KMS FINANCIAL SERVICES, INC.
Legal name: KMS FINANCIAL SERVICES, INC
CRD #3866 SEC #801-11375 SEATTLE, WA [206]441-2885
SEC Registered Broker-Dealer Disclosures
Total AUM
$8.2B
Discretionary
$6.7B
Employees
429
Clients
--
Accounts
33,857
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Washington
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 15, 2020
- Branch Offices
- 384
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARNOLD, DEANNA LYNN | I | VICE PRESIDENT/ADVISORY SERVICES | NA | |
| ARNOLD, DEANNA LYNN | I | VICE PRESIDENT/ADVISORY SERVICES | NA | |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/BUSINESS RELATIONS | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/BUSINESS RELATIONS | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/BUSINESS RELATIONS | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/BUSINESS RELATIONS | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/BUSINESS RELATIONS | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/ADVISORY SERVICES | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/BUSINESS RELATIONS | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/BUSINESS RELATIONS | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/BUSINESS RELATIONS | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/BUSINESS RELATIONS | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/BUSINESS RELATIONS | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/BUSINESS RELATIONS | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/BUSINESS RELATIONS | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/BUSINESS RELATIONS | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/BUSINESS RELATIONS | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/BUSINESS RELATIONS | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/BUSINESS RELATIONS | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/ADVISORY SERVICES | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/BUSINESS RELATIONS | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/ADVISORY SERVICES | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/BUSINESS RELATIONS | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/BUSINESS RELATIONS | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/BUSINESS RELATIONS | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/BUSINESS RELATIONS | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/BUSINESS RELATIONS | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/BUSINESS RELATIONS | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/BUSINESS RELATIONS | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/BUSINESS RELATIONS | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/BUSINESS RELATIONS | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/BUSINESS RELATIONS | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/BUSINESS RELATIONS | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/BUSINESS RELATIONS | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/BUSINESS RELATIONS | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/BUSINESS RELATIONS | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/BUSINESS RELATIONS | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/BUSINESS RELATIONS | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/BUSINESS RELATIONS | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/BUSINESS RELATIONS | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/BUSINESS RELATIONS | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/BUSINESS RELATIONS | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/BUSINESS RELATIONS | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/BUSINESS RELATIONS | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/STRATEGIC GROWTH | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/STRATEGIC GROWTH | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/BUSINESS RELATIONS | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/BUSINESS RELATIONS | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/STRATEGIC GROWTH | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/STRATEGIC GROWTH | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/STRATEGIC GROWTH | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/STRATEGIC GROWTH | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/STRATEGIC GROWTH | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/STRATEGIC GROWTH | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/STRATEGIC GROWTH | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/STRATEGIC GROWTH | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/STRATEGIC GROWTH | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/STRATEGIC GROWTH | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/STRATEGIC GROWTH | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/STRATEGIC GROWTH | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/STRATEGIC GROWTH | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/STRATEGIC GROWTH | NA | Control |
| ARNOLD-FRADY, DEANNA LYNN | I | VICE PRESIDENT/STRATEGIC GROWTH | NA | Control |
| BIRLENBACH, SABINE | I | VICE PRESIDENT OF BROKERAGE OPERATIONS | NA | Control |
| BIRLENBACH, SABINE | I | VICE PRESIDENT OF BROKERAGE OPERATIONS | NA | Control |
| BIRLENBACH, SABINE | I | VICE PRESIDENT OF BROKERAGE OPERATIONS | NA | Control |
| BIRLENBACH, SABINE | I | VICE PRESIDENT OF BROKERAGE OPERATIONS | NA | Control |
| BIRLENBACH, SABINE | I | VICE PRESIDENT OF BROKERAGE OPERATIONS | NA | Control |
| BIRLENBACH, SABINE | I | VICE PRESIDENT OF BROKERAGE OPERATIONS | NA | Control |
| BIRLENBACH, SABINE | I | VICE PRESIDENT OF BROKERAGE OPERATIONS | NA | Control |
| BIRLENBACH, SABINE | I | VICE PRESIDENT OF BROKERAGE OPERATIONS | NA | Control |
| BIRLENBACH, SABINE | I | VICE PRESIDENT OF BROKERAGE OPERATIONS | NA | Control |
| BIRLENBACH, SABINE | I | VICE PRESIDENT OF BROKERAGE OPERATIONS | NA | Control |
| BIRLENBACH, SABINE | I | VICE PRESIDENT OF BROKERAGE OPERATIONS | NA | Control |
| BIRLENBACH, SABINE | I | VICE PRESIDENT OF BROKERAGE OPERATIONS | NA | Control |
| BIRLENBACH, SABINE | I | VICE PRESIDENT OF BROKERAGE OPERATIONS | NA | Control |
| BIRLENBACH, SABINE | I | VICE PRESIDENT OF BROKERAGE OPERATIONS | NA | Control |
| BIRLENBACH, SABINE | I | VICE PRESIDENT OF BROKERAGE OPERATIONS | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BLANCATO, PHILIP SALVATORE | I | DIRECTOR | NA | Control |
| BRETON, BERNARD ANDRE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRETON, BERNARD ANDRE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRETON, BERNARD ANDRE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRETON, BERNARD ANDRE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRETON, BERNARD ANDRE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRETON, BERNARD ANDRE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRETON, BERNARD ANDRE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRETON, BERNARD ANDRE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRETON, BERNARD ANDRE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRETON, BERNARD ANDRE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRETON, BERNARD ANDRE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRETON, BERNARD ANDRE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRETON, BERNARD ANDRE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CAMPBELL, CAILEN BRUCE | I | VICE PRESIDENT-INFORMATION SERVICES | NA | Control |
| CAMPBELL, CAILEN BRUCE | I | VICE PRESIDENT-INFORMATION SERVICES | NA | Control |
| CAMPBELL, CAILEN BRUCE | I | VICE PRESIDENT-INFORMATION SERVICES | NA | Control |
| CAMPBELL, CAILEN BRUCE | I | VICE PRESIDENT-INFORMATION SERVICES | NA | Control |
| CAMPBELL, CAILEN BRUCE | I | VICE PRESIDENT-INFORMATION SERVICES | NA | Control |
| CAMPBELL, CAILEN BRUCE | I | VICE PRESIDENT-INFORMATION SERVICES | NA | Control |
| CAMPBELL, CAILEN BRUCE | I | VICE PRESIDENT-INFORMATION SERVICES | NA | Control |
| CAMPBELL, CAILEN BRUCE | I | VICE PRESIDENT-INFORMATION SERVICES | NA | Control |
| CAMPBELL, CAILEN BRUCE | I | VICE PRESIDENT-INFORMATION SERVICES | NA | Control |
| CAMPBELL, CAILEN BRUCE | I | VICE PRESIDENT-INFORMATION SERVICES | NA | Control |
| CAMPBELL, CAILEN BRUCE | I | VICE PRESIDENT-INFORMATION SERVICES | NA | Control |
| CAMPBELL, CAILEN BRUCE | I | VICE PRESIDENT-INFORMATION SERVICES | NA | Control |
| CAMPBELL, CAILEN BRUCE | I | VICE PRESIDENT-INFORMATION SERVICES | NA | Control |
| CAMPBELL, CAILEN BRUCE | I | VICE PRESIDENT-INFORMATION SERVICES | NA | Control |
| CAMPBELL, CAILEN BRUCE | I | VICE PRESIDENT-INFORMATION SERVICES | NA | Control |
| CAMPBELL, CAILEN BRUCE | I | VICE PRESIDENT-INFORMATION SERVICES | NA | Control |
| CAMPBELL, CAILEN BRUCE | I | VICE PRESIDENT-INFORMATION SERVICES | NA | Control |
| CAMPBELL, CAILEN BRUCE | I | VICE PRESIDENT-INFORMATION SERVICES | NA | Control |
| CURRAN, ANTHONY GLEN | I | ASST VICE PRESIDENT/ADVISORY OPERATIONS | NA | |
| CURRAN, ANTHONY GLEN | I | VICE PRESIDENT/ADVISORY OPERATIONS | NA | Control |
| CURRAN, ANTHONY GLEN | I | VICE PRESIDENT/ADVISORY OPERATIONS | NA | Control |
| CURRAN, ANTHONY GLEN | I | VICE PRESIDENT/ADVISORY OPERATIONS | NA | Control |
| CURRAN, ANTHONY GLEN | I | ASST VICE PRESIDENT/ADVISORY OPERATIONS | NA | |
| CURRAN, ANTHONY GLEN | I | SHAREHOLDER | NA | |
| CURRAN, ANTHONY GLEN | I | VICE PRESIDENT/ADVISORY OPERATIONS | NA | Control |
| CURRAN, ANTHONY GLEN | I | VICE PRESIDENT/ADVISORY OPERATIONS | NA | Control |
| CURRAN, ANTHONY GLEN | I | ASST VICE PRESIDENT/ADVISORY OPERATIONS | NA | |
| CURRAN, ANTHONY GLEN | I | ASST VICE PRESIDENT/ADVISORY OPERATIONS | NA | |
| CURRAN, ANTHONY GLEN | I | VICE PRESIDENT/ADVISORY OPERATIONS | NA | Control |
| CURRAN, ANTHONY GLEN | I | VICE PRESIDENT/ADVISORY OPERATIONS | NA | Control |
| CURRAN, ANTHONY GLEN | I | ASST VICE PRESIDENT/ADVISORY OPERATIONS | NA | |
| CURRAN, ANTHONY GLEN | I | VICE PRESIDENT/ADVISORY OPERATIONS | NA | Control |
| CURRAN, ANTHONY GLEN | I | ASST VICE PRESIDENT/ADVISORY OPERATIONS | NA | |
| CURRAN, ANTHONY GLEN | I | ASST VICE PRESIDENT/ADVISORY OPERATIONS | NA | |
| CURRAN, ANTHONY GLEN | I | ASST VICE PRESIDENT/ADVISORY OPERATIONS | NA | |
| CURRAN, ANTHONY GLEN | I | SHAREHOLDER | NA | |
| CURRAN, ANTHONY GLEN | I | ASST VICE PRESIDENT/ADVISORY OPERATIONS | NA | |
| CURRAN, ANTHONY GLEN | I | SHAREHOLDER | NA | |
| CURRAN, ANTHONY GLEN | I | VICE PRESIDENT/ADVISORY OPERATIONS | NA | Control |
| CURRAN, ANTHONY GLEN | I | VICE PRESIDENT/ADVISORY OPERATIONS | NA | Control |
| CURRAN, ANTHONY GLEN | I | VICE PRESIDENT/ADVISORY OPERATIONS | NA | Control |
| CURRAN, ANTHONY GLEN | I | VICE PRESIDENT/ADVISORY OPERATIONS | NA | Control |
| CURRAN, ANTHONY GLEN | I | VICE PRESIDENT/ADVISORY OPERATIONS | NA | Control |
| CURRAN, ANTHONY GLEN | I | VICE PRESIDENT/ADVISORY OPERATIONS | NA | Control |
| CURRAN, ANTHONY GLEN | I | VICE PRESIDENT/ADVISORY OPERATIONS | NA | Control |
| CURRAN, ANTHONY GLEN | I | VICE PRESIDENT/ADVISORY OPERATIONS | NA | Control |
| CURRAN, ANTHONY GLEN | I | VICE PRESIDENT/ADVISORY OPERATIONS | NA | Control |
| CURRAN, ANTHONY GLEN | I | VICE PRESIDENT/ADVISORY OPERATIONS | NA | Control |
| CURRAN, ANTHONY GLEN | I | VICE PRESIDENT/ADVISORY OPERATIONS | NA | Control |
| CURRAN, ANTHONY GLEN | I | VICE PRESIDENT/ADVISORY OPERATIONS | NA | Control |
| CURRAN, ANTHONY GLEN | I | VICE PRESIDENT/ADVISORY OPERATIONS | NA | Control |
| CURRAN, ANTHONY GLEN | I | VICE PRESIDENT/ADVISORY OPERATIONS | NA | Control |
| CURRAN, ANTHONY GLEN | I | VICE PRESIDENT/ADVISORY OPERATIONS | NA | Control |
| CURRAN, ANTHONY GLEN | I | VICE PRESIDENT/ADVISORY OPERATIONS | NA | Control |
| CURRAN, ANTHONY GLEN | I | VICE PRESIDENT/ADVISORY OPERATIONS | NA | Control |
| CURRAN, ANTHONY GLEN | I | VICE PRESIDENT/ADVISORY OPERATIONS | NA | Control |
| CURRAN, ANTHONY GLEN | I | VICE PRESIDENT/ADVISORY OPERATIONS | NA | Control |
| CURRAN, ANTHONY GLEN | I | VICE PRESIDENT/ADVISORY OPERATIONS | NA | Control |
| CURRAN, ANTHONY GLEN | I | VICE PRESIDENT/ADVISORY OPERATIONS | NA | Control |
| CURRAN, ANTHONY GLEN | I | VICE PRESIDENT/ADVISORY OPERATIONS | NA | Control |
| CURRAN, ANTHONY GLEN | I | VICE PRESIDENT/ADVISORY OPERATIONS | NA | Control |
| CURRAN, ANTHONY GLEN | I | VICE PRESIDENT/ADVISORY OPERATIONS | NA | Control |
| CURRAN, ANTHONY GLEN | I | VICE PRESIDENT/ADVISORY OPERATIONS | NA | Control |
| CURRAN, ANTHONY GLEN | I | VICE PRESIDENT/ADVISORY OPERATIONS | NA | Control |
| CURRAN, ANTHONY GLEN | I | VICE PRESIDENT/ADVISORY OPERATIONS | NA | Control |
| CURRAN, ANTHONY GLEN | I | VICE PRESIDENT/ADVISORY OPERATIONS | NA | Control |
| CURRAN, ANTHONY GLEN | I | VICE PRESIDENT/ADVISORY OPERATIONS | NA | Control |
| CURRAN, ANTHONY GLEN | I | VICE PRESIDENT/ADVISORY OPERATIONS | NA | Control |
| CURRAN, ANTHONY GLEN | I | VICE PRESIDENT/ADVISORY OPERATIONS | NA | Control |
| CURRAN, ANTHONY GLEN | I | VICE PRESIDENT/ADVISORY OPERATIONS | NA | Control |
| CURRAN, ANTHONY GLEN | I | VICE PRESIDENT/ADVISORY OPERATIONS | NA | Control |
| CURRAN, ANTHONY GLEN | I | VICE PRESIDENT/ADVISORY OPERATIONS | NA | Control |
| CURRAN, ANTHONY GLEN | I | VICE PRESIDENT/ADVISORY OPERATIONS | NA | Control |
| CURRAN, ANTHONY GLEN | I | VICE PRESIDENT/ADVISORY OPERATIONS | NA | Control |
| CURRAN, ANTHONY GLEN | I | VICE PRESIDENT/ADVISORY OPERATIONS | NA | Control |
| CURRAN, ANTHONY GLEN | I | VICE PRESIDENT/ADVISORY OPERATIONS | NA | Control |
| CURRAN, ANTHONY GLEN | I | VICE PRESIDENT/ADVISORY OPERATIONS | NA | Control |
| CURRAN, ANTHONY GLEN | I | VICE PRESIDENT/ADVISORY OPERATIONS | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | SHAREHOLDER | NA | |
| DOUGHERTY, CASEY WILLIAM | I | VICE PRESIDENT/ INSURANCE & COMPLIANCE | NA | |
| DOUGHERTY, CASEY WILLIAM | I | VICE PRESIDENT/ INSURANCE & COMPLIANCE | NA | |
| DOUGHERTY, CASEY WILLIAM | I | VICE PRESIDENT/ INSURANCE & COMPLIANCE | NA | |
| DOUGHERTY, CASEY WILLIAM | I | SHAREHOLDER | NA | |
| DOUGHERTY, CASEY WILLIAM | I | SHAREHOLDER | NA | |
| DOUGHERTY, CASEY WILLIAM | I | SHAREHOLDER | NA | |
| DOUGHERTY, CASEY WILLIAM | I | SHAREHOLDER | NA | |
| DOUGHERTY, CASEY WILLIAM | I | SHAREHOLDER | NA | |
| DOUGHERTY, CASEY WILLIAM | I | SHAREHOLDER | NA | |
| DOUGHERTY, CASEY WILLIAM | I | SHAREHOLDER | NA | |
| DOUGHERTY, CASEY WILLIAM | I | SHAREHOLDER | NA | |
| DOUGHERTY, CASEY WILLIAM | I | SHAREHOLDER | NA | |
| DOUGHERTY, CASEY WILLIAM | I | SHAREHOLDER | NA | |
| DOUGHERTY, CASEY WILLIAM | I | VICE PRESIDENT/ INSURANCE & COMPLIANCE | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | VICE PRESIDENT/ INSURANCE & COMPLIANCE | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | VICE PRESIDENT/ INSURANCE & COMPLIANCE | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | VICE PRESIDENT/ INSURANCE & COMPLIANCE | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | VICE PRESIDENT/ INSURANCE & COMPLIANCE | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | VICE PRESIDENT/ INSURANCE & COMPLIANCE | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | VICE PRESIDENT/ INSURANCE & COMPLIANCE | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | CO-CHIEF COMPLIANCE OFFICER | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | VICE PRESIDENT/ INSURANCE & COMPLIANCE | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | VICE PRESIDENT/ INSURANCE & COMPLIANCE | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | VICE PRESIDENT/ INSURANCE & COMPLIANCE | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | VICE PRESIDENT/ INSURANCE & COMPLIANCE | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | VICE PRESIDENT/ INSURANCE & COMPLIANCE | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | VICE PRESIDENT/ INSURANCE & COMPLIANCE | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | VICE PRESIDENT/ INSURANCE & COMPLIANCE | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | VICE PRESIDENT/ INSURANCE & COMPLIANCE | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | VICE PRESIDENT/ INSURANCE & COMPLIANCE | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | VICE PRESIDENT/ INSURANCE & COMPLIANCE | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | VICE PRESIDENT/ INSURANCE & COMPLIANCE | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | VICE PRESIDENT/ INSURANCE & COMPLIANCE | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | VICE PRESIDENT/ INSURANCE & COMPLIANCE | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | CO-CHIEF COMPLIANCE OFFICER | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | CO-CHIEF COMPLIANCE OFFICER | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | CO-CHIEF COMPLIANCE OFFICER | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | CO-CHIEF COMPLIANCE OFFICER | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER | NA | Control |
| DOUGHERTY, CASEY WILLIAM | I | CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER | NA | Control |
| ENGLEHART, HOWARD JOSEPH | I | VICE PRESIDENT OF BUSINESS DEVELOPMENT | NA | Control |
| ENGLEHART, HOWARD JOSEPH | I | VICE PRESIDENT OF BUSINESS DEVELOPMENT | NA | Control |
| ENGLEHART, HOWARD JOSEPH | I | VICE PRESIDENT OF BUSINESS DEVELOPMENT | NA | Control |
| ENGLEHART, HOWARD JOSEPH | I | VICE PRESIDENT OF BUSINESS DEVELOPMENT | NA | Control |
| ENGLEHART, HOWARD JOSEPH | I | VICE PRESIDENT OF BUSINESS DEVELOPMENT | NA | Control |
| ENGLEHART, HOWARD JOSEPH | I | VICE PRESIDENT OF BUSINESS DEVELOPMENT | NA | Control |
| ENGLEHART, HOWARD JOSEPH | I | VICE PRESIDENT OF BUSINESS DEVELOPMENT | NA | Control |
| ENGLEHART, HOWARD JOSEPH | I | VICE PRESIDENT OF BUSINESS DEVELOPMENT | NA | Control |
| ENGLEHART, HOWARD JOSEPH | I | VICE PRESIDENT OF BUSINESS DEVELOPMENT | NA | Control |
| ENGLEHART, HOWARD JOSEPH | I | VICE PRESIDENT OF BUSINESS DEVELOPMENT & RELATIONSHIP MANAGEMENT | NA | Control |
| ENGLEHART, HOWARD JOSEPH | I | VICE PRESIDENT OF BUSINESS DEVELOPMENT | NA | Control |
| ENGLEHART, HOWARD JOSEPH | I | VICE PRESIDENT OF BUSINESS DEVELOPMENT & RELATIONSHIP MANAGEMENT | NA | Control |
| ENGLEHART, HOWARD JOSEPH | I | VICE PRESIDENT OF BUSINESS DEVELOPMENT & RELATIONSHIP MANAGEMENT | NA | Control |
| ENGLEHART, HOWARD JOSEPH | I | VICE PRESIDENT OF BUSINESS DEVELOPMENT & RELATIONSHIP MANAGEMENT | NA | Control |
| ENGLEHART, HOWARD JOSEPH | I | VICE PRESIDENT OF BUSINESS DEVELOPMENT & RELATIONSHIP MANAGEMENT | NA | Control |
| ENGLEHART, HOWARD JOSEPH | I | VICE PRESIDENT OF BUSINESS DEVELOPMENT & RELATIONSHIP MANAGEMENT | NA | Control |
| ENGLEHART, HOWARD JOSEPH | I | VICE PRESIDENT OF BUSINESS DEVELOPMENT & RELATIONSHIP MANAGEMENT | NA | Control |
| ENGLEHART, HOWARD JOSEPH | I | VICE PRESIDENT OF BUSINESS DEVELOPMENT & RELATIONSHIP MANAGEMENT | NA | Control |
| ENGLEHART, HOWARD JOSEPH | I | VICE PRESIDENT OF BUSINESS DEVELOPMENT & RELATIONSHIP MANAGEMENT | NA | Control |
| ENGLEHART, HOWARD JOSEPH | I | VICE PRESIDENT OF BUSINESS DEVELOPMENT & RELATIONSHIP MANAGEMENT | NA | Control |
| ENGLEHART, HOWARD JOSEPH | I | VICE PRESIDENT OF BUSINESS DEVELOPMENT & RELATIONSHIP MANAGEMENT | NA | Control |
| ENGLEHART, HOWARD JOSEPH | I | VICE PRESIDENT OF BUSINESS DEVELOPMENT & RELATIONSHIP MANAGEMENT | NA | Control |
| ENGLEHART, HOWARD JOSEPH | I | VICE PRESIDENT OF BUSINESS DEVELOPMENT & RELATIONSHIP MANAGEMENT | NA | Control |
| ENGLEHART, HOWARD JOSEPH | I | VICE PRESIDENT OF BUSINESS DEVELOPMENT & RELATIONSHIP MANAGEMENT | NA | Control |
| ENGLEHART, HOWARD JOSEPH | I | VICE PRESIDENT OF BUSINESS DEVELOPMENT & RELATIONSHIP MANAGEMENT | NA | Control |
| FORD, ERINN JUNE | I | PRESIDENT | NA | Control |
| FORD, ERINN JUNE | I | PRESIDENT | NA | Control |
| FORD, ERINN JUNE | I | PRESIDENT | NA | Control |
| FORD, ERINN JUNE | I | PRESIDENT | NA | Control |
| FORD, ERINN JUNE | I | PRESIDENT | NA | Control |
| FORD, ERINN JUNE | I | PRESIDENT | NA | Control |
| FORD, ERINN JUNE | I | PRESIDENT | NA | Control |
| FORD, ERINN JUNE | I | PRESIDENT | NA | Control |
| FORD, ERINN JUNE | I | PRESIDENT | NA | Control |
| FORD, ERINN JUNE | I | PRESIDENT | NA | Control |
| FORD, ERINN JUNE | I | PRESIDENT | NA | Control |
| FORD, ERINN JUNE | I | PRESIDENT & CEO | NA | Control |
| FORD, ERINN JUNE | I | PRESIDENT & CEO | NA | Control |
| FORD, ERINN JUNE | I | PRESIDENT & CEO | NA | Control |
| FORD, ERINN JUNE | I | PRESIDENT & CEO | NA | Control |
| FORD, ERINN JUNE | I | PRESIDENT & CEO | NA | Control |
| FORD, ERINN JUNE | I | PRESIDENT & CEO | NA | Control |
| FORD, ERINN JUNE | I | PRESIDENT & CEO | NA | Control |
| FORD, ERINN JUNE | I | PRESIDENT & CEO | NA | Control |
| FORD, ERINN JUNE | I | PRESIDENT & CEO | NA | Control |
| FORD, ERINN JUNE | I | PRESIDENT & CEO | NA | Control |
| FORD, ERINN JUNE | I | PRESIDENT & CEO | NA | Control |
| FORD, ERINN JUNE | I | PRESIDENT & CEO | NA | Control |
| FORD, ERINN JUNE | I | PRESIDENT & CEO | NA | Control |
| FORD, ERINN JUNE | I | PRESIDENT & CEO | NA | Control |
| FORD, ERINN JUNE | I | PRESIDENT & CEO | NA | Control |
| FORD, ERINN JUNE | I | PRESIDENT & CEO | NA | Control |
| FORD, ERINN JUNE | I | PRESIDENT & CEO | NA | Control |
| FORD, ERINN JUNE | I | PRESIDENT & CEO | NA | Control |
| FORD, ERINN JUNE | I | PRESIDENT & CEO | NA | Control |
| FORD, ERINN JUNE | I | PRESIDENT & CEO | NA | Control |
| FORD, ERINN JUNE | I | PRESIDENT & CEO | NA | Control |
| FORD, ERINN JUNE | I | PRESIDENT & CEO | NA | Control |
| FORD, ERINN JUNE | I | PRESIDENT & CEO | NA | Control |
| FORD, ERINN JUNE | I | PRESIDENT & CEO | NA | Control |
| FORSYTHE, TRACY DOUGLAS | I | VICE PRESIDENT/BOARD SECRETARY | NA | Control |
| FORSYTHE, TRACY DOUGLAS | I | VICE PRESIDENT/BOARD SECRETARY | NA | Control |
| FORSYTHE, TRACY DOUGLAS | I | VICE PRESIDENT/BOARD SECRETARY/CHIEF COMPLIANCE OFFICER | NA | Control |
| FORSYTHE, TRACY DOUGLAS | I | VICE PRESIDENT | NA | Control |
| FORSYTHE, TRACY DOUGLAS | I | VICE PRESIDENT | NA | Control |
| FORSYTHE, TRACY DOUGLAS | I | VICE PRESIDENT/BOARD SECRETARY/CHIEF COMPLIANCE OFFICER | NA | Control |
| FORSYTHE, TRACY DOUGLAS | I | VICE PRESIDENT/BOARD SECRETARY/CHIEF COMPLIANCE OFFICER | NA | Control |
| FORSYTHE, TRACY DOUGLAS | I | VICE PRESIDENT/BOARD SECRETARY/CHIEF COMPLIANCE OFFICER | NA | Control |
| FORSYTHE, TRACY DOUGLAS | I | VICE PRESIDENT/BOARD SECRETARY/CHIEF COMPLIANCE OFFICER | NA | Control |
| FORSYTHE, TRACY DOUGLAS | I | VICE PRESIDENT/BOARD SECRETARY/CHIEF COMPLIANCE OFFICER | NA | Control |
| FORSYTHE, TRACY DOUGLAS | I | VICE PRESIDENT/BOARD SECRETARY/CHIEF COMPLIANCE OFFICER | NA | Control |
| FORSYTHE, TRACY DOUGLAS | I | VICE PRESIDENT/BOARD SECRETARY/CHIEF COMPLIANCE OFFICER | NA | Control |
| FORSYTHE, TRACY DOUGLAS | I | VICE PRESIDENT/BOARD SECRETARY/CHIEF COMPLIANCE OFFICER | NA | Control |
| FORSYTHE, TRACY DOUGLAS | I | VICE PRESIDENT | NA | Control |
| FORSYTHE, TRACY DOUGLAS | I | VICE PRESIDENT/BOARD SECRETARY/CHIEF COMPLIANCE OFFICER | NA | Control |
| FORSYTHE, TRACY DOUGLAS | I | VICE PRESIDENT/BOARD SECRETARY/CHIEF COMPLIANCE OFFICER | NA | Control |
| FORSYTHE, TRACY DOUGLAS | I | VICE PRESIDENT | NA | Control |
| FORSYTHE, TRACY DOUGLAS | I | VICE PRESIDENT | NA | Control |
| FORSYTHE, TRACY DOUGLAS | I | CHIEF COMPLIANCE OFFICER / DIRECTOR | NA | Control |
| FORSYTHE, TRACY DOUGLAS | I | CHIEF COMPLIANCE OFFICER / DIRECTOR | NA | Control |
| FORSYTHE, TRACY DOUGLAS | I | CHIEF COMPLIANCE OFFICER / DIRECTOR | NA | Control |
| FORSYTHE, TRACY DOUGLAS | I | CO-CHIEF COMPLIANCE OFFICER / DIRECTOR | NA | Control |
| FORSYTHE, TRACY DOUGLAS | I | CHIEF COMPLIANCE OFFICER / DIRECTOR | NA | Control |
| FORSYTHE, TRACY DOUGLAS | I | CHIEF COMPLIANCE OFFICER / DIRECTOR | NA | Control |
| FORSYTHE, TRACY DOUGLAS | I | CO-CHIEF COMPLIANCE OFFICER / DIRECTOR | NA | Control |
| FORSYTHE, TRACY DOUGLAS | I | CO-CHIEF COMPLIANCE OFFICER / DIRECTOR | NA | Control |
| FORSYTHE, TRACY DOUGLAS | I | CO-CHIEF COMPLIANCE OFFICER / DIRECTOR | NA | Control |
| FORSYTHE, TRACY DOUGLAS | I | CO-CHIEF COMPLIANCE OFFICER / DIRECTOR | NA | Control |
| FORSYTHE, TRACY DOUGLAS | I | PRESIDENT & CHIEF LEGAL OFFICER | NA | Control |
| FORSYTHE, TRACY DOUGLAS | I | PRESIDENT & CHIEF LEGAL OFFICER | NA | Control |
| FORSYTHE, TRACY DOUGLAS | I | PRESIDENT & CHIEF LEGAL OFFICER | NA | Control |
| FORSYTHE, TRACY DOUGLAS | I | PRESIDENT & CHIEF LEGAL OFFICER | NA | Control |
| FORSYTHE, TRACY DOUGLAS | I | PRESIDENT & CHIEF LEGAL OFFICER | NA | Control |
| FORSYTHE, TRACY DOUGLAS | I | PRESIDENT & CHIEF LEGAL OFFICER | NA | Control |
| FORSYTHE, TRACY DOUGLAS | I | PRESIDENT & CHIEF LEGAL OFFICER | NA | Control |
| FORSYTHE, TRACY DOUGLAS | I | PRESIDENT & CHIEF LEGAL OFFICER | NA | Control |
| FORSYTHE, TRACY DOUGLAS | I | PRESIDENT & CHIEF LEGAL OFFICER | NA | Control |
| FORSYTHE, TRACY DOUGLAS | I | PRESIDENT & CHIEF LEGAL OFFICER | NA | Control |
| FORSYTHE, TRACY DOUGLAS | I | VICE CHAIRMAN & CHIEF LEGAL OFFICER | NA | Control |
| FORSYTHE, TRACY DOUGLAS | I | VICE CHAIRMAN & CHIEF LEGAL OFFICER | NA | Control |
| GIOVANNIELLO, JOSEPH JR | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH JR | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH JR | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH JR | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH JR | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH JR | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH JR | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH JR | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH JR | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH JR | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH JR | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH JR | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH JR | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH JR | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH JR | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH JR | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH JR | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH JR | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH JR | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH JR | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH JR | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH JR | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH JR | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH JR | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH JR | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH JR | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH JR | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH JR | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH JR | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH JR | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH JR | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH JR | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH JR | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH JR | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH JR | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH JR | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH JR | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH JR | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH JR | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH JR | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH N/A | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH N/A | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH N/A | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH N/A | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH N/A | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH N/A | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH N/A | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH N/A | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH N/A | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH N/A | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH N/A | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH N/A | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH N/A | I | DIRECTOR | NA | Control |
| GIOVANNIELLO, JOSEPH N/A | I | DIRECTOR | NA | Control |
| GRIFFITH, DOREEN LOUISE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| GRIFFITH, DOREEN LOUISE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| GRIFFITH, DOREEN LOUISE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| GRIFFITH, DOREEN LOUISE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| GRIFFITH, DOREEN LOUISE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| GRIFFITH, DOREEN LOUISE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| GRIFFITH, DOREEN LOUISE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| GRIFFITH, DOREEN LOUISE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| GRIFFITH, DOREEN LOUISE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| GRIFFITH, DOREEN LOUISE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| GRIFFITH, DOREEN LOUISE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| GRIFFITH, DOREEN LOUISE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| GRIFFITH, DOREEN LOUISE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| GRIFFITH, DOREEN LOUISE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| GRIFFITH, DOREEN LOUISE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| GRIFFITH, DOREEN LOUISE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| GRIFFITH, DOREEN LOUISE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HAMBY, MARK | I | CHAIRMAN/CEO/DIRECTOR | NA | Control |
| HAMBY, MARK | I | CHAIRMAN/CEO/DIRECTOR | NA | Control |
| HAMBY, MARK | I | CHAIRMAN/CEO/DIRECTOR | NA | Control |
| HAMBY, MARK | I | CHAIRMAN/CEO/DIRECTOR | NA | Control |
| HAMBY, MARK | I | CHAIRMAN/CEO/DIRECTOR | NA | Control |
| HAMBY, MARK | I | CHAIRMAN/CEO/DIRECTOR | NA | Control |
| HAMBY, MARK | I | CHAIRMAN/CEO/DIRECTOR | NA | Control |
| HAMBY, MARK | I | CHAIRMAN/CEO/DIRECTOR | NA | Control |
| HAMBY, MARK | I | CHAIRMAN/CEO/DIRECTOR | NA | Control |
| HAMBY, MARK | I | CHAIRMAN/CEO/DIRECTOR | NA | Control |
| HARLEY, SANDRA LYNN | I | VICE PRESIDENT | NA | Control |
| HARLEY, SANDRA LYNN | I | VICE PRESIDENT | NA | Control |
| HARLEY, SANDRA LYNN | I | VICE PRESIDENT | NA | Control |
| HARLEY, SANDRA LYNN | I | VICE PRESIDENT | NA | Control |
| HARLEY, SANDRA LYNN | I | VICE PRESIDENT | NA | Control |
| HARLEY, SANDRA LYNN | I | DIRECTOR | NA | Control |
| HARLEY, SANDRA LYNN | I | VICE PRESIDENT | NA | Control |
| HARLEY, SANDRA LYNN | I | VICE PRESIDENT | NA | Control |
| HARLEY, SANDRA LYNN | I | VICE PRESIDENT | NA | Control |
| HARLEY, SANDRA LYNN | I | VICE PRESIDENT | NA | Control |
| HARLEY, SANDRA LYNN | I | VICE PRESIDENT | NA | Control |
| HARLEY, SANDRA LYNN | I | VICE PRESIDENT | NA | Control |
| HARLEY, SANDRA LYNN | I | VICE PRESIDENT | NA | Control |
| HARLEY, SANDRA LYNN | I | VICE PRESIDENT | NA | Control |
| HARLEY, SANDRA LYNN | I | VICE PRESIDENT | NA | Control |
| HARLEY, SANDRA LYNN | I | VICE PRESIDENT | NA | Control |
| HARLEY, SANDRA LYNN | I | VICE PRESIDENT | NA | Control |
| HARLEY, SANDRA LYNN | I | VICE PRESIDENT | NA | Control |
| HARLEY, SANDRA LYNN | I | VICE PRESIDENT | NA | Control |
| HARLEY, SANDRA LYNN | I | DIRECTOR | NA | Control |
| HARLEY, SANDRA LYNN | I | DIRECTOR | NA | |
| HARLEY, SANDRA LYNN | I | DIRECTOR | NA | Control |
| HARLEY, SANDRA LYNN | I | DIRECTOR | NA | Control |
| HARLEY, SANDRA LYNN | I | DIRECTOR | NA | |
| HARLEY, SANDRA LYNN | I | DIRECTOR | NA | |
| HARLEY, SANDRA LYNN | I | DIRECTOR | NA | |
| HARLEY, SANDRA LYNN | I | DIRECTOR | NA | |
| HARLEY, SANDRA LYNN | I | DIRECTOR | NA | Control |
| HARLEY, SANDRA LYNN | I | DIRECTOR | NA | Control |
| HARLEY, SANDRA LYNN | I | DIRECTOR | NA | Control |
| HARLEY, SANDRA LYNN | I | DIRECTOR | NA | Control |
| HARLEY, SANDRA LYNN | I | DIRECTOR | NA | Control |
| HARLEY, SANDRA LYNN | I | DIRECTOR | NA | |
| HARLEY, SANDRA LYNN | I | DIRECTOR | NA | Control |
| HARRINGTON, LINDA LEE | I | VICE PRESIDENT OF ADVISORY COMPLIANCE | NA | Control |
| HARRINGTON, LINDA LEE | I | VICE PRESIDENT OF ADVISORY COMPLIANCE | NA | Control |
| HARRINGTON, LINDA LEE | I | VICE PRESIDENT OF ADVISORY COMPLIANCE | NA | Control |
| HARRINGTON, LINDA LEE | I | VICE PRESIDENT OF ADVISORY COMPLIANCE | NA | Control |
| HARRINGTON, LINDA LEE | I | VICE PRESIDENT OF ADVISORY COMPLIANCE | NA | Control |
| HARRINGTON, LINDA LEE | I | VICE PRESIDENT OF ADVISORY COMPLIANCE | NA | Control |
| HARRINGTON, LINDA LEE | I | VICE PRESIDENT OF ADVISORY COMPLIANCE | NA | Control |
| HARRINGTON, LINDA LEE | I | VICE PRESIDENT OF ADVISORY COMPLIANCE | NA | Control |
| HARRINGTON, LINDA LEE | I | VICE PRESIDENT OF ADVISORY COMPLIANCE | NA | Control |
| HARRINGTON, LINDA LEE | I | VICE PRESIDENT OF ADVISORY COMPLIANCE | NA | Control |
| HARRINGTON, LINDA LEE | I | VICE PRESIDENT OF ADVISORY COMPLIANCE | NA | Control |
| HARRINGTON, LINDA LEE | I | VICE PRESIDENT OF ADVISORY COMPLIANCE | NA | Control |
| HARRINGTON, LINDA LEE | I | VICE PRESIDENT OF ADVISORY COMPLIANCE | NA | Control |
| HARRINGTON, LINDA LEE | I | VICE PRESIDENT OF ADVISORY COMPLIANCE | NA | Control |
| HARRINGTON, LINDA LEE | I | VICE PRESIDENT OF ADVISORY COMPLIANCE | NA | Control |
| HARRINGTON, LINDA LEE | I | VICE PRESIDENT OF ADVISORY COMPLIANCE | NA | Control |
| HARRINGTON, LINDA LEE | I | VICE PRESIDENT OF ADVISORY COMPLIANCE | NA | Control |
| HARRINGTON, LINDA LEE | I | VICE PRESIDENT OF ADVISORY COMPLIANCE | NA | Control |
| HARRINGTON, LINDA LEE | I | VICE PRESIDENT OF ADVISORY COMPLIANCE | NA | Control |
| HARRINGTON, LINDA LEE | I | VICE PRESIDENT OF ADVISORY COMPLIANCE | NA | Control |
| HARRINGTON, LINDA LEE | I | VICE PRESIDENT OF ADVISORY COMPLIANCE | NA | Control |
| HARRINGTON, LINDA LEE | I | VICE PRESIDENT OF ADVISORY COMPLIANCE | NA | Control |
| HARRINGTON, LINDA LEE | I | VICE PRESIDENT OF ADVISORY COMPLIANCE | NA | Control |
| HARRINGTON, LINDA LEE | I | VICE PRESIDENT OF ADVISORY COMPLIANCE | NA | Control |
| HARRINGTON, LINDA LEE | I | VICE PRESIDENT OF ADVISORY COMPLIANCE | NA | Control |
| HARRINGTON, LINDA LEE | I | VICE PRESIDENT OF ADVISORY COMPLIANCE | NA | Control |
| HARRINGTON, LINDA LEE | I | VICE PRESIDENT OF ADVISORY COMPLIANCE | NA | Control |
| HARRINGTON, LINDA LEE | I | VICE PRESIDENT OF ADVISORY COMPLIANCE | NA | Control |
| HARRINGTON, LINDA LEE | I | VICE PRESIDENT OF ADVISORY COMPLIANCE | NA | Control |
| HARRINGTON, LINDA LEE | I | VICE PRESIDENT OF ADVISORY COMPLIANCE | NA | Control |
| HARRINGTON, LINDA LEE | I | VICE PRESIDENT OF ADVISORY COMPLIANCE | NA | Control |
| HARRINGTON, LINDA LEE | I | VICE PRESIDENT OF ADVISORY COMPLIANCE | NA | Control |
| HARRINGTON, LINDA LEE | I | VICE PRESIDENT OF ADVISORY COMPLIANCE | NA | Control |
| HARRINGTON, LINDA LEE | I | VICE PRESIDENT OF ADVISORY COMPLIANCE | NA | Control |
| HARRINGTON, LINDA LEE | I | VICE PRESIDENT OF ADVISORY COMPLIANCE | NA | Control |
| HARRINGTON, LINDA LEE | I | VICE PRESIDENT OF ADVISORY COMPLIANCE | NA | Control |
| HARRINGTON, LINDA LEE | I | VICE PRESIDENT OF ADVISORY COMPLIANCE | NA | Control |
| HARRINGTON, LINDA LEE | I | VICE PRESIDENT OF ADVISORY COMPLIANCE | NA | Control |
| HARRINGTON, LINDA LEE | I | VICE PRESIDENT OF ADVISORY COMPLIANCE | NA | Control |
| HARRINGTON, LINDA LEE | I | VICE PRESIDENT OF ADVISORY COMPLIANCE | NA | Control |
| HARRINGTON, LINDA LEE | I | VICE PRESIDENT OF ADVISORY COMPLIANCE | NA | Control |
| KAUFMAN, BRETT H | I | DIRECTOR | NA | Control |
| KAUFMAN, BRETT H | I | DIRECTOR | NA | Control |
| KAUFMAN, BRETT H | I | DIRECTOR | NA | Control |
| KAUFMAN, BRETT H | I | DIRECTOR | NA | Control |
| KAUFMAN, BRETT H | I | DIRECTOR | NA | Control |
| KAUFMAN, BRETT H | I | DIRECTOR | NA | Control |
| KAUFMAN, BRETT H | I | DIRECTOR | NA | Control |
| KAUFMAN, BRETT H | I | DIRECTOR | NA | Control |
| KAUFMAN, BRETT H | I | DIRECTOR | NA | Control |
| KAUFMAN, BRETT H | I | DIRECTOR | NA | Control |
| KAUFMAN, BRETT H | I | DIRECTOR | NA | Control |
| KAUFMAN, BRETT H | I | DIRECTOR | NA | Control |
| KAUFMAN, BRETT H | I | DIRECTOR | NA | Control |
| KAUFMAN, BRETT H | I | DIRECTOR | NA | Control |
| KAUFMAN, BRETT H | I | DIRECTOR | NA | Control |
| KAUFMAN, BRETT H | I | DIRECTOR | NA | Control |
| KAUFMAN, BRETT H | I | DIRECTOR | NA | Control |
| KAUFMAN, BRETT H | I | DIRECTOR | NA | Control |
| KAUFMAN, BRETT H | I | DIRECTOR | NA | Control |
| KAUFMAN, BRETT H | I | DIRECTOR | NA | Control |
| KAUFMAN, BRETT H | I | DIRECTOR | NA | Control |
| KAUFMAN, BRETT H | I | DIRECTOR | NA | Control |
| KAUFMAN, BRETT H | I | DIRECTOR | NA | Control |
| KAUFMAN, BRETT H | I | DIRECTOR | NA | Control |
| KAUFMAN, BRETT H | I | DIRECTOR | NA | Control |
| KAUFMAN, BRETT H | I | DIRECTOR | NA | Control |
| KAUFMAN, BRETT H | I | DIRECTOR | NA | Control |
| KAUFMAN, BRETT H | I | DIRECTOR | NA | Control |
| KAUFMAN, BRETT H | I | DIRECTOR | NA | Control |
| KAUFMAN, BRETT H | I | DIRECTOR | NA | Control |
| KAUFMAN, BRETT H | I | DIRECTOR | NA | Control |
| KAUFMAN, BRETT H | I | DIRECTOR | NA | Control |
| KAUFMAN, BRETT H | I | DIRECTOR | NA | Control |
| KAUFMAN, BRETT H | I | DIRECTOR | NA | Control |
| KAUFMAN, BRETT H | I | DIRECTOR | NA | Control |
| KAUFMAN, BRETT H | I | DIRECTOR | NA | Control |
| KAUFMAN, BRETT H | I | DIRECTOR | NA | Control |
| KAUFMAN, BRETT H | I | DIRECTOR | NA | Control |
| KAUFMAN, BRETT H | I | DIRECTOR | NA | Control |
| KAUFMAN, BRETT H | I | DIRECTOR | NA | Control |
| KAUFMAN, BRETT HEATH | I | DIRECTOR | NA | Control |
| KAUFMAN, BRETT HEATH | I | DIRECTOR | NA | Control |
| KAUFMAN, BRETT HEATH | I | DIRECTOR | NA | Control |
| KAUFMAN, BRETT HEATH | I | DIRECTOR | NA | Control |
| KAUFMAN, BRETT HEATH | I | DIRECTOR | NA | Control |
| KAUFMAN, BRETT HEATH | I | DIRECTOR | NA | Control |
| KAUFMAN, BRETT HEATH | I | DIRECTOR | NA | Control |
| KAUFMAN, BRETT HEATH | I | DIRECTOR | NA | Control |
| KAUFMAN, BRETT HEATH | I | DIRECTOR | NA | Control |
| KAUFMAN, BRETT HEATH | I | DIRECTOR | NA | Control |
| KING, BRUCE J | I | VICE PRESIDENT/INFORMATION SYSTEMS | NA | |
| KING, BRUCE J | I | VICE PRESIDENT/INFORMATION SYSTEMS | NA | |
| KING, BRUCE J | I | VICE PRESIDENT/INFORMATION SYSTEMS | NA | Control |
| KING, BRUCE J | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| KING, BRUCE J | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| KING, BRUCE J | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| KING, BRUCE J | I | VICE PRESIDENT/INFORMATION SYSTEMS | NA | Control |
| KING, BRUCE J | I | VICE PRESIDENT/INFORMATION SYSTEMS | NA | Control |
| KING, BRUCE J | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| KING, BRUCE J | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| KING, BRUCE J | I | VICE PRESIDENT/INFORMATION SYSTEMS | NA | Control |
| KING, BRUCE J | I | VICE PRESIDENT/INFORMATION SYSTEMS | NA | Control |
| KING, BRUCE J | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| KING, BRUCE J | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| KING, BRUCE J | I | VICE PRESIDENT/INFORMATION SYSTEMS | NA | Control |
| KING, BRUCE J | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| KING, BRUCE J | I | VICE PRESIDENT/INFORMATION SYSTEMS | NA | Control |
| KING, BRUCE J | I | VICE PRESIDENT/INFORMATION SYSTEMS | NA | Control |
| KING, BRUCE J | I | VICE PRESIDENT/INFORMATION SYSTEMS | NA | Control |
| KING, BRUCE J | I | VICE PRESIDENT/INFORMATION SYSTEMS | NA | Control |
| KING, BRUCE J | I | VICE PRESIDENT/INFORMATION SYSTEMS | NA | Control |
| KING, BRUCE J | I | VICE PRESIDENT/INFORMATION SYSTEMS | NA | Control |
| KING, BRUCE J | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| KING, BRUCE J | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| KING, BRUCE J | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| KING, BRUCE J | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| KING, BRUCE J | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| KING, BRUCE J | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| KING, BRUCE J | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| KING, BRUCE J | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| KING, BRUCE J | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| KING, BRUCE J | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| KING, BRUCE J | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| KING, BRUCE J | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| KING, BRUCE J | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| KING, BRUCE J | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| KING, BRUCE J | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| KING, BRUCE J | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| KING, BRUCE J | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| KING, BRUCE J | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| KING, BRUCE J | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| KING, BRUCE J | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| KING, BRUCE J | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| KING, BRUCE J | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| KING, BRUCE J | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| KING, BRUCE J | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| KING, BRUCE J | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| KING, BRUCE J | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| KING, BRUCE J | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| KING, BRUCE J | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| KING, BRUCE J | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| KING, BRUCE J | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| KING, BRUCE J | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| KING, BRUCE J | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| KROHN, AILEEN GAIL | I | VICE PRESIDENT/COO | NA | Control |
| KROHN, AILEEN GAIL | I | VICE PRESIDENT/COO | NA | Control |
| KROHN, AILEEN GAIL | I | VICE PRESIDENT/COO | NA | Control |
| KROHN, AILEEN GAIL | I | SR VICE PRESIDENT/ SECURITIES OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | VICE PRESIDENT/COO | NA | Control |
| KROHN, AILEEN GAIL | I | VICE PRESIDENT/COO | NA | Control |
| KROHN, AILEEN GAIL | I | SR VICE PRESIDENT/ SECURITIES OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | SR VICE PRESIDENT/ SECURITIES OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | VICE PRESIDENT/COO | NA | Control |
| KROHN, AILEEN GAIL | I | VICE PRESIDENT/COO | NA | Control |
| KROHN, AILEEN GAIL | I | VICE PRESIDENT/COO | NA | Control |
| KROHN, AILEEN GAIL | I | VICE PRESIDENT/COO | NA | Control |
| KROHN, AILEEN GAIL | I | VICE PRESIDENT/COO | NA | Control |
| KROHN, AILEEN GAIL | I | VICE PRESIDENT/COO | NA | Control |
| KROHN, AILEEN GAIL | I | VICE PRESIDENT/COO | NA | Control |
| KROHN, AILEEN GAIL | I | VICE PRESIDENT/COO | NA | Control |
| KROHN, AILEEN GAIL | I | VICE PRESIDENT/COO | NA | Control |
| KROHN, AILEEN GAIL | I | VICE PRESIDENT/COO | NA | Control |
| KROHN, AILEEN GAIL | I | VICE PRESIDENT/COO | NA | Control |
| KROHN, AILEEN GAIL | I | VICE PRESIDENT/COO | NA | Control |
| KROHN, AILEEN GAIL | I | VICE PRESIDENT/COO | NA | Control |
| KROHN, AILEEN GAIL | I | SR VICE PRESIDENT/ SECURITIES OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | MANAGING DIRECTOR / OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | MANAGING DIRECTOR / OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | SR VICE PRESIDENT/ SECURITIES OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | SR VICE PRESIDENT/ SECURITIES OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | SR VICE PRESIDENT/ SECURITIES OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | MANAGING DIRECTOR / OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | MANAGING DIRECTOR / OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | SR VICE PRESIDENT/ SECURITIES OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | SR VICE PRESIDENT/ SECURITIES OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | SR VICE PRESIDENT/ SECURITIES OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | SR VICE PRESIDENT/ SECURITIES OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | SR VICE PRESIDENT/ SECURITIES OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | MANAGING DIRECTOR / OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | SR VICE PRESIDENT/ SECURITIES OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | SR VICE PRESIDENT/ SECURITIES OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | SR VICE PRESIDENT/ SECURITIES OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | SR VICE PRESIDENT/ SECURITIES OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | SR VICE PRESIDENT/ SECURITIES OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | SR VICE PRESIDENT/ SECURITIES OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | MANAGING DIRECTOR / OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | MANAGING DIRECTOR / OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | MANAGING DIRECTOR / OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | MANAGING DIRECTOR / OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | MANAGING DIRECTOR / OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | EXECUTIVE VICE PRESIDENT - OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | EXECUTIVE VICE PRESIDENT - OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | EXECUTIVE VICE PRESIDENT - OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | EXECUTIVE VICE PRESIDENT - OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | EXECUTIVE VICE PRESIDENT - OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | EXECUTIVE VICE PRESIDENT - OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | EXECUTIVE VICE PRESIDENT - OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | EXECUTIVE VICE PRESIDENT - OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | EXECUTIVE VICE PRESIDENT - OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | EXECUTIVE VICE PRESIDENT - OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | EXECUTIVE VICE PRESIDENT - OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | EXECUTIVE VICE PRESIDENT - OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | EXECUTIVE VICE PRESIDENT - OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | EXECUTIVE VICE PRESIDENT - OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | EXECUTIVE VICE PRESIDENT - OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | EXECUTIVE VICE PRESIDENT - OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | EXECUTIVE VICE PRESIDENT - OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | EXECUTIVE VICE PRESIDENT - OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | EXECUTIVE VICE PRESIDENT - OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | EXECUTIVE VICE PRESIDENT - OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | EXECUTIVE VICE PRESIDENT - OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | EXECUTIVE VICE PRESIDENT OF CORPORATE & SPECIAL PROJECTS | NA | Control |
| KROHN, AILEEN GAIL | I | EXECUTIVE VICE PRESIDENT - OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | EXECUTIVE VICE PRESIDENT - OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | EXECUTIVE VICE PRESIDENT - OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | EXECUTIVE VICE PRESIDENT - OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | EXECUTIVE VICE PRESIDENT - OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | EXECUTIVE VICE PRESIDENT - OPERATIONS | NA | Control |
| KROHN, AILEEN GAIL | I | EXECUTIVE VICE PRESIDENT OF CORPORATE & SPECIAL PROJECTS | NA | Control |
| KROHN, AILEEN GAIL | I | EXECUTIVE VICE PRESIDENT - OPERATIONS | NA | Control |
| LAMARCHE, MELISSA ANN | I | ASSISTANT VICE PRESIDENT OF PROJECT MANAGEMENT / BUSINESS ANALYST | NA | Control |
| LAMARCHE, MELISSA ANN | I | ASSISTANT VICE PRESIDENT OF PROJECT MANAGEMENT / BUSINESS ANALYST | NA | Control |
| LAMARCHE, MELISSA ANN | I | ASSISTANT VICE PRESIDENT OF PROJECT MANAGEMENT / BUSINESS ANALYST | NA | Control |
| LAMARCHE, MELISSA ANN | I | ASSISTANT VICE PRESIDENT OF PROJECT MANAGEMENT / BUSINESS ANALYST | NA | Control |
| LAMARCHE, MELISSA ANN | I | ASSISTANT VICE PRESIDENT OF PROJECT MANAGEMENT / BUSINESS ANALYST | NA | Control |
| LAMARCHE, MELISSA ANN | I | ASSISTANT VICE PRESIDENT OF PROJECT MANAGEMENT / BUSINESS ANALYST | NA | Control |
| LAMARCHE, MELISSA ANN | I | ASSISTANT VICE PRESIDENT OF PROJECT MANAGEMENT / BUSINESS ANALYST | NA | Control |
| LAMARCHE, MELISSA ANN | I | ASSISTANT VICE PRESIDENT OF PROJECT MANAGEMENT / BUSINESS ANALYST | NA | Control |
| LAMARCHE, MELISSA ANN | I | ASSISTANT VICE PRESIDENT OF PROJECT MANAGEMENT / BUSINESS ANALYST | NA | Control |
| LAMARCHE, MELISSA ANN | I | ASSISTANT VICE PRESIDENT OF PROJECT MANAGEMENT / SR. BUSINESS ANALYST | NA | Control |
| LAMARCHE, MELISSA ANN | I | ASSISTANT VICE PRESIDENT OF PROJECT MANAGEMENT / SR. BUSINESS ANALYST | NA | Control |
| LAMARCHE, MELISSA ANN | I | ASSISTANT VICE PRESIDENT OF PROJECT MANAGEMENT / SR. BUSINESS ANALYST | NA | Control |
| LAMARCHE, MELISSA ANN | I | ASSISTANT VICE PRESIDENT OF PROJECT MANAGEMENT / BUSINESS ANALYST | NA | Control |
| LAMARCHE, MELISSA ANN | I | ASSISTANT VICE PRESIDENT OF PROJECT MANAGEMENT / BUSINESS ANALYST | NA | Control |
| LAMARCHE, MELISSA ANN | I | ASSISTANT VICE PRESIDENT OF PROJECT MANAGEMENT / BUSINESS ANALYST | NA | Control |
| LAMARCHE, MELISSA ANN | I | ASSISTANT VICE PRESIDENT OF PROJECT MANAGEMENT / BUSINESS ANALYST | NA | Control |
| LAMARCHE, MELISSA ANN | I | ASSISTANT VICE PRESIDENT OF PROJECT MANAGEMENT / SR. BUSINESS ANALYST | NA | Control |
| LAMARCHE, MELISSA ANN | I | ASSISTANT VICE PRESIDENT OF PROJECT MANAGEMENT / SR. BUSINESS ANALYST | NA | Control |
| LAMARCHE, MELISSA ANN | I | ASSISTANT VICE PRESIDENT OF PROJECT MANAGEMENT / SR. BUSINESS ANALYST | NA | Control |
| LAMARCHE, MELISSA ANN | I | ASSISTANT VICE PRESIDENT OF PROJECT MANAGEMENT / SR. BUSINESS ANALYST | NA | Control |
| LAMARCHE, MELISSA ANN | I | ASSISTANT VICE PRESIDENT OF PROJECT MANAGEMENT / SR. BUSINESS ANALYST | NA | Control |
| LAMARCHE, MELISSA ANN | I | VICE PRESIDENT OF ADVISOR EXPERIENCE | NA | Control |
| LAMARCHE, MELISSA ANN | I | VICE PRESIDENT OF ADVISOR EXPERIENCE | NA | Control |
| LAMARCHE, MELISSA ANN | I | ASSISTANT VICE PRESIDENT OF PROJECT MANAGEMENT / SR. BUSINESS ANALYST | NA | Control |
| LAMARCHE, MELISSA ANN | I | ASSISTANT VICE PRESIDENT OF PROJECT MANAGEMENT / SR. BUSINESS ANALYST | NA | Control |
| LAMARCHE, MELISSA ANN | I | ASSISTANT VICE PRESIDENT OF PROJECT MANAGEMENT / SR. BUSINESS ANALYST | NA | Control |
| LAMARCHE, MELISSA ANN | I | VICE PRESIDENT OF ADVISOR EXPERIENCE | NA | Control |
| LAMARCHE, MELISSA ANN | I | ASSISTANT VICE PRESIDENT OF PROJECT MANAGEMENT / SR. BUSINESS ANALYST | NA | Control |
| LAMARCHE, MELISSA ANN | I | VICE PRESIDENT OF ADVISOR EXPERIENCE | NA | Control |
| LAMARCHE, MELISSA ANN | I | VICE PRESIDENT OF ADVISOR EXPERIENCE | NA | Control |
| LAMARCHE, MELISSA ANN | I | VICE PRESIDENT OF ADVISOR EXPERIENCE | NA | Control |
| LAMARCHE, MELISSA ANN | I | VICE PRESIDENT OF ADVISOR EXPERIENCE | NA | Control |
| LAMARCHE, MELISSA ANN | I | VICE PRESIDENT OF ADVISOR EXPERIENCE | NA | Control |
| LAMARCHE, MELISSA ANN | I | VICE PRESIDENT OF ADVISOR EXPERIENCE | NA | Control |
| LAMARCHE, MELISSA ANN | I | VICE PRESIDENT OF ADVISOR EXPERIENCE | NA | Control |
| LAMARCHE, MELISSA ANN | I | VICE PRESIDENT OF ADVISOR EXPERIENCE | NA | Control |
| LAMARCHE, MELISSA ANN | I | VICE PRESIDENT OF ADVISOR EXPERIENCE | NA | Control |
| LAMARCHE, MELISSA ANN | I | VICE PRESIDENT OF ADVISOR EXPERIENCE | NA | Control |
| LAMARCHE, MELISSA ANN | I | VICE PRESIDENT OF ADVISOR EXPERIENCE | NA | Control |
| LAMARCHE, MELISSA ANN | I | VICE PRESIDENT OF ADVISOR EXPERIENCE | NA | Control |
| LAMARCHE, MELISSA ANN | I | VICE PRESIDENT OF ADVISOR EXPERIENCE | NA | Control |
| LAMARCHE, MELISSA ANN | I | VICE PRESIDENT OF ADVISOR EXPERIENCE | NA | Control |
| LAMARCHE, MELISSA ANN | I | VICE PRESIDENT OF ADVISOR EXPERIENCE | NA | Control |
| LAMARCHE, MELISSA ANN | I | VICE PRESIDENT OF ADVISOR EXPERIENCE | NA | Control |
| LAU-BINGHAM, CATHERINE BRENDA | I | VICE PRESIDENT OF PROJECT MANAGEMENT OFFICE | NA | Control |
| LAU-BINGHAM, CATHERINE BRENDA | I | VICE PRESIDENT OF PROJECT MANAGEMENT OFFICE | NA | Control |
| LAU-BINGHAM, CATHERINE BRENDA | I | VICE PRESIDENT OF PROJECT MANAGEMENT OFFICE | NA | Control |
| LAU-BINGHAM, CATHERINE BRENDA | I | VICE PRESIDENT OF PROJECT MANAGEMENT OFFICE | NA | Control |
| LAU-BINGHAM, CATHERINE BRENDA | I | VICE PRESIDENT OF PROJECT MANAGEMENT OFFICE | NA | Control |
| LAU-BINGHAM, CATHERINE BRENDA | I | VICE PRESIDENT OF PROJECT MANAGEMENT OFFICE | NA | Control |
| LAU-BINGHAM, CATHERINE BRENDA | I | VICE PRESIDENT OF PROJECT MANAGEMENT OFFICE | NA | Control |
| LAU-BINGHAM, CATHERINE BRENDA | I | VICE PRESIDENT OF PROJECT MANAGEMENT OFFICE | NA | Control |
| LAU-BINGHAM, CATHERINE BRENDA | I | VICE PRESIDENT OF PROJECT MANAGEMENT OFFICE | NA | Control |
| LAU-BINGHAM, CATHERINE BRENDA | I | VICE PRESIDENT OF PROJECT MANAGEMENT OFFICE | NA | Control |
| LAU-BINGHAM, CATHERINE BRENDA | I | VICE PRESIDENT OF PROJECT MANAGEMENT OFFICE | NA | Control |
| LAU-BINGHAM, CATHERINE BRENDA | I | VICE PRESIDENT OF PROJECT MANAGEMENT OFFICE | NA | Control |
| LAU-BINGHAM, CATHERINE BRENDA | I | VICE PRESIDENT OF PROJECT MANAGEMENT OFFICE | NA | Control |
| LAU-BINGHAM, CATHERINE BRENDA | I | VICE PRESIDENT OF PROJECT MANAGEMENT OFFICE | NA | Control |
| LAU-BINGHAM, CATHERINE BRENDA | I | VICE PRESIDENT OF PROJECT MANAGEMENT OFFICE | NA | Control |
| LAU-BINGHAM, CATHERINE BRENDA | I | VICE PRESIDENT OF PROJECT MANAGEMENT OFFICE | NA | Control |
| LAU-BINGHAM, CATHERINE BRENDA | I | VICE PRESIDENT OF PROJECT MANAGEMENT OFFICE | NA | Control |
| LAU-BINGHAM, CATHERINE BRENDA | I | VICE PRESIDENT OF PROJECT MANAGEMENT OFFICE | NA | Control |
| LAU-BINGHAM, CATHERINE BRENDA | I | VICE PRESIDENT OF PROJECT MANAGEMENT OFFICE | NA | Control |
| LAU-BINGHAM, CATHERINE BRENDA | I | VICE PRESIDENT OF PROJECT MANAGEMENT OFFICE | NA | Control |
| LAU-BINGHAM, CATHERINE BRENDA | I | VICE PRESIDENT OF PROJECT MANAGEMENT OFFICE | NA | Control |
| LAU-BINGHAM, CATHERINE BRENDA | I | VICE PRESIDENT OF PROJECT MANAGEMENT OFFICE | NA | Control |
| LAU-BINGHAM, CATHERINE BRENDA | I | VICE PRESIDENT OF PROJECT MANAGEMENT OFFICE | NA | Control |
| LAU-BINGHAM, CATHERINE BRENDA | I | VICE PRESIDENT OF PROJECT MANAGEMENT OFFICE | NA | Control |
| LAWRENCE, DAVID JOHN | I | VICE PRESIDENT | NA | Control |
| LAWRENCE, DAVID JOHN | I | VICE PRESIDENT | NA | Control |
| LAWRENCE, DAVID JOHN | I | VICE PRESIDENT | NA | Control |
| LAWRENCE, DAVID JOHN | I | VICE PRESIDENT/ TECHNICAL SERVICES | NA | Control |
| LAWRENCE, DAVID JOHN | I | VICE PRESIDENT | NA | Control |
| LAWRENCE, DAVID JOHN | I | VICE PRESIDENT | NA | Control |
| LAWRENCE, DAVID JOHN | I | VICE PRESIDENT/ TECHNICAL SERVICES | NA | Control |
| LAWRENCE, DAVID JOHN | I | VICE PRESIDENT/ TECHNICAL SERVICES | NA | Control |
| LAWRENCE, DAVID JOHN | I | VICE PRESIDENT | NA | Control |
| LAWRENCE, DAVID JOHN | I | VICE PRESIDENT | NA | Control |
| LAWRENCE, DAVID JOHN | I | VICE PRESIDENT | NA | Control |
| LAWRENCE, DAVID JOHN | I | VICE PRESIDENT | NA | Control |
| LAWRENCE, DAVID JOHN | I | VICE PRESIDENT | NA | Control |
| LAWRENCE, DAVID JOHN | I | VICE PRESIDENT | NA | Control |
| LAWRENCE, DAVID JOHN | I | VICE PRESIDENT | NA | Control |
| LAWRENCE, DAVID JOHN | I | VICE PRESIDENT | NA | Control |
| LAWRENCE, DAVID JOHN | I | VICE PRESIDENT | NA | Control |
| LAWRENCE, DAVID JOHN | I | VICE PRESIDENT | NA | Control |
| LAWRENCE, DAVID JOHN | I | VICE PRESIDENT | NA | Control |
| LAWRENCE, DAVID JOHN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| LAWRENCE, DAVID JOHN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| LAWRENCE, DAVID JOHN | I | VICE PRESIDENT/ TECHNICAL SERVICES | NA | Control |
| LAWRENCE, DAVID JOHN | I | VICE PRESIDENT/ TECHNICAL SERVICES | NA | Control |
| LAWRENCE, DAVID JOHN | I | VICE PRESIDENT/ TECHNICAL SERVICES | NA | Control |
| LAWRENCE, DAVID JOHN | I | VICE PRESIDENT/ TECHNICAL SERVICES | NA | Control |
| LAWRENCE, DAVID JOHN | I | VICE PRESIDENT/ TECHNICAL SERVICES | NA | Control |
| LAWRENCE, DAVID JOHN | I | VICE PRESIDENT/ TECHNICAL SERVICES | NA | Control |
| LAWRENCE, DAVID JOHN | I | VICE PRESIDENT/ TECHNICAL SERVICES | NA | Control |
| LAWRENCE, DAVID JOHN | I | VICE PRESIDENT/ TECHNICAL SERVICES | NA | Control |
| LAWRENCE, DAVID JOHN | I | VICE PRESIDENT/ TECHNICAL SERVICES | NA | Control |
| LAWRENCE, DAVID JOHN | I | VICE PRESIDENT/ TECHNICAL SERVICES | NA | Control |
| LAWRENCE, DAVID JOHN | I | VICE PRESIDENT/ TECHNICAL SERVICES | NA | Control |
| LAWRENCE, DAVID JOHN | I | VICE PRESIDENT/ TECHNICAL SERVICES | NA | Control |
| LAWRENCE, DAVID JOHN | I | VICE PRESIDENT/ TECHNICAL SERVICES | NA | Control |
| LAWRENCE, DAVID JOHN | I | VICE PRESIDENT/ TECHNICAL SERVICES | NA | Control |
| LAWRENCE, DAVID JOHN | I | VICE PRESIDENT/ TECHNICAL SERVICES | NA | Control |
| LAWRENCE, DAVID JOHN | I | VICE PRESIDENT/ TECHNICAL SERVICES | NA | Control |
| LAWRENCE, DAVID JOHN | I | VICE PRESIDENT/ TECHNICAL SERVICES | NA | Control |
| LAWRENCE, DAVID JOHN | I | VICE PRESIDENT/ TECHNICAL SERVICES | NA | Control |
| LAWRENCE, DAVID JOHN | I | VICE PRESIDENT/ TECHNICAL SERVICES | NA | Control |
| LAWRENCE, DAVID JOHN | I | VICE PRESIDENT/ TECHNICAL SERVICES | NA | Control |
| LAWRENCE, DAVID JOHN | I | VICE PRESIDENT/ TECHNICAL SERVICES | NA | Control |
| MALAMED, ADAM SCOTT | I | DIRECTOR | NA | Control |
| MALAMED, ADAM SCOTT | I | DIRECTOR | NA | Control |
| MALAMED, ADAM SCOTT | I | DIRECTOR | NA | Control |
| MALAMED, ADAM SCOTT | I | DIRECTOR | NA | Control |
| MALAMED, ADAM SCOTT | I | DIRECTOR | NA | Control |
| MALAMED, ADAM SCOTT | I | DIRECTOR | NA | Control |
| MALAMED, ADAM SCOTT | I | DIRECTOR | NA | Control |
| MALAMED, ADAM SCOTT | I | DIRECTOR | NA | Control |
| MALAMED, ADAM SCOTT | I | DIRECTOR | NA | Control |
| MALAMED, ADAM SCOTT | I | DIRECTOR | NA | Control |
| MALAMED, ADAM SCOTT | I | DIRECTOR | NA | Control |
| MALAMED, ADAM SCOTT | I | DIRECTOR | NA | Control |
| MALAMED, ADAM SCOTT | I | DIRECTOR | NA | Control |
| MALAMED, ADAM SCOTT | I | DIRECTOR | NA | Control |
| MALAMED, ADAM SCOTT | I | DIRECTOR | NA | Control |
| MALAMED, ADAM SCOTT | I | DIRECTOR | NA | Control |
| MALAMED, ADAM SCOTT | I | DIRECTOR | NA | Control |
| MALAMED, ADAM SCOTT | I | DIRECTOR | NA | Control |
| MALAMED, ADAM SCOTT | I | DIRECTOR | NA | Control |
| MALAMED, ADAM SCOTT | I | DIRECTOR | NA | Control |
| MALAMED, ADAM SCOTT | I | DIRECTOR | NA | Control |
| MALAMED, ADAM SCOTT | I | DIRECTOR | NA | Control |
| MALAMED, ADAM SCOTT | I | DIRECTOR | NA | Control |
| MALAMED, ADAM SCOTT | I | DIRECTOR | NA | Control |
| MALAMED, ADAM SCOTT | I | DIRECTOR | NA | Control |
| MALAMED, ADAM SCOTT | I | DIRECTOR | NA | Control |
| MALAMED, ADAM SCOTT | I | DIRECTOR | NA | Control |
| MALAMED, ADAM SCOTT | I | DIRECTOR | NA | Control |
| MALAMED, ADAM SCOTT | I | DIRECTOR | NA | Control |
| MALAMED, ADAM SCOTT | I | DIRECTOR | NA | Control |
| MALAMED, ADAM SCOTT | I | DIRECTOR | NA | Control |
| MALAMED, ADAM SCOTT | I | DIRECTOR | NA | Control |
| MALAMED, ADAM SCOTT | I | DIRECTOR | NA | Control |
| MALAMED, ADAM SCOTT | I | DIRECTOR | NA | Control |
| MALAMED, ADAM SCOTT | I | DIRECTOR | NA | Control |
| MALAMED, ADAM SCOTT | I | DIRECTOR | NA | Control |
| MALAMED, ADAM SCOTT | I | DIRECTOR | NA | Control |
| MALAMED, ADAM SCOTT | I | DIRECTOR | NA | Control |
| MALAMED, ADAM SCOTT | I | DIRECTOR | NA | Control |
| MALAMED, ADAM SCOTT | I | DIRECTOR | NA | Control |
| MCCLOSKEY, MARK THOMAS | I | SENIOR VICE PRESIDENT OF COMPLIANCE | NA | Control |
| MCCLOSKEY, MARK THOMAS | I | SENIOR VICE PRESIDENT OF COMPLIANCE | NA | Control |
| MCCRAE, DOUGLASS COLLEY | I | VICE PRESIDENT OF SURVEILLANCE | NA | Control |
| MCCRAE, DOUGLASS COLLEY | I | VICE PRESIDENT OF SURVEILLANCE | NA | Control |
| MCCRAE, DOUGLASS COLLEY | I | VICE PRESIDENT OF SURVEILLANCE | NA | Control |
| MCCRAE, DOUGLASS COLLEY | I | VICE PRESIDENT OF SURVEILLANCE | NA | Control |
| MCCRAE, DOUGLASS COLLEY | I | VICE PRESIDENT OF SURVEILLANCE | NA | Control |
| MCCRAE, DOUGLASS COLLEY | I | VICE PRESIDENT OF SURVEILLANCE | NA | Control |
| MCCRAE, DOUGLASS COLLEY | I | VICE PRESIDENT OF SURVEILLANCE | NA | Control |
| MCCRAE, DOUGLASS COLLEY | I | VICE PRESIDENT OF SURVEILLANCE | NA | Control |
| MCCRAE, DOUGLASS COLLEY | I | VICE PRESIDENT OF SURVEILLANCE | NA | Control |
| MCCRAE, DOUGLASS COLLEY | I | VICE PRESIDENT OF SURVEILLANCE | NA | Control |
| MCCRAE, DOUGLASS COLLEY | I | VICE PRESIDENT OF SURVEILLANCE | NA | Control |
| MCCRAE, DOUGLASS COLLEY | I | VICE PRESIDENT OF SURVEILLANCE | NA | Control |
| MCCRAE, DOUGLASS COLLEY | I | VICE PRESIDENT OF SURVEILLANCE | NA | Control |
| MCCRAE, DOUGLASS COLLEY | I | VICE PRESIDENT OF SURVEILLANCE | NA | Control |
| MCCRAE, DOUGLASS COLLEY | I | VICE PRESIDENT OF SURVEILLANCE | NA | Control |
| MCCRAE, DOUGLASS COLLEY | I | VICE PRESIDENT OF SURVEILLANCE | NA | Control |
| MCCRAE, DOUGLASS COLLEY | I | VICE PRESIDENT OF SURVEILLANCE | NA | Control |
| MCCRAE, DOUGLASS COLLEY | I | VICE PRESIDENT OF SURVEILLANCE | NA | Control |
| MCCRAE, DOUGLASS COLLEY | I | VICE PRESIDENT OF SURVEILLANCE | NA | Control |
| MCCRAE, DOUGLASS COLLEY | I | VICE PRESIDENT OF SURVEILLANCE | NA | Control |
| MCCRAE, DOUGLASS COLLEY | I | VICE PRESIDENT OF SURVEILLANCE | NA | Control |
| MCCRAE, DOUGLASS COLLEY | I | VICE PRESIDENT OF SURVEILLANCE | NA | Control |
| MCCRAE, DOUGLASS COLLEY | I | VICE PRESIDENT OF SURVEILLANCE | NA | Control |
| MCCRAE, DOUGLASS COLLEY | I | VICE PRESIDENT OF SURVEILLANCE | NA | Control |
| MCCRAE, DOUGLASS COLLEY | I | VICE PRESIDENT OF SURVEILLANCE | NA | Control |
| MCCRAE, DOUGLASS COLLEY | I | VICE PRESIDENT OF SURVEILLANCE | NA | Control |
| MCCRAE, DOUGLASS COLLEY | I | VICE PRESIDENT OF SURVEILLANCE | NA | Control |
| MCCRAE, DOUGLASS COLLEY | I | VICE PRESIDENT OF SURVEILLANCE | NA | Control |
| MCCRAE, DOUGLASS COLLEY | I | VICE PRESIDENT OF SURVEILLANCE | NA | Control |
| MCCRAE, DOUGLASS COLLEY | I | VICE PRESIDENT OF SURVEILLANCE | NA | Control |
| MCCRAE, DOUGLASS COLLEY | I | VICE PRESIDENT OF SURVEILLANCE | NA | Control |
| MCCRAE, DOUGLASS COLLEY | I | VICE PRESIDENT OF SURVEILLANCE | NA | Control |
| MCCRAE, DOUGLASS COLLEY | I | VICE PRESIDENT OF SURVEILLANCE | NA | Control |
| MCCRAE, DOUGLASS COLLEY | I | VICE PRESIDENT OF SURVEILLANCE | NA | Control |
| MCCRAE, DOUGLASS COLLEY | I | VICE PRESIDENT OF SURVEILLANCE | NA | Control |
| MCCRAE, DOUGLASS COLLEY | I | VICE PRESIDENT OF SURVEILLANCE | NA | Control |
| MCCRAE, DOUGLASS COLLEY | I | VICE PRESIDENT OF SURVEILLANCE | NA | Control |
| MCCRAE, DOUGLASS COLLEY | I | VICE PRESIDENT OF SURVEILLANCE | NA | Control |
| MCCRAE, DOUGLASS COLLEY | I | VICE PRESIDENT OF SURVEILLANCE | NA | Control |
| MCCRAE, DOUGLASS COLLEY | I | VICE PRESIDENT OF SURVEILLANCE | NA | Control |
| MCKENNA, NINA | I | SECRETARY | NA | Control |
| MCKENNA, NINA | I | SECRETARY | NA | Control |
| MCKENNA, NINA | I | SECRETARY | NA | Control |
| MCKENNA, NINA | I | SECRETARY | NA | Control |
| MONTGOMERY, SCOTT STEPHEN | I | VICE PRESIDENT OF BUSINESS DEVELOPMENT | NA | Control |
| MONTGOMERY, SCOTT STEPHEN | I | VICE PRESIDENT OF BUSINESS DEVELOPMENT | NA | Control |
| MONTGOMERY, SCOTT STEPHEN | I | VICE PRESIDENT OF BUSINESS DEVELOPMENT | NA | Control |
| MONTGOMERY, SCOTT STEPHEN | I | VICE PRESIDENT OF BUSINESS DEVELOPMENT | NA | Control |
| PAULSEN, KENNETH WARREN | I | CHIEF FINANCIAL OFFICER & CHIEF TECHNOLOGY OFFICER | NA | Control |
| PAULSEN, KENNETH WARREN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PAULSEN, KENNETH WARREN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PAULSEN, KENNETH WARREN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PAULSEN, KENNETH WARREN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PAULSEN, KENNETH WARREN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PAULSEN, KENNETH WARREN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PAULSEN, KENNETH WARREN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PAULSEN, KENNETH WARREN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PAULSEN, KENNETH WARREN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PAULSEN, KENNETH WARREN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PAULSEN, KENNETH WARREN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PAULSEN, KENNETH WARREN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PAULSEN, KENNETH WARREN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PAULSEN, KENNETH WARREN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PAULSEN, KENNETH WARREN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PAULSEN, KENNETH WARREN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PAULSEN, KENNETH WARREN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PAULSEN, KENNETH WARREN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PAULSEN, KENNETH WARREN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PAULSEN, KENNETH WARREN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PAULSEN, KENNETH WARREN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PAULSEN, KENNETH WARREN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PRICE, JAMES DALE | I | CHAIRMAN | NA | Control |
| PRICE, JAMES DALE | I | CHAIRMAN | NA | Control |
| PRICE, JAMES DALE | I | CHAIRMAN | NA | Control |
| PRICE, JAMES DALE | I | CHAIRMAN | NA | Control |
| PROCEL, LUCA OMAR | I | VICE PRESIDENT OF SUPERVISION | NA | Control |
| PROCEL, LUCA OMAR | I | VICE PRESIDENT OF SUPERVISION | NA | Control |
| PROCEL, LUCA OMAR | I | VICE PRESIDENT OF SUPERVISION | NA | Control |
| PROCEL, LUCA OMAR | I | VICE PRESIDENT OF SUPERVISION | NA | Control |
| PROCEL, LUCA OMAR | I | VICE PRESIDENT OF SUPERVISION | NA | Control |
| PROCEL, LUCA OMAR | I | VICE PRESIDENT OF SUPERVISION | NA | Control |
| PROCEL, LUCA OMAR | I | VICE PRESIDENT OF SUPERVISION | NA | Control |
| PROCEL, LUCA OMAR | I | VICE PRESIDENT OF SUPERVISION | NA | Control |
| PROCEL, LUCA OMAR | I | VICE PRESIDENT OF SUPERVISION | NA | Control |
| PROCEL, LUCA OMAR | I | VICE PRESIDENT OF SUPERVISION | NA | Control |
| PROCEL, LUCA OMAR | I | VICE PRESIDENT OF SUPERVISION | NA | Control |
| PROCEL, LUCA OMAR | I | VICE PRESIDENT OF SUPERVISION | NA | Control |
| PROCEL, LUCA OMAR | I | VICE PRESIDENT OF SUPERVISION | NA | Control |
| PROCEL, LUCA OMAR | I | VICE PRESIDENT OF SUPERVISION | NA | Control |
| PROCEL, LUCA OMAR | I | VICE PRESIDENT OF SUPERVISION | NA | Control |
| PROCEL, LUCA OMAR | I | VICE PRESIDENT OF SUPERVISION | NA | Control |
| PROCEL, LUCA OMAR | I | VICE PRESIDENT OF SUPERVISION | NA | Control |
| PROCEL, LUCA OMAR | I | VICE PRESIDENT OF SUPERVISION | NA | Control |
| PROCEL, LUCA OMAR | I | VICE PRESIDENT OF SUPERVISION | NA | Control |
| PROCEL, LUCA OMAR | I | VICE PRESIDENT OF SUPERVISION | NA | Control |
| PROCEL, LUCA OMAR | I | VICE PRESIDENT OF SUPERVISION | NA | Control |
| PROCEL, LUCA OMAR | I | VICE PRESIDENT OF SUPERVISION | NA | Control |
| PROCEL, LUCA OMAR | I | VICE PRESIDENT OF SUPERVISION | NA | Control |
| PROCEL, LUCA OMAR | I | VICE PRESIDENT OF SUPERVISION | NA | Control |
| PROCEL, LUCA OMAR | I | VICE PRESIDENT OF SUPERVISION | NA | Control |
| PROCEL, LUCA OMAR | I | VICE PRESIDENT OF SUPERVISION | NA | Control |
| PROCEL, LUCA OMAR | I | VICE PRESIDENT OF SUPERVISION | NA | Control |
| PROCEL, LUCA OMAR | I | VICE PRESIDENT OF SUPERVISION | NA | Control |
| PROCEL, LUCA OMAR | I | VICE PRESIDENT OF SUPERVISION | NA | Control |
| PROCEL, LUCA OMAR | I | VICE PRESIDENT OF SUPERVISION | NA | Control |
| SCHLUETER, MATTHEW ADAM | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| SCHLUETER, MATTHEW ADAM | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| SCHLUETER, MATTHEW ADAM | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| SCHLUETER, MATTHEW ADAM | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| SCOTT, JULIE DIANNE | I | SHAREHOLDER | NA | |
| SCOTT, JULIE DIANNE | I | VICE PRESIDENT/ LICENSING & ADMINISTRATION | NA | |
| SCOTT, JULIE DIANNE | I | VICE PRESIDENT/ LICENSING & ADMINISTRATION | NA | |
| SCOTT, JULIE DIANNE | I | VICE PRESIDENT/ LICENSING & ADMINISTRATION | NA | |
| SCOTT, JULIE DIANNE | I | SHAREHOLDER | NA | |
| SCOTT, JULIE DIANNE | I | SHAREHOLDER | NA | |
| SCOTT, JULIE DIANNE | I | SHAREHOLDER | NA | |
| SCOTT, JULIE DIANNE | I | SHAREHOLDER | NA | |
| SCOTT, JULIE DIANNE | I | SHAREHOLDER | NA | |
| SCOTT, JULIE DIANNE | I | SHAREHOLDER | NA | |
| SCOTT, JULIE DIANNE | I | SHAREHOLDER | NA | |
| SCOTT, JULIE DIANNE | I | SHAREHOLDER | NA | |
| SCOTT, JULIE DIANNE | I | SHAREHOLDER | NA | |
| SCOTT, JULIE DIANNE | I | SHAREHOLDER | NA | |
| SCOTT, JULIE DIANNE | I | VICE PRESIDENT/ LICENSING & ADMINISTRATION | NA | Control |
| SCOTT, JULIE DIANNE | I | VICE PRESIDENT/ LICENSING & ADMINISTRATION | NA | Control |
| SCOTT, JULIE DIANNE | I | VICE PRESIDENT/ LICENSING & ADMINISTRATION | NA | Control |
| SCOTT, JULIE DIANNE | I | VICE PRESIDENT/ LICENSING & ADMINISTRATION | NA | Control |
| SCOTT, JULIE DIANNE | I | VICE PRESIDENT/ LICENSING & ADMINISTRATION | NA | Control |
| SCOTT, JULIE DIANNE | I | VICE PRESIDENT/ LICENSING & ADMINISTRATION | NA | Control |
| SCOTT, JULIE DIANNE | I | VICE PRESIDENT/ LICENSING & ADMINISTRATION | NA | Control |
| SCOTT, JULIE DIANNE | I | VICE PRESIDENT/ LICENSING & ADMINISTRATION | NA | Control |
| SCOTT, JULIE DIANNE | I | VICE PRESIDENT/ LICENSING & ADMINISTRATION | NA | Control |
| SCOTT, JULIE DIANNE | I | VICE PRESIDENT/ LICENSING & ADMINISTRATION | NA | Control |
| SCOTT, JULIE DIANNE | I | VICE PRESIDENT/ LICENSING & ADMINISTRATION | NA | Control |
| SCOTT, JULIE DIANNE | I | VICE PRESIDENT/ LICENSING & ADMINISTRATION | NA | Control |
| SCOTT, JULIE DIANNE | I | VICE PRESIDENT/ LICENSING & ADMINISTRATION | NA | Control |
| SCOTT, JULIE DIANNE | I | VICE PRESIDENT/ LICENSING & ADMINISTRATION | NA | Control |
| SCOTT, JULIE DIANNE | I | VICE PRESIDENT/ LICENSING & ADMINISTRATION | NA | Control |
| SCOTT, JULIE DIANNE | I | VICE PRESIDENT/ LICENSING & ADMINISTRATION | NA | Control |
| SCOTT, JULIE DIANNE | I | VICE PRESIDENT/ LICENSING & ADMINISTRATION | NA | Control |
| SCOTT, JULIE DIANNE | I | VICE PRESIDENT/ LICENSING & ADMINISTRATION | NA | Control |
| SCOTT, JULIE DIANNE | I | VICE PRESIDENT/ LICENSING & ADMINISTRATION | NA | Control |
| SCOTT, JULIE DIANNE | I | VICE PRESIDENT/ LICENSING & ADMINISTRATION | NA | Control |
| SCOTT, JULIE DIANNE | I | VICE PRESIDENT/ LICENSING & ADMINISTRATION | NA | Control |
| SCOTT, JULIE DIANNE | I | VICE PRESIDENT/ LICENSING & ADMINISTRATION | NA | Control |
| SCOTT, JULIE DIANNE | I | VICE PRESIDENT/ LICENSING & ADMINISTRATION | NA | Control |
| SCOTT, JULIE DIANNE | I | VICE PRESIDENT/ LICENSING & ADMINISTRATION | NA | Control |
| SCOTT, JULIE DIANNE | I | VICE PRESIDENT/ LICENSING & ADMINISTRATION | NA | Control |
| SCOTT, JULIE DIANNE | I | VICE PRESIDENT/ BRANCH ADMINISTRATION | NA | Control |
| SCOTT, JULIE DIANNE | I | VICE PRESIDENT/ BRANCH ADMINISTRATION | NA | Control |
| SCOTT, JULIE DIANNE | I | VICE PRESIDENT/ BRANCH ADMINISTRATION | NA | Control |
| SCOTT, JULIE DIANNE | I | VICE PRESIDENT/ BRANCH ADMINISTRATION | NA | Control |
| SCOTT, JULIE DIANNE | I | VICE PRESIDENT/ BRANCH ADMINISTRATION | NA | Control |
| SCOTT, JULIE DIANNE | I | VICE PRESIDENT/ BRANCH ADMINISTRATION | NA | Control |
| SCOTT, JULIE DIANNE | I | VICE PRESIDENT/ BRANCH ADMINISTRATION | NA | Control |
| SCOTT, JULIE DIANNE | I | VICE PRESIDENT / BRANCH ADMINISTRATION | NA | Control |
| SCOTT, JULIE DIANNE | I | VICE PRESIDENT / BRANCH ADMINISTRATION | NA | Control |
| SCOTT, JULIE DIANNE | I | VICE PRESIDENT / BRANCH ADMINISTRATION | NA | Control |
| SCOTT, JULIE DIANNE | I | VICE PRESIDENT / BRANCH ADMINISTRATION | NA | Control |
| SEYMOUR, SONJA MARIE YATES | I | VICE PRESIDENT / INFORMATION SYSTEMS | NA | Control |
| SEYMOUR, SONJA MARIE YATES | I | VICE PRESIDENT / INFORMATION SYSTEMS | NA | Control |
| SEYMOUR, SONJA MARIE YATES | I | VICE PRESIDENT / INFORMATION SYSTEMS | NA | Control |
| SEYMOUR, SONJA MARIE YATES | I | VICE PRESIDENT / INFORMATION SYSTEMS | NA | Control |
| SEYMOUR, SONJA MARIE YATES | I | VICE PRESIDENT / INFORMATION SYSTEMS | NA | Control |
| SEYMOUR, SONJA MARIE YATES | I | VICE PRESIDENT / INFORMATION SYSTEMS | NA | Control |
| SEYMOUR, SONJA MARIE YATES | I | VICE PRESIDENT / INFORMATION SYSTEMS | NA | Control |
| SEYMOUR, SONJA MARIE YATES | I | VICE PRESIDENT / INFORMATION SYSTEMS | NA | Control |
| SEYMOUR, SONJA MARIE YATES | I | VICE PRESIDENT / INFORMATION SYSTEMS | NA | Control |
| SEYMOUR, SONJA MARIE YATES | I | VICE PRESIDENT / INFORMATION SYSTEMS | NA | Control |
| SEYMOUR, SONJA MARIE YATES | I | VICE PRESIDENT / INFORMATION SYSTEMS | NA | Control |
| SEYMOUR, SONJA MARIE YATES | I | VICE PRESIDENT / INFORMATION SYSTEMS | NA | Control |
| SEYMOUR, SONJA MARIE YATES | I | VICE PRESIDENT / INFORMATION SYSTEMS | NA | Control |
| SEYMOUR, SONJA MARIE YATES | I | VICE PRESIDENT / INFORMATION SYSTEMS | NA | Control |
| SEYMOUR, SONJA MARIE YATES | I | VICE PRESIDENT / INFORMATION SYSTEMS | NA | Control |
| SEYMOUR, SONJA MARIE YATES | I | VICE PRESIDENT / INFORMATION SYSTEMS | NA | Control |
| SEYMOUR, SONJA MARIE YATES | I | VICE PRESIDENT / INFORMATION SYSTEMS | NA | Control |
| SEYMOUR, SONJA MARIE YATES | I | VICE PRESIDENT / INFORMATION SYSTEMS | NA | Control |
| SEYMOUR, SONJA MARIE YATES | I | VICE PRESIDENT / INFORMATION SYSTEMS | NA | Control |
| SEYMOUR, SONJA MARIE YATES | I | VICE PRESIDENT / INFORMATION SYSTEMS | NA | Control |
| SEYMOUR, SONJA MARIE YATES | I | VICE PRESIDENT / INFORMATION SYSTEMS | NA | Control |
| SEYMOUR, SONJA MARIE YATES | I | VICE PRESIDENT / INFORMATION SYSTEMS | NA | Control |
| SEYMOUR, SONJA MARIE YATES | I | VICE PRESIDENT / INFORMATION SYSTEMS | NA | Control |
| SEYMOUR, SONJA MARIE YATES | I | VICE PRESIDENT / INFORMATION SYSTEMS | NA | Control |
| SEYMOUR, SONJA MARIE YATES | I | VICE PRESIDENT / INFORMATION SYSTEMS | NA | Control |
| SEYMOUR, SONJA MARIE YATES | I | VICE PRESIDENT / INFORMATION SYSTEMS | NA | Control |
| SEYMOUR, SONJA MARIE YATES | I | VICE PRESIDENT / INFORMATION SYSTEMS | NA | Control |
| SEYMOUR, SONJA MARIE YATES | I | VICE PRESIDENT / INFORMATION SYSTEMS | NA | Control |
| SEYMOUR, SONJA MARIE YATES | I | VICE PRESIDENT / INFORMATION SYSTEMS | NA | Control |
| SEYMOUR, SONJA MARIE YATES | I | VICE PRESIDENT / INFORMATION SYSTEMS | NA | Control |
| SEYMOUR, SONJA MARIE YATES | I | VICE PRESIDENT / INFORMATION SYSTEMS | NA | Control |
| SEYMOUR, SONJA MARIE YATES | I | VICE PRESIDENT / INFORMATION SYSTEMS | NA | Control |
| SEYMOUR, SONJA MARIE YATES | I | VICE PRESIDENT / INFORMATION SYSTEMS | NA | Control |
| SEYMOUR, SONJA MARIE YATES | I | VICE PRESIDENT / INFORMATION SYSTEMS | NA | Control |
| SEYMOUR, SONJA MARIE YATES | I | VICE PRESIDENT / INFORMATION SYSTEMS | NA | Control |
| SEYMOUR, SONJA MARIE YATES | I | VICE PRESIDENT / INFORMATION SYSTEMS | NA | Control |
| SEYMOUR, SONJA MARIE YATES | I | VICE PRESIDENT / INFORMATION SYSTEMS | NA | Control |
| SEYMOUR, SONJA MARIE YATES | I | VICE PRESIDENT / INFORMATION SYSTEMS | NA | Control |
| SEYMOUR, SONJA MARIE YATES | I | VICE PRESIDENT / INFORMATION SYSTEMS | NA | Control |
| SEYMOUR, SONJA MARIE YATES | I | VICE PRESIDENT / INFORMATION SYSTEMS | NA | Control |
| SEYMOUR, SONJA MARIE YATES | I | VICE PRESIDENT / INFORMATION SYSTEMS | NA | Control |
| SEYMOUR, SONJA MARIE YATES | I | VICE PRESIDENT / INFORMATION SYSTEMS | NA | Control |
| SEYMOUR, SONJA MARIE YATES | I | VICE PRESIDENT / INFORMATION SYSTEMS | NA | Control |
| SEYMOUR, SONJA MARIE YATES | I | VICE PRESIDENT / INFORMATION SYSTEMS | NA | Control |
| SEYMOUR, SONJA MARIE YATES | I | VICE PRESIDENT / INFORMATION SYSTEMS | NA | Control |
| SEYMOUR, SONJA MARIE YATES | I | VICE PRESIDENT / INFORMATION SYSTEMS | NA | Control |
| SEYMOUR, SONJA MARIE YATES | I | VICE PRESIDENT / INFORMATION SYSTEMS | NA | Control |
| SEYMOUR, SONJA MARIE YATES | I | VICE PRESIDENT / INFORMATION SYSTEMS | NA | Control |
| SEYMOUR, SONJA MARIE YATES | I | VICE PRESIDENT / INFORMATION SYSTEMS | NA | Control |
| SIMS, JEFFREY SCOTT | I | VICE PRESIDENT OF FINANCE | NA | Control |
| SIMS, JEFFREY SCOTT | I | VICE PRESIDENT OF FINANCE | NA | Control |
| SIMS, JEFFREY SCOTT | I | VICE PRESIDENT OF FINANCE | NA | Control |
| SIMS, JEFFREY SCOTT | I | VICE PRESIDENT OF FINANCE | NA | Control |
| SIMS, JEFFREY SCOTT | I | CFO | NA | Control |
| SIMS, JEFFREY SCOTT | I | VICE PRESIDENT OF FINANCE | NA | Control |
| SIMS, JEFFREY SCOTT | I | VICE PRESIDENT OF FINANCE | NA | Control |
| SIMS, JEFFREY SCOTT | I | VICE PRESIDENT OF FINANCE | NA | Control |
| SIMS, JEFFREY SCOTT | I | VICE PRESIDENT OF FINANCE | NA | Control |
| SIMS, JEFFREY SCOTT | I | VICE PRESIDENT OF FINANCE | NA | Control |
| SIMS, JEFFREY SCOTT | I | VICE PRESIDENT OF FINANCE | NA | Control |
| SIMS, JEFFREY SCOTT | I | VICE PRESIDENT OF FINANCE | NA | Control |
| SIMS, JEFFREY SCOTT | I | CFO | NA | Control |
| SIMS, JEFFREY SCOTT | I | CFO | NA | Control |
| SIMS, JEFFREY SCOTT | I | CFO | NA | Control |
| SIMS, JEFFREY SCOTT | I | CFO | NA | Control |
| SIMS, JEFFREY SCOTT | I | CFO | NA | Control |
| SIMS, JEFFREY SCOTT | I | CFO | NA | Control |
| SIMS, JEFFREY SCOTT | I | CFO | NA | Control |
| SIMS, JEFFREY SCOTT | I | CFO | NA | Control |
| SIMS, JEFFREY SCOTT | I | CFO | NA | Control |
| SIMS, JEFFREY SCOTT | I | CFO | NA | Control |
| SIMS, JEFFREY SCOTT | I | CFO | NA | Control |
| SIMS, JEFFREY SCOTT | I | CFO | NA | Control |
| SIMS, JEFFREY SCOTT | I | CFO | NA | Control |
| SIMS, JEFFREY SCOTT | I | CFO | NA | Control |
| SIMS, JEFFREY SCOTT | I | CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SIMS, JEFFREY SCOTT | I | CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SIMS, JEFFREY SCOTT | I | CFO | NA | Control |
| SIMS, JEFFREY SCOTT | I | CFO | NA | Control |
| SIMS, JEFFREY SCOTT | I | CFO | NA | Control |
| SIMS, JEFFREY SCOTT | I | CFO | NA | Control |
| SIMS, JEFFREY SCOTT | I | CFO | NA | Control |
| SIMS, JEFFREY SCOTT | I | CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SIMS, JEFFREY SCOTT | I | CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SIMS, JEFFREY SCOTT | I | CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SIMS, JEFFREY SCOTT | I | CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SIMS, JEFFREY SCOTT | I | CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SIMS, JEFFREY SCOTT | I | CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SIMS, JEFFREY SCOTT | I | CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SIMS, JEFFREY SCOTT | I | CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SIMS, JEFFREY SCOTT | I | CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SIMS, JEFFREY SCOTT | I | CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SIMS, JEFFREY SCOTT | I | CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SIMS, JEFFREY SCOTT | I | CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SIMS, JEFFREY SCOTT | I | CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SIMS, JEFFREY SCOTT | I | CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SIMS, JEFFREY SCOTT | I | CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SIMS, JEFFREY SCOTT | I | CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SIMS, JEFFREY SCOTT | I | CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SIMS, JEFFREY SCOTT | I | CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SIMS, JEFFREY SCOTT | I | CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SIMS, JEFFREY SCOTT | I | CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SIMS, JEFFREY SCOTT | I | CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SIMS, JEFFREY SCOTT | I | CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SIMS, JEFFREY SCOTT | I | CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SIMS, JEFFREY SCOTT | I | CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SIMS, JEFFREY SCOTT | I | CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SIMS, JEFFREY SCOTT | I | CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SIMS, JEFFREY SCOTT | I | CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SIMS, JEFFREY SCOTT | I | CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | NA | Control |
| SNIDER, KENNETH MAX | I | CHAIRMAN | NA | Control |
| SNIDER, KENNETH MAX | I | CHAIRMAN | NA | Control |
| SNIDER, KENNETH MAX | I | SHAREHOLDER | NA | |
| SNIDER, KENNETH MAX | I | SHAREHOLDER | NA | |
| SNIDER, KENNETH MAX | I | SHAREHOLDER | NA | |
| SNIDER, KENNETH MAX | I | SHAREHOLDER | NA | |
| SNIDER, KENNETH MAX | I | SHAREHOLDER | NA | |
| SNIDER, KENNETH MAX | I | SHAREHOLDER | NA | |
| SNIDER, KENNETH MAX | I | SHAREHOLDER | NA | |
| SNIDER, KENNETH MAX | I | SHAREHOLDER | NA | |
| SNIDER, KENNETH MAX | I | SHAREHOLDER | NA | |
| SNIDER, KENNETH MAX | I | SHAREHOLDER | NA | |
| SNIDER, KENNETH MAX | I | SHAREHOLDER | NA | |
| SNIDER, KENNETH MAX | I | SHAREHOLDER | NA | |
| SNIDER, KENNETH MAX | I | SHAREHOLDER | NA | |
| SNIDER, KENNETH MAX | I | SHAREHOLDER | NA | |
| SNIDER, KENNETH MAX | I | SHAREHOLDER | NA | |
| WESTBERG, ERIC STANLEY | I | PRESIDENT/CHIEF OPERATING OFFICER/DIRECTOR | NA | Control |
| WESTBERG, ERIC STANLEY | I | PRESIDENT/CHIEF OPERATING OFFICER/DIRECTOR | NA | Control |
| WESTBERG, ERIC STANLEY | I | PRESIDENT/CHIEF OPERATING OFFICER/DIRECTOR | NA | Control |
| WESTBERG, ERIC STANLEY | I | PRESIDENT/CHIEF OPERATING OFFICER/DIRECTOR | NA | Control |
| WESTBERG, ERIC STANLEY | I | PRESIDENT/CHIEF OPERATING OFFICER/DIRECTOR | NA | Control |
| WESTBERG, ERIC STANLEY | I | PRESIDENT/CHIEF OPERATING OFFICER/DIRECTOR | NA | Control |
| WESTBERG, ERIC STANLEY | I | PRESIDENT/CHIEF OPERATING OFFICER/DIRECTOR | NA | Control |
| WESTBERG, ERIC STANLEY | I | PRESIDENT/CHIEF OPERATING OFFICER/DIRECTOR | NA | Control |
| WESTBERG, ERIC STANLEY | I | PRESIDENT/CHIEF OPERATING OFFICER/DIRECTOR | NA | Control |
| WESTBERG, ERIC STANLEY | I | PRESIDENT/CHIEF OPERATING OFFICER/DIRECTOR | NA | Control |
| WESTBERG, ERIC STANLEY | I | CHAIRMAN & CEO | NA | Control |
| WESTBERG, ERIC STANLEY | I | CHAIRMAN & CEO | NA | Control |
| WESTBERG, ERIC STANLEY | I | CHAIRMAN & CEO | NA | Control |
| WESTBERG, ERIC STANLEY | I | CHAIRMAN & CEO | NA | Control |
| WESTBERG, ERIC STANLEY | I | CHAIRMAN & CEO | NA | Control |
| WESTBERG, ERIC STANLEY | I | CHAIRMAN & CEO | NA | Control |
| WESTBERG, ERIC STANLEY | I | CHAIRMAN & CEO | NA | Control |
| WESTBERG, ERIC STANLEY | I | CHAIRMAN & CEO | NA | Control |
| WESTBERG, ERIC STANLEY | I | CHAIRMAN & CEO | NA | Control |
| WESTBERG, ERIC STANLEY | I | CHAIRMAN & CEO | NA | Control |
| WESTBERG, ERIC STANLEY | I | CHAIRMAN & CEO | NA | Control |
| WESTBERG, ERIC STANLEY | I | CHAIRMAN & CEO | NA | Control |
| WESTBERG, ERIC STANLEY | I | CHAIRMAN & CEO | NA | Control |
| WESTBERG, ERIC STANLEY | I | CHAIRMAN & CEO | NA | Control |
| WESTBERG, ERIC STANLEY | I | CHAIRMAN & CEO | NA | Control |
| WESTBERG, ERIC STANLEY | I | CHAIRMAN & CEO | NA | Control |
| WESTBERG, ERIC STANLEY | I | CHAIRMAN & CEO | NA | Control |
| WESTBERG, ERIC STANLEY | I | CHAIRMAN & CEO | NA | Control |
| WESTBERG, ERIC STANLEY | I | CHAIRMAN & CEO | NA | Control |
| WESTBERG, ERIC STANLEY | I | CHAIRMAN & CEO | NA | Control |
| WESTBERG, ERIC STANLEY | I | CHAIRMAN & CEO | NA | Control |
| WESTBERG, ERIC STANLEY | I | CHAIRMAN EMERITUS | NA | Control |
| WESTBERG, ERIC STANLEY | I | CHAIRMAN EMERITUS | NA | Control |
| WESTBERG, ERIC STANLEY | I | CHAIRMAN EMERITUS | NA | Control |
| WESTBERG, ERIC STANLEY | I | CHAIRMAN EMERITUS | NA | Control |
| WESTBERG, ERIC STANLEY | I | CHAIRMAN EMERITUS | NA | Control |
| WESTBERG, ERIC STANLEY | I | CHAIRMAN EMERITUS | NA | Control |
| WESTBERG, ERIC STANLEY | I | CHAIRMAN EMERITUS | NA | Control |
| WESTBERG, ERIC STANLEY | I | CHAIRMAN EMERITUS | NA | Control |
| WESTBERG, ERIC STANLEY | I | CHAIRMAN EMERITUS | NA | Control |
| WESTBERG, ERIC STANLEY | I | CHAIRMAN EMERITUS | NA | Control |
| WESTBERG, ERIC STANLEY | I | CHAIRMAN EMERITUS | NA | Control |
| WESTBERG, ERIC STANLEY | I | CHAIRMAN EMERITUS | NA | Control |
| WESTBERG, ERIC STANLEY | I | CHAIRMAN EMERITUS | NA | Control |
| WESTBERG, ERIC STANLEY | I | CHAIRMAN EMERITUS | NA | Control |
| WESTBERG, ERIC STANLEY | I | CHAIRMAN EMERITUS | NA | Control |
| WESTBERG, ERIC STANLEY | I | CHAIRMAN EMERITUS | NA | Control |
| WESTBERG, ERIC STANLEY | I | CHAIRMAN EMERITUS | NA | Control |
| WESTBERG, ERIC STANLEY | I | CHAIRMAN EMERITUS | NA | Control |
| WESTBERG, ERIC STANLEY | I | CHAIRMAN EMERITUS | NA | Control |
| WESTBERG, ERIC STANLEY | I | CHAIRMAN EMERITUS | NA | Control |
| WESTBERG, ERIC STANLEY | I | CHAIRMAN EMERITUS | NA | Control |
| WESTBERG, ERIC STANLEY | I | CHAIRMAN EMERITUS | NA | Control |
| WESTBERG, ERIC STANLEY | I | CHAIRMAN EMERITUS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | SECURITIES OPERATIONS PRINCIPAL | NA | |
| ZELLERHOFF, MARK CHRISTOPHER | I | SECURITIES OPERATIONS PRINCIPAL | NA | |
| ZELLERHOFF, MARK CHRISTOPHER | I | SECURITIES OPERATIONS PRINCIPAL | NA | |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | |
| ZELLERHOFF, MARK CHRISTOPHER | I | SECURITIES OPERATIONS PRINCIPAL | NA | |
| ZELLERHOFF, MARK CHRISTOPHER | I | SECURITIES OPERATIONS PRINCIPAL | NA | |
| ZELLERHOFF, MARK CHRISTOPHER | I | SECURITIES OPERATIONS PRINCIPAL | NA | |
| ZELLERHOFF, MARK CHRISTOPHER | I | SECURITIES OPERATIONS PRINCIPAL | NA | |
| ZELLERHOFF, MARK CHRISTOPHER | I | SECURITIES OPERATIONS PRINCIPAL | NA | |
| ZELLERHOFF, MARK CHRISTOPHER | I | SECURITIES OPERATIONS PRINCIPAL | NA | |
| ZELLERHOFF, MARK CHRISTOPHER | I | SECURITIES OPERATIONS PRINCIPAL | NA | |
| ZELLERHOFF, MARK CHRISTOPHER | I | SECURITIES OPERATIONS PRINCIPAL | NA | |
| ZELLERHOFF, MARK CHRISTOPHER | I | SECURITIES OPERATIONS PRINCIPAL | NA | |
| ZELLERHOFF, MARK CHRISTOPHER | I | SECURITIES OPERATIONS PRINCIPAL | NA | |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT OF OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | SENIOR VICE PRESIDENT OF OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | VICE PRESIDENT/ BROKERAGE OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | SENIOR VICE PRESIDENT OF OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | SENIOR VICE PRESIDENT OF OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | SENIOR VICE PRESIDENT OF OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | SENIOR VICE PRESIDENT OF OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | SENIOR VICE PRESIDENT OF OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | SENIOR VICE PRESIDENT OF OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | SENIOR VICE PRESIDENT OF OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | SENIOR VICE PRESIDENT OF OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | SENIOR VICE PRESIDENT OF OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | SENIOR VICE PRESIDENT OF OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | SENIOR VICE PRESIDENT OF OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | SENIOR VICE PRESIDENT OF OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | SENIOR VICE PRESIDENT OF OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | SENIOR VICE PRESIDENT OF OPERATIONS | NA | Control |
| ZELLERHOFF, MARK CHRISTOPHER | I | SENIOR VICE PRESIDENT OF OPERATIONS | NA | Control |
| ADVISOR GROUP HOLDINGS, INC | DE | OWNER | E | Control |
| ADVISOR GROUP HOLDINGS, INC | DE | OWNER | E | Control |
| ADVISOR GROUP HOLDINGS, INC | DE | OWNER | E | Control |
| ADVISOR GROUP HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| ADVISOR GROUP HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| ADVISOR GROUP HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| ADVISOR GROUP HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| ADVISOR GROUP HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| AG ARTEMIS HOLDINGS, L.P. | DE | SHAREHOLDER | E | Control |
| AG ARTEMIS HOLDINGS, L.P. | DE | SHAREHOLDER | E | Control |
| AG ARTEMIS HOLDINGS, L.P. | DE | SHAREHOLDER | E | Control |
| AG INTERMEDIATE CORPORATION | DE | SHAREHOLDER | E | Control |
| AG INTERMEDIATE CORPORATION | DE | SHAREHOLDER | E | Control |
| AG INTERMEDIATE CORPORATION | DE | SHAREHOLDER | E | Control |
| AG PARENT CORPORATION | DE | SHAREHOLDER | E | Control |
| AG PARENT CORPORATION | DE | SHAREHOLDER | E | Control |
| AG PARENT CORPORATION | DE | SHAREHOLDER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES INC | DE | OWNER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES INC | DE | OWNER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES INC | DE | OWNER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES INC | DE | OWNER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES INC | DE | OWNER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES INC | DE | OWNER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES INC | DE | OWNER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES INC | DE | OWNER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES INC | DE | OWNER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES INC | DE | OWNER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES INC | DE | OWNER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES INC | DE | OWNER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES INC | DE | OWNER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES INC | DE | OWNER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES INC | DE | OWNER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES INC | DE | OWNER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES INC | DE | OWNER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES INC | DE | OWNER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES INC | DE | OWNER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES INC | DE | OWNER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES INC | DE | OWNER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES INC | DE | OWNER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES INC | DE | OWNER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES INC | DE | OWNER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES INC | DE | OWNER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES INC | DE | OWNER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES INC | DE | OWNER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES INC | DE | OWNER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES INC | DE | OWNER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES INC | DE | OWNER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES INC | DE | OWNER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES INC | DE | OWNER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES INC | DE | OWNER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES INC | DE | OWNER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES INC | DE | OWNER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES INC | DE | OWNER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES INC | DE | OWNER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES INC | DE | OWNER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES INC | DE | OWNER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES INC | DE | OWNER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES INC | DE | OWNER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES INC | DE | OWNER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES INC | DE | OWNER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES INC | DE | OWNER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES INC | DE | OWNER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES INC | DE | OWNER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES INC | DE | OWNER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES INC | DE | OWNER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES INC | DE | OWNER | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES INC | DE | OWNER | E | Control |
| HAMBY, MARK | I | PRESIDENT/CEO | D | Control |
| HAMBY, MARK | I | PRESIDENT/CEO | D | Control |
| HAMBY, MARK | I | PRESIDENT/CEO | D | Control |
| HAMBY, MARK | I | PRESIDENT/CEO | D | Control |
| HAMBY, MARK | I | CHAIRMAN/CEO | D | Control |
| HAMBY, MARK | I | CHAIRMAN/CEO | D | Control |
| HAMBY, MARK | I | CHAIRMAN/CEO | D | Control |
| HAMBY, MARK | I | PRESIDENT/CEO | C | Control |
| HAMBY, MARK | I | PRESIDENT/CEO | C | Control |
| HAMBY, MARK | I | PRESIDENT/CEO | C | Control |
| HAMBY, MARK | I | PRESIDENT/CEO | C | Control |
| HAMBY, MARK | I | PRESIDENT/CEO | C | Control |
| HAMBY, MARK | I | PRESIDENT/CEO | C | Control |
| HAMBY, MARK | I | PRESIDENT/CEO | C | Control |
| HAMBY, MARK | I | PRESIDENT/CEO | C | Control |
| HAMBY, MARK | I | PRESIDENT/CEO | C | Control |
| HAMBY, MARK | I | PRESIDENT/CEO | C | Control |
| HAMBY, MARK | I | PRESIDENT/CEO | C | Control |
| HAMBY, MARK | I | PRESIDENT/CEO | C | Control |
| HAMBY, MARK | I | PRESIDENT/CEO | C | Control |
| HAMBY, MARK | I | PRESIDENT/CEO | C | Control |
| HAMBY, MARK | I | PRESIDENT/CEO | C | Control |
| HAMBY, MARK | I | PRESIDENT/CEO | C | Control |
| HAMBY, MARK | I | PRESIDENT/CEO | C | Control |
| HAMBY, MARK | I | CHAIRMAN/CEO | C | Control |
| HAMBY, MARK | I | CHAIRMAN/CEO | C | Control |
| HAMBY, MARK | I | CHAIRMAN/CEO | C | Control |
| HAMBY, MARK | I | CHAIRMAN/CEO | C | Control |
| HAMBY, MARK | I | CHAIRMAN/CEO | C | Control |
| HAMBY, MARK | I | CHAIRMAN/CEO | C | Control |
| HAMBY, MARK | I | CHAIRMAN/CEO | C | Control |
| HAMBY, MARK | I | CHAIRMAN/CEO | C | Control |
| HAMBY, MARK | I | CHAIRMAN/CEO | C | Control |
| HAMBY, MARK | I | CHAIRMAN/CEO | C | Control |
| HAMBY, MARK | I | CHAIRMAN/CEO | C | Control |
| HAMBY, MARK | I | CHAIRMAN/CEO | C | Control |
| WESTBERG, ERIC STANLEY | I | PRESIDENT/CHIEF OPERATING OFFICER | C | Control |
| WESTBERG, ERIC STANLEY | I | PRESIDENT/CHIEF OPERATING OFFICER | C | Control |
| WESTBERG, ERIC STANLEY | I | PRESIDENT/CHIEF OPERATING OFFICER | C | Control |
| WESTBERG, ERIC STANLEY | I | PRESIDENT/CHIEF OPERATING OFFICER | C | Control |
| WESTBERG, ERIC STANLEY | I | PRESIDENT/CHIEF OPERATING OFFICER | C | Control |
| WESTBERG, ERIC STANLEY | I | PRESIDENT/CHIEF OPERATING OFFICER | C | Control |
| WESTBERG, ERIC STANLEY | I | PRESIDENT/CHIEF OPERATING OFFICER | C | Control |
| WESTBERG, ERIC STANLEY | I | PRESIDENT/CHIEF OPERATING OFFICER | C | Control |
| WESTBERG, ERIC STANLEY | I | PRESIDENT/CHIEF OPERATING OFFICER | C | Control |
| WESTBERG, ERIC STANLEY | I | PRESIDENT/CHIEF OPERATING OFFICER | C | Control |
| WESTBERG, ERIC STANLEY | I | PRESIDENT/CHIEF OPERATING OFFICER | C | Control |
| WESTBERG, ERIC STANLEY | I | PRESIDENT/CHIEF OPERATING OFFICER | C | Control |
| PAULSEN, KENNETH WARREN | I | VICE PRESIDENT/CFO | B | Control |
| PAULSEN, KENNETH WARREN | I | VICE PRESIDENT/CFO | B | Control |
| PAULSEN, KENNETH WARREN | I | VICE PRESIDENT/CFO | B | Control |
| PAULSEN, KENNETH WARREN | I | VICE PRESIDENT/CFO | B | Control |
| PAULSEN, KENNETH WARREN | I | VICE PRESIDENT/CFO | B | Control |
| PAULSEN, KENNETH WARREN | I | VICE PRESIDENT/CFO | B | Control |
| PAULSEN, KENNETH WARREN | I | VICE PRESIDENT/CFO | B | Control |
| PAULSEN, KENNETH WARREN | I | VICE PRESIDENT/CFO | B | Control |
| PAULSEN, KENNETH WARREN | I | VICE PRESIDENT/CFO | B | Control |
| PAULSEN, KENNETH WARREN | I | VICE PRESIDENT/CFO | B | Control |
| PAULSEN, KENNETH WARREN | I | VICE PRESIDENT/CFO | B | Control |
| PAULSEN, KENNETH WARREN | I | VICE PRESIDENT/CFO | B | Control |
| PAULSEN, KENNETH WARREN | I | VICE PRESIDENT/CFO | B | Control |
| PAULSEN, KENNETH WARREN | I | VICE PRESIDENT/CFO | B | Control |
| PAULSEN, KENNETH WARREN | I | VICE PRESIDENT/CFO | B | Control |
| PAULSEN, KENNETH WARREN | I | VICE PRESIDENT/CFO | B | Control |
| PAULSEN, KENNETH WARREN | I | VICE PRESIDENT/CFO | B | Control |
| PAULSEN, KENNETH WARREN | I | VICE PRESIDENT/CFO | B | Control |
| SNIDER, KENNETH MAX | I | CHAIRMAN | B | Control |
| SNIDER, KENNETH MAX | I | CHAIRMAN | B | Control |
| SNIDER, KENNETH MAX | I | CHAIRMAN | B | Control |
| SNIDER, KENNETH MAX | I | CHAIRMAN | B | Control |
| SNIDER, KENNETH MAX | I | CHAIRMAN | B | Control |
| SNIDER, KENNETH MAX | I | CHAIRMAN | B | Control |
| SNIDER, KENNETH MAX | I | CHAIRMAN | B | Control |
| SNIDER, KENNETH MAX | I | CHAIRMAN | B | Control |
| SNIDER, KENNETH MAX | I | CHAIRMAN | B | Control |
| SNIDER, KENNETH MAX | I | CHAIRMAN | B | Control |
| SNIDER, KENNETH MAX | I | CHAIRMAN | B | Control |
| SNIDER, KENNETH MAX | I | CHAIRMAN | B | Control |
| SNIDER, KENNETH MAX | I | CHAIRMAN | B | Control |
| SNIDER, KENNETH MAX | I | CHAIRMAN | B | Control |
| SNIDER, KENNETH MAX | I | CHAIRMAN | B | Control |
| SNIDER, KENNETH MAX | I | CHAIRMAN | B | Control |
| SNIDER, KENNETH MAX | I | CHAIRMAN | B | Control |
| SNIDER, KENNETH MAX | I | CHAIRMAN | B | Control |
| WESTBERG, ERIC STANLEY | I | EXECUTIVE VICE PRESIDENT/CLO/CCO | B | Control |
| WESTBERG, ERIC STANLEY | I | EXECUTIVE VICE PRESIDENT/CLO/CCO | B | Control |
| WESTBERG, ERIC STANLEY | I | EXECUTIVE VICE PRESIDENT/CLO/CCO | B | Control |
| WESTBERG, ERIC STANLEY | I | CHIEF OPERATING OFFICER & GENERAL COUNSEL | B | Control |
| WESTBERG, ERIC STANLEY | I | EXECUTIVE VICE PRESIDENT/CLO/CCO | B | Control |
| WESTBERG, ERIC STANLEY | I | EXECUTIVE VICE PRESIDENT/CLO/CCO | B | Control |
| WESTBERG, ERIC STANLEY | I | CHIEF OPERATING OFFICER & GENERAL COUNSEL | B | Control |
| WESTBERG, ERIC STANLEY | I | CHIEF OPERATING OFFICER & GENERAL COUNSEL | B | Control |
| WESTBERG, ERIC STANLEY | I | EXECUTIVE VICE PRESIDENT/CLO/CCO | B | Control |
| WESTBERG, ERIC STANLEY | I | EXECUTIVE VICE PRESIDENT/CLO/CCO | B | Control |
| WESTBERG, ERIC STANLEY | I | EXECUTIVE VICE PRESIDENT/CLO/CCO | B | Control |
| WESTBERG, ERIC STANLEY | I | EXECUTIVE VICE PRESIDENT/CLO/CCO | B | Control |
| WESTBERG, ERIC STANLEY | I | EXECUTIVE VICE PRESIDENT/CLO/CCO | B | Control |
| WESTBERG, ERIC STANLEY | I | EXECUTIVE VICE PRESIDENT/CLO/CCO | B | Control |
| WESTBERG, ERIC STANLEY | I | EXECUTIVE VICE PRESIDENT/CLO/CCO | B | Control |
| WESTBERG, ERIC STANLEY | I | EXECUTIVE VICE PRESIDENT/CLO/CCO | B | Control |
| WESTBERG, ERIC STANLEY | I | EXECUTIVE VICE PRESIDENT/CLO/CCO | B | Control |
| WESTBERG, ERIC STANLEY | I | EXECUTIVE VICE PRESIDENT/CLO/CCO | B | Control |
| WESTBERG, ERIC STANLEY | I | EXECUTIVE VICE PRESIDENT/CLO/CCO | B | Control |
| WESTBERG, ERIC STANLEY | I | EXECUTIVE VICE PRESIDENT/CLO/CCO | B | Control |
| WESTBERG, ERIC STANLEY | I | EXECUTIVE VICE PRESIDENT/CLO/CCO | B | Control |
| WESTBERG, ERIC STANLEY | I | PRESIDENT/CHIEF OPERATING OFFICER | B | Control |
| WESTBERG, ERIC STANLEY | I | PRESIDENT/CHIEF OPERATING OFFICER | B | Control |
| WESTBERG, ERIC STANLEY | I | PRESIDENT/CHIEF OPERATING OFFICER | B | Control |
| FORSYTHE, TRACY DOUGLAS | I | CHIEF COMPLIANCE OFFICER/BOARD SECRETARY | A | Control |
| FORSYTHE, TRACY DOUGLAS | I | CHIEF COMPLIANCE OFFICER/BOARD SECRETARY | A | Control |
| FORSYTHE, TRACY DOUGLAS | I | CHIEF COMPLIANCE OFFICER/BOARD SECRETARY | A | Control |
| FORSYTHE, TRACY DOUGLAS | I | CHIEF COMPLIANCE OFFICER/BOARD SECRETARY | A | Control |
| FORSYTHE, TRACY DOUGLAS | I | CHIEF COMPLIANCE OFFICER/BOARD SECRETARY | A | Control |
| FORSYTHE, TRACY DOUGLAS | I | CHIEF COMPLIANCE OFFICER/BOARD SECRETARY | A | Control |
| FORSYTHE, TRACY DOUGLAS | I | CHIEF COMPLIANCE OFFICER/BOARD SECRETARY | A | Control |
| FORSYTHE, TRACY DOUGLAS | I | CHIEF COMPLIANCE OFFICER/BOARD SECRETARY | A | Control |
| FORSYTHE, TRACY DOUGLAS | I | CHIEF COMPLIANCE OFFICER/BOARD SECRETARY | A | Control |
| FORSYTHE, TRACY DOUGLAS | I | CHIEF COMPLIANCE OFFICER/BOARD SECRETARY | A | Control |
| FORSYTHE, TRACY DOUGLAS | I | CHIEF COMPLIANCE OFFICER/BOARD SECRETARY | A | Control |
| FORSYTHE, TRACY DOUGLAS | I | CHIEF COMPLIANCE OFFICER/BOARD SECRETARY | A | Control |
| FORSYTHE, TRACY DOUGLAS | I | CHIEF COMPLIANCE OFFICER/BOARD SECRETARY | A | Control |
| FORSYTHE, TRACY DOUGLAS | I | CHIEF COMPLIANCE OFFICER/BOARD SECRETARY | A | Control |
| FORSYTHE, TRACY DOUGLAS | I | CHIEF COMPLIANCE OFFICER/BOARD SECRETARY | A | Control |
| FORSYTHE, TRACY DOUGLAS | I | CHIEF COMPLIANCE OFFICER/BOARD SECRETARY | A | Control |
| FORSYTHE, TRACY DOUGLAS | I | CHIEF COMPLIANCE OFFICER/BOARD SECRETARY | A | Control |
| FORSYTHE, TRACY DOUGLAS | I | CHIEF COMPLIANCE OFFICER/BOARD SECRETARY | A | Control |
| HARLEY, SANDRA LYNN | I | SR VICE PRESIDENT/ ADVISORY & INSURANCE | A | Control |
| HARLEY, SANDRA LYNN | I | SR VICE PRESIDENT/ ADVISORY & INSURANCE | A | Control |
| SNIDER, KENNETH MAX | I | CHAIRMAN | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AG ARTEMIS HOLDINGS GP, LLC | DE | AG ARTEMIS HOLDINGS, L.P. | F | Control |
| AG ARTEMIS HOLDINGS GP, LLC | DE | AG ARTEMIS HOLDINGS, L.P. | F | Control |
| AG ARTEMIS HOLDINGS GP, LLC | DE | AG ARTEMIS HOLDINGS, L.P. | F | Control |
| AG ARTEMIS HOLDINGS GP, LLC | DE | AG ARTEMIS HOLDINGS, L.P. | F | Control |
| AG ARTEMIS HOLDINGS GP, LLC | DE | AG ARTEMIS HOLDINGS, L.P. | F | Control |
| AG ARTEMIS HOLDINGS GP, LLC | DE | AG ARTEMIS HOLDINGS, L.P. | F | Control |
| AG ARTEMIS HOLDINGS GP, LLC | DE | AG ARTEMIS HOLDINGS, L.P. | F | Control |
| AG ARTEMIS HOLDINGS GP, LLC | DE | AG ARTEMIS HOLDINGS, L.P. | F | Control |
| AG ARTEMIS HOLDINGS GP, LLC | DE | AG ARTEMIS HOLDINGS, L.P. | F | Control |
| AG ARTEMIS HOLDINGS GP, LLC | DE | AG ARTEMIS HOLDINGS, L.P. | F | Control |
| AG ARTEMIS HOLDINGS GP, LLC | DE | AG ARTEMIS HOLDINGS, L.P. | F | Control |
| AG ARTEMIS HOLDINGS GP, LLC | DE | AG ARTEMIS HOLDINGS, L.P. | F | Control |
| AG ARTEMIS HOLDINGS GP, LLC | DE | AG ARTEMIS HOLDINGS, L.P. | F | Control |
| AG ARTEMIS HOLDINGS GP, LLC | DE | AG ARTEMIS HOLDINGS, L.P. | F | Control |
| AG ARTEMIS HOLDINGS GP, LLC | DE | AG ARTEMIS HOLDINGS, L.P. | F | Control |
| BERLINSKI, MILTON RALPH | I | RCP OPP FUND II GP, LP | F | Control |
| BERLINSKI, MILTON RALPH | I | RCP GENPAR LP | F | Control |
| BERLINSKI, MILTON RALPH | I | MRB ICBC LLC | F | Control |
| BERLINSKI, MILTON RALPH | I | THE BERLINSKI FAMILY 2006 TRUST | F | Control |
| BERLINSKI, MILTON RALPH | I | RCP OPP FUND II GP, LP | F | Control |
| BERLINSKI, MILTON RALPH | I | RCP GENPAR LP | F | Control |
| BERLINSKI, MILTON RALPH | I | MRC ICBC LLC | F | Control |
| BERLINSKI, MILTON RALPH | I | RCP OPP FUND II GP, LP | F | Control |
| BERLINSKI, MILTON RALPH | I | RCP GENPAR LP | F | Control |
| BERLINSKI, MILTON RALPH | I | MRB ICBC LLC | F | Control |
| BERLINSKI, MILTON RALPH | I | THE BERLINSKI FAMILY 2006 TRUST | F | Control |
| BERLINSKI, MILTON RALPH | I | RCP OPP FUND II GP, LP | F | Control |
| BERLINSKI, MILTON RALPH | I | RCP GENPAR LP | F | Control |
| BERLINSKI, MILTON RALPH | I | MRB ICBC LLC | F | Control |
| BERLINSKI, MILTON RALPH | I | THE BERLINSKI FAMILY 2006 TRUST | F | Control |
| BERLINSKI, MILTON RALPH | I | RCP OPP FUND II GP, LP | F | Control |
| BERLINSKI, MILTON RALPH | I | RCP GENPAR LP | F | Control |
| BERLINSKI, MILTON RALPH | I | MRB ICBC LLC | F | Control |
| BERLINSKI, MILTON RALPH | I | THE BERLINSKI FAMILY 2006 TRUST | F | Control |
| BERLINSKI, MILTON RALPH | I | RCP OPP FUND II GP, LP | F | Control |
| BERLINSKI, MILTON RALPH | I | RCP GENPAR LP | F | Control |
| BERLINSKI, MILTON RALPH | I | MRB ICBC LLC | F | Control |
| BERLINSKI, MILTON RALPH | I | THE BERLINSKI FAMILY 2006 TRUST | F | Control |
| BERLINSKI, MILTON RALPH | I | RCP OPP FUND II GP, LP | F | Control |
| BERLINSKI, MILTON RALPH | I | RCP GENPAR LP | F | Control |
| BERLINSKI, MILTON RALPH | I | MRB ICBC LLC | F | Control |
| BERLINSKI, MILTON RALPH | I | THE BERLINSKI FAMILY 2006 TRUST | F | Control |
| BERLINSKI, MILTON RALPH | I | RCP OPP FUND II GP, LP | F | Control |
| BERLINSKI, MILTON RALPH | I | RCP GENPAR LP | F | Control |
| BERLINSKI, MILTON RALPH | I | MRC ICBC LLC | F | Control |
| BERLINSKI, MILTON RALPH | I | RCP OPP FUND II GP, LP | F | Control |
| BERLINSKI, MILTON RALPH | I | RCP GENPAR LP | F | Control |
| BERLINSKI, MILTON RALPH | I | MRB ICBC LLC | F | Control |
| BERLINSKI, MILTON RALPH | I | THE BERLINSKI FAMILY 2006 TRUST | F | Control |
| BERLINSKI, MILTON RALPH | I | RCP OPP FUND II GP, LP | F | Control |
| BERLINSKI, MILTON RALPH | I | RCP GENPAR LP | F | Control |
| BERLINSKI, MILTON RALPH | I | MRC ICBC LLC | F | Control |
| BERLINSKI, MILTON RALPH | I | RCP OPP FUND II GP, LP | F | Control |
| BERLINSKI, MILTON RALPH | I | RCP GENPAR LP | F | Control |
| BERLINSKI, MILTON RALPH | I | MRB ICBC LLC | F | Control |
| BERLINSKI, MILTON RALPH | I | THE BERLINSKI FAMILY 2006 TRUST | F | Control |
| BERLINSKI, MILTON RALPH | I | RCP OPP FUND II GP, LP | F | Control |
| BERLINSKI, MILTON RALPH | I | RCP GENPAR LP | F | Control |
| BERLINSKI, MILTON RALPH | I | MRB ICBC LLC | F | Control |
| BERLINSKI, MILTON RALPH | I | THE BERLINSKI FAMILY 2006 TRUST | F | Control |
| BERLINSKI, MILTON RALPH | I | RCP OPP FUND II GP, LP | F | Control |
| BERLINSKI, MILTON RALPH | I | RCP GENPAR LP | F | Control |
| BERLINSKI, MILTON RALPH | I | MRB ICBC LLC | F | Control |
| BERLINSKI, MILTON RALPH | I | THE BERLINSKI FAMILY 2006 TRUST | F | Control |
| BERLINSKI, MILTON RALPH | I | RCP OPP FUND II GP, LP | F | Control |
| BERLINSKI, MILTON RALPH | I | RCP GENPAR LP | F | Control |
| BERLINSKI, MILTON RALPH | I | MRB ICBC LLC | F | Control |
| BERLINSKI, MILTON RALPH | I | THE BERLINSKI FAMILY 2006 TRUST | F | Control |
| BERLINSKI, MILTON RALPH | I | RCP OPP FUND II GP, LP | F | Control |
| BERLINSKI, MILTON RALPH | I | RCP GENPAR LP | F | Control |
| BERLINSKI, MILTON RALPH | I | MRB ICBC LLC | F | Control |
| BERLINSKI, MILTON RALPH | I | THE BERLINSKI FAMILY 2006 TRUST | F | Control |
| RCP ARTEMIS CO-INVEST GP LLC | DE | RCP ARTEMIS CO-INVEST, L.P. | F | Control |
| RCP ARTEMIS CO-INVEST GP LLC | DE | RCP ARTEMIS CO-INVEST, L.P. | F | Control |
| RCP ARTEMIS CO-INVEST GP LLC | DE | RCP ARTEMIS CO-INVEST, L.P. | F | Control |
| RCP ARTEMIS CO-INVEST GP LLC | DE | RCP ARTEMIS CO-INVEST, L.P. | F | Control |
| RCP ARTEMIS CO-INVEST GP LLC | DE | RCP ARTEMIS CO-INVEST, L.P. | F | Control |
| RCP ARTEMIS CO-INVEST GP LLC | DE | RCP ARTEMIS CO-INVEST, L.P. | F | Control |
| RCP ARTEMIS CO-INVEST GP LLC | DE | RCP ARTEMIS CO-INVEST, L.P. | F | Control |
| RCP ARTEMIS CO-INVEST GP LLC | DE | RCP ARTEMIS CO-INVEST, L.P. | F | Control |
| RCP ARTEMIS CO-INVEST GP LLC | DE | RCP ARTEMIS CO-INVEST, L.P. | F | Control |
| RCP ARTEMIS CO-INVEST GP LLC | DE | RCP ARTEMIS CO-INVEST, L.P. | F | Control |
| RCP ARTEMIS CO-INVEST GP LLC | DE | RCP ARTEMIS CO-INVEST, L.P. | F | Control |
| RCP ARTEMIS CO-INVEST GP LLC | DE | RCP ARTEMIS CO-INVEST, L.P. | F | Control |
| RCP ARTEMIS CO-INVEST GP LLC | DE | RCP ARTEMIS CO-INVEST, L.P. | F | Control |
| RCP ARTEMIS CO-INVEST GP LLC | DE | RCP ARTEMIS CO-INVEST, L.P. | F | Control |
| RCP ARTEMIS CO-INVEST GP LLC | DE | RCP ARTEMIS CO-INVEST, L.P. | F | Control |
| ADVISOR GROUP HOLDINGS, INC. | DE | LADENBURG THALMANN FINANCIAL SERVICES, INC. | E | Control |
| ADVISOR GROUP HOLDINGS, INC. | DE | LADENBURG THALMANN FINANCIAL SERVICES, INC. | E | Control |
| ADVISOR GROUP HOLDINGS, INC. | DE | LADENBURG THALMANN FINANCIAL SERVICES, INC. | E | Control |
| ADVISOR GROUP HOLDINGS, INC. | DE | LADENBURG THALMANN FINANCIAL SERVICES, INC. | E | Control |
| ADVISOR GROUP HOLDINGS, INC. | DE | LADENBURG THALMANN FINANCIAL SERVICES, INC. | E | Control |
| ADVISOR GROUP HOLDINGS, INC. | DE | LADENBURG THALMANN FINANCIAL SERVICES, INC. | E | Control |
| ADVISOR GROUP HOLDINGS, INC. | DE | LADENBURG THALMANN FINANCIAL SERVICES, INC. | E | Control |
| ADVISOR GROUP HOLDINGS, INC. | DE | LADENBURG THALMANN FINANCIAL SERVICES, INC. | E | Control |
| ADVISOR GROUP HOLDINGS, INC. | DE | LADENBURG THALMANN FINANCIAL SERVICES, INC. | E | Control |
| ADVISOR GROUP HOLDINGS, INC. | DE | LADENBURG THALMANN FINANCIAL SERVICES, INC. | E | Control |
| ADVISOR GROUP HOLDINGS, INC. | DE | LADENBURG THALMANN FINANCIAL SERVICES, INC. | E | Control |
| AG ARTEMIS HOLDINGS, L.P. | DE | AG INTERMEDIATE CORP. | E | Control |
| AG ARTEMIS HOLDINGS, L.P. | DE | AG INTERMEDIATE CORP. | E | Control |
| AG ARTEMIS HOLDINGS, L.P. | DE | AG INTERMEDIATE CORP. | E | Control |
| AG ARTEMIS HOLDINGS, L.P. | DE | AG INTERMEDIATE CORP. | E | Control |
| AG ARTEMIS HOLDINGS, L.P. | DE | AG INTERMEDIATE CORP. | E | Control |
| AG ARTEMIS HOLDINGS, L.P. | DE | AG INTERMEDIATE CORP. | E | Control |
| AG ARTEMIS HOLDINGS, L.P. | DE | AG INTERMEDIATE CORP. | E | Control |
| AG ARTEMIS HOLDINGS, L.P. | DE | AG INTERMEDIATE CORP. | E | Control |
| AG ARTEMIS HOLDINGS, L.P. | DE | AG INTERMEDIATE CORP. | E | Control |
| AG ARTEMIS HOLDINGS, L.P. | DE | AG INTERMEDIATE CORP. | E | Control |
| AG ARTEMIS HOLDINGS, L.P. | DE | AG INTERMEDIATE CORP. | E | Control |
| AG ARTEMIS HOLDINGS, L.P. | DE | AG INTERMEDIATE CORP. | E | Control |
| AG ARTEMIS HOLDINGS, L.P. | DE | AG INTERMEDIATE CORP. | E | Control |
| AG ARTEMIS HOLDINGS, L.P. | DE | AG INTERMEDIATE CORP. | E | Control |
| AG ARTEMIS HOLDINGS, L.P. | DE | AG INTERMEDIATE CORP. | E | Control |
| AG INTERMEDIATE CORP. | DE | LADENBURG THALMANN FINANCIAL SERVICES, INC. | E | Control |
| AG INTERMEDIATE CORP. | DE | AG PARENT CORP. | E | Control |
| AG INTERMEDIATE CORP. | DE | AG PARENT CORP. | E | Control |
| AG INTERMEDIATE CORP. | DE | AG PARENT CORP. | E | Control |
| AG INTERMEDIATE CORP. | DE | LADENBURG THALMANN FINANCIAL SERVICES, INC. | E | Control |
| AG INTERMEDIATE CORP. | DE | LADENBURG THALMANN FINANCIAL SERVICES, INC. | E | Control |
| AG INTERMEDIATE CORP. | DE | LADENBURG THALMANN FINANCIAL SERVICES, INC. | E | Control |
| AG INTERMEDIATE CORP. | DE | AG PARENT CORP. | E | Control |
| AG INTERMEDIATE CORP. | DE | AG PARENT CORP. | E | Control |
| AG INTERMEDIATE CORP. | DE | AG PARENT CORP. | E | Control |
| AG INTERMEDIATE CORP. | DE | AG PARENT CORP. | E | Control |
| AG INTERMEDIATE CORP. | DE | AG PARENT CORP. | E | Control |
| AG INTERMEDIATE CORP. | DE | AG PARENT CORP. | E | Control |
| AG INTERMEDIATE CORP. | DE | LADENBURG THALMANN FINANCIAL SERVICES, INC. | E | Control |
| AG INTERMEDIATE CORP. | DE | AG PARENT CORP. | E | Control |
| AG PARENT CORP. | DE | ADVISOR GROUP HOLDINGS, INC. | E | Control |
| AG PARENT CORP. | DE | ADVISOR GROUP HOLDINGS, INC. | E | Control |
| AG PARENT CORP. | DE | ADVISOR GROUP HOLDINGS, INC. | E | Control |
| AG PARENT CORP. | DE | ADVISOR GROUP HOLDINGS, INC. | E | Control |
| AG PARENT CORP. | DE | ADVISOR GROUP HOLDINGS, INC. | E | Control |
| AG PARENT CORP. | DE | ADVISOR GROUP HOLDINGS, INC. | E | Control |
| AG PARENT CORP. | DE | ADVISOR GROUP HOLDINGS, INC. | E | Control |
| AG PARENT CORP. | DE | ADVISOR GROUP HOLDINGS, INC. | E | Control |
| AG PARENT CORP. | DE | ADVISOR GROUP HOLDINGS, INC. | E | Control |
| AG PARENT CORP. | DE | ADVISOR GROUP HOLDINGS, INC. | E | Control |
| AG PARENT CORP. | DE | ADVISOR GROUP HOLDINGS, INC. | E | Control |
| AG PARENT CORP. | DE | ADVISOR GROUP HOLDINGS, INC. | E | Control |
| AG PARENT CORP. | DE | ADVISOR GROUP HOLDINGS, INC. | E | Control |
| AG PARENT CORP. | DE | ADVISOR GROUP HOLDINGS, INC. | E | Control |
| AG PARENT CORP. | DE | ADVISOR GROUP HOLDINGS, INC. | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES, INC. | DE | AG PARENT CORP. | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES, INC. | DE | KMS FINANCIAL SERVICES, INC. | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES, INC. | DE | KMS FINANCIAL SERVICES, INC. | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES, INC. | DE | AG PARENT CORP. | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES, INC. | DE | AG PARENT CORP. | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES, INC. | DE | AG PARENT CORP. | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES, INC. | DE | KMS FINANCIAL SERVICES, INC. | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES, INC. | DE | KMS FINANCIAL SERVICES, INC. | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES, INC. | DE | AG PARENT CORP. | E | Control |
| RCP GENPAR HOLDCO LLC | DE | RCP GENPAR LP | E | Control |
| RCP GENPAR HOLDCO LLC | DE | RCP GENPAR LP | E | Control |
| RCP GENPAR HOLDCO LLC | DE | RCP GENPAR LP | E | Control |
| RCP GENPAR HOLDCO LLC | DE | RCP GENPAR LP | E | Control |
| RCP GENPAR HOLDCO LLC | DE | RCP GENPAR LP | E | Control |
| RCP GENPAR HOLDCO LLC | DE | RCP GENPAR LP | E | Control |
| RCP GENPAR HOLDCO LLC | DE | RCP GENPAR LP | E | Control |
| RCP GENPAR HOLDCO LLC | DE | RCP GENPAR LP | E | Control |
| RCP GENPAR HOLDCO LLC | DE | RCP GENPAR LP | E | Control |
| RCP GENPAR HOLDCO LLC | DE | RCP GENPAR LP | E | Control |
| RCP GENPAR HOLDCO LLC | DE | RCP GENPAR LP | E | Control |
| RCP GENPAR HOLDCO LLC | DE | RCP GENPAR LP | E | Control |
| RCP GENPAR HOLDCO LLC | DE | RCP GENPAR LP | E | Control |
| RCP GENPAR HOLDCO LLC | DE | RCP GENPAR LP | E | Control |
| RCP GENPAR HOLDCO LLC | DE | RCP GENPAR LP | E | Control |
| RCP GENPAR LP | DE | RCP OPP FUND II GP, LP | E | Control |
| RCP GENPAR LP | DE | RCP OPP FUND II GP, LP | E | Control |
| RCP GENPAR LP | DE | RCP OPP FUND II GP, LP | E | Control |
| RCP GENPAR LP | DE | RCP OPP FUND II GP, LP | E | Control |
| RCP GENPAR LP | DE | RCP OPP FUND II GP, LP | E | Control |
| RCP GENPAR LP | DE | RCP OPP FUND II GP, LP | E | Control |
| RCP GENPAR LP | DE | RCP OPP FUND II GP, LP | E | Control |
| RCP GENPAR LP | DE | RCP OPP FUND II GP, LP | E | Control |
| RCP GENPAR LP | DE | RCP OPP FUND II GP, LP | E | Control |
| RCP GENPAR LP | DE | RCP OPP FUND II GP, LP | E | Control |
| RCP GENPAR LP | DE | RCP OPP FUND II GP, LP | E | Control |
| RCP GENPAR LP | DE | RCP OPP FUND II GP, LP | E | Control |
| RCP GENPAR LP | DE | RCP OPP FUND II GP, LP | E | Control |
| RCP GENPAR LP | DE | RCP OPP FUND II GP, LP | E | Control |
| RCP GENPAR LP | DE | RCP OPP FUND II GP, LP | E | Control |
| RCP OPP FUND II GP, LP | DE | RCP ARTEMIS CO-INVEST GP LLC | E | Control |
| RCP OPP FUND II GP, LP | DE | AG ARTEMIS HOLDINGS GP, LLC | E | Control |
| RCP OPP FUND II GP, LP | DE | RCP ARTEMIS CO-INVEST GP LLC | E | Control |
| RCP OPP FUND II GP, LP | DE | AG ARTEMIS HOLDINGS GP, LLC | E | Control |
| RCP OPP FUND II GP, LP | DE | RCP ARTEMIS CO-INVEST GP LLC | E | Control |
| RCP OPP FUND II GP, LP | DE | AG ARTEMIS HOLDINGS GP, LLC | E | Control |
| RCP OPP FUND II GP, LP | DE | RCP ARTEMIS CO-INVEST GP LLC | E | Control |
| RCP OPP FUND II GP, LP | DE | AG ARTEMIS HOLDINGS GP, LLC | E | Control |
| RCP OPP FUND II GP, LP | DE | AG ARTEMIS HOLDINGS GP, LLC | E | Control |
| RCP OPP FUND II GP, LP | DE | RCP ARTEMIS CO-INVEST GP LLC | E | Control |
| RCP OPP FUND II GP, LP | DE | RCP ARTEMIS CO-INVEST GP LLC | E | Control |
| RCP OPP FUND II GP, LP | DE | AG ARTEMIS HOLDINGS GP, LLC | E | Control |
| RCP OPP FUND II GP, LP | DE | RCP ARTEMIS CO-INVEST GP LLC | E | Control |
| RCP OPP FUND II GP, LP | DE | AG ARTEMIS HOLDINGS GP, LLC | E | Control |
| RCP OPP FUND II GP, LP | DE | RCP ARTEMIS CO-INVEST GP LLC | E | Control |
| RCP OPP FUND II GP, LP | DE | AG ARTEMIS HOLDINGS GP, LLC | E | Control |
| RCP OPP FUND II GP, LP | DE | RCP ARTEMIS CO-INVEST GP LLC | E | Control |
| RCP OPP FUND II GP, LP | DE | AG ARTEMIS HOLDINGS GP, LLC | E | Control |
| RCP OPP FUND II GP, LP | DE | RCP ARTEMIS CO-INVEST GP LLC | E | Control |
| RCP OPP FUND II GP, LP | DE | AG ARTEMIS HOLDINGS GP, LLC | E | Control |
| RCP OPP FUND II GP, LP | DE | RCP ARTEMIS CO-INVEST GP LLC | E | Control |
| RCP OPP FUND II GP, LP | DE | AG ARTEMIS HOLDINGS GP, LLC | E | Control |
| RCP OPP FUND II GP, LP | DE | RCP ARTEMIS CO-INVEST GP LLC | E | Control |
| RCP OPP FUND II GP, LP | DE | AG ARTEMIS HOLDINGS GP, LLC | E | Control |
| RCP OPP FUND II GP, LP | DE | RCP ARTEMIS CO-INVEST GP LLC | E | Control |
| RCP OPP FUND II GP, LP | DE | AG ARTEMIS HOLDINGS GP, LLC | E | Control |
| RCP OPP FUND II GP, LP | DE | RCP ARTEMIS CO-INVEST GP LLC | E | Control |
| RCP OPP FUND II GP, LP | DE | AG ARTEMIS HOLDINGS GP, LLC | E | Control |
| RCP OPP FUND II GP, LP | DE | RCP ARTEMIS CO-INVEST GP LLC | E | Control |
| RCP OPP FUND II GP, LP | DE | AG ARTEMIS HOLDINGS GP, LLC | E | Control |
| THE BERLINSKI FAMILY 2006 TRUST | DE | MRB ICBC LLC | E | Control |
| THE BERLINSKI FAMILY 2006 TRUST | DE | MRB ICBC LLC | E | Control |
| THE BERLINSKI FAMILY 2006 TRUST | DE | MRB ICBC LLC | E | Control |
| THE BERLINSKI FAMILY 2006 TRUST | DE | MRB ICBC LLC | E | Control |
| THE BERLINSKI FAMILY 2006 TRUST | DE | MRB ICBC LLC | E | Control |
| THE BERLINSKI FAMILY 2006 TRUST | DE | MRB ICBC LLC | E | Control |
| THE BERLINSKI FAMILY 2006 TRUST | DE | MRB ICBC LLC | E | Control |
| THE BERLINSKI FAMILY 2006 TRUST | DE | MRB ICBC LLC | E | Control |
| THE BERLINSKI FAMILY 2006 TRUST | DE | MRB ICBC LLC | E | Control |
| THE BERLINSKI FAMILY 2006 TRUST | DE | MRB ICBC LLC | E | Control |
| THE BERLINSKI FAMILY 2006 TRUST | DE | MRB ICBC LLC | E | Control |
| THE BERLINSKI FAMILY 2006 TRUST | DE | MRB ICBC LLC | E | Control |
| THE BERLINSKI FAMILY 2006 TRUST | DE | MRB ICBC LLC | E | Control |
| THE BERLINSKI FAMILY 2006 TRUST | DE | MRB ICBC LLC | E | Control |
| THE BERLINSKI FAMILY 2006 TRUST | DE | MRB ICBC LLC | E | Control |
| RCP ARTEMIS CO-INVEST, L.P. | FE | AG ARTEMIS HOLDINGS, L.P. | D | Control |
| RCP ARTEMIS CO-INVEST, L.P. | FE | AG ARTEMIS HOLDINGS, L.P. | D | Control |
| RCP ARTEMIS CO-INVEST, L.P. | FE | AG ARTEMIS HOLDINGS, L.P. | D | Control |
| RCP ARTEMIS CO-INVEST, L.P. | FE | AG ARTEMIS HOLDINGS, L.P. | D | Control |
| RCP ARTEMIS CO-INVEST, L.P. | FE | AG ARTEMIS HOLDINGS, L.P. | D | Control |
| RCP ARTEMIS CO-INVEST, L.P. | FE | AG ARTEMIS HOLDINGS, L.P. | D | Control |
| RCP ARTEMIS CO-INVEST, L.P. | FE | AG ARTEMIS HOLDINGS, L.P. | D | Control |
| RCP ARTEMIS CO-INVEST, L.P. | FE | AG ARTEMIS HOLDINGS, L.P. | D | Control |
| RCP ARTEMIS CO-INVEST, L.P. | FE | AG ARTEMIS HOLDINGS, L.P. | D | Control |
| RCP ARTEMIS CO-INVEST, L.P. | FE | AG ARTEMIS HOLDINGS, L.P. | D | Control |
| RCP ARTEMIS CO-INVEST, L.P. | FE | AG ARTEMIS HOLDINGS, L.P. | D | Control |
| RCP ARTEMIS CO-INVEST, L.P. | FE | AG ARTEMIS HOLDINGS, L.P. | D | Control |
| RCP ARTEMIS CO-INVEST, L.P. | FE | AG ARTEMIS HOLDINGS, L.P. | D | Control |
| RCP ARTEMIS CO-INVEST, L.P. | FE | AG ARTEMIS HOLDINGS, L.P. | D | Control |
| RCP ARTEMIS CO-INVEST, L.P. | FE | AG ARTEMIS HOLDINGS, L.P. | D | Control |
| BERLINSKI, MILTON RALPH | I | RCP GENPAR HOLDCO LLC | C | Control |
| BERLINSKI, MILTON RALPH | I | RCP GENPAR HOLDCO LLC | C | Control |
| BERLINSKI, MILTON RALPH | I | RCP GENPAR HOLDCO LLC | C | Control |
| BERLINSKI, MILTON RALPH | I | RCP GENPAR HOLDCO LLC | C | Control |
| BERLINSKI, MILTON RALPH | I | RCP GENPAR HOLDCO LLC | C | Control |
| BERLINSKI, MILTON RALPH | I | RCP GENPAR HOLDCO LLC | C | Control |
| BERLINSKI, MILTON RALPH | I | RCP GENPAR HOLDCO LLC | C | Control |
| BERLINSKI, MILTON RALPH | I | RCP GENPAR HOLDCO LLC | C | Control |
| BERLINSKI, MILTON RALPH | I | RCP GENPAR HOLDCO LLC | C | Control |
| BERLINSKI, MILTON RALPH | I | RCP GENPAR HOLDCO LLC | C | Control |
| BERLINSKI, MILTON RALPH | I | RCP GENPAR HOLDCO LLC | C | Control |
| BERLINSKI, MILTON RALPH | I | RCP GENPAR HOLDCO LLC | C | Control |
| BERLINSKI, MILTON RALPH | I | RCP GENPAR HOLDCO LLC | C | Control |
| BERLINSKI, MILTON RALPH | I | RCP GENPAR HOLDCO LLC | C | Control |
| BERLINSKI, MILTON RALPH | I | RCP GENPAR HOLDCO LLC | C | Control |
| MRB ICBC LLC | DE | RCP GENPAR HOLDCO LLC | C | Control |
| MRB ICBC LLC | DE | RCP GENPAR HOLDCO LLC | C | Control |
| MRB ICBC LLC | DE | RCP GENPAR HOLDCO LLC | C | Control |
| MRB ICBC LLC | DE | RCP GENPAR HOLDCO LLC | C | Control |
| MRB ICBC LLC | DE | RCP GENPAR HOLDCO LLC | C | Control |
| MRB ICBC LLC | DE | RCP GENPAR HOLDCO LLC | C | Control |
| MRB ICBC LLC | DE | RCP GENPAR HOLDCO LLC | C | Control |
| MRB ICBC LLC | DE | RCP GENPAR HOLDCO LLC | C | Control |
| MRB ICBC LLC | DE | RCP GENPAR HOLDCO LLC | C | Control |
| MRB ICBC LLC | DE | RCP GENPAR HOLDCO LLC | C | Control |
| MRB ICBC LLC | DE | RCP GENPAR HOLDCO LLC | C | Control |
| MRB ICBC LLC | DE | RCP GENPAR HOLDCO LLC | C | Control |
| MRB ICBC LLC | DE | RCP GENPAR HOLDCO LLC | C | Control |
| MRB ICBC LLC | DE | RCP GENPAR HOLDCO LLC | C | Control |
| MRB ICBC LLC | DE | RCP GENPAR HOLDCO LLC | C | Control |
Registrations
Federal
IA
Jun 15, 2020 REGISTERED
Notice Filings (50)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV
Address
2001 SIXTH AVE STE 2801SEATTLE, WA 98121
United States
Phone: [206]441-2885