RIA Intelligence

SHUFRO, ROSE & CO., LLC

CRD #3403 SEC #801-977 NEW YORK, NY 212-754-5100
SEC Registered
Total AUM
$2.2B
Discretionary
$2.1B
Employees
27
Clients
101
Accounts
1,338

Firm Details

Organization Type
Limited Liability Company
State of Formation
New York
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 4, 2025
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ARYA, VIBHAW, KUMARIHEAD OF OPERATIONS AND INFORMATION TECHNOLOGYNA Control
ARYA, VIBHAW, KUMARIHEAD OF OPERATIONS AND INFORMATION TECHNOLOGYNA Control
ARYA, VIBHAW, KUMARIHEAD OF OPERATIONS AND INFORMATION TECHNOLOGYNA Control
ARYA, VIBHAW, KUMARIHEAD OF OPERATIONS AND INFORMATION TECHNOLOGYNA Control
ARYA, VIBHAW, KUMARIHEAD OF OPERATIONS AND INFORMATION TECHNOLOGYNA Control
ARYA, VIBHAW, KUMARICHIEF OPERATING OFFICERNA Control
ARYA, VIBHAW, KUMARICHIEF OPERATING OFFICERNA Control
ARYA, VIBHAW, KUMARICHIEF OPERATING OFFICERNA Control
ARYA, VIBHAW, KUMARICHIEF OPERATING OFFICERNA Control
ARYA, VIBHAW, KUMARICHIEF OPERATING OFFICERNA Control
ARYA, VIBHAW, KUMARICHIEF OPERATING OFFICERNA Control
ARYA, VIBHAW, KUMARICHIEF OPERATING OFFICERNA Control
ARYA, VIBHAW, KUMARICHIEF OPERATING OFFICERNA Control
ARYA, VIBHAW, KUMARICHIEF OPERATING OFFICERNA Control
CONTANT, JOHN MARINUSISENIOR MANAGING DIRECTORNA Control
CONTANT, JOHN MARINUSISENIOR MANAGING DIRECTORNA Control
CONTANT, JOHN MARINUSISENIOR MANAGING DIRECTORNA Control
EDWARDS, MYLES JOSHUA IVICHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, AML- CO, GENERAL COUNSELNA Control
EDWARDS, MYLES JOSHUA IVICHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, AML- CO, GENERAL COUNSELNA Control
EDWARDS, MYLES, JOSHUAICHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, GENERAL COUNSELNA Control
EDWARDS, MYLES, JOSHUAICHIEF COMPLIANCE OFFICER & GENERAL COUNSELNA Control
EDWARDS, MYLES, JOSHUAICHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, GENERAL COUNSELNA Control
EDWARDS, MYLES, JOSHUAICHIEF COMPLIANCE OFFICER & GENERAL COUNSELNA Control
HORNE, TARA, NICHOLEICHIEF COMPLIANCE OFFICERNA
HORNE, TARA, NICHOLEICHIEF COMPLIANCE OFFICERNA
HORNE, TARA, NICHOLEICHIEF COMPLIANCE OFFICERNA
HORNE, TARA, NICHOLEICHIEF COMPLIANCE OFFICERNA
HORNE, TARA, NICHOLEICHIEF COMPLIANCE OFFICERNA
KAMINSKY, TONIAISENIOR MANAGING DIRECTORNA Control
KAMINSKY, TONIAISENIOR MANAGING DIRECTORNA Control
KAMINSKY, TONIAISENIOR MANAGING DIRECTORNA Control
KAMINSKY, TONIAISENIOR MANAGING DIRECTORNA Control
KAMINSKY, TONIAISENIOR MANAGING DIRECTORNA Control
KAMINSKY, TONIAISENIOR MANAGING DIRECTORNA Control
KAMINSKY, TONIAISENIOR MANAGING DIRECTORNA Control
KAMINSKY, TONIAISENIOR MANAGING DIRECTORNA Control
KAMINSKY, TONIAISENIOR MANAGING DIRECTORNA Control
KAMINSKY, TONIAISENIOR MANAGING DIRECTORNA Control
KAMINSKY, TONIAISENIOR MANAGING DIRECTORNA Control
KAMINSKY, TONIAISENIOR MANAGING DIRECTORNA Control
KAMINSKY, TONIAISENIOR MANAGING DIRECTORNA Control
KAMINSKY, TONIAISENIOR MANAGING DIRECTORNA Control
KAMINSKY, TONIAISENIOR MANAGING DIRECTORNA Control
KAMINSKY, TONIAISENIOR MANAGING DIRECTORNA Control
KAMINSKY, TONIAISENIOR MANAGING DIRECTORNA Control
KAMINSKY, TONIAISENIOR MANAGING DIRECTORNA Control
KAMINSKY, TONIAISENIOR MANAGING DIRECTORNA Control
KAMINSKY, TONIAISENIOR MANAGING DIRECTORNA Control
MOY, HARVEY WICHIEF COMPLIANCE OFFICER, BOMROPNA Control
MOY, HARVEY WICHIEF COMPLIANCE OFFICER, BOMROPNA Control
MOY, HARVEY WICHIEF COMPLIANCE OFFICER, BOMROPNA Control
MOY, HARVEY WICHIEF COMPLIANCE OFFICER, BOMROPNA
MOY, HARVEY WICHIEF COMPLIANCE OFFICER, BOMROPNA Control
SHUFRO, GREGORY DAVIDICHIEF COMPLIANCE OFFICER , AML-CO, SENIOR MANAGING DIRECTORNA Control
SHUFRO, GREGORY DAVIDICHIEF COMPLIANCE OFFICER , AML-CO, SENIOR MANAGING DIRECTORNA Control
SHUFRO, GREGORY DAVIDICHIEF COMPLIANCE OFFICER , AML-CO, SENIOR MANAGING DIRECTORNA Control
SHUFRO, GREGORY DAVIDICHIEF COMPLIANCE OFFICER , AML-CO, SENIOR MANAGING DIRECTORNA Control
SHUFRO, GREGORY DAVIDICHIEF COMPLIANCE OFFICER , AML-CO, SENIOR MANAGING DIRECTORNA Control
SHUFRO, GREGORY DAVIDICHIEF COMPLIANCE OFFICER , AML-CO, SENIOR MANAGING DIRECTORNA Control
SHUFRO, GREGORY DAVIDICHIEF COMPLIANCE OFFICER , AML-CO, SENIOR MANAGING DIRECTORNA Control
SHUFRO, GREGORY DAVIDISENIOR MANAGING DIRECTORNA Control
SHUFRO, GREGORY DAVIDISENIOR MANAGING DIRECTORNA Control
SHUFRO, GREGORY DAVIDICHIEF COMPLIANCE OFFICER , AML-CO, SENIOR MANAGING DIRECTORNA Control
SHUFRO, GREGORY DAVIDICHIEF COMPLIANCE OFFICER , AML-CO, SENIOR MANAGING DIRECTORNA Control
SHUFRO, GREGORY DAVIDICHIEF COMPLIANCE OFFICER , AML-CO, SENIOR MANAGING DIRECTORNA Control
SHUFRO, GREGORY DAVIDICHIEF COMPLIANCE OFFICER , AML-CO, SENIOR MANAGING DIRECTORNA Control
SHUFRO, GREGORY DAVIDISENIOR MANAGING DIRECTORNA Control
SHUFRO, GREGORY, DAVIDISENIOR MANAGING DIRECTORNA Control
SHUFRO, GREGORY, DAVIDISENIOR MANAGING DIRECTORNA Control
SHUFRO, GREGORY, DAVIDISENIOR MANAGING DIRECTORNA Control
SHUFRO, GREGORY, DAVIDISENIOR MANAGING DIRECTORNA Control
SHUFRO, GREGORY, DAVIDICHIEF COMPLIANCE OFFICERNA Control
SHUFRO, GREGORY, DAVIDISENIOR MANAGING DIRECTORNA Control
SHUFRO, GREGORY, DAVIDISENIOR MANAGING DIRECTORNA Control
WILKENS, JOHN, ALANICHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICERNA Control
WILKENS, JOHN, ALANICHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICERNA Control
WILKENS, JOHN, ALANICHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICERNA Control
WILKENS, JOHN, ALANICHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICERNA Control
WILKENS, JOHN, ALANICHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICERNA Control
WILKENS, JOHN, ALANICHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICERNA Control
WILKENS, JOHN, ALANICHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICERNA Control
WILKENS, JOHN, ALANICHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICERNA Control
WILKENS, JOHN, ALANICHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICERNA Control
LEIT, STEPHEN DAVIDISENIOR MANAGING DIRECTORC Control
LEIT, STEPHEN DAVIDISENIOR MANAGING DIRECTORC Control
LEIT, STEPHEN DAVIDISENIOR MANAGING DIRECTORC Control
LEIT, STEPHEN DAVIDISENIOR MANAGING DIRECTORC Control
LEIT, STEPHEN DAVIDISENIOR MANAGING DIRECTORC Control
LEIT, STEPHEN DAVIDISENIOR MANAGING DIRECTORC Control
LEIT, STEPHEN DAVIDISENIOR MANAGING DIRECTORC Control
LEIT, STEPHEN DAVIDISENIOR MANAGING DIRECTORC Control
LEIT, STEPHEN DAVIDISENIOR MANAGING DIRECTORC Control
LEIT, STEPHEN DAVIDISENIOR MANAGING DIRECTORC Control
LEIT, STEPHEN DAVIDISENIOR MANAGING DIRECTORC Control
LEIT, STEPHEN DAVIDISENIOR MANAGING DIRECTORC Control
LEIT, STEPHEN DAVIDISENIOR MANAGING DIRECTORC Control
LEIT, STEPHEN DAVIDISENIOR MANAGING DIRECTORC Control
LEIT, STEPHEN DAVIDISENIOR MANAGING DIRECTORC Control
LEIT, STEPHEN DAVIDISENIOR MANAGING DIRECTORC Control
LEIT, STEPHEN DAVIDISENIOR MANAGING DIRECTORC Control
LEIT, STEPHEN DAVIDISENIOR MANAGING DIRECTORC Control
LEIT, STEPHEN DAVIDISENIOR MANAGING DIRECTORC Control
LEIT, STEPHEN DAVIDISENIOR MANAGING DIRECTORC Control
LEIT, STEPHEN DAVIDISENIOR MANAGING DIRECTORC Control
LEIT, STEPHEN DAVIDISENIOR MANAGING DIRECTORC Control
LEIT, STEPHEN DAVIDISENIOR MANAGING DIRECTORC Control
LEIT, STEPHEN DAVIDISENIOR MANAGING DIRECTORC Control
LEIT, STEPHEN DAVIDISENIOR MANAGING DIRECTORC Control
LEIT, STEPHEN, DAVIDIPRINCIPAL AND SENIOR FINANCIAL ADVISORC Control
LEIT, STEPHEN, DAVIDIPRINCIPAL AND SENIOR FINANCIAL ADVISORC Control
LEIT, STEPHEN, DAVIDIPRINCIPAL AND SENIOR FINANCIAL ADVISORC Control
LEIT, STEPHEN, DAVIDIPRINCIPAL AND SENIOR FINANCIAL ADVISORC Control
LEIT, STEPHEN, DAVIDIPRINCIPAL AND SENIOR FINANCIAL ADVISORC Control
LEIT, STEPHEN, DAVIDIPRINCIPAL AND SENIOR FINANCIAL ADVISORC Control
LEIT, STEPHEN, DAVIDIPRINCIPAL AND SENIOR FINANCIAL ADVISORC Control
LEIT, STEPHEN, DAVIDIPRINCIPAL AND SENIOR FINANCIAL ADVISORC Control
LEIT, STEPHEN, DAVIDIPRINCIPAL AND SENIOR FINANCIAL ADVISORC Control
LEIT, STEPHEN, DAVIDIPRINCIPAL AND SENIOR FINANCIAL ADVISORC Control
LEIT, STEPHEN, DAVIDIPRINCIPAL AND SENIOR FINANCIAL ADVISORC Control
LEIT, STEPHEN, DAVIDIPRINCIPAL AND SENIOR FINANCIAL ADVISORC Control
SHUFRO, EDWARD GEORGEISENIOR MANAGING DIRECTOR, SROP, CROPC Control
SHUFRO, EDWARD GEORGEISENIOR MANAGING DIRECTOR, CEOC Control
SHUFRO, EDWARD GEORGEISENIOR MANAGING DIRECTOR, CEOC Control
SHUFRO, EDWARD GEORGEISENIOR MANAGING DIRECTOR, CEOC Control
SHUFRO, EDWARD GEORGEISENIOR MANAGING DIRECTOR, CEOC Control
SHUFRO, EDWARD GEORGEISENIOR MANAGING DIRECTOR, SROP, CROPC Control
SHUFRO, EDWARD GEORGEISENIOR MANAGING DIRECTOR, SROP, CROPC Control
SHUFRO, EDWARD GEORGEISENIOR MANAGING DIRECTOR, CEOC Control
SHUFRO, EDWARD GEORGEISENIOR MANAGING DIRECTOR, SROP, CROPC Control
SHUFRO, EDWARD GEORGEISENIOR MANAGING DIRECTOR, SROP, CROPC Control
SHUFRO, EDWARD GEORGEISENIOR MANAGING DIRECTOR, CEOC Control
SHUFRO, EDWARD GEORGEISENIOR MANAGING DIRECTOR, CEOC Control
SHUFRO, EDWARD GEORGEISENIOR MANAGING DIRECTOR, CEOC Control
SHUFRO, EDWARD GEORGEISENIOR MANAGING DIRECTOR, CEOC Control
SHUFRO, EDWARD GEORGEISENIOR MANAGING DIRECTOR, CEOC Control
SHUFRO, EDWARD GEORGEISENIOR MANAGING DIRECTOR, CEOC Control
SHUFRO, EDWARD GEORGEISENIOR MANAGING DIRECTOR, CEOC Control
SHUFRO, EDWARD GEORGEISENIOR MANAGING DIRECTOR, CEOC Control
SHUFRO, EDWARD GEORGEISENIOR MANAGING DIRECTOR, CEOC Control
SHUFRO, EDWARD GEORGEISENIOR MANAGING DIRECTOR, CEOC Control
SHUFRO, EDWARD GEORGEISENIOR MANAGING DIRECTOR, CEOC Control
SHUFRO, EDWARD GEORGEISENIOR MANAGING DIRECTOR, CEOC Control
SHUFRO, EDWARD GEORGEISENIOR MANAGING DIRECTOR, CEOC Control
SHUFRO, EDWARD, GEORGEISENIOR MANAGING DIRECTOR EMERITUSC Control
SHUFRO, EDWARD, GEORGEISENIOR MANAGING DIRECTOR EMERITUSC Control
CONTANT, JOHN MARINUSISENIOR MANAGING DIRECTORB Control
CONTANT, JOHN MARINUSISENIOR MANAGING DIRECTORB Control
CONTANT, JOHN MARINUSISENIOR MANAGING DIRECTORB Control
CONTANT, JOHN MARINUSISENIOR MANAGING DIRECTORB Control
CONTANT, JOHN MARINUSISENIOR MANAGING DIRECTORB Control
CONTANT, JOHN MARINUSISENIOR MANAGING DIRECTORB Control
CONTANT, JOHN MARINUSISENIOR MANAGING DIRECTORB Control
CONTANT, JOHN MARINUSISENIOR MANAGING DIRECTORB Control
CONTANT, JOHN MARINUSISENIOR MANAGING DIRECTORB Control
CONTANT, JOHN MARINUSISENIOR MANAGING DIRECTORB Control
CONTANT, JOHN MARINUSISENIOR MANAGING DIRECTORB Control
CONTANT, JOHN MARINUSISENIOR MANAGING DIRECTORB Control
CONTANT, JOHN MARINUSISENIOR MANAGING DIRECTORB Control
CONTANT, JOHN MARINUSISENIOR MANAGING DIRECTORB Control
CONTANT, JOHN MARINUSISENIOR MANAGING DIRECTORB Control
CONTANT, JOHN MARINUSISENIOR MANAGING DIRECTORB Control
CONTANT, JOHN MARINUSISENIOR MANAGING DIRECTORB Control
CONTANT, JOHN MARINUSISENIOR MANAGING DIRECTORB Control
CONTANT, JOHN MARINUSISENIOR MANAGING DIRECTORB Control
CONTANT, JOHN MARINUSISENIOR MANAGING DIRECTORB Control
CONTANT, JOHN MARINUSISENIOR MANAGING DIRECTORB Control
CONTANT, JOHN, MARINUSIPRINCIPAL AND SENIOR FINANCIAL ADVISORB Control
CONTANT, JOHN, MARINUSIPRINCIPAL AND SENIOR FINANCIAL ADVISORB Control
CONTANT, JOHN, MARINUSIPRINCIPAL AND SENIOR FINANCIAL ADVISORB Control
CONTANT, JOHN, MARINUSIPRINCIPAL AND SENIOR FINANCIAL ADVISORB Control
CONTANT, JOHN, MARINUSIPRINCIPAL AND SENIOR FINANCIAL ADVISORB Control
CONTANT, JOHN, MARINUSIPRINCIPAL AND SENIOR FINANCIAL ADVISORB Control
CONTANT, JOHN, MARINUSIPRINCIPAL AND SENIOR FINANCIAL ADVISORB Control
CONTANT, JOHN, MARINUSIPRINCIPAL AND SENIOR FINANCIAL ADVISORB Control
CONTANT, JOHN, MARINUSIPRINCIPAL AND SENIOR FINANCIAL ADVISORB Control
CONTANT, JOHN, MARINUSIPRINCIPAL AND SENIOR FINANCIAL ADVISORB Control
CONTANT, JOHN, MARINUSIPRINCIPAL AND SENIOR FINANCIAL ADVISORB Control
CONTANT, JOHN, MARINUSIPRINCIPAL AND SENIOR FINANCIAL ADVISORB Control
GLASS, STEVEN JEFFREYISENIOR MANAGING DIRECTOR, CFOB Control
GLASS, STEVEN JEFFREYISENIOR MANAGING DIRECTOR, CFOB Control
GLASS, STEVEN JEFFREYISENIOR MANAGING DIRECTOR, CFOB Control
GLASS, STEVEN JEFFREYISENIOR MANAGING DIRECTOR, CFOB Control
GLASS, STEVEN JEFFREYISENIOR MANAGING DIRECTORB Control
GLASS, STEVEN JEFFREYISENIOR MANAGING DIRECTOR, CFOB Control
GLASS, STEVEN JEFFREYISENIOR MANAGING DIRECTOR, CFOB Control
GLASS, STEVEN JEFFREYISENIOR MANAGING DIRECTOR, CFOB Control
GLASS, STEVEN JEFFREYISENIOR MANAGING DIRECTOR, CFO, FINOPB Control
GLASS, STEVEN JEFFREYISENIOR MANAGING DIRECTOR, CFO, FINOPB Control
GLASS, STEVEN JEFFREYISENIOR MANAGING DIRECTOR, CFOB Control
GLASS, STEVEN JEFFREYISENIOR MANAGING DIRECTOR, CFOB Control
GLASS, STEVEN JEFFREYISENIOR MANAGING DIRECTOR, CFOB Control
GLASS, STEVEN JEFFREYISENIOR MANAGING DIRECTOR, CFO, FINOPB Control
GLASS, STEVEN, JEFFREYISENIOR MANAGING DIRECTOR, CFOB Control
GLASS, STEVEN, JEFFREYISENIOR MANAGING DIRECTOR, CFOB Control
GLASS, STEVEN, JEFFREYISENIOR MANAGING DIRECTOR, CFOB Control
GLASS, STEVEN, JEFFREYISENIOR MANAGING DIRECTOR, CFOB Control
GLASS, STEVEN, JEFFREYISENIOR MANAGING DIRECTOR, CFOB Control
GLASS, STEVEN, JEFFREYISENIOR MANAGING DIRECTORB Control
GLASS, STEVEN, JEFFREYISENIOR MANAGING DIRECTORB Control
GLASS, STEVEN, JEFFREYIPRINCIPAL AND SENIOR FINANCIAL ADVISORB Control
GLASS, STEVEN, JEFFREYIPRINCIPAL AND SENIOR FINANCIAL ADVISORB Control
GLASS, STEVEN, JEFFREYIPRINCIPAL AND SENIOR FINANCIAL ADVISORB Control
GLASS, STEVEN, JEFFREYIPRINCIPAL AND SENIOR FINANCIAL ADVISORB Control
GLASS, STEVEN, JEFFREYIPRINCIPAL AND SENIOR FINANCIAL ADVISORB Control
GLASS, STEVEN, JEFFREYIPRINCIPAL AND SENIOR FINANCIAL ADVISORB Control
GLASS, STEVEN, JEFFREYIPRINCIPAL AND SENIOR FINANCIAL ADVISORB Control
GLASS, STEVEN, JEFFREYIPRINCIPAL AND SENIOR FINANCIAL ADVISORB Control
GLASS, STEVEN, JEFFREYIPRINCIPAL AND SENIOR FINANCIAL ADVISORB Control
GLASS, STEVEN, JEFFREYIPRINCIPAL AND SENIOR FINANCIAL ADVISORB Control
GLASS, STEVEN, JEFFREYIPRINCIPAL AND SENIOR FINANCIAL ADVISORB Control
GLASS, STEVEN, JEFFREYIPRINCIPAL AND SENIOR FINANCIAL ADVISORB Control
KAMINSKY, ToniaIPRINCIPAL AND SENIOR FINANCIAL ADVISORB Control
KAMINSKY, ToniaIPRINCIPAL AND SENIOR FINANCIAL ADVISORB Control
KAMINSKY, ToniaIPRINCIPAL AND SENIOR FINANCIAL ADVISORB Control
KAMINSKY, ToniaIPRINCIPAL AND SENIOR FINANCIAL ADVISORB Control
KAMINSKY, ToniaIPRINCIPAL AND SENIOR FINANCIAL ADVISORB Control
KAMINSKY, ToniaIPRINCIPAL AND SENIOR FINANCIAL ADVISORB Control
KAMINSKY, ToniaIPRINCIPAL AND SENIOR FINANCIAL ADVISORB Control
KAMINSKY, ToniaIPRINCIPAL AND SENIOR FINANCIAL ADVISORB Control
KAMINSKY, ToniaIPRINCIPAL AND SENIOR FINANCIAL ADVISORB Control
KAMINSKY, ToniaIPRINCIPAL AND SENIOR FINANCIAL ADVISORB Control
KAMINSKY, ToniaIPRINCIPAL AND SENIOR FINANCIAL ADVISORB Control
KAMINSKY, ToniaIPRINCIPAL AND SENIOR FINANCIAL ADVISORB Control
ROSE, RICHARD JOHNISENIOR MANAGING DIRECTORB Control
ROSE, RICHARD JOHNISENIOR MANAGING DIRECTORB Control
ROSE, RICHARD JOHNISENIOR MANAGING DIRECTORB
ROSE, RICHARD JOHNISENIOR MANAGING DIRECTORB Control
SHUFRO, GREGORY, DAVIDIPRINCIPAL AND SENIOR FINANCIAL ADVISORB Control
SHUFRO, GREGORY, DAVIDIPRINCIPAL AND SENIOR FINANCIAL ADVISORB Control
SHUFRO, GREGORY, DAVIDIPRINCIPAL AND SENIOR FINANCIAL ADVISORB Control
SHUFRO, GREGORY, DAVIDIPRINCIPAL AND SENIOR FINANCIAL ADVISORB Control
SHUFRO, GREGORY, DAVIDIPRINCIPAL AND SENIOR FINANCIAL ADVISORB Control
SHUFRO, GREGORY, DAVIDIPRINCIPAL AND SENIOR FINANCIAL ADVISORB Control
SHUFRO, GREGORY, DAVIDIPRINCIPAL AND SENIOR FINANCIAL ADVISORB Control
SHUFRO, GREGORY, DAVIDIPRINCIPAL AND SENIOR FINANCIAL ADVISORB Control
SHUFRO, GREGORY, DAVIDIPRINCIPAL AND SENIOR FINANCIAL ADVISORB Control
SHUFRO, GREGORY, DAVIDIPRINCIPAL AND SENIOR FINANCIAL ADVISORB Control
SHUFRO, GREGORY, DAVIDIPRINCIPAL AND SENIOR FINANCIAL ADVISORB Control
SHUFRO, GREGORY, DAVIDIPRINCIPAL AND SENIOR FINANCIAL ADVISORB Control
WACHT, HARVEYISENIOR MANAGING DIRECTORB Control
WACHT, HARVEYISENIOR MANAGING DIRECTORB Control
WACHT, HARVEYISENIOR MANAGING DIRECTORB Control
WACHT, HARVEYISENIOR MANAGING DIRECTORB Control
WACHT, HARVEYISENIOR MANAGING DIRECTORB Control
WACHT, HARVEYISENIOR MANAGING DIRECTORB Control
WACHT, HARVEYISENIOR MANAGING DIRECTORB Control
WACHT, HARVEYISENIOR MANAGING DIRECTORB Control
WACHT, HARVEYISENIOR MANAGING DIRECTORB Control
WACHT, HARVEYISENIOR MANAGING DIRECTORB Control
WACHT, HARVEYISENIOR MANAGING DIRECTORB Control
WACHT, HARVEYISENIOR MANAGING DIRECTORB Control
WACHT, HARVEYISENIOR MANAGING DIRECTORB Control
WACHT, HARVEYISENIOR MANAGING DIRECTORB Control
WACHT, HARVEYISENIOR MANAGING DIRECTORB Control
WACHT, HARVEYISENIOR MANAGING DIRECTORB Control
WACHT, HARVEYISENIOR MANAGING DIRECTORB Control
WACHT, HARVEYISENIOR MANAGING DIRECTORB Control
WACHT, HARVEYISENIOR MANAGING DIRECTORB Control
WACHT, HARVEYISENIOR MANAGING DIRECTORB Control
WACHT, HARVEYISENIOR MANAGING DIRECTORB Control
WEISS, ROBERT DAVIDISENIOR MANAGING DIRECTORB Control
WEISS, ROBERT DAVIDISENIOR MANAGING DIRECTORB Control
WEISS, ROBERT DAVIDISENIOR MANAGING DIRECTORB
WEISS, ROBERT DAVIDISENIOR MANAGING DIRECTORB Control
GLASS, STEVEN JEFFREYISENIOR MANAGING DIRECTORA Control
GLASS, STEVEN JEFFREYISENIOR MANAGING DIRECTORA Control
GLASS, STEVEN JEFFREYISENIOR MANAGING DIRECTORA
GLASS, STEVEN JEFFREYISENIOR MANAGING DIRECTORA Control
WACHT, HARVEYISENIOR MANAGING DIRECTORA Control
WACHT, HARVEYISENIOR MANAGING DIRECTORA Control
WACHT, HARVEYISENIOR MANAGING DIRECTORA Control
WACHT, HARVEYIPRINCIPAL AND SENIOR FINANCIAL ADVISORA Control
WACHT, HARVEYIPRINCIPAL AND SENIOR FINANCIAL ADVISORA Control
WACHT, HARVEYIPRINCIPAL AND SENIOR FINANCIAL ADVISORA Control
WACHT, HARVEYIPRINCIPAL AND SENIOR FINANCIAL ADVISORA Control
WACHT, HARVEYIPRINCIPAL AND SENIOR FINANCIAL ADVISORA Control
WACHT, HARVEYIPRINCIPAL AND SENIOR FINANCIAL ADVISORA Control
WACHT, HARVEYIPRINCIPAL AND SENIOR FINANCIAL ADVISORA Control
WACHT, HARVEYIPRINCIPAL AND SENIOR FINANCIAL ADVISORA Control
WACHT, HARVEYIPRINCIPAL AND SENIOR FINANCIAL ADVISORA Control
WACHT, HARVEYIPRINCIPAL AND SENIOR FINANCIAL ADVISORA Control
WACHT, HARVEYIPRINCIPAL AND SENIOR FINANCIAL ADVISORA Control
WACHT, HARVEYIPRINCIPAL AND SENIOR FINANCIAL ADVISORA Control

Registrations

Federal

IA
Apr 4, 2025 REGISTERED

Notice Filings (52)

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Address

600 LEXINGTON AVENUE
15TH FLOOR
NEW YORK, NY 10022
United States
Phone: 212-754-5100