RIA Intelligence

DALTON INVESTMENTS, INC.

CRD #308609 SEC #801-121986 EL SEGUNDO, CA 4242319100
SEC Registered Private Funds
Total AUM
$4.1B
Discretionary
$4.1B
Employees
44
Clients
--
Accounts
39

Firm Details

Organization Type
Corporation
State of Formation
Nevada
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jul 29, 2025
Branch Offices
6
LEI
549300X48M6KJRHKUZ15

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ALFANDARI, SARAH, BARBARAICHIEF EXECUTIVE OFFICER, PRESIDENT, AND DIRECTOR OF THE BOARD OF DIRECTORSNA Control
ALFANDARI, SARAH, BARBARAICHIEF EXECUTIVE OFFICER, PRESIDENT, AND DIRECTOR OF THE BOARD OF DIRECTORSNA Control
ALFANDARI, SARAH, BARBARAICHIEF EXECUTIVE OFFICER, PRESIDENT, AND DIRECTOR OF THE BOARD OF DIRECTORSNA Control
ALFANDARI, SARAH, BARBARAICHIEF EXECUTIVE OFFICER, PRESIDENT, AND DIRECTOR OF THE BOARD OF DIRECTORSNA Control
ALFANDARI, SARAH, BARBARAICHIEF EXECUTIVE OFFICER AND PRESIDENT, DALTON INVESTMENTS, INC.NA Control
ALFANDARI, SARAH, BARBARAICHIEF EXECUTIVE OFFICER AND PRESIDENT, DALTON INVESTMENTS, INC.NA Control
ALFANDARI, SARAH, BARBARAICHIEF EXECUTIVE OFFICER AND PRESIDENT, AND DIRECTOR OF THE BOARD OF DIRECTORS, DALTON INVESTMENTS, INC.NA Control
ALFANDARI, SARAH, BARBARAICHIEF EXECUTIVE OFFICER AND PRESIDENT, AND DIRECTOR OF THE BOARD OF DIRECTORS, DALTON INVESTMENTS, INC.NA Control
ALFANDARI, SARAH, BARBARAICHIEF EXECUTIVE OFFICER AND PRESIDENT, AND DIRECTOR OF THE BOARD OF DIRECTORS, DALTON INVESTMENTS, INC.NA Control
ALFANDARI, SARAH, BARBARAICHIEF EXECUTIVE OFFICER AND PRESIDENT, AND DIRECTOR OF THE BOARD OF DIRECTORS, DALTON INVESTMENTS, INC.NA Control
ALFANDARI, SARAH, BARBARAICHIEF EXECUTIVE OFFICER AND PRESIDENT, AND DIRECTOR OF THE BOARD OF DIRECTORS, DALTON INVESTMENTS, INC.NA Control
ALFANDARI, SARAH, BARBARAICHIEF EXECUTIVE OFFICER AND PRESIDENT, AND DIRECTOR OF THE BOARD OF DIRECTORS, DALTON INVESTMENTS, INC.NA Control
ALFANDARI, SARAH, BARBARAICHIEF EXECUTIVE OFFICER AND PRESIDENT, AND DIRECTOR OF THE BOARD OF DIRECTORS, DALTON INVESTMENTS, INC.NA Control
COMBS, FRANK, GIFFORDITREASURER, SECRETARY AND DIRECTOR OF THE BOARD OF DIRECTORSNA Control
COMBS, FRANK, GIFFORDITREASURER, SECRETARY, AND DIRECTOR OF THE BOARD OF DIRECTOR,SNA Control
COMBS, FRANK, GIFFORDITREASURER, SECRETARY, AND DIRECTOR OF THE BOARD OF DIRECTOR,SNA Control
COMBS, FRANK, GIFFORDITREASURER, SECRETARY, AND DIRECTOR OF THE BOARD OF DIRECTOR,SNA Control
COMBS, FRANK, GIFFORDITREASURER, SECRETARY, PORTFOLIO MANAGER, AND DIRECTOR OF THE BOARD OF DIRECTORS, DALTON INVESTMENTS, INC.NA Control
COMBS, FRANK, GIFFORDITREASURER, SECRETARY, PORTFOLIO MANAGER, AND DIRECTOR OF THE BOARD OF DIRECTORS, DALTON INVESTMENTS, INC.NA Control
COMBS, FRANK, GIFFORDITREASURER, SECRETARY, PORTFOLIO MANAGER, AND DIRECTOR OF THE BOARD OF DIRECTORS, DALTON INVESTMENTS, INC.NA Control
COMBS, FRANK, GIFFORDITREASURER, SECRETARY, PORTFOLIO MANAGER, AND DIRECTOR OF THE BOARD OF DIRECTORS, DALTON INVESTMENTS, INC.NA Control
COMBS, FRANK, GIFFORDITREASURER, SECRETARY, PORTFOLIO MANAGER, AND DIRECTOR OF THE BOARD OF DIRECTORS, DALTON INVESTMENTS, INC.NA Control
COMBS, FRANK, GIFFORDITREASURER, SECRETARY, PORTFOLIO MANAGER, AND DIRECTOR OF THE BOARD OF DIRECTORS, DALTON INVESTMENTS, INC.NA Control
COMBS, FRANK, GIFFORDIPORTFOLIO MANAGER, AND DIRECTOR OF THE BOARD OF DIRECTORS, DALTON INVESTMENTS, INC.NA Control
COMBS, FRANK, GIFFORDIPORTFOLIO MANAGER, AND DIRECTOR OF THE BOARD OF DIRECTORS, DALTON INVESTMENTS, INC.NA Control
COMBS, FRANK, GIFFORDIPORTFOLIO MANAGER, AND DIRECTOR OF THE BOARD OF DIRECTORS, DALTON INVESTMENTS, INC.NA Control
DOUGLAS, IAIN, NAICHIEF MARKETING OFFICERNA Control
DOUGLAS, IAIN, NAICHIEF MARKETING OFFICERNA Control
DOUGLAS, IAIN, NAICHIEF MARKETING OFFICERNA Control
DOUGLAS, IAIN, NAICHIEF MARKETING OFFICERNA Control
DOUGLAS, IAIN, NAICHIEF MARKETING OFFICER, DALTON INVESTMENTS, INC.NA Control
DOUGLAS, IAIN, NAICHIEF MARKETING OFFICER, DALTON INVESTMENTS, INC.NA Control
DOUGLAS, IAIN, NAICHIEF MARKETING OFFICER, DALTON INVESTMENTS, INC.NA Control
DOUGLAS, IAIN, NAICHIEF MARKETING OFFICER, DALTON INVESTMENTS, INC.NA Control
DOUGLAS, IAIN, NAICHIEF MARKETING OFFICER, DALTON INVESTMENTS, INC.NA Control
DOUGLAS, IAIN, NAICHIEF MARKETING OFFICER, DALTON INVESTMENTS, INC.NA Control
DOUGLAS, IAIN, NAICHIEF MARKETING OFFICER, DALTON INVESTMENTS, INC.NA Control
DOUGLAS, IAIN, NAICHIEF MARKETING OFFICER, DALTON INVESTMENTS, INC.NA Control
DOUGLAS, IAIN, NAICHIEF MARKETING OFFICER, DALTON INVESTMENTS, INC.NA Control
HA, CHRISTOPHER, ALFREDICHIEF COMPLIANCE OFFICERNA Control
HA, CHRISTOPHER, ALFREDICHIEF COMPLIANCE OFFICERNA Control
HA, CHRISTOPHER, ALFREDICHIEF COMPLIANCE OFFICERNA Control
HA, CHRISTOPHER, ALFREDICHIEF COMPLIANCE OFFICERNA Control
HA, CHRISTOPHER, ALFREDICHIEF COMPLIANCE OFFICER, DALTON INVESTMENTS, INC.NA Control
HA, CHRISTOPHER, ALFREDICHIEF COMPLIANCE OFFICER, DALTON INVESTMENTS, INC.NA Control
HA, CHRISTOPHER, ALFREDICHIEF COMPLIANCE OFFICER AND COUNSEL, DALTON INVESTMENTS, INC.NA Control
HA, CHRISTOPHER, ALFREDICHIEF COMPLIANCE OFFICER AND COUNSEL, DALTON INVESTMENTS, INC.NA Control
HA, CHRISTOPHER, ALFREDICHIEF COMPLIANCE OFFICER AND COUNSEL, DALTON INVESTMENTS, INC.NA Control
HA, CHRISTOPHER, ALFREDICHIEF COMPLIANCE OFFICER AND COUNSEL, DALTON INVESTMENTS, INC.NA Control
HA, CHRISTOPHER, ALFREDISECRETARY, CHIEF COMPLIANCE OFFICER AND COUNSEL, DALTON INVESTMENTS, INC.NA Control
HA, CHRISTOPHER, ALFREDISECRETARY, CHIEF COMPLIANCE OFFICER AND COUNSEL, DALTON INVESTMENTS, INC.NA Control
HA, CHRISTOPHER, ALFREDISECRETARY, CHIEF COMPLIANCE OFFICER AND COUNSEL, DALTON INVESTMENTS, INC.NA Control
HUNPADONGRAT, JANET, NAICHIEF FINANCIAL OFFICERNA Control
HUNPADONGRAT, JANET, NAICHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICERNA Control
HUNPADONGRAT, JANET, NAICHIEF FINANCIAL OFFICERNA Control
HUNPADONGRAT, JANET, NAICHIEF FINANCIAL OFFICERNA Control
HUNPADONGRAT, JANET, NAICHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER, DALTON INVESTMENTS, INC.NA Control
HUNPADONGRAT, JANET, NAICHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER, DALTON INVESTMENTS, INC.NA Control
HUNPADONGRAT, JANET, NAICHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER, DALTON INVESTMENTS, INC.NA Control
HUNPADONGRAT, JANET, NAICHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER, DALTON INVESTMENTS, INC.NA Control
HUNPADONGRAT, JANET, NAICHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER, DALTON INVESTMENTS, INC.NA Control
HUNPADONGRAT, JANET, NAICHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER, DALTON INVESTMENTS, INC.NA Control
HUNPADONGRAT, JANET, NAITREASURER, CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER, DALTON INVESTMENTS, INC.NA Control
HUNPADONGRAT, JANET, NAITREASURER, CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER, DALTON INVESTMENTS, INC.NA Control
HUNPADONGRAT, JANET, NAITREASURER, CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER, DALTON INVESTMENTS, INC.NA Control
MERCER, CRAIG, ALANICHIEF RESEARCH OFFICER AND CHIEF SUSTAINABILITY OFFICERNA Control
MERCER, CRAIG, ALANICHIEF RESEARCH OFFICER AND CHIEF SUSTAINABILITY OFFICERNA Control
MERCER, CRAIG, ALANICHIEF RESEARCH OFFICER AND CHIEF SUSTAINABILITY OFFICERNA Control
ROSENWALD, JAMES, BENNOICHIEF INVESTMENT OFFICER, AND CHAIRMAN OF THE BOARD OF DIRECTORSNA Control
ROSENWALD, JAMES, BENNOICHIEF INVESTMENT OFFICER, AND CHAIRMAN OF THE BOARD OF DIRECTORSNA Control
ROSENWALD, JAMES, BENNOICHIEF INVESTMENT OFFICER, AND CHAIRMAN OF THE BOARD OF DIRECTORSNA Control
ROSENWALD, JAMES, BENNOICHIEF INVESTMENT OFFICER, AND CHAIRMAN OF THE BOARD OF DIRECTORSNA Control
ROSENWALD, JAMES, BENNOICHAIRMAN OF THE BOARD OF DIRECTORS, AND CHIEF INVESTMENT OFFICER, DALTON INVESTMNTS, INC.NA Control
ROSENWALD, JAMES, BENNOICHAIRMAN OF THE BOARD OF DIRECTORS, AND CHIEF INVESTMENT OFFICER, DALTON INVESTMNTS, INC.NA Control
ROSENWALD, JAMES, BENNOICHAIRMAN OF THE BOARD OF DIRECTORS, AND CHIEF INVESTMENT OFFICER, DALTON INVESTMNTS, INC.NA Control
ROSENWALD, JAMES, BENNOICHAIRMAN OF THE BOARD OF DIRECTORS, AND CHIEF INVESTMENT OFFICER, DALTON INVESTMNTS, INC.NA Control
ROSENWALD, JAMES, BENNOICHAIRMAN OF THE BOARD OF DIRECTORS, AND CHIEF INVESTMENT OFFICER, DALTON INVESTMNTS, INC.NA Control
ROSENWALD, JAMES, BENNOICHAIRMAN OF THE BOARD OF DIRECTORS, AND CHIEF INVESTMENT OFFICER, DALTON INVESTMNTS, INC.NA Control
ROSENWALD, JAMES, BENNOICHAIRMAN OF THE BOARD OF DIRECTORS, AND CHIEF INVESTMENT OFFICER, DALTON INVESTMENTS, INC.NA Control
ROSENWALD, JAMES, BENNOICHAIRMAN OF THE BOARD OF DIRECTORS, AND CHIEF INVESTMENT OFFICER, DALTON INVESTMENTS, INC.NA Control
ROSENWALD, JAMES, BENNOICHAIRMAN OF THE BOARD OF DIRECTORS, AND CHIEF INVESTMENT OFFICER, DALTON INVESTMENTS, INC.NA Control
ROSENWALD, JOCELYN, MAYIDIRECTOR OF THE BOARD OF DIRECTORSNA Control
ROSENWALD, JOCELYN, MAYIDIRECTOR OF THE BOARD OF DIRECTORSNA Control
ROSENWALD, JOCELYN, MAYIDIRECTOR OF THE BOARD OF DIRECTORSNA Control
ROSENWALD, JOCELYN, MAYIDIRECTOR OF THE BOARD OF DIRECTORSNA Control
ROSENWALD, JOCELYN, MAYIDIRECTOR OF THE BOARD OF DIRECTORS, DALTON INVESTMENTS, INC.NA Control
ROSENWALD, JOCELYN, MAYIDIRECTOR OF THE BOARD OF DIRECTORS, DALTON INVESTMENTS, INC.NA Control
ROSENWALD, JOCELYN, MAYIDIRECTOR OF THE BOARD OF DIRECTORS, DALTON INVESTMENTS, INC.NA Control
ROSENWALD, JOCELYN, MAYIDIRECTOR OF THE BOARD OF DIRECTORS, DALTON INVESTMENTS, INC.NA Control
ROSENWALD, JOCELYN, MAYIDIRECTOR OF THE BOARD OF DIRECTORS, DALTON INVESTMENTS, INC.NA Control
ROSENWALD, JOCELYN, MAYIDIRECTOR OF THE BOARD OF DIRECTORS, DALTON INVESTMENTS, INC.NA Control
ROSENWALD, JOCELYN, MAYIDIRECTOR OF THE BOARD OF DIRECTORS, DALTON INVESTMENTS, INC.NA Control
ROSENWALD, JOCELYN, MAYIDIRECTOR OF THE BOARD OF DIRECTORS, DALTON INVESTMENTS, INC.NA Control
ROSENWALD, JOCELYN, MAYIDIRECTOR OF THE BOARD OF DIRECTORS, DALTON INVESTMENTS, INC.NA Control
DALTON INVESTMENTS LLCDEOWNER OF DALTON INVESTMENTS, INC.E Control
DALTON INVESTMENTS LLCDEOWNER OF DALTON INVESTMENTS, INC.E Control
DALTON INVESTMENTS LLCDEOWNER OF DALTON INVESTMENTS, INC.E Control
DALTON INVESTMENTS LLCDEOWNER OF DALTON INVESTMENTS, INC.E Control
DALTON OPPORTUNITY ZONE FUND LLCDEOWNERE Control
DALTON OPPORTUNITY ZONE FUND LLCDEOWNERE Control
DALTON OPPORTUNITY ZONE FUND LLCDEOWNERE Control
DALTON OPPORTUNITY ZONE FUND LLCDEOWNERE Control
DALTON OPPORTUNITY ZONE FUND LLCDEOWNER, DALTON INVESTMENTS, INC.E Control
DALTON OPPORTUNITY ZONE FUND LLCDEOWNER, DALTON INVESTMENTS, INC.E Control
ROSENWALD CAPITAL MANAGEMENT, INC.DEMAJORITY OWNER OF DALTON INVESTMENTS, INC.D Control
ROSENWALD CAPITAL MANAGEMENT, INC.DEMAJORITY OWNER OF DALTON INVESTMENTS, INC.D Control
ROSENWALD CAPITAL MANAGEMENT, INC.DEMAJORITY OWNER OF DALTON INVESTMENTS, INC.D Control
WALKING ROCK CORP.DEOWNER OF DALTON INVESTMENTS, INC.B
WALKING ROCK CORP.DEOWNER OF DALTON INVESTMENTS, INC.B
WALKING ROCK CORP.DEOWNER OF DALTON INVESTMENTS, INC.B
GOBE INTERNATIONAL, INCDEOWNER OF DALTON INVESTMENTS, INC.A
GOBE INTERNATIONAL, INCDEOWNER OF DALTON INVESTMENTS, INC.A
GOBE INTERNATIONAL, INCDEOWNER OF DALTON INVESTMENTS, INC.A
IRADNAFLA LLCDEOWNER OF DALTON INVESTMENTS, INC.A
IRADNAFLA LLCDEOWNER OF DALTON INVESTMENTS, INC.A
IRADNAFLA LLCDEOWNER OF DALTON INVESTMENTS, INC.A
PERSKY FINANCIAL MANAGEMENT, INC.DEOWNER OF DALTON INVESTMENTS, INC.A
PERSKY FINANCIAL MANAGEMENT, INC.DEOWNER OF DALTON INVESTMENTS, INC.A
PERSKY FINANCIAL MANAGEMENT, INC.DEOWNER OF DALTON INVESTMENTS, INC.A

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
ROSENWALD, JAMES, BENNOIROSENWALD FAMILY TRUSTF Control
ROSENWALD, JAMES, BENNOIROSENWALD FAMILY TRUSTF Control
ROSENWALD, JAMES, BENNOIROSENWALD FAMILY TRUSTF Control
ROSENWALD, JAMES, BENNOIROSENWALD FAMILY TRUSTF Control
ROSENWALD, JAMES, BENNOIROSENWALD FAMILY TRUSTF Control
ROSENWALD, JAMES, BENNOIROSENWALD FAMILY TRUSTF Control
ROSENWALD, JAMES, BENNOIROSENWALD FAMILY TRUSTF Control
ROSENWALD, JAMES, BENNOIROSENWALD FAMILY TRUSTF Control
ROSENWALD, JAMES, BENNOIROSENWALD FAMILY TRUSTF Control
ROSENWALD, JAMES, BENNOIROSENWALD FAMILY TRUSTF Control
ROSENWALD, LAURA, PARKERIROSENWALD FAMILY TRUSTF Control
ROSENWALD, LAURA, PARKERIROSENWALD FAMILY TRUSTF Control
ROSENWALD, LAURA, PARKERIROSENWALD FAMILY TRUSTF Control
ROSENWALD, LAURA, PARKERIROSENWALD FAMILY TRUSTF Control
ROSENWALD, LAURA, PARKERIROSENWALD FAMILY TRUSTF Control
ROSENWALD, LAURA, PARKERIROSENWALD FAMILY TRUSTF Control
ROSENWALD, LAURA, PARKERIROSENWALD FAMILY TRUSTF Control
ROSENWALD, LAURA, PARKERIROSENWALD FAMILY TRUSTF Control
ROSENWALD, LAURA, PARKERIROSENWALD FAMILY TRUSTF Control
ROSENWALD, LAURA, PARKERIROSENWALD FAMILY TRUSTF Control
DALTON INVESTMENTS LLCDEDALTON OPPORTUNITY ZONE FUND LLCE Control
DALTON INVESTMENTS LLCDEDALTON OPPORTUNITY ZONE FUND LLCE Control
DALTON INVESTMENTS LLCDEDALTON OPPORTUNITY ZONE FUND LLCE Control
DALTON INVESTMENTS LLCDEDALTON OPPORTUNITY ZONE FUND LLCE Control
DALTON INVESTMENTS LLCDEDALTON OPPORTUNITY ZONE FUND LLCE Control
DALTON INVESTMENTS LLCDEDALTON OPPORTUNITY ZONE FUND LLCE Control
ROSENWALD FAMILY TRUSTDEROSENWALD CAPITAL MANAGEMENT, INC.E Control
ROSENWALD FAMILY TRUSTDEROSENWALD CAPITAL MANAGEMENT, INC.E Control
ROSENWALD FAMILY TRUSTDEROSENWALD CAPITAL MANAGEMENT, INC.E Control
ROSENWALD FAMILY TRUSTDEROSENWALD CAPITAL MANAGEMENT, INC.E Control
ROSENWALD FAMILY TRUSTDEROSENWALD CAPITAL MANAGEMENT, INC.E Control
ROSENWALD FAMILY TRUSTDEROSENWALD CAPITAL MANAGEMENT, INC.E Control
ROSENWALD FAMILY TRUSTDEROSENWALD CAPITAL MANAGEMENT, INC.E Control
ROSENWALD FAMILY TRUSTDEROSENWALD CAPITAL MANAGEMENT, INC.E Control
ROSENWALD FAMILY TRUSTDEROSENWALD CAPITAL MANAGEMENT, INC.E Control
ROSENWALD CAPITAL MANAGEMENT, INC.DEDALTON INVESTMENTS LLCD Control
ROSENWALD CAPITAL MANAGEMENT, INC.DEDALTON INVESTMENTS LLCD Control
ROSENWALD CAPITAL MANAGEMENT, INC.DEDALTON INVESTMENTS LLCD Control
ROSENWALD CAPITAL MANAGEMENT, INC.DEDALTON INVESTMENTS LLCD Control
ROSENWALD CAPITAL MANAGEMENT, INC.DEDALTON INVESTMENTS LLCD Control
ROSENWALD CAPITAL MANAGEMENT, INC.DEDALTON INVESTMENTS LLCD Control
ROSENWALD CAPITAL MANAGEMENT, INC.DEDALTON INVESTMENTS LLCD Control
ROSENWALD CAPITAL MANAGEMENT, INC.DEDALTON INVESTMENTS LLCD Control
ROSENWALD CAPITAL MANAGEMENT, INC.DEDALTON INVESTMENTS LLCD Control
ROSENWALD CAPITAL MANAGEMENT, INC.DEDALTON INVESTMENTS LLCD Control
ROSENWALD FAMILY TRUSTDEROSENWALD CAPITAL MANAGEMENT, INC.D Control

Registrations

Federal

IA
Jul 29, 2025 REGISTERED

Notice Filings (3)

CA NV NY

Address

360 N. PACIFIC COAST HIGHWAY
SUITE 1060
EL SEGUNDO, CA 90245
United States
Phone: 4242319100