KMS FINANCIAL SERVICES, INC.
Legal name: KMS FINANCIAL SERVICES, INC
CRD #3866 SEC #801-11375 SEATTLE, WA [206]441-2885
SEC Registered Broker-Dealer Disclosures
Total AUM
$8.2B
Discretionary
$6.7B
Employees
429
Clients
--
Accounts
33,857
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Nov 2020 | $8.2B | $6.7B | $1.5B | 429 | 2,472 |
| Oct 2020 | $8.2B | $6.7B | $1.5B | 429 | 2,472 |
| Aug 2020 | $8.2B | $6.7B | $1.5B | 429 | 2,472 |
| Jul 2020 | $8.2B | $6.7B | $1.5B | 429 | 2,472 |
| Jun 2020 | $8.2B | $6.7B | $1.5B | 429 | 2,472 |
| Jun 2020 | $8.2B | $6.7B | $1.5B | 429 | 2,472 |
| Jun 2020 | $8.2B | $6.7B | $1.5B | 429 | 2,472 |
| May 2020 | $8.2B | $6.7B | $1.5B | 429 | 2,472 |
| May 2020 | $8.2B | $6.7B | $1.5B | 429 | 2,472 |
| Apr 2020 | $8.2B | $6.7B | $1.5B | 429 | 2,472 |
| Apr 2020 | $8.2B | $6.7B | $1.5B | 429 | 2,472 |
| Apr 2020 | $8.2B | $6.7B | $1.5B | 429 | 2,472 |
| Mar 2020 | $8.2B | $6.7B | $1.5B | 429 | 2,472 |
| Mar 2020 | $6.4B | $5.1B | $1.3B | 419 | 2,951 |
| Feb 2020 | $6.4B | $5.1B | $1.3B | 419 | 2,951 |
| Nov 2019 | $6.4B | $5.1B | $1.3B | 419 | 2,951 |
| Aug 2019 | $6.4B | $5.1B | $1.3B | 419 | 2,951 |
| Aug 2019 | $6.4B | $5.1B | $1.3B | 419 | 2,951 |
| Jul 2019 | $6.4B | $5.1B | $1.3B | 419 | 2,951 |
| Apr 2019 | $6.4B | $5.1B | $1.3B | 419 | 2,951 |
| Apr 2019 | $6.4B | $5.1B | $1.3B | 419 | 2,951 |
| Mar 2019 | $6.4B | $5.1B | $1.3B | 419 | 2,951 |
| Jan 2019 | $6.8B | $5.2B | $1.6B | 368 | 421 |
| Oct 2018 | $6.8B | $5.2B | $1.6B | 368 | 421 |
| Oct 2018 | $6.8B | $5.2B | $1.6B | 368 | 421 |
| Sep 2018 | $6.8B | $5.2B | $1.6B | 368 | 421 |
| Aug 2018 | $6.8B | $5.2B | $1.6B | 368 | 421 |
| Jul 2018 | $6.8B | $5.2B | $1.6B | 368 | 421 |
| Jul 2018 | $6.8B | $5.2B | $1.6B | 368 | 421 |
| May 2018 | $6.8B | $5.2B | $1.6B | 368 | 421 |
| Apr 2018 | $6.8B | $5.2B | $1.6B | 368 | 421 |
| Mar 2018 | $6.8B | $5.2B | $1.6B | 368 | 421 |
| Feb 2018 | $6.8B | $5.2B | $1.6B | 368 | 0 |
| Sep 2017 | $5.9B | $4.4B | $1.5B | 401 | 13,800 |
| Sep 2017 | $5.9B | $4.4B | $1.5B | 401 | 13,800 |
| Aug 2017 | $5.9B | $4.4B | $1.5B | 401 | 13,800 |
| Aug 2017 | $5.9B | $4.4B | $1.5B | 401 | 13,800 |
| Jun 2017 | $5.9B | $4.4B | $1.5B | 401 | 13,800 |
| Mar 2017 | $5.9B | $4.4B | $1.5B | 401 | 13,800 |
| Jul 2016 | $5.2B | $3.9B | $1.3B | 368 | 13,400 |
| Jun 2016 | $5.2B | $3.9B | $1.3B | 368 | 13,400 |
| Mar 2016 | $5.2B | $3.9B | $1.3B | 368 | 13,400 |
| Feb 2016 | $4.7B | $3.4B | $1.4B | 365 | 12,000 |
| Mar 2015 | $4.7B | $3.4B | $1.4B | 365 | 12,000 |
| Feb 2015 | $4.6B | $3.1B | $1.5B | 366 | 10,200 |
| Dec 2014 | $4.6B | $3.1B | $1.5B | 366 | 10,200 |
| Dec 2014 | $4.6B | $3.1B | $1.5B | 366 | 10,200 |
| Oct 2014 | $4.6B | $3.1B | $1.5B | 366 | 10,200 |
| Aug 2014 | $4.6B | $3.1B | $1.5B | 366 | 10,200 |
| Jul 2014 | $4.6B | $3.1B | $1.5B | 366 | 10,200 |
| Jun 2014 | $4.5B | $3B | $1.5B | 366 | 10,200 |
| Mar 2014 | $4.5B | $3B | $1.5B | 366 | 10,200 |
| Sep 2013 | $3.1B | $2B | $1.2B | 388 | 9,100 |
| Apr 2013 | $3.1B | $2B | $1.2B | 388 | 9,100 |
| Mar 2013 | $3.1B | $2B | $1.2B | 388 | 9,100 |
| Mar 2013 | $3.1B | $2B | $1.2B | 388 | 9,100 |
| Mar 2013 | $3.1B | $2B | $1.2B | 388 | 9,100 |
| Aug 2012 | $2.4B | $1.3B | $1B | 251 | 12,700 |
| Apr 2012 | $2.4B | $1.3B | $1B | 251 | 12,700 |
| Mar 2012 | $2.4B | $1.3B | $1B | 251 | 12,700 |
| Mar 2011 | $2.3B | $1.3B | $1B | 251 | -- |
| Dec 2010 | $1.8B | $862.2M | $977.3M | 251 | -- |
| Mar 2010 | $1.5B | $705.2M | $784.7M | 251 | -- |
| Mar 2008 | $1.7B | $797.3M | $946.2M | 251 | -- |
| Jan 2008 | $1.5B | $639M | $824.8M | 251 | -- |
| Jan 2008 | $1.5B | $639M | $824.8M | 251 | -- |
| Jan 2008 | $1.5B | $639M | $824.8M | 251 | -- |
| Jan 2008 | $1.5B | $639M | $824.8M | 251 | -- |
| Mar 2007 | $1.5B | $639M | $824.8M | 251 | -- |
| Mar 2006 | $1.4B | $516.1M | $836.8M | 51 | -- |
| Oct 2005 | $1.1B | $378.5M | $728.1M | 51 | -- |
| Oct 2005 | $1.1B | $378.5M | $728.1M | 51 | -- |
| Sep 2005 | $1.1B | $378.5M | $728.1M | 51 | -- |
| Jul 2004 | $722.2M | $192.6M | $529.6M | 51 | -- |
| Oct 2003 | $546.6M | $136.3M | $410.3M | 51 | -- |
DateNov 2020
Total AUM$8.2B
Discretionary$6.7B
Non-Disc.$1.5B
Employees429
Clients2,472
DateOct 2020
Total AUM$8.2B
Discretionary$6.7B
Non-Disc.$1.5B
Employees429
Clients2,472
DateAug 2020
Total AUM$8.2B
Discretionary$6.7B
Non-Disc.$1.5B
Employees429
Clients2,472
DateJul 2020
Total AUM$8.2B
Discretionary$6.7B
Non-Disc.$1.5B
Employees429
Clients2,472
DateJun 2020
Total AUM$8.2B
Discretionary$6.7B
Non-Disc.$1.5B
Employees429
Clients2,472
DateJun 2020
Total AUM$8.2B
Discretionary$6.7B
Non-Disc.$1.5B
Employees429
Clients2,472
DateJun 2020
Total AUM$8.2B
Discretionary$6.7B
Non-Disc.$1.5B
Employees429
Clients2,472
DateMay 2020
Total AUM$8.2B
Discretionary$6.7B
Non-Disc.$1.5B
Employees429
Clients2,472
DateMay 2020
Total AUM$8.2B
Discretionary$6.7B
Non-Disc.$1.5B
Employees429
Clients2,472
DateApr 2020
Total AUM$8.2B
Discretionary$6.7B
Non-Disc.$1.5B
Employees429
Clients2,472
DateApr 2020
Total AUM$8.2B
Discretionary$6.7B
Non-Disc.$1.5B
Employees429
Clients2,472
DateApr 2020
Total AUM$8.2B
Discretionary$6.7B
Non-Disc.$1.5B
Employees429
Clients2,472
DateMar 2020
Total AUM$8.2B
Discretionary$6.7B
Non-Disc.$1.5B
Employees429
Clients2,472
DateMar 2020
Total AUM$6.4B
Discretionary$5.1B
Non-Disc.$1.3B
Employees419
Clients2,951
DateFeb 2020
Total AUM$6.4B
Discretionary$5.1B
Non-Disc.$1.3B
Employees419
Clients2,951
DateNov 2019
Total AUM$6.4B
Discretionary$5.1B
Non-Disc.$1.3B
Employees419
Clients2,951
DateAug 2019
Total AUM$6.4B
Discretionary$5.1B
Non-Disc.$1.3B
Employees419
Clients2,951
DateAug 2019
Total AUM$6.4B
Discretionary$5.1B
Non-Disc.$1.3B
Employees419
Clients2,951
DateJul 2019
Total AUM$6.4B
Discretionary$5.1B
Non-Disc.$1.3B
Employees419
Clients2,951
DateApr 2019
Total AUM$6.4B
Discretionary$5.1B
Non-Disc.$1.3B
Employees419
Clients2,951
DateApr 2019
Total AUM$6.4B
Discretionary$5.1B
Non-Disc.$1.3B
Employees419
Clients2,951
DateMar 2019
Total AUM$6.4B
Discretionary$5.1B
Non-Disc.$1.3B
Employees419
Clients2,951
DateJan 2019
Total AUM$6.8B
Discretionary$5.2B
Non-Disc.$1.6B
Employees368
Clients421
DateOct 2018
Total AUM$6.8B
Discretionary$5.2B
Non-Disc.$1.6B
Employees368
Clients421
DateOct 2018
Total AUM$6.8B
Discretionary$5.2B
Non-Disc.$1.6B
Employees368
Clients421
DateSep 2018
Total AUM$6.8B
Discretionary$5.2B
Non-Disc.$1.6B
Employees368
Clients421
DateAug 2018
Total AUM$6.8B
Discretionary$5.2B
Non-Disc.$1.6B
Employees368
Clients421
DateJul 2018
Total AUM$6.8B
Discretionary$5.2B
Non-Disc.$1.6B
Employees368
Clients421
DateJul 2018
Total AUM$6.8B
Discretionary$5.2B
Non-Disc.$1.6B
Employees368
Clients421
DateMay 2018
Total AUM$6.8B
Discretionary$5.2B
Non-Disc.$1.6B
Employees368
Clients421
DateApr 2018
Total AUM$6.8B
Discretionary$5.2B
Non-Disc.$1.6B
Employees368
Clients421
DateMar 2018
Total AUM$6.8B
Discretionary$5.2B
Non-Disc.$1.6B
Employees368
Clients421
DateFeb 2018
Total AUM$6.8B
Discretionary$5.2B
Non-Disc.$1.6B
Employees368
Clients0
DateSep 2017
Total AUM$5.9B
Discretionary$4.4B
Non-Disc.$1.5B
Employees401
Clients13,800
DateSep 2017
Total AUM$5.9B
Discretionary$4.4B
Non-Disc.$1.5B
Employees401
Clients13,800
DateAug 2017
Total AUM$5.9B
Discretionary$4.4B
Non-Disc.$1.5B
Employees401
Clients13,800
DateAug 2017
Total AUM$5.9B
Discretionary$4.4B
Non-Disc.$1.5B
Employees401
Clients13,800
DateJun 2017
Total AUM$5.9B
Discretionary$4.4B
Non-Disc.$1.5B
Employees401
Clients13,800
DateMar 2017
Total AUM$5.9B
Discretionary$4.4B
Non-Disc.$1.5B
Employees401
Clients13,800
DateJul 2016
Total AUM$5.2B
Discretionary$3.9B
Non-Disc.$1.3B
Employees368
Clients13,400
DateJun 2016
Total AUM$5.2B
Discretionary$3.9B
Non-Disc.$1.3B
Employees368
Clients13,400
DateMar 2016
Total AUM$5.2B
Discretionary$3.9B
Non-Disc.$1.3B
Employees368
Clients13,400
DateFeb 2016
Total AUM$4.7B
Discretionary$3.4B
Non-Disc.$1.4B
Employees365
Clients12,000
DateMar 2015
Total AUM$4.7B
Discretionary$3.4B
Non-Disc.$1.4B
Employees365
Clients12,000
DateFeb 2015
Total AUM$4.6B
Discretionary$3.1B
Non-Disc.$1.5B
Employees366
Clients10,200
DateDec 2014
Total AUM$4.6B
Discretionary$3.1B
Non-Disc.$1.5B
Employees366
Clients10,200
DateDec 2014
Total AUM$4.6B
Discretionary$3.1B
Non-Disc.$1.5B
Employees366
Clients10,200
DateOct 2014
Total AUM$4.6B
Discretionary$3.1B
Non-Disc.$1.5B
Employees366
Clients10,200
DateAug 2014
Total AUM$4.6B
Discretionary$3.1B
Non-Disc.$1.5B
Employees366
Clients10,200
DateJul 2014
Total AUM$4.6B
Discretionary$3.1B
Non-Disc.$1.5B
Employees366
Clients10,200
DateJun 2014
Total AUM$4.5B
Discretionary$3B
Non-Disc.$1.5B
Employees366
Clients10,200
DateMar 2014
Total AUM$4.5B
Discretionary$3B
Non-Disc.$1.5B
Employees366
Clients10,200
DateSep 2013
Total AUM$3.1B
Discretionary$2B
Non-Disc.$1.2B
Employees388
Clients9,100
DateApr 2013
Total AUM$3.1B
Discretionary$2B
Non-Disc.$1.2B
Employees388
Clients9,100
DateMar 2013
Total AUM$3.1B
Discretionary$2B
Non-Disc.$1.2B
Employees388
Clients9,100
DateMar 2013
Total AUM$3.1B
Discretionary$2B
Non-Disc.$1.2B
Employees388
Clients9,100
DateMar 2013
Total AUM$3.1B
Discretionary$2B
Non-Disc.$1.2B
Employees388
Clients9,100
DateAug 2012
Total AUM$2.4B
Discretionary$1.3B
Non-Disc.$1B
Employees251
Clients12,700
DateApr 2012
Total AUM$2.4B
Discretionary$1.3B
Non-Disc.$1B
Employees251
Clients12,700
DateMar 2012
Total AUM$2.4B
Discretionary$1.3B
Non-Disc.$1B
Employees251
Clients12,700
DateMar 2011
Total AUM$2.3B
Discretionary$1.3B
Non-Disc.$1B
Employees251
Clients--
DateDec 2010
Total AUM$1.8B
Discretionary$862.2M
Non-Disc.$977.3M
Employees251
Clients--
DateMar 2010
Total AUM$1.5B
Discretionary$705.2M
Non-Disc.$784.7M
Employees251
Clients--
DateMar 2008
Total AUM$1.7B
Discretionary$797.3M
Non-Disc.$946.2M
Employees251
Clients--
DateJan 2008
Total AUM$1.5B
Discretionary$639M
Non-Disc.$824.8M
Employees251
Clients--
DateJan 2008
Total AUM$1.5B
Discretionary$639M
Non-Disc.$824.8M
Employees251
Clients--
DateJan 2008
Total AUM$1.5B
Discretionary$639M
Non-Disc.$824.8M
Employees251
Clients--
DateJan 2008
Total AUM$1.5B
Discretionary$639M
Non-Disc.$824.8M
Employees251
Clients--
DateMar 2007
Total AUM$1.5B
Discretionary$639M
Non-Disc.$824.8M
Employees251
Clients--
DateMar 2006
Total AUM$1.4B
Discretionary$516.1M
Non-Disc.$836.8M
Employees51
Clients--
DateOct 2005
Total AUM$1.1B
Discretionary$378.5M
Non-Disc.$728.1M
Employees51
Clients--
DateOct 2005
Total AUM$1.1B
Discretionary$378.5M
Non-Disc.$728.1M
Employees51
Clients--
DateSep 2005
Total AUM$1.1B
Discretionary$378.5M
Non-Disc.$728.1M
Employees51
Clients--
DateJul 2004
Total AUM$722.2M
Discretionary$192.6M
Non-Disc.$529.6M
Employees51
Clients--
DateOct 2003
Total AUM$546.6M
Discretionary$136.3M
Non-Disc.$410.3M
Employees51
Clients--