIRECTOR | E | Control |
| BROWN, KODY, AUSTIN | I | SECRETARY, DIRECTOR | B | Control |
| BROWN, KODY, AUSTIN | I | SECRETARY, DIRECTOR | B | Control |
| BROWN, KODY, AUSTIN | I | SECRETARY, DIRECTOR | B | Control |
| BROWN, KODY, AUSTIN | I | SECRETARY, DIRECTOR | B | Control |
| BROWN, KODY, AUSTIN | I | SECRETARY, DIRECTOR | B | Control |
| BROWN, KODY, AUSTIN | I | SECRETARY, DIRECTOR | B | Control |
| BROWN, KODY, AUSTIN | I | SECRETARY, DIRECTOR | B | Control |
Registrations
Federal
IA
Nov 6, 2025 REGISTERED
Notice Filings (7)
CA FL LA MI OR TX WA
Address
201 S. LAKE AVENUESUITE 500
PASADENA, CA 91101
United States
Phone: (626) 440-9192