TRANSAMERICA FINANCIAL ADVISORS, INC.
CRD #3600 SEC #801-56710 LOS ANGELES, CA 213-741-7702
SEC Registered Broker-Dealer
Total AUM
$550.7M
Discretionary
$221.4M
Employees
51
Clients
101
Accounts
2,800
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Apr 2009 | $446.4M | $80M | $366.3M | 51 | -- |
| Mar 2009 | $446.4M | $80M | $366.3M | 51 | -- |
| Mar 2008 | $576.7M | $137M | $439.7M | 51 | -- |
| Jan 2008 | $542.4M | $147.5M | $394.9M | 51 | -- |
| Jan 2008 | $542.4M | $147.5M | $394.9M | 51 | -- |
| Aug 2007 | $542.4M | $147.5M | $394.9M | 51 | -- |
| Mar 2007 | $542.4M | $147.5M | $394.9M | 51 | -- |
| Feb 2007 | $550.7M | $221.4M | $329.3M | 51 | -- |
| Mar 2006 | $550.7M | $221.4M | $329.3M | 51 | -- |
| Mar 2006 | $418.9M | $178.2M | $240.7M | 51 | -- |
| Dec 2005 | $418.9M | $178.2M | $240.7M | 51 | -- |
| Nov 2005 | $418.9M | $178.2M | $240.7M | 51 | -- |
| Nov 2005 | $418.9M | $178.2M | $240.7M | 51 | -- |
| Jan 2005 | $233M | $0 | $233M | 51 | -- |
| Apr 2004 | $233M | $0 | $233M | 51 | -- |
| Mar 2004 | $153M | $0 | $153M | 51 | -- |
| Jan 2004 | $153M | $0 | $153M | 51 | -- |
| Dec 2003 | $153M | $0 | $153M | 51 | -- |
| Oct 2003 | $153M | $0 | $153M | 51 | -- |
| Oct 2003 | $153M | $0 | $153M | 51 | -- |
| Mar 2002 | $150M | $0 | $150M | 51 | -- |
| Jul 2001 | $220M | $0 | $220M | 51 | -- |
| Jun 2001 | $220M | $0 | $220M | 51 | -- |
| Jun 2001 | $220M | $0 | $220M | 51 | -- |
| May 2001 | $220M | $0 | $220M | 51 | -- |
DateApr 2009
Total AUM$446.4M
Discretionary$80M
Non-Disc.$366.3M
Employees51
Clients--
DateMar 2009
Total AUM$446.4M
Discretionary$80M
Non-Disc.$366.3M
Employees51
Clients--
DateMar 2008
Total AUM$576.7M
Discretionary$137M
Non-Disc.$439.7M
Employees51
Clients--
DateJan 2008
Total AUM$542.4M
Discretionary$147.5M
Non-Disc.$394.9M
Employees51
Clients--
DateJan 2008
Total AUM$542.4M
Discretionary$147.5M
Non-Disc.$394.9M
Employees51
Clients--
DateAug 2007
Total AUM$542.4M
Discretionary$147.5M
Non-Disc.$394.9M
Employees51
Clients--
DateMar 2007
Total AUM$542.4M
Discretionary$147.5M
Non-Disc.$394.9M
Employees51
Clients--
DateFeb 2007
Total AUM$550.7M
Discretionary$221.4M
Non-Disc.$329.3M
Employees51
Clients--
DateMar 2006
Total AUM$550.7M
Discretionary$221.4M
Non-Disc.$329.3M
Employees51
Clients--
DateMar 2006
Total AUM$418.9M
Discretionary$178.2M
Non-Disc.$240.7M
Employees51
Clients--
DateDec 2005
Total AUM$418.9M
Discretionary$178.2M
Non-Disc.$240.7M
Employees51
Clients--
DateNov 2005
Total AUM$418.9M
Discretionary$178.2M
Non-Disc.$240.7M
Employees51
Clients--
DateNov 2005
Total AUM$418.9M
Discretionary$178.2M
Non-Disc.$240.7M
Employees51
Clients--
DateJan 2005
Total AUM$233M
Discretionary$0
Non-Disc.$233M
Employees51
Clients--
DateApr 2004
Total AUM$233M
Discretionary$0
Non-Disc.$233M
Employees51
Clients--
DateMar 2004
Total AUM$153M
Discretionary$0
Non-Disc.$153M
Employees51
Clients--
DateJan 2004
Total AUM$153M
Discretionary$0
Non-Disc.$153M
Employees51
Clients--
DateDec 2003
Total AUM$153M
Discretionary$0
Non-Disc.$153M
Employees51
Clients--
DateOct 2003
Total AUM$153M
Discretionary$0
Non-Disc.$153M
Employees51
Clients--
DateOct 2003
Total AUM$153M
Discretionary$0
Non-Disc.$153M
Employees51
Clients--
DateMar 2002
Total AUM$150M
Discretionary$0
Non-Disc.$150M
Employees51
Clients--
DateJul 2001
Total AUM$220M
Discretionary$0
Non-Disc.$220M
Employees51
Clients--
DateJun 2001
Total AUM$220M
Discretionary$0
Non-Disc.$220M
Employees51
Clients--
DateJun 2001
Total AUM$220M
Discretionary$0
Non-Disc.$220M
Employees51
Clients--
DateMay 2001
Total AUM$220M
Discretionary$0
Non-Disc.$220M
Employees51
Clients--