SHUFRO, ROSE & CO., LLC
CRD #3403 SEC #801-977 NEW YORK, NY 212-754-5100
SEC Registered
Total AUM
$2.2B
Discretionary
$2.1B
Employees
27
Clients
101
Accounts
1,338
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Apr 2025 | $2.2B | $2.1B | $70.9M | 27 | 0 |
| Mar 2025 | $2.2B | $2.1B | $70.9M | 27 | 0 |
| Aug 2024 | $2B | $1.9B | $60.4M | 26 | 0 |
| Mar 2024 | $2B | $1.9B | $60.4M | 26 | 0 |
| Jan 2024 | $1.8B | $1.7B | $63.6M | 26 | 0 |
| Nov 2023 | $1.8B | $1.7B | $63.6M | 26 | 0 |
| Mar 2023 | $1.8B | $1.7B | $63.6M | 26 | 0 |
| Nov 2022 | $2.1B | $2B | $76.2M | 24 | 0 |
| Mar 2022 | $2.1B | $2B | $76.2M | 24 | 0 |
| Mar 2021 | $1.8B | $1.7B | $109.5M | 25 | 0 |
| Jun 2020 | $1.8B | $1.7B | $93.2M | 22 | 0 |
| Mar 2020 | $1.8B | $1.7B | $93.2M | 22 | 0 |
| Jun 2019 | $1.6B | $1.5B | $47.6M | 21 | 0 |
| Mar 2019 | $1.6B | $1.5B | $47.6M | 21 | 0 |
| Mar 2018 | $1.7B | $1.7B | $0 | 19 | 0 |
| Nov 2017 | $1.6B | $1.6B | $35M | 19 | 2,716 |
| Sep 2017 | $1.6B | $1.6B | $35M | 19 | 2,700 |
| Mar 2017 | $1.6B | $1.6B | $35M | 19 | 2,700 |
| Mar 2016 | $1.6B | $1.5B | $102.7M | 21 | 3,000 |
| Mar 2015 | $1.7B | $1.6B | $115.2M | 21 | 3,000 |
| Jan 2015 | $1.6B | $1.6B | $0 | 17 | 3,000 |
| Mar 2014 | $1.6B | $1.6B | $0 | 17 | 3,000 |
| Apr 2013 | $1.4B | $1.4B | $0 | 18 | 3,000 |
| Mar 2013 | $1.4B | $1.4B | $0 | 18 | 3,000 |
| Jun 2012 | $1.4B | $1.4B | $0 | 11 | 3,000 |
| Apr 2012 | $1.4B | $1.4B | $0 | 11 | 3,000 |
| Mar 2012 | $1.4B | $1.4B | $0 | 11 | 3,000 |
| Aug 2011 | $1.4B | $1.4B | $0 | -- | -- |
| Aug 2011 | $1.4B | $1.4B | $0 | -- | -- |
| Mar 2011 | $1.4B | $1.4B | $0 | -- | -- |
| Jul 2010 | $1.4B | $1.4B | $0 | -- | -- |
| Jan 2007 | $1.8B | $1.7B | $89M | -- | -- |
| Dec 2005 | $1.4B | $1.4B | $23.6M | -- | -- |
| Sep 2005 | $1.4B | $1.4B | $23.6M | -- | -- |
| Jan 2005 | $1.4B | $1.4B | $23.6M | -- | -- |
| Apr 2002 | $1.3B | $1.2B | $120.6M | -- | -- |
DateApr 2025
Total AUM$2.2B
Discretionary$2.1B
Non-Disc.$70.9M
Employees27
Clients0
DateMar 2025
Total AUM$2.2B
Discretionary$2.1B
Non-Disc.$70.9M
Employees27
Clients0
DateAug 2024
Total AUM$2B
Discretionary$1.9B
Non-Disc.$60.4M
Employees26
Clients0
DateMar 2024
Total AUM$2B
Discretionary$1.9B
Non-Disc.$60.4M
Employees26
Clients0
DateJan 2024
Total AUM$1.8B
Discretionary$1.7B
Non-Disc.$63.6M
Employees26
Clients0
DateNov 2023
Total AUM$1.8B
Discretionary$1.7B
Non-Disc.$63.6M
Employees26
Clients0
DateMar 2023
Total AUM$1.8B
Discretionary$1.7B
Non-Disc.$63.6M
Employees26
Clients0
DateNov 2022
Total AUM$2.1B
Discretionary$2B
Non-Disc.$76.2M
Employees24
Clients0
DateMar 2022
Total AUM$2.1B
Discretionary$2B
Non-Disc.$76.2M
Employees24
Clients0
DateMar 2021
Total AUM$1.8B
Discretionary$1.7B
Non-Disc.$109.5M
Employees25
Clients0
DateJun 2020
Total AUM$1.8B
Discretionary$1.7B
Non-Disc.$93.2M
Employees22
Clients0
DateMar 2020
Total AUM$1.8B
Discretionary$1.7B
Non-Disc.$93.2M
Employees22
Clients0
DateJun 2019
Total AUM$1.6B
Discretionary$1.5B
Non-Disc.$47.6M
Employees21
Clients0
DateMar 2019
Total AUM$1.6B
Discretionary$1.5B
Non-Disc.$47.6M
Employees21
Clients0
DateMar 2018
Total AUM$1.7B
Discretionary$1.7B
Non-Disc.$0
Employees19
Clients0
DateNov 2017
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$35M
Employees19
Clients2,716
DateSep 2017
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$35M
Employees19
Clients2,700
DateMar 2017
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$35M
Employees19
Clients2,700
DateMar 2016
Total AUM$1.6B
Discretionary$1.5B
Non-Disc.$102.7M
Employees21
Clients3,000
DateMar 2015
Total AUM$1.7B
Discretionary$1.6B
Non-Disc.$115.2M
Employees21
Clients3,000
DateJan 2015
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$0
Employees17
Clients3,000
DateMar 2014
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$0
Employees17
Clients3,000
DateApr 2013
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$0
Employees18
Clients3,000
DateMar 2013
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$0
Employees18
Clients3,000
DateJun 2012
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$0
Employees11
Clients3,000
DateApr 2012
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$0
Employees11
Clients3,000
DateMar 2012
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$0
Employees11
Clients3,000
DateAug 2011
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$0
Employees--
Clients--
DateAug 2011
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$0
Employees--
Clients--
DateMar 2011
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$0
Employees--
Clients--
DateJul 2010
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$0
Employees--
Clients--
DateJan 2007
Total AUM$1.8B
Discretionary$1.7B
Non-Disc.$89M
Employees--
Clients--
DateDec 2005
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$23.6M
Employees--
Clients--
DateSep 2005
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$23.6M
Employees--
Clients--
DateJan 2005
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$23.6M
Employees--
Clients--
DateApr 2002
Total AUM$1.3B
Discretionary$1.2B
Non-Disc.$120.6M
Employees--
Clients--