TRANSAMERICA FINANCIAL ADVISORS, INC.
CRD #3600 SEC #801-56710 LOS ANGELES, CA 213-741-7702
SEC Registered Broker-Dealer
Total AUM
$550.7M
Discretionary
$221.4M
Employees
51
Clients
101
Accounts
2,800
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 15, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALLEN, PAMELA YVONNE | I | CROP | NA | Control |
| ALLEN, PAMELA YVONNE | I | CROP | NA | Control |
| ALLEN, PAMELA YVONNE | I | CROP | NA | Control |
| ALLEN, PAMELA YVONNE | I | CROP | NA | Control |
| ALLEN, PAMELA YVONNE | I | CROP | NA | Control |
| ALLEN, PAMELA YVONNE | I | CROP | NA | Control |
| ALLEN, PAMELA YVONNE | I | CROP | NA | Control |
| ARMSTRONG, ROBERT WESTON | I | SECRETARY | NA | Control |
| BROWN, SANDRA CHAPPELL | I | PRESIDENT, CHIEF OPERATING OFFICER, DIRECTOR, & CHAIRPERSON OF THE BOARD | NA | Control |
| BROWN, SANDRA CHAPPELL | I | PRESIDENT, CHIEF OPERATING OFFICER, DIRECTOR, & CHAIRPERSON OF THE BOARD | NA | Control |
| BROWN, SANDRA CHAPPELL | I | PRESIDENT, CHIEF OPERATING OFFICER, DIRECTOR, & CHAIRPERSON OF THE BOARD | NA | Control |
| BROWN, SANDRA CHAPPELL | I | PRESIDENT, CHIEF OPERATING OFFICER, DIRECTOR, & CHAIRPERSON OF THE BOARD | NA | Control |
| BROWN, SANDRA CHAPPELL | I | PRESIDENT, CHIEF OPERATING OFFICER, DIRECTOR, & CHAIRPERSON OF THE BOARD | NA | Control |
| BROWN, SANDRA CHAPPELL | I | PRESIDENT | NA | Control |
| BROWN, SANDRA CHAPPELL | I | CHIEF OPERATING OFFICER, CHAIRPERSON OF THE BOARD & DIRECTOR | NA | Control |
| BROWN, SANDRA CHAPPELL | I | PRESIDENT | NA | Control |
| BROWN, SANDRA CHAPPELL | I | CHIEF OPERATING OFFICER, CHAIRPERSON OF THE BOARD & DIRECTOR | NA | Control |
| BROWN, SANDRA CHAPPELL | I | PRESIDENT, CHIEF OPERATING OFFICER, CHAIRPERSON OF THE BOARD & DIRECTOR | NA | Control |
| BROWN, SANDRA CHAPPELL | I | PRESIDENT, CHIEF OPERATING OFFICER, CHAIRPERSON OF THE BOARD & DIRECTOR | NA | Control |
| BROWN, SANDRA CHAPPELL | I | PRESIDENT, CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| BROWN, SANDRA CHAPPELL | I | CHAIRPERSON OF THE BOARD | NA | Control |
| BROWN, SANDRA CHAPPELL | I | PRESIDENT, CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| BROWN, SANDRA CHAPPELL | I | CHAIRPERSON OF THE BOARD | NA | Control |
| BROWN, SANDRA CHAPPELL | I | PRESIDENT, CHIEF OPERATING OFFICER, DIRECTOR, & CHAIRPERSON OF THE BOARD | NA | Control |
| BROWN, SANDRA CHAPPELL | I | PRESIDENT, CHIEF OPERATING OFFICER, DIRECTOR, & CHAIRPERSON OF THE BOARD | NA | Control |
| BROWN, SANDRA CHAPPELL | I | PRESIDENT, CHIEF OPERATING OFFICER, DIRECTOR, & CHAIRPERSON OF THE BOARD | NA | Control |
| BROWN, SANDRA CHAPPELL | I | PRESIDENT, CHIEF OPERATING OFFICER, DIRECTOR, & CHAIRPERSON OF THE BOARD | NA | Control |
| BROWN, SANDRA CHAPPELL | I | PRESIDENT, CHIEF OPERATING OFFICER, DIRECTOR, & CHAIRPERSON OF THE BOARD | NA | Control |
| BROWN, SANDRA CHAPPELL | I | PRESIDENT, CHIEF OPERATING OFFICER, DIRECTOR, & CHAIRPERSON OF THE BOARD | NA | Control |
| BROWN, SANDRA CHAPPELL | I | PRESIDENT, CHIEF OPERATING OFFICER, DIRECTOR, & CHAIRPERSON OF THE BOARD | NA | Control |
| BROWN, SANDRA CHAPPELL | I | PRESIDENT, CHIEF OPERATING OFFICER, DIRECTOR, & CHAIRPERSON OF THE BOARD | NA | Control |
| BROWN, SANDRA CHAPPELL | I | PRESIDENT, CHIEF OPERATING OFFICER, DIRECTOR, & CHAIRPERSON OF THE BOARD | NA | Control |
| BROWN, SANDRA CHAPPELL | I | PRESIDENT, CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| BROWN, SANDRA CHAPPELL | I | CHAIRPERSON OF THE BOARD | NA | Control |
| BROWN, SANDRA CHAPPELL | I | PRESIDENT, CHIEF OPERATING OFFICER, CHAIRPERSON OF THE BOARD & DIRECTOR | NA | Control |
| BROWN, SANDRA CHAPPELL | I | PRESIDENT, CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| BROWN, SANDRA CHAPPELL | I | CHAIRPERSON OF THE BOARD | NA | Control |
| BROWN, SANDRA CHAPPELL | I | PRESIDENT, CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| BROWN, SANDRA CHAPPELL | I | CHAIRPERSON OF THE BOARD | NA | Control |
| BROWN, SANDRA CHAPPELL | I | PRESIDENT, CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| BROWN, SANDRA CHAPPELL | I | CHAIRPERSON OF THE BOARD | NA | Control |
| CANETE, MARY | I | ASSISTANT TREASURER | NA | Control |
| CANETE, MARY | I | ASSISTANT TREASURER | NA | Control |
| CANETE, MARY | I | ASSISTANT TREASURER | NA | Control |
| CANETE, MARY | I | ASSISTANT TREASURER | NA | Control |
| CANETE, MARY | I | ASSISTANT TREASURER | NA | Control |
| CANETE, MARY | I | ASSISTANT TREASURER | NA | Control |
| CANETE, MARY ANTHONY | I | ASSISTANT TREASURER | NA | Control |
| CANETE, MARY ANTHONY | I | ASSISTANT TREASURER | NA | Control |
| CANETE, MARY ANTHONY | I | ASSISTANT TREASURER | NA | Control |
| CANETE, MARY ANTHONY | I | ASSISTANT TREASURER | NA | Control |
| CANETE, MARY ANTHONY | I | ASSISTANT TREASURER | NA | Control |
| CANETE, MARY ANTHONY | I | ASSISTANT TREASURER | NA | Control |
| CANETE, MARY ANTHONY | I | ASSISTANT TREASURER | NA | Control |
| CANETE, MARY ANTHONY | I | ASSISTANT TREASURER | NA | Control |
| CANETE, MARY ANTHONY | I | ASSISTANT TREASURER | NA | Control |
| CANETE, MARY ANTHONY | I | ASSISTANT TREASURER | NA | Control |
| CANETE, MARY ANTHONY | I | ASSISTANT TREASURER | NA | Control |
| CANETE, MARY ANTHONY | I | ASSISTANT TREASURER | NA | Control |
| CANETE, MARY ANTHONY | I | ASSISTANT TREASURER | NA | Control |
| CANEVA, DANIEL CESAR | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| CANEVA, DANIEL CESAR | I | SECRETARY | NA | Control |
| CANEVA, DANIEL CESAR | I | CROP | NA | Control |
| CANEVA, DANIEL CESAR | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| CANEVA, DANIEL CESAR | I | SECRETARY | NA | Control |
| CANEVA, DANIEL CESAR | I | CROP | NA | Control |
| CANEVA, DANIEL CESAR | I | SECRETARY, VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & CROP | NA | Control |
| CANEVA, DANIEL CESAR | I | SECRETARY, VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & CROP | NA | Control |
| CANEVA, DANIEL CESAR | I | SECRETARY, VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & CROP | NA | Control |
| CHUANG, GEORGE CHUWANG | I | SENIOR VICE PRESIDENT & TREASURER | NA | Control |
| CHUANG, GEORGE CHUWANG | I | SENIOR VICE PRESIDENT & TREASURER | NA | Control |
| CHUANG, GEORGE CHUWANG | I | SENIOR VICE PRESIDENT & TREASURER | NA | Control |
| CHUANG, GEORGE CHUWANG | I | SENIOR VICE PRESIDENT & TREASURER | NA | Control |
| CHUANG, GEORGE CHUWANG | I | SENIOR VICE PRESIDENT & TREASURER | NA | Control |
| CHUANG, GEORGE CHUWANG | I | SENIOR VICE PRESIDENT & TREASURER | NA | Control |
| CHUANG, GEORGE CHUWANG | I | PRESIDENT, DIRECTOR | NA | Control |
| CHUANG, GEORGE CHUWANG | I | SENIOR VICE PRESIDENT & TREASURER | NA | Control |
| CHUANG, GEORGE CHUWANG | I | PRESIDENT, DIRECTOR | NA | Control |
| CHUANG, GEORGE CHUWANG | I | VICE PRESIDENT & TREASURER | NA | Control |
| CHUANG, GEORGE CHUWANG | I | VICE PRESIDENT & TREASURER | NA | Control |
| CHUANG, GEORGE CHUWANG | I | VICE PRESIDENT & TREASURER | NA | Control |
| CHUANG, GEORGE CHUWANG | I | VICE PRESIDENT & TREASURER | NA | Control |
| CHUANG, GEORGE CHUWANG | I | VICE PRESIDENT & TREASURER | NA | Control |
| CHUANG, GEORGE CHUWANG | I | VICE PRESIDENT & TREASURER | NA | Control |
| CHUANG, GEORGE CHUWANG | I | SENIOR VICE PRESIDENT & TREASURER | NA | Control |
| CHUANG, GEORGE CHUWANG | I | SENIOR VICE PRESIDENT & TREASURER | NA | Control |
| CHUANG, GEORGE CHUWANG | I | SENIOR VICE PRESIDENT & TREASURER | NA | Control |
| CHUANG, GEORGE CHUWANG | I | SENIOR VICE PRESIDENT & TREASURER | NA | Control |
| CHUANG, GEORGE CHUWANG | I | SENIOR VICE PRESIDENT & TREASURER | NA | Control |
| CHUANG, GEORGE CHUWANG | I | SENIOR VICE PRESIDENT & TREASURER | NA | Control |
| CHUANG, GEORGE CHUWANG | I | SENIOR VICE PRESIDENT & TREASURER | NA | Control |
| CHUANG, GEORGE CHUWANG | I | SENIOR VICE PRESIDENT & TREASURER | NA | Control |
| CHUANG, GEORGE CHUWANG | I | VICE PRESIDENT & TREASURER | NA | Control |
| CHUANG, GEORGE CHUWANG | I | VICE PRESIDENT & TREASURER | NA | Control |
| CHUANG, GEORGE CHUWANG | I | VICE PRESIDENT & TREASURER | NA | Control |
| CHUANG, GEORGE CHUWANG | I | VICE PRESIDENT & TREASURER | NA | Control |
| CHUANG, GEORGE CHUWANG | I | VICE PRESIDENT & TREASURER | NA | Control |
| CHUANG, GEORGE CHUWANG | I | VICE PRESIDENT & TREASURER | NA | Control |
| CLARK, BRUCE R. | I | DIRECTOR | NA | Control |
| CLARK, BRUCE R. | I | DIRECTOR | NA | Control |
| CLARK, BRUCE ROBERT | I | DIRECTOR | NA | Control |
| CLARK, BRUCE ROBERT | I | DIRECTOR | NA | Control |
| CLARK, BRUCE ROBERT | I | DIRECTOR | NA | Control |
| CLARK, BRUCE ROBERT | I | DIRECTOR | NA | Control |
| CLARK, BRUCE ROBERT | I | DIRECTOR | NA | Control |
| CLARK, BRUCE ROBERT | I | DIRECTOR | NA | Control |
| DUDLEY, MICHAEL PATRICK | I | VICE PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER , AND CROP | NA | Control |
| FLEWELLEN, JAMES MARTIN | I | DIRECTOR | NA | Control |
| FLEWELLEN, JAMES MARTIN | I | DIRECTOR | NA | Control |
| FLEWELLEN, JAMES MARTIN | I | DIRECTOR | NA | Control |
| FLEWELLEN, JAMES MARTIN | I | DIRECTOR | NA | Control |
| FLEWELLEN, JAMES MARTIN | I | DIRECTOR | NA | Control |
| FLEWELLEN, JAMES MARTIN | I | DIRECTOR | NA | Control |
| FLEWELLEN, JAMES MARTIN | I | DIRECTOR | NA | Control |
| FLEWELLEN, JAMES MARTIN | I | DIRECTOR | NA | Control |
| GOK, LISA ANNE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| GOK, LISA ANNE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| GOK, LISA ANNE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| GOK, LISA ANNE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| GOK, LISA ANNE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| GOK, LISA ANNE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| GOK, LISA ANNE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| GOK, LISA ANNE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| GOK, LISA ANNE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| GOK, LISA ANNE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| GOK, LISA ANNE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| GOK, LISA ANNE | I | VICE PRESIDENT | NA | Control |
| GOK, LISA ANNE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| HARVEY, MICHELLE L | I | SROP | NA | Control |
| HARVEY, MICHELLE LEE | I | SROP, ASSISTANT VICE PRESIDENT | NA | Control |
| HARVEY, MICHELLE LEE | I | SROP, ASSISTANT VICE PRESIDENT | NA | Control |
| HARVEY, MICHELLE LEE | I | SROP, ASSISTANT VICE PRESIDENT | NA | Control |
| HARVEY, MICHELLE LEE | I | SROP | NA | Control |
| HARVEY, MICHELLE LEE | I | SROP | NA | Control |
| HARVEY, MICHELLE LEE | I | SROP | NA | Control |
| HARVEY, MICHELLE LEE | I | SROP | NA | Control |
| HARVEY, MICHELLE LEE | I | SROP, ASSISTANT VICE PRESIDENT | NA | Control |
| HARVEY, MICHELLE LEE | I | SROP | NA | Control |
| HARVEY, MICHELLE LEE | I | SROP | NA | Control |
| HARVEY, MICHELLE LEE | I | SROP | NA | Control |
| KILBANE, KENNETH PATRICK | I | DIRECTOR | NA | Control |
| KILBANE, KENNETH PATRICK | I | DIRECTOR | NA | Control |
| KILBANE, KENNETH PATRICK | I | DIRECTOR | NA | Control |
| KILBANE, KENNETH PATRICK | I | DIRECTOR | NA | Control |
| KILBANE, KENNETH PATRICK | I | DIRECTOR | NA | Control |
| KILBANE, KENNETH PATRICK | I | DIRECTOR | NA | Control |
| KILBANE, KENNETH PATRICK | I | DIRECTOR | NA | Control |
| KILBANE, KENNETH PATRICK | I | DIRECTOR | NA | Control |
| KILBANE, KENNETH PATRICK | I | DIRECTOR | NA | Control |
| KILBANE, KENNETH PATRICK | I | DIRECTOR | NA | Control |
| KILBANE, KENNETH PATRICK | I | DIRECTOR | NA | Control |
| KILBANE, KENNETH PATRICK | I | DIRECTOR | NA | Control |
| KILBANE, KENNETH PATRICK | I | DIRECTOR | NA | Control |
| KILBANE, KENNETH PATRICK | I | DIRECTOR | NA | Control |
| KILBANE, KENNETH PATRICK | I | DIRECTOR | NA | Control |
| KILBANE, KENNETH PATRICK | I | DIRECTOR | NA | Control |
| KILBANE, KENNETH PATRICK | I | DIRECTOR | NA | Control |
| KILBANE, KENNETH PATRICK | I | DIRECTOR | NA | Control |
| KILBANE, KENNETH PATRICK | I | DIRECTOR | NA | Control |
| KILBANE, KENNETH PATRICK | I | DIRECTOR | NA | Control |
| KILBANE, KENNETH PATRICK | I | DIRECTOR | NA | Control |
| KILBANE, KENNETH PATRICK | I | DIRECTOR | NA | Control |
| KILBANE, KENNETH PATRICK | I | DIRECTOR | NA | Control |
| KILBANE, KENNETH PATRICK | I | DIRECTOR | NA | Control |
| KILBANE, KENNETH PATRICK | I | DIRECTOR | NA | Control |
| KILBANE, KENNETH PATRICK | I | DIRECTOR | NA | Control |
| KILBANE, KENNETH PATRICK | I | DIRECTOR | NA | Control |
| LAKE, MARK TERENCE | I | VICE PRESIDENT | NA | Control |
| LAKE, MARK TERENCE | I | VICE PRESIDENT | NA | Control |
| LAKE, MARK TERENCE | I | VICE PRESIDENT | NA | Control |
| LAKE, MARK TERENCE | I | VICE PRESIDENT | NA | Control |
| LAKE, MARK TERENCE | I | VICE PRESIDENT | NA | Control |
| LAKE, MARK TERENCE | I | VICE PRESIDENT | NA | Control |
| LAKE, MARK TERENCE | I | VICE PRESIDENT | NA | Control |
| LAKE, MARK TERENCE | I | VICE PRESIDENT | NA | Control |
| LAKE, MARK TERENCE | I | VICE PRESIDENT | NA | Control |
| LAKE, MARK TERENCE | I | VICE PRESIDENT | NA | Control |
| LAKE, MARK TERENCE | I | VICE PRESIDENT | NA | Control |
| LAKE, MARK TERENCE | I | VICE PRESIDENT | NA | Control |
| LAKE, MARK TERENCE | I | VICE PRESIDENT | NA | Control |
| LAKE, MARK TERENCE | I | VICE PRESIDENT | NA | Control |
| LAKE, MARK TERENCE | I | VICE PRESIDENT | NA | Control |
| LAKE, MARK TERENCE | I | VICE PRESIDENT | NA | Control |
| LAKE, MARK TERENCE | I | VICE PRESIDENT | NA | Control |
| LAKE, MARK TERENCE | I | VICE PRESIDENT | NA | Control |
| LAKE, MARK TERENCE | I | VICE PRESIDENT | NA | Control |
| LAKE, MARK TERENCE | I | VICE PRESIDENT | NA | Control |
| LAKE, MARK TERENCE | I | VICE PRESIDENT | NA | Control |
| LAKE, MARK TERENCE | I | VICE PRESIDENT | NA | Control |
| LAKE, MARK TERENCE | I | VICE PRESIDENT | NA | Control |
| MAC DONALD, KAREN | I | DIRECTOR | NA | Control |
| MACDONALD, KAREN O | I | DIRECTOR | NA | Control |
| MACDONALD, KAREN O | I | DIRECTOR | NA | Control |
| MACDONALD, KAREN O | I | DIRECTOR | NA | Control |
| NAGY, NAOMI ANNE | I | SROP | NA | Control |
| NAGY, NAOMI ANNE | I | VICE PRESIDENT | NA | Control |
| NAGY, NAOMI ANNE | I | SROP | NA | Control |
| NAGY, NAOMI ANNE | I | VICE PRESIDENT | NA | Control |
| NAGY, NAOMI ANNE | I | SROP & VICE PRESIDENT | NA | Control |
| NAGY, NAOMI ANNE | I | SROP & VICE PRESIDENT | NA | Control |
| NAGY, NAOMI ANNE | I | CROP & VICE PRESIDENT | NA | Control |
| NAGY, NAOMI ANNE | I | CROP & VICE PRESIDENT | NA | Control |
| NAGY, NAOMI ANNE | I | VICE PRESIDENT | NA | Control |
| NAGY, NAOMI ANNE | I | VICE PRESIDENT | NA | Control |
| NAGY, NAOMI ANNE | I | VICE PRESIDENT & SROP | NA | Control |
| NAGY, NAOMI ANNE | I | CROP & VICE PRESIDENT | NA | Control |
| NAGY, NAOMI ANNE | I | SROP & VICE PRESIDENT | NA | Control |
| NAGY, NAOMI ANNE | I | CROP & VICE PRESIDENT | NA | Control |
| NAGY, NAOMI ANNE | I | CROP & VICE PRESIDENT | NA | Control |
| NAGY, NAOMI ANNE | I | CROP & VICE PRESIDENT | NA | Control |
| PAUL, JEROME EDWARD | I | VICE PRESIDENT | NA | Control |
| PAUL, JEROME EDWARD | I | VICE PRESIDENT | NA | Control |
| PAUL, JEROME EDWARD | I | VICE PRESIDENT | NA | Control |
| PAUL, JEROME EDWARD | I | VICE PRESIDENT | NA | Control |
| PAUL, JEROME EDWARD | I | VICE PRESIDENT | NA | Control |
| PAUL, JEROME EDWARD | I | VICE PRESIDENT | NA | Control |
| PAUL, JEROME EDWARD | I | VICE PRESIDENT | NA | Control |
| PAUL, JEROME EDWARD | I | VICE PRESIDENT | NA | Control |
| PAUL, JEROME EDWARD | I | VICE PRESIDENT | NA | Control |
| PAUL, JEROME EDWARD | I | VICE PRESIDENT | NA | Control |
| PAUL, JEROME EDWARD | I | VICE PRESIDENT | NA | Control |
| PAUL, JEROME EDWARD | I | VICE PRESIDENT | NA | Control |
| PERRY, KAREN BARNETT | I | VICE PRESIDENT | NA | Control |
| PERRY, KAREN BARNETT | I | VICE PRESIDENT | NA | Control |
| RIDER, KERRY KEARNS | I | SECRETARY | NA | Control |
| SHAW, CHRISTOPHER WILLIAM | I | VICE PRESIDENT & SECRETARY | NA | Control |
| SHAW, CHRISTOPHER WILLIAM | I | VICE PRESIDENT & SECRETARY | NA | Control |
| SHAW, CHRISTOPHER WILLIAM | I | VICE PRESIDENT & SECRETARY | NA | Control |
| SHAW, CHRISTOPHER WILLIAM | I | VICE PRESIDENT & SECRETARY | NA | Control |
| SHAW, CHRISTOPHER WILLIAM | I | VICE PRESIDENT & SECRETARY | NA | Control |
| SHAW, CHRISTOPHER WILLIAM | I | VICE PRESIDENT | NA | Control |
| SHAW, CHRISTOPHER WILLIAM | I | VICE PRESIDENT | NA | Control |
| SHAW, CHRISTOPHER WILLIAM | I | VICE PRESIDENT | NA | Control |
| SHAW, CHRISTOPHER WILLIAM | I | VICE PRESIDENT | NA | Control |
| SHAW, CHRISTOPHER WILLIAM | I | VICE PRESIDENT & SECRETARY | NA | Control |
| SHAW, CHRISTOPHER WILLIAM | I | ACTING CHIEF COMPLIANCE OFFICER | NA | Control |
| SHAW, CHRISTOPHER WILLIAM | I | VICE PRESIDENT & SECRETARY | NA | Control |
| SHAW, CHRISTOPHER WILLIAM | I | ACTING CHIEF COMPLIANCE OFFICER | NA | Control |
| SHAW, CHRISTOPHER WILLIAM | I | VICE PRESIDENT & SECRETARY | NA | Control |
| SHAW, CHRISTOPHER WILLIAM | I | VICE PRESIDENT & SECRETARY | NA | Control |
| SHAW, CHRISTOPHER WILLIAM | I | VICE PRESIDENT & SECRETARY | NA | Control |
| SHAW, CHRISTOPHER WILLIAM | I | VICE PRESIDENT & SECRETARY | NA | Control |
| SHAW, CHRISTOPHER WILLIAM | I | VICE PRESIDENT & ACTING CHIEF COMPLIANCE OFFICER & SECRETARY | NA | Control |
| SHAW, CHRISTOPHER WILLIAM | I | VICE PRESIDENT & ACTING CHIEF COMPLIANCE OFFICER & SECRETARY | NA | Control |
| SHAW, CHRISTOPHER WILLIAM | I | VICE PRESIDENT & ACTING CHIEF COMPLIANCE OFFICER & SECRETARY | NA | Control |
| SHAW, CHRISTOPHER WILLIAM | I | VICE PRESIDENT & SECRETARY | NA | Control |
| SHAW, CHRISTOPHER WILLIAM | I | VICE PRESIDENT & SECRETARY | NA | Control |
| SHAW, CHRISTOPHER WILLIAM | I | VICE PRESIDENT & SECRETARY | NA | Control |
| SHAW, CHRISTOPHER WILLIAM | I | ACTING CHIEF COMPLIANCE OFFICER | NA | Control |
| SHAW, CHRISTOPHER WILLIAM | I | VICE PRESIDENT | NA | Control |
| SHAW, CHRISTOPHER WILLIAM | I | VICE PRESIDENT & SECRETARY | NA | Control |
| SHAW, CHRISTOPHER WILLIAM | I | ACTING CHIEF COMPLIANCE OFFICER | NA | Control |
| SHAW, CHRISTOPHER WILLIAM | I | VICE PRESIDENT & SECRETARY | NA | Control |
| SHAW, CHRISTOPHER WILLIAM | I | ACTING CHIEF COMPLIANCE OFFICER | NA | Control |
| SHAW, CHRISTOPHER WILLIAM | I | VICE PRESIDENT & SECRETARY | NA | Control |
| SHAW, CHRISTOPHER WILLIAM | I | ACTING CHIEF COMPLIANCE OFFICER | NA | Control |
| TATE, WILLIAM HARTWELL | I | DIRECTOR | NA | Control |
| TATE, WILLIAM HARTWELL | I | DIRECTOR | NA | Control |
| TATE, WILLIAM HARTWELL | I | DIRECTOR | NA | Control |
| TATE, WILLIAM HARTWELL | I | DIRECTOR | NA | Control |
| TATE, WILLIAM HARTWELL | I | DIRECTOR | NA | Control |
| TATE, WILLIAM HARTWELL | I | DIRECTOR | NA | Control |
| TATE, WILLIAM HARTWELL | I | DIRECTOR | NA | Control |
| TATE, WILLIAM HARTWELL | I | DIRECTOR | NA | Control |
| TATE, WILLIAM HARTWELL | I | DIRECTOR | NA | Control |
| TATE, WILLIAM HARTWELL | I | DIRECTOR | NA | Control |
| TATE, WILLIAM HARTWELL | I | DIRECTOR | NA | Control |
| TATE, WILLIAM HARTWELL | I | DIRECTOR | NA | Control |
| TATE, WILLIAM HARTWELL | I | DIRECTOR | NA | Control |
| TATE, WILLIAM HARTWELL | I | DIRECTOR | NA | Control |
| TATE, WILLIAM HARTWELL | I | DIRECTOR | NA | Control |
| TATE, WILLIAM HARTWELL | I | DIRECTOR | NA | Control |
| TATE, WILLIAM HARTWELL | I | DIRECTOR | NA | Control |
| TATE, WILLIAM HARTWELL | I | DIRECTOR | NA | Control |
| TATE, WILLIAM HARTWELL | I | DIRECTOR | NA | Control |
| TATE, WILLIAM HARTWELL | I | DIRECTOR | NA | Control |
| TATE, WILLIAM HARTWELL | I | DIRECTOR | NA | Control |
| TATE, WILLIAM HARTWELL | I | DIRECTOR | NA | Control |
| TATE, WILLIAM HARTWELL | I | DIRECTOR | NA | Control |
| TATE, WILLIAM HARTWELL | I | DIRECTOR | NA | Control |
| TATE, WILLIAM HARTWELL | I | DIRECTOR | NA | Control |
| TATE, WILLIAM HARTWELL | I | DIRECTOR | NA | Control |
| TATE, WILLIAM HARTWELL | I | DIRECTOR | NA | Control |
| TRIVERS, DAN S | I | VICE PRESIDENT | NA | Control |
| TRIVERS, DAN S | I | VICE PRESIDENT | NA | Control |
| TRIVERS, DAN S | I | VICE PRESIDENT | NA | Control |
| TRIVERS, DAN S | I | VICE PRESIDENT | NA | Control |
| TRIVERS, DAN S | I | VICE PRESIDENT | NA | Control |
| TRIVERS, DAN S | I | VICE PRESIDENT | NA | Control |
| TRIVERS, DAN SHANE | I | SENIOR VICE PRESIDENT | NA | Control |
| TRIVERS, DAN SHANE | I | SENIOR VICE PRESIDENT | NA | Control |
| TRIVERS, DAN SHANE | I | SENIOR VICE PRESIDENT | NA | Control |
| TRIVERS, DAN SHANE | I | SENIOR VICE PRESIDENT | NA | Control |
| TRIVERS, DAN SHANE | I | SENIOR VICE PRESIDENT | NA | Control |
| TRIVERS, DAN SHANE | I | SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| TRIVERS, DAN SHANE | I | SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| TRIVERS, DAN SHANE | I | VICE PRESIDENT | NA | Control |
| TRIVERS, DAN SHANE | I | VICE PRESIDENT | NA | Control |
| TRIVERS, DAN SHANE | I | SENIOR VICE PRESIDENT | NA | Control |
| TRIVERS, DAN SHANE | I | SENIOR VICE PRESIDENT | NA | Control |
| TRIVERS, DAN SHANE | I | SENIOR VICE PRESIDENT | NA | Control |
| TRIVERS, DAN SHANE | I | SENIOR VICE PRESIDENT | NA | Control |
| TRIVERS, DAN SHANE | I | SENIOR VICE PRESIDENT | NA | Control |
| TRIVERS, DAN SHANE | I | SENIOR VICE PRESIDENT | NA | Control |
| TRIVERS, DAN SHANE | I | SENIOR VICE PRESIDENT | NA | Control |
| TRIVERS, DAN SHANE | I | SENIOR VICE PRESIDENT | NA | Control |
| TRIVERS, DAN SHANE | I | VICE PRESIDENT | NA | Control |
| TRIVERS, DAN SHANE | I | VICE PRESIDENT | NA | Control |
| TRIVERS, DAN SHANE | I | VICE PRESIDENT | NA | Control |
| TRIVERS, DAN SHANE | I | VICE PRESIDENT | NA | Control |
| VELOSO, ROBERT FLORENDO | I | SROP | NA | Control |
| WAGLEY, RONALD FRANKLIN | I | DIRECTOR | NA | Control |
| WAGLEY, RONALD FRANKLIN | I | DIRECTOR | NA | Control |
| WAGLEY, RONALD FRANKLIN | I | DIRECTOR | NA | Control |
| WAGLEY, RONALD FRANKLIN | I | DIRECTOR | NA | Control |
| WAGLEY, RONALD FRANKLIN | I | DIRECTOR | NA | Control |
| WAGLEY, RONALD FRANKLIN | I | DIRECTOR | NA | Control |
| WAGLEY, RONALD FRANKLIN | I | DIRECTOR | NA | Control |
| WAGLEY, RONALD FRANKLIN | I | DIRECTOR | NA | Control |
| WAGLEY, RONALD FRANKLIN | I | DIRECTOR | NA | Control |
| WAGLEY, RONALD FRANKLIN | I | DIRECTOR | NA | Control |
| WAGLEY, RONALD FRANKLIN | I | DIRECTOR | NA | Control |
| WAGLEY, RONALD FRANKLIN | I | DIRECTOR | NA | Control |
| WAGLEY, RONALD FRANKLIN | I | DIRECTOR | NA | Control |
| WAGLEY, RONALD FRANKLIN | I | DIRECTOR | NA | Control |
| WAGLEY, RONALD FRANKLIN | I | DIRECTOR | NA | Control |
| WAGLEY, RONALD FRANKLIN | I | DIRECTOR | NA | Control |
| WAGLEY, RONALD FRANKLIN | I | DIRECTOR | NA | Control |
| WAGLEY, RONALD FRANKLIN | I | DIRECTOR | NA | Control |
| WAGLEY, RONALD FRANKLIN | I | DIRECTOR | NA | Control |
| TRANSAMERICA CORPORATION | DE | OWNER | E | Control |
| TRANSAMERICA INS. CORP. | DE | OWNER | E | Control |
| TRANSAMERICA INS. CORP. | DE | OWNER | E | Control |
| TRANSAMERICA INS. CORP. | DE | OWNER | E | Control |
| TRANSAMERICA INS. CORP. OF CALIFORNIA | DE | OWNER | E | Control |
| TRANSAMERICA INS. CORP. OF CALIFORNIA | DE | OWNER | E | Control |
| TRANSAMERICA INS. CORP. OF CALIFORNIA | DE | OWNER | E | Control |
| TRANSAMERICA INS. CORP. OF CALIFORNIA | DE | OWNER | E | Control |
| TRANSAMERICA INS. CORP. OF CALIFORNIA | DE | OWNER | E | Control |
| TRANSAMERICA INS. CORP. OF CALIFORNIA | DE | OWNER | E | Control |
| TRANSAMERICA INS. CORP. OF CALIFORNIA | DE | OWNER | E | Control |
| TRANSAMERICA INS. CORP. OF CALIFORNIA | DE | OWNER | E | Control |
| TRANSAMERICA INTERNATIONAL HOLDINGS, INC. | DE | OWNER | E | Control |
| TRANSAMERICA INTERNATIONAL HOLDINGS, INC. | DE | OWNER | E | Control |
| TRANSAMERICA INTERNATIONAL HOLDINGS, INC. | DE | OWNER | E | Control |
| TRANSAMERICA INTERNATIONAL HOLDINGS, INC. | DE | OWNER | E | Control |
| TRANSAMERICA INTERNATIONAL HOLDINGS, INC. | DE | OWNER | E | Control |
| TRANSAMERICA INTERNATIONAL HOLDINGS, INC. | DE | OWNER | E | Control |
| TRANSAMERICA INTERNATIONAL HOLDINGS, INC. | DE | OWNER | E | Control |
| TRANSAMERICA INTERNATIONAL HOLDINGS, INC. | DE | OWNER | E | Control |
| TRANSAMERICA INTERNATIONAL HOLDINGS, INC. | DE | OWNER | E | Control |
| TRANSAMERICA INTERNATIONAL HOLDINGS, INC. | DE | OWNER | E | Control |
| TRANSAMERICA INTERNATIONAL HOLDINGS, INC. | DE | OWNER | E | Control |
| TRANSAMERICA INTERNATIONAL HOLDINGS, INC. | DE | OWNER | E | Control |
| TRANSAMERICA INTERNATIONAL HOLDINGS, INC. | DE | OWNER | E | Control |
| TRANSAMERICA INTERNATIONAL HOLDINGS, INC. | DE | OWNER | E | Control |
| TRANSAMERICA INTERNATIONAL HOLDINGS, INC. | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AEGON INTERNATIONAL B.V. | FE | AEGON TRUST | E | Control |
| AEGON INTERNATIONAL B.V. | FE | AEGON TRUST | E | Control |
| AEGON NV | FE | AEGON INTERNATIONAL B.V. | E | Control |
| AEGON NV | FE | AEGON INTERNATIONAL B.V. | E | Control |
| AEGON TRUST | DE | TRANSAMERICA CORPORATION | E | Control |
| AEGON TRUST | DE | TRANSAMERICA CORPORATION | E | Control |
| AEGON U.S. HOLDING CORPORATION | DE | AEGON USA, LLC | E | Control |
| AEGON U.S. HOLDING CORPORATION | DE | AEGON USA, LLC | E | Control |
| AEGON USA, LLC | DE | TRANSAMERICA INTERNATIONAL HOLDINGS, INC. | E | Control |
| AEGON USA, LLC | DE | TRANSAMERICA INTERNATIONAL HOLDINGS, INC. | E | Control |
| AEGON, N.V. | FE | TRANSAMERICA CORPORATION | E | Control |
| AEGON, N.V. | FE | TRANSAMERICA CORPORATION | E | Control |
| AEGON, N.V. | FE | TRANSAMERICA CORPORATION | E | Control |
| AEGON, N.V. | FE | TRANSAMERICA CORPORATION | E | Control |
| AEGON, N.V. | FE | TRANSAMERICA CORPORATION | E | Control |
| AEGON, N.V. | FE | TRANSAMERICA CORPORATION | E | Control |
| AEGON, N.V. | FE | TRANSAMERICA CORPORATION | E | Control |
| AEGON, N.V. | FE | TRANSAMERICA CORPORATION | E | Control |
| AEGON, N.V. | FE | TRANSAMERICA CORPORATION | E | Control |
| AEGON, N.V. | FE | TRANSAMERICA CORPORATION | E | Control |
| AEGON, N.V. | FE | TRANSAMERICA CORPORATION | E | Control |
| AEGON, N.V. | FE | TRANSAMERICA CORPORATION | E | Control |
| AEGON, N.V. | FE | TRANSAMERICA CORPORATION | E | Control |
| AEGON, N.V. | FE | TRANSAMERICA CORPORATION | E | Control |
| AEGON, N.V. | FE | TRANSAMERICA CORPORATION | E | Control |
| AEGON, N.V. | FE | TRANSAMERICA CORPORATION | E | Control |
| AEGON, N.V. | FE | TRANSAMERICA CORPORATION | E | Control |
| AEGON, N.V. | FE | TRANSAMERICA CORPORATION | E | Control |
| AEGON, N.V. | FE | TRANSAMERICA CORPORATION | E | Control |
| AEGON, N.V. | FE | TRANSAMERICA CORPORATION | E | Control |
| AEGON, N.V. | FE | TRANSAMERICA CORPORATION | E | Control |
| AEGON, N.V. | FE | TRANSAMERICA CORPORATION | E | Control |
| AEGON, N.V. | FE | TRANSAMERICA CORPORATION | E | Control |
| AEGON, N.V. | FE | TRANSAMERICA CORPORATION | E | Control |
| AEGON, N.V. | FE | TRANSAMERICA CORPORATION | E | Control |
| TRANSAMERICA CORPORATION | DE | TRANSAMERICA INTERNATIONAL HOLDINGS, INC. | E | Control |
| TRANSAMERICA CORPORATION | DE | TRANSAMERICA INTERNATIONAL HOLDINGS, INC. | E | Control |
| TRANSAMERICA CORPORATION | DE | TRANSAMERICA INTERNATIONAL HOLDINGS, INC. | E | Control |
| TRANSAMERICA CORPORATION | DE | TRANSAMERICA INTERNATIONAL HOLDINGS, INC. | E | Control |
| TRANSAMERICA CORPORATION | DE | TRANSAMERICA INTERNATIONAL HOLDINGS, INC. | E | Control |
| TRANSAMERICA CORPORATION | DE | AEGON U.S. HOLDING CORPORATION | E | Control |
| TRANSAMERICA CORPORATION | DE | AEGON U.S. HOLDING CORPORATION | E | Control |
| TRANSAMERICA CORPORATION | DE | TRANSAMERICA INS. CORP OF CALIFORNIA | E | Control |
| TRANSAMERICA CORPORATION | DE | TRANSAMERICA INS. CORP OF CALIFORNIA | E | Control |
| TRANSAMERICA CORPORATION | DE | TRANSAMERICA INS. CORP OF CALIFORNIA | E | Control |
| TRANSAMERICA CORPORATION | DE | TRANSAMERICA INS. CORP OF CALIFORNIA | E | Control |
| TRANSAMERICA CORPORATION | DE | TRANSAMERICA INS. CORP OF CALIFORNIA | E | Control |
| TRANSAMERICA CORPORATION | DE | TRANSAMERICA INS. CORP OF CALIFORNIA | E | Control |
| TRANSAMERICA CORPORATION | DE | TRANSAMERICA INTERNATIONAL HOLDINGS, INC. | E | Control |
| TRANSAMERICA CORPORATION | DE | TRANSAMERICA INTERNATIONAL HOLDINGS, INC. | E | Control |
| TRANSAMERICA CORPORATION | DE | TRANSAMERICA INTERNATIONAL HOLDINGS, INC. | E | Control |
| TRANSAMERICA CORPORATION | DE | TRANSAMERICA INTERNATIONAL HOLDINGS, INC. | E | Control |
| TRANSAMERICA CORPORATION | DE | TRANSAMERICA INTERNATIONAL HOLDINGS, INC. | E | Control |
| TRANSAMERICA CORPORATION | DE | TRANSAMERICA INTERNATIONAL HOLDINGS, INC. | E | Control |
| TRANSAMERICA CORPORATION | DE | TRANSAMERICA INTERNATIONAL HOLDINGS, INC. | E | Control |
| TRANSAMERICA CORPORATION | DE | TRANSAMERICA INTERNATIONAL HOLDINGS, INC. | E | Control |
| TRANSAMERICA CORPORATION | DE | TRANSAMERICA INS. CORP OF CALIFORNIA | E | Control |
| TRANSAMERICA CORPORATION | DE | TRANSAMERICA INS. CORP OF CALIFORNIA | E | Control |
| TRANSAMERICA CORPORATION | DE | TRANSAMERICA INS. CORP OF CALIFORNIA | E | Control |
| TRANSAMERICA CORPORATION | DE | TRANSAMERICA INS. CORP OF CALIFORNIA | E | Control |
| TRANSAMERICA CORPORATION | DE | TRANSAMERICA INS. CORP OF CALIFORNIA | E | Control |
| TRANSAMERICA CORPORATION | DE | TRANSAMERICA INS. CORP OF CALIFORNIA | E | Control |
Registrations
Federal
IA
Feb 15, 2007 REGISTERED
Notice Filings (48)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA WA WI WV
Address
1150 S OLIVE STSTE 25
LOS ANGELES, CA 90015
USA
Phone: 213-741-7702